Sep 21, 2023

Angelo Piccone of IBN Financial Services, Inc.

DID ANGELO J PICCONE CAUSE YOU INVESTMENT LOSSES? Angelo Piccone Of IBN Financial Services, Inc. Has 3 Customer Complaints For Alleged Broker Misconduct Angelo Piccone Customer Complaints Angelo Piccone has been the subject of 3 customer complaints that we know about to recover investment losses. Two of the customer complaints were settled by IBN Financial Services in favor of the investors. The other customer complaint is pending against IBN Financial Services for Angelo Piccone’s alleged misconduct. Allegations Against Angelo Piccone A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Angelo Piccone Red Flags & Your Rights As An Investor Of course, Angelo Piccone did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Angelo Piccone at IBN Financial Services, Inc. on alert to review carefully the activity and performance of their accounts and question whether Angelo Piccone has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at IBN Financial Services, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At IBN Financial Services, Inc. Due To Angelo Piccone If you have questions about IBN Financial Services, Inc. and/or Angelo Piccone and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Sep 20, 2023

Kimberly Pennine of Pruco Securities, LLC

DID KIMBERLY ANN PENNINE CAUSE YOU INVESTMENT LOSSES? Kimberly Pennine Of Pruco Securities, LLC And Formerly With NYLife Securities LLC Has A Customer Complaint For Alleged Broker Misconduct Kimberly Pennine Customer Complaint Kimberly Pennine has been the subject of at least one customer complaint that we know about recovering investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for the unsuitable recommendation of 2 variable annuity contracts. NYLife settled the customer complaint in favor of the investor. Kimberly Pennine Red Flags & Your Rights As An Investor Of course, Kimberly Pennine did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Kimberly Pennine at Pruco Securities, LLC and NYLife Securities LLC on alert to review carefully the activity and performance of their accounts and question whether Kimberly Pennine has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Pruco Securities, LLC and NYLife Securities LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Pruco Securities, LLC Due To Kimberly Pennine If you have questions about Pruco Securities, LLC, NYLife Securities LLC and/or Kimberly Pennine and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Sep 20, 2023

Clarence Patton, Jr. formerly with Alexander Capital, L.P.

DID CLARENCE RONALD PATTON, JR CAUSE YOU INVESTMENT LOSSES? Clarence Patton, Jr. Formerly With Alexander Capital, L.P., Cetera Advisor Networks LLC and Summit Brokerage Services, Inc. Has 8 Customer Complaints For Alleged Broker Misconduct Clarence Patton, Jr. Customer Complaints Clarence Patton, Jr. has been the subject of 8 customer complaints that we know about to recover investment losses. One customer complaint resulted in an arbitration award in favor of the investor. Two of the customer complaints were settled by Clarence Patton’s former employers. Another 2 of the customer complaints were denied by the advisor’s former employers and the customers took no further action. There are currently 3 arbitration proceedings pending against Alexander Capital for Clarence Patton’s alleged misconduct. Allegations Against Clarence Patton, Jr. A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Clarence Patton, Jr. Red Flags & Your Rights As An Investor Of course, Clarence Patton, Jr. did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Clarence Patton, Jr. at Alexander Capital, L.P., Cetera Advisor Networks LLC and Summit Brokerage Services, Inc. on alert to review carefully the activity and performance of their accounts and question whether Clarence Patton, Jr. has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Alexander Capital, L.P., Cetera Advisor Networks LLC and Summit Brokerage Services, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Alexander Capital, L.P. Due To Clarence Patton, Jr. If you have questions about Alexander Capital, L.P., Cetera Advisor Networks LLC, Summit Brokerage Services, Inc. and/or Clarence Patton, Jr. and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Sep 20, 2023

David Owen of First Citizens Investor Services, Inc.

DID DAVID LANCE OWEN CAUSE YOU INVESTMENT LOSSES? David Owen Of First Citizens Investor Services, Inc. Has A Customer Complaint For Alleged Broker Misconduct David Owen Customer Complaint David Owen has been the subject of at least one customer complaint that we know about recovering investment losses. The allegations made in the FINRA reported customer complaint for investment losses were that annuities were purchased for customers without their consent. First Citizens Investor Services recently denied the customer complaint and, to date, the investors have not taken any action. David Owen Red Flags & Your Rights As An Investor Of course, David Owen did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of David Owen at First Citizens Investor Services, Inc. on alert to review carefully the activity and performance of their accounts and question whether David Owen has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at First Citizens Investor Services, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At First Citizens Investor Services, Inc. Due To David Owen If you have questions about First Citizens Investor Services, Inc. and/or David Owen and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Sep 19, 2023

Kraig Osborne of Edward Jones

DID KRAIG DAVID OSBORNE CAUSE YOU INVESTMENT LOSSES? Kraig Osborne Of Edward Jones Has 2 Customer Complaints For Alleged Broker Misconduct Kraig Osborne Customer Complaints Kraig Osborne has been the subject of 2 customer complaints that we know about recovering investment losses. Both customer complaints filed against Edward Jones for Kraig Osborne’s alleged misconduct are currently pending. Allegations Against Kraig Osborne A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Kraig Osborne Red Flags & Your Rights As An Investor Of course, Kraig Osborne did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Kraig Osborne at Edward Joneson alert to review carefully the activity and performance of their accounts and question whether Kraig Osborne has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Edward Jones also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Edward Jones Due To Kraig Osborne If you have questions about Edward Jones and/or Kraig Osborne and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Sep 19, 2023

Ryan Oestreich of MML Investors Services, LLC

DID RYAN D. OESTREICH CAUSE YOU INVESTMENT LOSSES? Ryan Oestreich Of MML Investors Services, LLC Has A Customer Complaint For Alleged Broker Misconduct Ryan Oestreich Customer Complaint Ryan Oestreich has been the subject of at least one customer complaint that we know about recovering investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the advisor’s recommendation to customer to surrender their variable annuity contract which resulted in significant monetary loss. MML Investors Services recently denied the customer complaint and, to date, no further action has been taken. Ryan Oestreich Red Flags & Your Rights As An Investor Of course, Ryan Oestreich did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Ryan Oestreich at MML Investors Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Ryan Oestreich has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at MML Investors Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At MML Investors Services, LLC Due To Ryan Oestreich If you have questions about MML Investors Services, LLC and/or Ryan Oestreich and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Sep 19, 2023

Dean Nowak formerly with Newbridge Securities Corporation

DID DEAN ROBERT NOWAK CAUSE YOU INVESTMENT LOSSES? Dean Nowak Formerly With Newbridge Securities Corporation and Formerly With Taylor Capital Management Inc. Has 5 Customer Complaints For Alleged Broker Misconduct Dean Nowak Customer Complaints Dean Nowak has been the subject of 5 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses. One of Dean Nowak’s 5 customer complaints was settled in favor of investors. There is currently one pending customer complaint filed against Dean Nowak’s former employer Taylor Capital Management for investment losses caused by the alleged misconduct. Two of his customers’ complaints were denied and the customers did not take any further action. Allegations Against Dean Nowak A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Dean Nowak Red Flags & Your Rights As An Investor Of course, Dean Nowak did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Dean Nowak at Newbridge Securities Corporation and Taylor Capital Management Inc. on alert to review carefully the activity and performance of their accounts and question whether Dean Nowak has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Newbridge Securities Corporation and Taylor Capital Management Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Newbridge Securities Corporation Due To Dean Nowak If you have questions about Newbridge Securities Corporation, Taylor Capital Management Inc. and/or Dean Nowak and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Sep 19, 2023

Nichole Adams of UBS Financial Services Inc.

DID NICHOLE ELIZABETH ADAMS CAUSE YOU INVESTMENT LOSSES? Nichole Adams Of UBS Financial Services Inc. Has A Customer Complaint For Alleged Broker Misconduct Nichole Adams Customer Complaint Nichole Adams has been the subject of at least one customer complaint that we know about recovering investment losses. The allegations made in the FINRA reported customer complaint for investment losses were adviser failed to follow instructions of the client and dispersed all the client’s assets to an unauthorized individual. The customer complaint alleging damages in the amount of $1,750,000 was recently filed and is still pending. Nichole Adams Red Flags & Your Rights As An Investor Of course, Nichole Adams did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Nichole Adams at UBS Financial Services Inc. on alert to review carefully the activity and performance of their accounts and question whether Nichole Adams has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at UBS Financial Services Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At UBS Financial Services Inc.  Due To Nichole Adams If you have questions about UBS Financial Services Inc. and/or Nichole Adams and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Sep 19, 2023

Anh Nguyen of MML Investors Services, LLC

DID ANH LUONG THO NGUYEN CAUSE YOU INVESTMENT LOSSES? Anh Nguyen Of MML Investors Services, LLC Has A Customer Complaint For Alleged Broker Misconduct Anh Nguyen Customer Complaint Anh Nguyen has been the subject of at least one customer complaint that we know about recovering investment losses. The allegations made in the FINRA reported customer complaint for investment losses were related to the representative’s involvement in a real estate transaction. MML Investors Services recently denied the customer complaint and, to date, no further action has been taken by the investor. Anh Nguyen Red Flags & Your Rights As An Investor Of course, Anh Nguyen did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Anh Nguyen at MML Investors Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Anh Nguyen has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at MML Investors Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At MML Investors Services, LLC Due To Anh Nguyen If you have questions about MML Investors Services, LLC and/or Anh Nguyen and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Sep 18, 2023

Lawrence Napolitano of Independent Financial Group, LLC

DID LAWRENCE ANTHONY NAPOLITANO CAUSE YOU INVESTMENT LOSSES? Lawrence Napolitano Of Independent Financial Group, LLC And Formerly With Kalos Capital, Inc. Has 3 Customer Complaints For Alleged Broker Misconduct Lawrence Napolitano Customer Complaints Lawrence Napolitano has been the subject of 3 customer complaints that we know about to recover investment losses. One of the customer complaints was settled by Kalos Capital in favor of the investor. His former employer Sammons Securities Co. denied the other customer’s complaint and no further action was taken. There is currently one pending FINRA arbitration proceeding against Kalos Capital for Lawrence Napolitano’s alleged misconduct. Allegations Against Lawrence Napolitano A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Lawrence Napolitano Red Flags & Your Rights As An Investor Of course, Lawrence Napolitano did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Lawrence Napolitano at Independent Financial Group, LLC and Kalos Capital, Inc. on alert to review carefully the activity and performance of their accounts and question whether Lawrence Napolitano has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Independent Financial Group, LLC and Kalos Capital, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Independent Financial Group, LLC Due To Lawrence Napolitano If you have questions about Independent Financial Group, LLC, Kalos Capital, Inc. and/or Lawrence Napolitano and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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