May 4, 2023

Michael Norton of David Lerner Associates, Inc.

DID MICHAEL JOSEPH NORTON CAUSE YOU INVESTMENT LOSSES? Michael Norton Of David Lerner Associates, Inc. Has 9 Customer Complaints For Alleged Broker Misconduct Michael Norton Customer Complaints Michael Norton has been the subject of 9 customer complaints that we know about to recover investment losses. Four of the customer complaints were settled by David Lerner Associates in favor of the investors. Another for customer complaints were denied by the same brokerage firm. There is currently one FINRA arbitration proceeding pending against David Lerner Associates for Michael Norton’s alleged misconduct. Allegations Against Michael Norton A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Michael Norton Red Flags & Your Rights As An Investor Of course, Michael Norton did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Michael Norton at David Lerner Associates, Inc. on alert to review carefully the activity and performance of their accounts and question whether Michael Norton has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at David Lerner Associates, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At David Lerner Associates, Inc. Due To Michael Norton If you have questions about David Lerner Associates, Inc. and/or Michael Norton and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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May 4, 2023

Michael McCauley of PHX Financial, Inc.

DID MICHAEL JOSEPH MCCAULEY CAUSE YOU INVESTMENT LOSSES? Michael McCauley Of PHX Financial, Inc. And Formerly With Joseph Gunnar & Co. LLC Has 2 Customer Complaints For Alleged Broker Misconduct Michael McCauley Customer Complaints Michael McCauley has been the subject of 2 customer complaints that we know about to recover investment losses. Both of the customer complaints were settled by Michael McCauley’s former employers in favor of the investors. Allegations Against Michael McCauley A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Michael McCauley Red Flags & Your Rights As An Investor Of course, Michael McCauley did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Michael McCauley at PHX Financial, Inc. and Joseph Gunnar & Co. LLC on alert to review carefully the activity and performance of their accounts and question whether Michael McCauley has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at PHX Financial, Inc. and Joseph Gunnar & Co. LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At PHX Financial, Inc. Due To Michael McCauley If you have questions about PHX Financial, Inc., Joseph Gunnar & Co. LLC and/or Michael McCauley and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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May 4, 2023

Michael Bramlett formerly with Country Capital Management Company

DID MICHAEL L BRAMLETT CAUSE YOU INVESTMENT LOSSES? Michael Bramlett Formerly With Country Capital Management Company Has A Customer Complaint For Alleged Broker Misconduct Michael Bramlett Customer Complaint Michael Bramlett has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for failure to properly process a variable annuity purchase transaction as ordered. Michael Bramlett’s employer settled the customer dispute in favor the investor. Michael Bramlett Red Flags & Your Rights As An Investor Of course, Michael Bramlett did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Michael Bramlett at Country Capital Management Company on alert to review carefully the activity and performance of their accounts and question whether Michael Bramlett has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Country Capital Management Company also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Country Capital Management Company Due To Michael Bramlett If you have questions about Country Capital Management Company and/or Michael Bramlett and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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May 3, 2023

Michael Mattie formerly with LPL Financial, LLC

DID MICHAEL JOHN MATTIE CAUSE YOU INVESTMENT LOSSES? Michael Mattie Formerly With LPL Financial, LLC Has A Customer Complaint For Alleged Broker Misconduct Michael Mattie Customer Complaint Michael Mattie has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were or poor management of client’s account. LPL Financial settled the customer dispute in favor of the investor. Michael Mattie Red Flags & Your Rights As An Investor Of course, Michael Mattie did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Michael Mattie at LPL Financial, LLC on alert to review carefully the activity and performance of their accounts and question whether Michael Mattie has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At LPL Financial, LLC Due To Michael Mattie If you have questions about LPL Financial, LLC and/or Michael Mattie and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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May 3, 2023

Michael Koziol of MML Investors Services, LLC

DID MICHAEL JOHN KOZIOL CAUSE YOU INVESTMENT LOSSES? Michael Koziol Of MML Investors Services, LLC Has A Customer Complaint For Alleged Broker Misconduct Michael Koziol Customer Complaint Michael Koziol has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for failure to disclose illiquidity of an investment in connection with a switch from a variable annuity to a fixed annuity. Michael Koziol Red Flags & Your Rights As An Investor Of course, Michael Koziol did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Michael Koziol at MML Investors Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Michael Koziol has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at MML Investors Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At MML Investors Services, LLC Due To Michael Koziol If you have questions about MML Investors Services, LLC and/or Michael Koziol and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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May 2, 2023

Michael Wagner of Morgan Stanley

DID MICHAEL JOHN WAGNER CAUSE YOU INVESTMENT LOSSES? Michael Wagner Of Morgan Stanley Has 3 Customer Complaints For Alleged Broker Misconduct Michael Wagner Customer Complaints Michael Wagner has been the subject of 3 customer complaints that we know about to recover investment losses. Two of the customer complaints were settled by Morgan Stanley in favor of the investors for over $4.1 million and $1.5 million respectively. The brokerage firm denied another customer complaint and, to date, the customer is not filed in the arbitration proceeding. Allegations Against Michael Wagner A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Michael Wagner Red Flags & Your Rights As An Investor Of course, Michael Wagner did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Michael Wagner at Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Michael Wagner has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Morgan Stanley Due To Michael Wagner If you have questions about Morgan Stanley and/or Michael Wagner and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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May 2, 2023

Michael Ryan of Valic Financial Advisors, Inc.

DID MICHAEL JOHN RYAN CAUSE YOU INVESTMENT LOSSES? Michael Ryan Of Valic Financial Advisors, Inc. Has A Customer Complaint For Alleged Broker Misconduct Michael Ryan Customer Complaint Michael Ryan has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were poor advice relating to a annuity withdrawal. Michael Ryan’s employers settled the customer complaint in favor of the investor. Michael Ryan Red Flags & Your Rights As An Investor Of course, Michael Ryan did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Michael Ryan at Valic Financial Advisors, Inc. on alert to review carefully the activity and performance of their accounts and question whether Michael Ryan has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Valic Financial Advisors, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Valic Financial Advisors, Inc. Due To Michael Ryan If you have questions about Valic Financial Advisors, Inc. and/or Michael Ryan and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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May 2, 2023

Nicholas Solitario of Hornor, Townsend & Kent, LLC

DID NICHOLAS PAUL SOLITARIO CAUSE YOU INVESTMENT LOSSES? Nicholas Solitario Of Hornor, Townsend & Kent, LLC Has A Customer Complaint For Alleged Broker Misconduct Nicholas Solitario Customer Complaint Nicholas Solitario has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for failing to disclose the nature, mechanics and risks of a variable annuity contract investment. The brokerage firm denied the customer complaint and, to date, no further action has been taken. Nicholas Solitario Red Flags & Your Rights As An Investor Of course, Nicholas Solitario did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Nicholas Solitario at Hornor, Townsend & Kent, LLC on alert to review carefully the activity and performance of their accounts and question whether Nicholas Solitario has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Hornor, Townsend & Kent, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Hornor, Townsend & Kent, LLC Due To Nicholas Solitario If you have questions about Hornor, Townsend & Kent, LLC and/or Nicholas Solitario and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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May 2, 2023

Michael Giovannelli formerly with Spartan Capital Securities, LLC

DID MICHAEL JOHN GIOVANNELLI CAUSE YOU INVESTMENT LOSSES? Michael Giovannelli Formerly With Spartan Capital Securities, LLC and Richard James & Associates, Inc. Has 4 Customer Complaints For Alleged Broker Misconduct Michael Giovannelli Customer Complaints Michael Giovannelli has been the subject of 4 customer complaints that we know about to recover investment losses. One of the customer complaints evolved into an arbitration proceeding and an arbitration award against Michael Giovannelli and his employer in favor of the investor. Another customer complaint was settled by his former employer in favor of the investor. Woodstock Financial Group denied another customer complaint and no further action was taken by the customer. There is currently one customer complaint pending. Allegations Against Michael Giovannelli A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Michael Giovannelli Red Flags & Your Rights As An Investor Of course, Michael Giovannelli did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Michael Giovannelli at Spartan Capital Securities, LLC and Richard James & Associates, Inc. on alert to review carefully the activity and performance of their accounts and question whether Michael Giovannelli has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Spartan Capital Securities, LLC and Richard James & Associates, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Spartan Capital Securities, LLC Due To Michael Giovannelli If you have questions about Spartan Capital Securities, LLC, Richard James & Associates, Inc. and/or Michael Giovannelli and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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May 2, 2023

Michael Karp formerly with David Lerner Associates, Inc.

DID MICHAEL JAY KARP CAUSE YOU INVESTMENT LOSSES? Michael Karp Formerly With David Lerner Associates, Inc. Has 3 Customer Complaints For Alleged Broker Misconduct Michael Karp Customer Complaints Michael Karp has been the subject of 3 customer complaints that we know about to recover investment losses. Two of the customer complaints were settled by David Lerner Associates in favor of the investors. The same brokerage firm denied another customer complaint and, to date, the customer has not taken any further action. Allegations Against Michael Karp A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Michael Karp Red Flags & Your Rights As An Investor Of course, Michael Karp did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Michael Karp at David Lerner Associates, Inc. on alert to review carefully the activity and performance of their accounts and question whether Michael Karp has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at David Lerner Associates, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At David Lerner Associates, Inc. Due To Michael Karp If you have questions about David Lerner Associates, Inc. and/or Michael Karp and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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