May 2, 2023

Michael Henschel of LPL Financial LLC

DID MICHAEL JAMES HENSCHEL CAUSE YOU INVESTMENT LOSSES? Michael Henschel Of LPL Financial LLC Has 4 Customer Complaints For Alleged Broker Misconduct Michael Henschel Customer Complaints Michael Henschel has been the subject of 4 customer complaints that we know about to recover investment losses. One of the customer complaints was settled by Pruco Securities in favor of the investor. LPL Financial denied the other 3 customer complaints and, to date, no further action has been taken by the customers. Allegations Against Michael Henschel A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Michael Henschel Red Flags & Your Rights As An Investor Of course, Michael Henschel did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Michael Henschel at LPL Financial LLC on alert to review carefully the activity and performance of their accounts and question whether Michael Henschel has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To Michael Henschel If you have questions about LPL Financial LLC and/or Michael Henschel and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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May 1, 2023

Michael Tate of Woodbury Financial Services, Inc

DID MICHAEL GERARD TATE CAUSE YOU INVESTMENT LOSSES? Michael Tate Of Woodbury Financial Services, Inc. And Formerly With Securian Financial Services, Inc. Has A Customer Complaint For Alleged Broker Misconduct Michael Tate Customer Complaint Michael Tate has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for fraud, negligent misrepresentation, breach of fiduciary duty, violation of California corporate securities laws, conversion and breach of contract. The customer complaint filed in court was settled. Michael Tate Red Flags & Your Rights As An Investor Of course, Michael Tate did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Michael Tate at Woodbury Financial Services, Inc. and Securian Financial Services, Inc. on alert to review carefully the activity and performance of their accounts and question whether Michael Tate has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Woodbury Financial Services, Inc. and Securian Financial Services, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Woodbury Financial Services, Inc. Due To Michael Tate If you have questions about Woodbury Financial Services, Inc., Securian Financial Services, Inc. and/or Michael Tate and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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May 1, 2023

Michael Matus of Ameriprise Financial Services, LLC

DID MICHAEL GEORGE MATUS CAUSE YOU INVESTMENT LOSSES? Michael Matus Of Ameriprise Financial Services, LLC Has A Customer Complaint For Alleged Broker Misconduct Michael Matus Customer Complaint Michael Matus has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were failure to follow customer’s instructions to change her annuity allocation to conservative resulting in market losses. Michael Matus’ employer denied the customer complaint and, to date, the customer is not taken any further action. Michael Matus Red Flags & Your Rights As An Investor Of course, Michael Matus did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Michael Matus at Ameriprise Financial Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Michael Matus has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Ameriprise Financial Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Ameriprise Financial Services, LLC Due To Michael Matus If you have questions about Ameriprise Financial Services, LLC and/or Michael Matus and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Apr 30, 2023

Michael Vetere formerly with Aegis Capital Corp.

DID MICHAEL FRANK VETERE CAUSE YOU INVESTMENT LOSSES? Michael Vetere Formerly With Aegis Capital Corp. and TFS Securities, Inc. Has 4 Customer Complaints For Alleged Broker Misconduct Michael Vetere Customer Complaints Michael Vetere has been the subject of 4 customer complaints that we know about to recover investment losses. One of the customer complaints was settled by Ameritas Investment Corp. for $500,000. The other 2 customer complaints were denied by his former employers. There is currently one FINRA arbitration proceeding pending against his former employer. Allegations Against Michael Vetere A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Michael Vetere Red Flags & Your Rights As An Investor Of course, Michael Vetere did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Michael Vetere at Aegis Capital Corp. and TFS Securities, Inc. on alert to review carefully the activity and performance of their accounts and question whether Michael Vetere has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Aegis Capital Corp. and TFS Securities, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Aegis Capital Corp. Due To Michael Vetere If you have questions about Aegis Capital Corp., TFS Securities, Inc. and/or Michael Vetere and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Apr 30, 2023

Michael Shillin formerly with Formerly With A.G.P. / Alliance Global Partners

DID MICHAEL FRANCIS SHILLIN CAUSE YOU INVESTMENT LOSSES? Michael Shillin Formerly With A.G.P. / Alliance Global Partners and Raymond James Financial Services, Inc. Has 41 Customer Complaints For Alleged Broker Misconduct Michael Shillin Customer Complaints Michael Shillin has been the subject of 41 customer complaints that we know about to recover investment losses. Twenty-four of the customer complaints have been settled by Michael Schillin’s former employers in favor of the investors. There are 12 FINRA arbitration proceedings pending for his alleged misconduct. Five of the customer complaints were denied and, to date, the customers have not taken any further action. Allegations Against Michael Shillin A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Michael Shillin Red Flags & Your Rights As An Investor Of course, Michael Shillin did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Michael Shillin at A.G.P. / Alliance Global Partners and Raymond James Financial Services, Inc. on alert to review carefully the activity and performance of their accounts and question whether Michael Shillin has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at A.G.P. / Alliance Global Partners and Raymond James Financial Services, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At A.G.P. / Alliance Global Partners Due To Michael Shillin If you have questions about A.G.P. / Alliance Global Partners, Raymond James Financial Services, Inc. and/or Michael Shillin and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Apr 30, 2023

Michael Fasciglione of Aegis Capital Corp.

DID MICHAEL FASCIGLIONE CAUSE YOU INVESTMENT LOSSES? Michael Fasciglione Of Aegis Capital Corp. And Formerly With National Securities Corporation Has 20 Customer Complaints For Alleged Broker Misconduct Michael Fasciglione Customer Complaints Michael Fasciglione has been the subject of 20 customer complaints that we know about to recover investment losses. Two of the customer complaints evolved into an arbitration proceeding resulted in an arbitration award in each case against his employer for his misconduct. Twelve of the customer complaints were settled by Michael Fasciglione’s employers in favor of the investors. There are currently 6 FINRA arbitration proceedings pending. Allegations Against Michael Fasciglione A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Michael Fasciglione Red Flags & Your Rights As An Investor Of course, Michael Fasciglione did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Michael Fasciglione at Aegis Capital Corp. and National Securities Corporation on alert to review carefully the activity and performance of their accounts and question whether Michael Fasciglione has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Aegis Capital Corp. and National Securities Corporation also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Aegis Capital Corp. Due To Michael Fasciglione If you have questions about Aegis Capital Corp., National Securities Corporation and/or Michael Fasciglione and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Apr 30, 2023

Michael Corrigan of M Holdings Securities, Inc.

DID MICHAEL EDWARD CORRIGAN CAUSE YOU INVESTMENT LOSSES? Michael Corrigan Of M Holdings Securities, Inc. Has A Customer Complaint For Alleged Broker Misconduct Michael Corrigan Customer Complaint Michael Corrigan has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were misrepresentations related to the Supplemental Employee Retirement Plan. The customer complaint is filed in court and pending. Michael Corrigan Red Flags & Your Rights As An Investor Of course, Michael Corrigan did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Michael Corrigan at M Holdings Securities, Inc. on alert to review carefully the activity and performance of their accounts and question whether Michael Corrigan has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at M Holdings Securities, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At M Holdings Securities, Inc. Due To Michael Corrigan If you have questions about M Holdings Securities, Inc. and/or Michael Corrigan and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Apr 30, 2023

Michael Cecil of Morgan Stanley

DID MICHAEL EDWARD CECIL CAUSE YOU INVESTMENT LOSSES? Michael Cecil Of Morgan Stanley Has A Customer Complaint For Alleged Broker Misconduct Michael Cecil Customer Complaint Michael Cecil has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were misrepresentation with respect to a mutual fund exchange. Morgan Stanley denied the customer complaint, and to date, no further action has been taken. Michael Cecil Red Flags & Your Rights As An Investor Of course, Michael Cecil did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Michael Cecil at Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Michael Cecil has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Morgan Stanley Due To Michael Cecil If you have questions about Morgan Stanley and/or Michael Cecil and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Apr 30, 2023

Michael Freeman formerly with Spartan Capital Securities, LLC

DID MICHAEL EDGAR FREEMAN CAUSE YOU INVESTMENT LOSSES? Michael Freeman Formerly With Spartan Capital Securities, LLC Has 2 Customer Complaints For Alleged Broker Misconduct Michael Freeman Customer Complaints Michael Freeman has been the subject of 2 customer complaints that we know about to recover investment losses. One customer complaint resulted in an arbitration award against Michael Freeman and his employer. The other customer complaint evolved into a FINRA arbitration and was settled by Spartan Capital Securities in favor of the investor. Allegations Against Michael Freeman A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Michael Freeman Red Flags & Your Rights As An Investor Of course, Michael Freeman did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Michael Freeman at Spartan Capital Securities, LLC on alert to review carefully the activity and performance of their accounts and question whether Michael Freeman has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Spartan Capital Securities, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Spartan Capital Securities, LLC Due To Michael Freeman If you have questions about Spartan Capital Securities, LLC and/or Michael Freeman and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Apr 29, 2023

Michael Venturino formerly with Spartan Capital Securities, LLC

DID MICHAEL CHRISTOPHER VENTURINO CAUSE YOU INVESTMENT LOSSES? Michael Venturino Formerly With Spartan Capital Securities, LLC and Trident Partners Ltd. Has 16 Customer Complaints For Alleged Broker Misconduct Michael Venturino Customer Complaints Michael Venturino has been the subject of 16 customer complaints that we know about to recover investment losses. Eleven of the customer complaints were settled by Michael Venturino’s employers in favor of the investors. Four of the customer complaints were denied and, to date, no further action has been taken. There is currently one arbitration proceeding that is pending against his former employer, Trident Partners, Ltd. for his alleged misconduct. Allegations Against Michael Venturino A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Michael Venturino Red Flags & Your Rights As An Investor Of course, Michael Venturino did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Michael Venturino at Spartan Capital Securities, LLC and Trident Partners Ltd. on alert to review carefully the activity and performance of their accounts and question whether Michael Venturino has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Spartan Capital Securities, LLC and Trident Partners Ltd. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Spartan Capital Securities, LLC Due To Michael Venturino If you have questions about Spartan Capital Securities, LLC, Trident Partners Ltd. and/or Michael Venturino and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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