Oct 21, 2023

Teri Kelley of Morgan Stanley

DID TERI TWARKINS KELLEY CAUSE YOU INVESTMENT LOSSES? Teri Kelley Of Morgan Stanley Has A Customer Complaint For Alleged Broker Misconduct Teri Kelley Customer Complaint Teri Kelley has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for failure of broker of record on variable life insurance policy to recommend changes in subaccounts there were unsuitable for her. The FINRA arbitration proceeding file against Morgan Stanley for the advisor’s alleged misconduct is still pending. Teri Kelley Red Flags & Your Rights As An Investor Of course, Teri Kelley did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Teri Kelley at Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Teri Kelley has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Morgan Stanley Due To Teri Kelley If you have questions about Morgan Stanley and/or Teri Kelley and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Oct 21, 2023

Brieane Kelley of Wells Fargo Clearing Services, LLC

DID BRIEANE S KELLEY CAUSE YOU INVESTMENT LOSSES? Brieane Kelley Of Wells Fargo Clearing Services, LLC Has A Customer Complaint For Alleged Broker Misconduct Brieane Kelley Customer Complaint Brieane Kelley has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for misrepresenting a variable annuity contract. Wells Fargo Clearing Services settled the customer complaint in favor of the investor. Brieane Kelley Red Flags & Your Rights As An Investor Of course, Brieane Kelley did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Brieane Kelley at Wells Fargo Clearing Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Brieane Kelley has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wells Fargo Clearing Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Wells Fargo Clearing Services, LLC Due To Brieane Kelley If you have questions about Wells Fargo Clearing Services, LLC and/or Brieane Kelley and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Oct 21, 2023

Joseph Katzaroff of UBS Financial Services Inc.

DID JOSEPH P KATZAROFF CAUSE YOU INVESTMENT LOSSES? Joseph Katzaroff Of UBS Financial Services Inc. Has 4 Customer Complaints For Alleged Broker Misconduct Joseph Katzaroff Customer Complaints Joseph Katzaroffhas been the subject of 4 customer complaints that we know about to recover investment losses. Two of the customer complaints were settled by Joseph Katzaroff’s former employer in favor of the investors. One complaint was denied and the other is still pending. Allegations Against Joseph Katzaroff A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Joseph Katzaroff Red Flags & Your Rights As An Investor Of course, Joseph Katzaroff did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Joseph Katzaroff at UBS Financial Services Inc. on alert to review carefully the activity and performance of their accounts and question whether Joseph Katzaroff has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at UBS Financial Services Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At UBS Financial Services Inc. Due To Joseph Katzaroff If you have questions about UBS Financial Services Inc. and/or Joseph Katzaroff and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Oct 20, 2023

Jeffrey Karp of LPL Financial LLC

DID JEFFREY RICHARD KARP CAUSE YOU INVESTMENT LOSSES? Jeffrey Karp Of LPL Financial LLC Has A Customer Complaint For Alleged Broker Misconduct Jeffrey Karp Customer Complaint Jeffrey Karp has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were unsuitable investment recommendations. The arbitration claim was recently filed and is still pending. Jeffrey Karp Red Flags & Your Rights As An Investor Of course, Jeffrey Karp did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Jeffrey Karp at LPL Financial LLC on alert to review carefully the activity and performance of their accounts and question whether Jeffrey Karp has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To Jeffrey Karp If you have questions about LPL Financial LLC and/or Jeffrey Karp and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Oct 20, 2023

Mark Just of Triad Advisors LLC

DID MARK WILLIAM JUST CAUSE YOU INVESTMENT LOSSES? Mark Just Of Triad Advisors LLC Has 14 Customer Complaints For Alleged Broker Misconduct Mark Just Customer Complaints Mark Just has been the subject of 14 customer complaints that we know about to recover investment losses. Eight of the customer complaints were settled by Triad Advisors in favor of the investors due to Mark Just’s alleged misconduct. Three of the customer complaints were denied by the brokerage firm and the investors so far have not taken any further action. There are currently 3 arbitration proceedings still pending. Allegations Against Mark Just A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Mark Just Red Flags & Your Rights As An Investor Of course, Mark Just did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Mark Just at Triad Advisors LLC on alert to review carefully the activity and performance of their accounts and question whether Mark Just has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Triad Advisors LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Triad Advisors LLC Due To Mark Just If you have questions about Triad Advisors LLC and/or Mark Just and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Oct 20, 2023

Claudia Jasso of NYLife Securities LLC

DID CLAUDIA JASSO CAUSE YOU INVESTMENT LOSSES? Claudia Jasso Of NYLife Securities LLC Has A Customer Complaint For Alleged Broker Misconduct Claudia Jasso Customer Complaint Claudia Jasso has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for misinforming customer about the nature of the investment. Customer thought they were investing in traditional IRA accounts when in fact they purchased variable annuity contracts. NYLife denied the customer complaint earlier this year and so far the investor has not taken any further action. Claudia Jasso Red Flags & Your Rights As An Investor Of course, Claudia Jasso did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Claudia Jasso at NYLife Securities LLC on alert to review carefully the activity and performance of their accounts and question whether Claudia Jasso has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at NYLife Securities LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At NYLife Securities LLC Due To Claudia Jasso If you have questions about NYLife Securities LLC and/or Claudia Jasso and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Oct 20, 2023

Carey James of Centaurus Financial, Inc.

DID CAREY ALLEN JAMES CAUSE YOU INVESTMENT LOSSES? Carey James Of Centaurus Financial, Inc. Has 3 Customer Complaints For Alleged Broker Misconduct Carey James Customer Complaints Carey James has been the subject of 3 customer complaints that we know about to recover investment losses. All 3 customer complaints are still pending against Centaurus Financial for Carey James’ alleged misconduct. Allegations Against Carey James A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Carey James Red Flags & Your Rights As An Investor Of course, Carey James did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Carey James at Centaurus Financial, Inc. on alert to review carefully the activity and performance of their accounts and question whether Carey James has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Centaurus Financial, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Centaurus Financial, Inc. Due To Carey James If you have questions about Centaurus Financial, Inc. and/or Carey James and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Oct 20, 2023

 Kurt Jackson of Commonwealth Financial Network

DID KURT CHARLES JACKSON CAUSE YOU INVESTMENT LOSSES? Kurt Jackson Of Commonwealth Financial Network Has 2 Customer Complaints For Alleged Broker Misconduct Kurt Jackson Customer Complaints Kurt Jackson has been the subject of 2 customer complaints that we know about to recover investment losses. One customer dispute against Merrill Lynch, Pierce, Fenner & Smith for Kurt Jackson’s alleged misconduct proceeded to arbitration and resulted in an arbitration award in favor of the investor. The other customer complaint filed against Kestra Investment Services for Kurt Jackson’s alleged misconduct is still pending. Allegations Against Kurt Jackson A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Kurt Jackson Red Flags & Your Rights As An Investor Of course, Kurt Jackson did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Kurt Jackson at Commonwealth Financial Network on alert to review carefully the activity and performance of their accounts and question whether Kurt Jackson has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Commonwealth Financial Network also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Commonwealth Financial Network Due To Kurt Jackson If you have questions about Commonwealth Financial Network and/or Kurt Jackson and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Oct 19, 2023

Ron Itin of E1 Asset Management, Inc.

DID RON YEHUDA ITIN CAUSE YOU INVESTMENT LOSSES? Ron Itin Of E1 Asset Management, Inc. Has 11 Customer Complaints For Alleged Broker Misconduct Ron Itin Customer Complaints Ron Itin has been the subject of 11 customer complaints that we know about to recover investment losses. Two customer complaints proceeded to arbitration and resulted in awards in favor of the investors. Three customer complaints were settled by the advisor’s former employers in favor of the investors. The other 4 customer complaints were denied by Ron Itin’s employer E1 Asset Management and, to date, the customers have not taken any further action. Allegations Against Ron Itin A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Ron Itin Red Flags & Your Rights As An Investor Of course, Ron Itin did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Ron Itin at E1 Asset Management, Inc. on alert to review carefully the activity and performance of their accounts and question whether Ron Itin has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at E1 Asset Management, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At E1 Asset Management, Inc. Due To Ron Itin If you have questions about E1 Asset Management, Inc. and/or Ron Itin and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Oct 19, 2023

Gregory Iglow of Oppenheimer & Co. Inc.

DID GREGORY BAINES IGLOW CAUSE YOU INVESTMENT LOSSES? Gregory Iglow Of Oppenheimer & Co. Inc. Has 9 Customer Complaints For Alleged Broker Misconduct Gregory Iglow Customer Complaints Gregory Iglow has been the subject of 9 customer complaints that we know about to recover investment losses. One complaint resulted in an arbitration award against Gregory Iglow’s former employer for his alleged misconduct. One case settled in favor of the investor for over $3.1 million. The other 5 arbitration claims were denied by the advisor’s former employers and the customers took no further action. Allegations Against Gregory Iglow A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Gregory Iglow Red Flags & Your Rights As An Investor Of course, Gregory Iglow did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Gregory Iglow at Oppenheimer & Co. Inc. on alert to review carefully the activity and performance of their accounts and question whether Gregory Iglow has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Oppenheimer & Co. Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Oppenheimer & Co. Inc. Due To Gregory Iglow If you have questions about Oppenheimer & Co. Inc. and/or Gregory Iglow and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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