Sep 23, 2023

Richard Gibbs of UBS Financial Services Inc.

DID RICHARD ALLAN GIBBS CAUSE YOU INVESTMENT LOSSES? Richard Gibbs Of UBS Financial Services Inc. Has A Customer Complaint For Alleged Broker Misconduct Richard Gibbs Customer Complaint Richard Gibbs has been the subject of at least one customer complaint that we know about recovering investment losses. The allegations made in the FINRA reported customer complaint for investment losses were made by an elderly claimant who alleged investments sold to her were unsuitable and misrepresented. The recently filed FINRA arbitration proceeding is still pending against UBS Financial Services for Richard Gibbs’ alleged misconduct. Richard Gibbs Red Flags & Your Rights As An Investor Of course, Richard Gibbs did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Richard Gibbs at UBS Financial Services Inc. on alert to review carefully the activity and performance of their accounts and question whether Richard Gibbs has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at UBS Financial Services Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At UBS Financial Services Inc. Due To Richard Gibbs If you have questions about UBS Financial Services Inc. and/or Richard Gibbs and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Sep 23, 2023

Ethan Reid of Morgan Stanley

DID ETHAN OLDS REID CAUSE YOU INVESTMENT LOSSES? Ethan Reid Of Morgan Stanley Has A Customer Complaint For Alleged Broker Misconduct Ethan Reid Customer Complaint Ethan Reid has been the subject of at least one customer complaint that we know about recovering investment losses. The allegations made in the FINRA reported customer complaint for investment losses were breach of fiduciary duty with respect to recommendation to take out a liquidity access line of credit. The complaint filed against Morgan Stanley for Ethan Reid’s alleged misconduct is still pending. Ethan Reid Red Flags & Your Rights As An Investor Of course, Ethan Reid did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Ethan Reid at Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Ethan Reid has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Morgan Stanley Due To Ethan Reid If you have questions about Morgan Stanley and/or Ethan Reid and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Sep 23, 2023

Michaela Rauscher of Western International Securities, Inc.

DID MICHAELA RAUSCHER CAUSE YOU INVESTMENT LOSSES? Michaela Rauscher Of Western International Securities, Inc. Has 3 Customer Complaints For Alleged Broker Misconduct Michaela Rauscher Customer Complaints Michaela Rauscher has been the subject of 3 customer complaints that we know about recovering investment losses. Two of the customer complaints were settled by Western International Securities in favor of the investors. There is currently one FINRA arbitration proceeding still pending. Allegations Against Michaela Rauscher A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Michaela Rauscher Red Flags & Your Rights As An Investor Of course, Michaela Rauscher did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Michaela Rauscher at Western International Securities, Inc. on alert to review carefully the activity and performance of their accounts and question whether Michaela Rauscher has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Western International Securities, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Western International Securities, Inc. Due To Michaela Rauscher If you have questions about Western International Securities, Inc.  and/or Michaela Rauscher and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Sep 22, 2023

Dimitri Rassias of UBS Financial Services Inc.

DID DIMITRI RASSIAS CAUSE YOU INVESTMENT LOSSES? Dimitri Rassias Of UBS Financial Services Inc. And Formerly With Equitable Advisors, LLC and J.P. Morgan Securities LLC Has A Customer Complaint For Alleged Broker Misconduct Dimitri Rassias Customer Complaint Dimitri Rassias has been the subject of at least one customer complaint that we know about recovering investment losses. The allegations made in the FINRA reported customer complaint for investment losses were unsuitable recommendations to invest in a variable annuity contract and other securities. Equitable Advisors settled the customer complaint for over $690,000. Dimitri Rassias Red Flags & Your Rights As An Investor Of course, Dimitri Rassias did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Dimitri Rassias at UBS Financial Services Inc., Equitable Advisors, LLC and J.P. Morgan Securities LLC on alert to review carefully the activity and performance of their accounts and question whether Dimitri Rassias has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at UBS Financial Services Inc., Equitable Advisors, LLC and J.P. Morgan Securities LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At UBS Financial Services Inc. Due To Dimitri Rassias If you have questions about UBS Financial Services Inc., Equitable Advisors, LLC, J.P. Morgan Securities LLC and/or Dimitri Rassias and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Sep 22, 2023

James Raper, Jr. of Wealthforge Securities, LLC

DID JAMES LEROY RAPER, JR CAUSE YOU INVESTMENT LOSSES? James Raper, Jr. Of Wealthforge Securities, LLC Has 7 Customer Complaints For Alleged Broker Misconduct James Raper, Jr. Customer Complaints James Raper, Jr. has been the subject of 7 customer complaints that we know about to recover investment losses. All 7 of the customer complaints are pending in recently filed FINRA arbitration proceedings. Allegations Against James Raper, Jr. The allegations made in the FINRA reported arbitration claim pending complaints for investment losses are related to a syndicated commercial real estate offering. It was a Delaware Statutory Trust sponsored by Nelson Partners, as a syndicate member. A dispute arose between the bridge equity provider, and an affiliated entity, which resulted in the execution of a forced sale provision of the asset and a financial loss to all the investors. James Raper, Jr. Red Flags & Your Rights As An Investor Of course, James Raper, Jr. did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of James Raper, Jr. at Wealthforge Securities, LLC on alert to review carefully the activity and performance of their accounts and question whether James Raper, Jr. has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wealthforge Securities, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Wealthforge Securities, LLC Due To James Raper, Jr. If you have questions about Wealthforge Securities, LLC and/or James Raper, Jr. and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Sep 22, 2023

Edward Rakosky of Merrill Lynch, Pierce, Fenner & Smith Incorporated

DID EDWARD G RAKOSKY CAUSE YOU INVESTMENT LOSSES? Edward Rakosky Of Merrill Lynch, Pierce, Fenner & Smith Incorporated Has A Customer Complaint For Alleged Broker Misconduct Edward Rakosky Customer Complaint Edward Rakosky has been the subject of at least one customer complaint that we know about recovering investment losses. The allegations made in the FINRA reported customer complaint for investment losses were about unsuitable investment recommendations. Merrill Lynch Pierce Fenner and Smith settled a customer complaint in favor of the investor. Edward Rakosky Red Flags & Your Rights As An Investor Of course, Edward Rakosky did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Edward Rakosky at Merrill Lynch, Pierce, Fenner & Smith Incorporated on alert to review carefully the activity and performance of their accounts and question whether Edward Rakosky has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Merrill Lynch, Pierce, Fenner & Smith Incorporated also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Merrill Lynch, Pierce, Fenner & Smith Incorporated Due To Edward Rakosky If you have questions about Merrill Lynch, Pierce, Fenner & Smith Incorporated and/or Edward Rakosky and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Sep 22, 2023

Reginald Rabb of State Farm VP Management Corp.

DID REGINALD QUINTON RABB CAUSE YOU INVESTMENT LOSSES? Reginald Rabb Of State Farm VP Management Corp. Has A Customer Complaint For Alleged Broker Misconduct Reginald Rabb Customer Complaint Reginald Rabb has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were allegations that husband’s annuity signatures did not match on a withdrawal request. State Farm VP Management Corp. recently denied the customer complaint and, to date, the investor has not taken any further action. Reginald Rabb Red Flags & Your Rights As An Investor Of course, Reginald Rabb did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Reginald Rabb at State Farm VP Management Corp. on alert to review carefully the activity and performance of their accounts and question whether Reginald Rabb has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at State Farm VP Management Corp. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At State Farm VP Management Corp. Due To Reginald Rabb If you have questions about State Farm VP Management Corp. and/or Reginald Rabb and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Sep 21, 2023

Johnathan Pulleyn of Lincoln Financial Securities Corporation

DID JOHNATHAN RICHARD PULLEYN CAUSE YOU INVESTMENT LOSSES? Johnathan Pulleyn Of Lincoln Financial Securities Corporation Has A Customer Complaint For Alleged Broker Misconduct Johnathan Pulleyn Customer Complaint Johnathan Pulleyn has been the subject of at least one customer complaint that we know about recovering investment losses. The allegations made in the FINRA reported customer complaint for investment losses were that the purchase of 2 mutual funds in a customer’s account were not authorized. Lincoln Financial Securities Corporation recently denied the customer complaint, and, to date, the investor has not filed any action. Johnathan Pulleyn Red Flags & Your Rights As An Investor Of course, Johnathan Pulleyn did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Johnathan Pulleyn at Lincoln Financial Securities Corporation on alert to review carefully the activity and performance of their accounts and question whether Johnathan Pulleyn has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Lincoln Financial Securities Corporation also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Lincoln Financial Securities Corporation Due To Johnathan Pulleyn If you have questions about Lincoln Financial Securities Corporation and/or Johnathan Pulleyn and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Sep 21, 2023

Marcus Poteete of Charles Schwab & Co., Inc.

DID MARCUS ALAN POTEETE CAUSE YOU INVESTMENT LOSSES? Marcus Poteete Of Charles Schwab & Co., Inc. And Formerly With Edward Jones Has A Customer Complaint For Alleged Broker Misconduct Marcus Poteete Customer Complaint Marcus Poteete has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were failure to follow customer’s instructions and liquidate investments. Charles Schwab recently denied the customer complaint and, to date, the investor has not taken any further action. Marcus Poteete Red Flags & Your Rights As An Investor Of course, Marcus Poteete did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Marcus Poteete at Charles Schwab & Co., Inc. and Edward Jones on alert to review carefully the activity and performance of their accounts and question whether Marcus Poteete has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Charles Schwab & Co., Inc. and Edward Jones also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Charles Schwab & Co., Inc. Due To Marcus Poteete If you have questions about Charles Schwab & Co., Inc., Edward Jones and/or Marcus Poteete and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Sep 21, 2023

Russell Pierce of LPL Financial LLC

DID RUSSELL ALAN PIERCE CAUSE YOU INVESTMENT LOSSES? Russell Pierce Of LPL Financial LLC Has A Customer Complaint For Alleged Broker Misconduct Russell Pierce Customer Complaint Russell Pierce has been the subject of at least one customer complaint that we know about recovering investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for alleged forgery of signatures on documents and transfer of accounts without permission. A recently filed customer complaint was denied by LPL Financial and, to date, the investor has not taken any further action. Russell Pierce Red Flags & Your Rights As An Investor Of course, Russell Pierce did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Russell Pierce at LPL Financial LLC on alert to review carefully the activity and performance of their accounts and question whether Russell Pierce has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To Russell Pierce If you have questions about LPL Financial LLC and/or Russell Pierce and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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