Apr 26, 2023

Michael Swinehart of Ameriprise Financial Services, LLC

DID MICHAEL ALEXANDER SWINEHART CAUSE YOU INVESTMENT LOSSES? Michael Swinehart Of Ameriprise Financial Services, LLC Has 2 Customer Complaints For Alleged Broker Misconduct Michael Swinehart Customer Complaints Michael Swinehart has been the subject of 2 customer complaints that we know about to recover investment losses. Ameriprise Financial Service, Inc. settled one of the customer complaints. The brokerage firm denied the other customer complaint and the customer took no further action. Allegations Against Michael Swinehart A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Michael Swinehart Red Flags & Your Rights As An Investor Of course, Michael Swinehart did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Michael Swinehart at Ameriprise Financial Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Michael Swinehart has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Ameriprise Financial Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Ameriprise Financial Services, LLC Due To Michael Swinehart If you have questions about Ameriprise Financial Services, LLC and/or Michael Swinehart and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Apr 26, 2023

Michael Castillero Formerly With Windsor Street Capital, LP

DID MICHAEL ALEJANDRO CASTILLERO CAUSE YOU INVESTMENT LOSSES? Michael Castillero Formerly With Windsor Street Capital, LP and Alexander Capital, L.P. Has 10 Customer Complaints For Alleged Broker Misconduct Michael Castillero Customer Complaints Michael Castillero has been the subject of 10 customer complaints that we know about to recover investment losses. Eight of those customer complaints were settled by Michael Castillero’s former employers in favor of the investors. Two of the customer complaints were denied in the customers to date have not taking any further action. Allegations Against Michael Castillero A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Michael Castillero Red Flags & Your Rights As An Investor Of course, Michael Castillero did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Michael Castillero at Windsor Street Capital, LP and Alexander Capital, L.P. on alert to review carefully the activity and performance of their accounts and question whether Michael Castillero has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Windsor Street Capital, LP and Alexander Capital, L.P. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Windsor Street Capital, LP Due To Michael Castillero If you have questions about Windsor Street Capital, LP, Alexander Capital, L.P. and/or Michael Castillero and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Apr 26, 2023

Michael Pellegrino, Jr. formerly with Westpark Capital, Inc.

DID MICHAEL A. PELLEGRINO JR CAUSE YOU INVESTMENT LOSSES? Michael Pellegrino, Jr. Formerly With Westpark Capital, Inc. and Morgan Stanley Has 2 Customer Complaints For Alleged Broker Misconduct Michael Pellegrino, Jr. Customer Complaints Michael Pellegrino, Jr. has been the subject of 2 customer complaints that we know about to recover investment losses. Morgan Stanley denied both customer complaints and no further action has been taken to date. Allegations Against Michael Pellegrino, Jr. A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Michael Pellegrino, Jr. Red Flags & Your Rights As An Investor Of course, Michael Pellegrino, Jr. did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Michael Pellegrino, Jr. at Westpark Capital, Inc. and Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Michael Pellegrino, Jr. has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Westpark Capital, Inc. and Morgan Stanley also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Westpark Capital, Inc. Due To Michael Pellegrino, Jr. If you have questions about Westpark Capital, Inc., Morgan Stanley and/or Michael Pellegrino, Jr. and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Apr 26, 2023

Micah Judy formerly with W&S Brokerage Services, Inc.

DID MICAH J JUDY CAUSE YOU INVESTMENT LOSSES? Micah Judy Formerly With W&S Brokerage Services, Inc. Has A Customer Complaint For Alleged Broker Misconduct Micah Judy Customer Complaint Micah Judy has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for the issuance of insurance policies the customer said were not approved. Micah Judy’s employer terminated the financial advisor and reimbursed the customer for all the premiums paid. Micah Judy Red Flags & Your Rights As An Investor Of course, Micah Judy did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Micah Judy at W&S Brokerage Services, Inc. on alert to review carefully the activity and performance of their accounts and question whether Micah Judy has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at W&S Brokerage Services, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At W&S Brokerage Services, Inc. Due To Micah Judy If you have questions about W&S Brokerage Services, Inc. and/or Micah Judy and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Apr 25, 2023

Melinda McCullough of LPL Financial LLC

DID MELINDA COOK MCCULLOUGH CAUSE YOU INVESTMENT LOSSES? Melinda McCullough Of LPL Financial LLC And Formerly With Berthel, Fisher & Company Financial Services, Inc. Has A Customer Complaint For Alleged Broker Misconduct Melinda McCullough Customer Complaint Melinda McCullough has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for recommendation of unsuitable investments that were also misrepresented by the representative. The products involved equipment leasing, common stocks, REITs and other business development companies. Berthel Fisher & Co. Financial Services settled the customer dispute in favor of the investor. Melinda McCullough Red Flags & Your Rights As An Investor Of course, Melinda McCullough did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Melinda McCullough at LPL Financial LLC and Berthel, Fisher & Company Financial Services, Inc. on alert to review carefully the activity and performance of their accounts and question whether Melinda McCullough has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC and Berthel, Fisher & Company Financial Services, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To Melinda McCullough If you have questions about LPL Financial LLC, Berthel, Fisher & Company Financial Services, Inc.  and/or Melinda McCullough and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Apr 24, 2023

Maximo Moreno of Insigneo International Financial Services LLC

DID MAXIMO GONZALEZ MORENO CAUSE YOU INVESTMENT LOSSES? Maximo Moreno Of Insigneo International Financial Services LLC Has 3 Customer Complaints For Alleged Broker Misconduct Maximo Moreno Customer Complaints Maximo Moreno has been the subject of 3 customer complaints that we know about to recover investment losses. All 3 customer complaints were denied by Maximo Marinos former employers and to date, the customers have not taken any further action. Allegations Against Maximo Moreno A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Maximo Moreno Red Flags & Your Rights As An Investor Of course, Maximo Moreno did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Maximo Moreno at Insigneo International Financial Services LLC on alert to review carefully the activity and performance of their accounts and question whether Maximo Moreno has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Insigneo International Financial Services LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Insigneo International Financial Services LLC Due To Maximo Moreno If you have questions about Insigneo International Financial Services LLC and/or Maximo Moreno and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Apr 23, 2023

Maurice McKinney formerly with Concorde Investment Services, LLC

DID MAURICE WAYNE MCKINNEY CAUSE YOU INVESTMENT LOSSES? Maurice McKinney Formerly With Concorde Investment Services, LLC Has A Customer Complaint For Alleged Broker Misconduct Maurice McKinney Customer Complaint Maurice McKinney has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the registered representatives recommended unsuitable alternative investments. Further, that the investments were misrepresented and sold in breach of his fiduciary duty. First Allied Securities settled the customer complaint in favor of the investor. Maurice McKinney Red Flags & Your Rights As An Investor Of course, Maurice McKinney did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Maurice McKinney at Concorde Investment Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Maurice McKinney has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Concorde Investment Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Concorde Investment Services, LLC Due To Maurice McKinney If you have questions about Concorde Investment Services, LLC and/or Maurice McKinney and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Apr 23, 2023

Matthew Crafa of Royal Alliance Associates, Inc.

DID MATTHEW WILLIAM CRAFA CAUSE YOU INVESTMENT LOSSES? Matthew Crafa Of Royal Alliance Associates, Inc. Has 3 Customer Complaints For Alleged Broker Misconduct Matthew Crafa Customer Complaints Matthew Crafa has been the subject of 3 customer complaints that we know about to recover investment losses. One customer complaint settled by Royal Alliance for $525,000 in favor of the investor. The other 2 customer complaints evolved into FINRA arbitration proceedings and are still pending. Allegations Against Matthew Crafa A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Matthew Crafa Red Flags & Your Rights As An Investor Of course, Matthew Crafa did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Matthew Crafa at Royal Alliance Associates, Inc. on alert to review carefully the activity and performance of their accounts and question whether Matthew Crafa has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Royal Alliance Associates, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Royal Alliance Associates, Inc. Due To Matthew Crafa If you have questions about Royal Alliance Associates, Inc. and/or Matthew Crafa and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Apr 23, 2023

Matthew Gurule of FBL Marketing Services, LLC

DID MATTHEW S GURULE CAUSE YOU INVESTMENT LOSSES? Matthew Gurule Of FBL Marketing Services, LLC And Formerly With Edward Jones Has A Customer Complaint For Alleged Broker Misconduct Matthew Gurule Customer Complaint Matthew Gurule has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were unauthorized liquidation and transfer of assets from Edward Jones to FBL Marketing Services. FBL Marketing Services settled the customer dispute in favor of the investor. Matthew Gurule Red Flags & Your Rights As An Investor Of course, Matthew Gurule did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Matthew Gurule at FBL Marketing Services, LLC and Edward Jones on alert to review carefully the activity and performance of their accounts and question whether Matthew Gurule has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at FBL Marketing Services, LLC and Edward Jones also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At FBL Marketing Services, LLC Due To Matthew Gurule If you have questions about FBL Marketing Services, LLC, Edward Jones and/or Matthew Gurule and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Apr 22, 2023

Matthew Sullivan formerly with Charles Schwab & Co., Inc.

DID MATTHEW RYAN SULLIVAN CAUSE YOU INVESTMENT LOSSES? Matthew Sullivan Formerly With Charles Schwab & Co., Inc. Has A Customer Complaint For Alleged Broker Misconduct Matthew Sullivan Customer Complaint Matthew Sullivan has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were poor advice with regard to recommendation to sell Amazon Stock to meet a margin call. The customer complaint was settled by Charles Schwab and Co. in favor of the investor. Matthew Sullivan Red Flags & Your Rights As An Investor Of course, Matthew Sullivan did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Matthew Sullivan at Charles Schwab & Co., Inc. on alert to review carefully the activity and performance of their accounts and question whether Matthew Sullivan has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Charles Schwab & Co., Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Charles Schwab & Co., Inc. Due To Matthew Sullivan If you have questions about Charles Schwab & Co., Inc. and/or Matthew Sullivan and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading