Oct 23, 2023

Parker King of Western International Securities, Inc.

DID PARKER E KING CAUSE YOU INVESTMENT LOSSES? Parker King Of Western International Securities, Inc. And Formerly With Edward Jones Has A Customer Complaint For Alleged Broker Misconduct Parker King Customer Complaint Parker King has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for unsuitable investment recommendations and negligence involving equity listed common and preferred stocks. The FINRA arbitration proceeding filed against Western International Securities for Parker King’s alleged misconduct is still pending. Parker King Red Flags & Your Rights As An Investor Of course, Parker King did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Parker King at Western International Securities, Inc. and Edward Jones on alert to review carefully the activity and performance of their accounts and question whether Parker King has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Western International Securities, Inc. and Edward Jones also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Western International Securities, Inc.  Due To Parker King If you have questions about Western International Securities, Inc., Edward Jones and/or Parker King and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Oct 23, 2023

Jae Kim of E1 Asset Management, Inc.

DID JAE HUN KIM CAUSE YOU INVESTMENT LOSSES? Jae Kim E1 Asset Management, Inc. Has 9 Customer Complaints For Alleged Broker Misconduct Jae Kim Customer Complaints Jae Kim has been the subject of 9 customer complaints that we know about to recover investment losses.  Six of the customer complaints are settled by Jae Kim’s current and former employers in favor of the investors.  One customer complaint was denied, and the customer took no further action. There are currently 2 FINRA arbitration proceedings pending against E1 Asset Management for the advisor’s alleged misconduct. Allegations Against Jae Kim A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Jae Kim Red Flags & Your Rights As An Investor Of course, Jae Kim did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Jae Kim at E1 Asset Management, Inc. on alert to review carefully the activity and performance of their accounts and question whether Jae Kim has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at E1 Asset Management, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At E1 Asset Management, Inc. Due To Jae Kim If you have questions about E1 Asset Management, Inc. and/or Jae Kim and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Oct 23, 2023

Stephen Kerutis of LPL Financial LLC

DID STEPHEN THOMAS KERUTIS CAUSE YOU INVESTMENT LOSSES? Stephen Kerutis Of LPL Financial LLC And Formerly With Truist Investment Services, Inc. Has 5 Customer Complaints For Alleged Broker Misconduct Stephen Kerutis Customer Complaints Stephen Kerutis has been the subject of 5 customer complaints that we know about to recover investment losses. One customer complaint was settled by Edward Jones in favor of the investor. Three of the customer complaints were denied by the advisors former employers and, to date, the customers have not taken any further action. The last customer complaint is still pending with LPL Financial. Allegations Against Stephen Kerutis A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Stephen Kerutis Red Flags & Your Rights As An Investor Of course, Stephen Kerutis did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Stephen Kerutis at LPL Financial LLC and Truist Investment Services, Inc. on alert to review carefully the activity and performance of their accounts and question whether Stephen Kerutis has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC and Truist Investment Services, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To Stephen Kerutis If you have questions about LPL Financial LLC, Truist Investment Services, Inc. and/or Stephen Kerutis and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Oct 23, 2023

Abraham Kepecs of NYLIFE Securities LLC

DID ABRAHAM KEPECS CAUSE YOU INVESTMENT LOSSES? Abraham Kepecs Of NYLIFE Securities LLC Has A Customer Complaint For Alleged Broker Misconduct Abraham Kepecs Customer Complaint Abraham Kepecs has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were a mutual fund account was liquidated and transferred without her knowledge. NYLIFE Securities denied the customer complaint recently and, so far, the investor has not taken any further action. Abraham Kepecs Red Flags & Your Rights As An Investor Of course, Abraham Kepecs did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Abraham Kepecs at NYLIFE Securities LLC on alert to review carefully the activity and performance of their accounts and question whether Abraham Kepecs has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at NYLIFE Securities LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At NYLIFE Securities LLC Due To Abraham Kepecs If you have questions about NYLIFE Securities LLC and/or Abraham Kepecs and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Oct 22, 2023

Raymond Harrison of Morgan Stanley

DID RAYMOND ERIC HARRISON CAUSE YOU INVESTMENT LOSSES? Raymond Harrison Of Morgan Stanley And Formerly With E-Trade Capital Management, LLC Has A Customer Complaint For Alleged Broker Misconduct Raymond Harrison Customer Complaint Raymond Harrison has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for breach of fiduciary duty for permitting clients father to trade and withdrawal of funds from clients custodial account for father’s own benefit. The recently filed FINRA arbitration proceeding is still pending. Raymond Harrison Red Flags & Your Rights As An Investor Of course, Raymond Harrison did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Raymond Harrison at Morgan Stanley and E-Trade Capital Management, LLC on alert to review carefully the activity and performance of their accounts and question whether Raymond Harrison has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley and E-Trade Capital Management, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Morgan Stanley Due To Raymond Harrison If you have questions about Morgan Stanley, E-Trade Capital Management, LLC and/or Raymond Harrison and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Oct 22, 2023

Rick Kent of LPL Financial LLC

DID RICK LEE KENT CAUSE YOU INVESTMENT LOSSES? Rick Kent Of LPL Financial LLC Has A Customer Complaint For Alleged Broker Misconduct Rick Kent Customer Complaint Rick Kent has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were failure to follow client’s instructions and unauthorized withdrawals from an annuity. The customer complaint is still pending with the firm. Rick Kent Red Flags & Your Rights As An Investor Of course, Rick Kent did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Rick Kent at LPL Financial LLC on alert to review carefully the activity and performance of their accounts and question whether Rick Kent has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To Rick Kent If you have questions about LPL Financial LLC and/or Rick Kent and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Oct 22, 2023

 Kelly Lawson of Portsmouth Financial Services

DID KELLY S LAWSON CAUSE YOU INVESTMENT LOSSES? Kelly Lawson Of Portsmouth Financial Services Has A Customer Complaint For Alleged Broker Misconduct Kelly Lawson Customer Complaint Kelly Lawson has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for an unsuitable investment recommendation and misrepresentation of a GWG L Bond. The customer complaint is still pending. Kelly Lawson Red Flags & Your Rights As An Investor Of course, Kelly Lawson did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Kelly Lawson at Portsmouth Financial Services on alert to review carefully the activity and performance of their accounts and question whether Kelly Lawson has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Portsmouth Financial Services also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Portsmouth Financial Services Due To Kelly Lawson If you have questions about Portsmouth Financial Services and/or Kelly Lawson and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Oct 21, 2023

Mary Kenny of Equitable Advisors, LLC

DID MARY SUE KENNY CAUSE YOU INVESTMENT LOSSES? Mary Kenny Of Equitable Advisors, LLC Has A Customer Complaint For Alleged Broker Misconduct Mary Kenny Customer Complaint Mary Kenny has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the advisor recommended unsuitable investments for a senior citizen. The customer complaint is still pending. Mary Kenny Red Flags & Your Rights As An Investor Of course, Mary Kenny did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Mary Kenny at Equitable Advisors, LLC on alert to review carefully the activity and performance of their accounts and question whether Mary Kenny has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Equitable Advisors, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Equitable Advisors, LLC Due To Mary Kenny If you have questions about Equitable Advisors, LLC and/or Mary Kenny and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Oct 21, 2023

Teri Kelley of Morgan Stanley

DID TERI TWARKINS KELLEY CAUSE YOU INVESTMENT LOSSES? Teri Kelley Of Morgan Stanley Has A Customer Complaint For Alleged Broker Misconduct Teri Kelley Customer Complaint Teri Kelley has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for failure of broker of record on variable life insurance policy to recommend changes in subaccounts there were unsuitable for her. The FINRA arbitration proceeding file against Morgan Stanley for the advisor’s alleged misconduct is still pending. Teri Kelley Red Flags & Your Rights As An Investor Of course, Teri Kelley did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Teri Kelley at Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Teri Kelley has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Morgan Stanley Due To Teri Kelley If you have questions about Morgan Stanley and/or Teri Kelley and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Oct 21, 2023

Brieane Kelley of Wells Fargo Clearing Services, LLC

DID BRIEANE S KELLEY CAUSE YOU INVESTMENT LOSSES? Brieane Kelley Of Wells Fargo Clearing Services, LLC Has A Customer Complaint For Alleged Broker Misconduct Brieane Kelley Customer Complaint Brieane Kelley has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for misrepresenting a variable annuity contract. Wells Fargo Clearing Services settled the customer complaint in favor of the investor. Brieane Kelley Red Flags & Your Rights As An Investor Of course, Brieane Kelley did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Brieane Kelley at Wells Fargo Clearing Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Brieane Kelley has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wells Fargo Clearing Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Wells Fargo Clearing Services, LLC Due To Brieane Kelley If you have questions about Wells Fargo Clearing Services, LLC and/or Brieane Kelley and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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