Peter Evans of LPL Financial LLC

DID PETER MARTIN EVANS CAUSE YOU INVESTMENT LOSSES? Peter Evans Of LPL Financial LLC And Formerly With Securian Financial Services, Inc. Has 2 Customer Complaints For Alleged Broker Misconduct Peter Evans Customer Complaints Peter Evans has been the subject of 2 customer complaints that we know about to recover investment losses. One customer complaint was settled by Securian Financial Services in favor of the investor. Another FINRA arbitration proceeding filed against LPL Financial for Peter Evans alleged misconduct is still pending. Allegations Against Peter Evans A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Peter Evans Red Flags & Your Rights As An Investor Of course, Peter Evans did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Peter Evans at LPL Financial LLC and Securian Financial Services, Inc. on alert to review carefully the activity and performance of their accounts and question whether Peter Evans has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC and Securian Financial Services, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To Peter Evans If you have questions about LPL Financial LLC, Securian Financial Services, Inc. and/or Peter Evans and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

John Enright of Wells Fargo Clearing Services, LLC

DID JOHN GRAHAM ENRGHT CAUSE YOU INVESTMENT LOSSES? John Enright Of Wells Fargo Clearing Services, LLC And Formerly With Edward Jones Has 2 Customer Complaints For Alleged Broker Misconduct John Enright Customer Complaints John Enright has been the subject of 2 customer complaints that we know about to recover investment losses. One customer complaint was settled by Edward Jones in favor of the investor. Wells Fargo Clearing Services recently denied the other customer complaint against the firm for John Graham’s alleged misconduct and, to date, the investor has not taken any further action. John Enright Red Flags & Your Rights As An Investor Of course, John Enright did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of John Enright at Wells Fargo Clearing Services, LLC and Edward Jones on alert to review carefully the activity and performance of their accounts and question whether John Enright has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wells Fargo Clearing Services, LLC and Edward Jones also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Wells Fargo Clearing Services, LLC Due To John Enright If you have questions about Wells Fargo Clearing Services, LLC, Edward Jones and/or John Enright and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Benjamin Eastman of Thrivent Investment Management Inc.

DID BENJAMIN BRADLEY EASTMAN CAUSE YOU INVESTMENT LOSSES? Benjamin Eastman Of Thrivent Investment Management Inc. Has A Customer Complaint For Alleged Broker Misconduct Benjamin Eastman Customer Complaint Benjamin Eastman has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the advisor misrepresented the terms of a variable universal life insurance contract. Benjamin Eastman’s employer recently denied the customer complaint and to date, no further action has been taken. Benjamin Eastman Red Flags & Your Rights As An Investor Of course, Benjamin Eastman did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Benjamin Eastman at Thrivent Investment Management Inc. on alert to review carefully the activity and performance of their accounts and question whether Benjamin Eastman has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Thrivent Investment Management Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Thrivent Investment Management Inc. Due To Benjamin Eastman If you have questions about Thrivent Investment Management Inc. and/or Benjamin Eastman and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Adam Donlevie of Centaurus Financial, Inc.

DID ADAM JAMES DONLEVIE CAUSE YOU INVESTMENT LOSSES? Adam Donlevie Of Centaurus Financial, Inc. Has A Customer Complaint For Alleged Broker Misconduct Adam Donlevie Customer Complaint Adam Donlevie has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the recommendation of a high risk, illiquid investment was unsuitable for the client. The arbitration proceeding recently filed against Centaurus Financial for Adam Donlevie’s alleged misconduct is still pending. Adam Donlevie Red Flags & Your Rights As An Investor Of course, Adam Donlevie did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Adam Donlevie at Centaurus Financial, Inc. on alert to review carefully the activity and performance of their accounts and question whether Adam Donlevie has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Centaurus Financial, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Centaurus Financial, Inc. Due To Adam Donlevie If you have questions about Centaurus Financial, Inc. and/or Adam Donlevie and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Brenton Ditto of LPL Financial LLC

DID BRENTON E DITTO CAUSE YOU INVESTMENT LOSSES? Brenton Ditto Of LPL Financial LLC Has A Customer Complaint For Alleged Broker Misconduct Brenton Ditto Customer Complaint Brenton Ditto has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for an unsuitable recommendation of government debt. LPL Financial settled the customer complaint in favor of the investor. Brenton Ditto Red Flags & Your Rights As An Investor Of course, Brenton Ditto did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Brenton Ditto at LPL Financial LLC on alert to review carefully the activity and performance of their accounts and question whether Brenton Ditto has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To Brenton Ditto If you have questions about LPL Financial LLC and/or Brenton Ditto and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Timothy Derouin of Northwestern Mutual Investment Services, LLC

DID TIMOTHY PATRICK DEROUIN CAUSE YOU INVESTMENT LOSSES? Timothy Derouin Of Northwestern Mutual Investment Services, LLC Has A Customer Complaint For Alleged Broker Misconduct Timothy Derouin Customer Complaint Timothy Derouin has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were advisor move funds from customers IRA account without his consent and open a fixed income annuity. Northwestern Mutual Investment Services recently denied the customer complaint and, to date, the investor has not taken any further action. Timothy Derouin Red Flags & Your Rights As An Investor Of course, Timothy Derouin did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Timothy Derouin at Northwestern Mutual Investment Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Timothy Derouin has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Northwestern Mutual Investment Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Northwestern Mutual Investment Services, LLC Due To Timothy Derouin If you have questions about Northwestern Mutual Investment Services, LLC and/or Timothy Derouin and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Denise Deleo of LPL Financial LLC

DID DENISE ANNE DELEO CAUSE YOU INVESTMENT LOSSES? Denise Deleo Of LPL Financial LLC And Formerly With Waddell & Reed Has A Customer Complaint For Alleged Broker Misconduct Denise Deleo Customer Complaint Denise Deleo has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for unsuitable recommendation of a variable annuity contract. LPL Financial recently denied the customer complaint and, to date, the investor has not filed any further proceedings. Denise Deleo Red Flags & Your Rights As An Investor Of course, Denise Deleo did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Denise Deleo at LPL Financial LLC and Waddell & Reed on alert to review carefully the activity and performance of their accounts and question whether Denise Deleo has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC and Waddell & Reed also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To Denise Deleo If you have questions about LPL Financial LLC, Waddell & Reed and/or Denise Deleo and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Michael Delafuente formerly with USCA Securities LLC

DID MICHAEL DELAFUENTE CAUSE YOU INVESTMENT LOSSES? Michael Delafuente Formerly With USCA Securities LLC Has A Customer Complaint For Alleged Broker Misconduct Michael Delafuente Customer Complaint Michael Delafuente has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for failure to properly structure clients’ portfolio to meet retirement goals and failure to disclose conflicts of interest related to outside investments made alongside of the financial advisor. The FINRA arbitration proceeding that he was recently filed against USCA Securities for Michael Delafuente’s alleged misconduct  is still pending. Michael Delafuente Red Flags & Your Rights As An Investor Of course, Michael Delafuente did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Michael Delafuente at USCA Securities LLC on alert to review carefully the activity and performance of their accounts and question whether Michael Delafuente has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at USCA Securities LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At USCA Securities LLC Due To Michael Delafuente If you have questions about USCA Securities LLC and/or Michael Delafuente and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Melissa Cournyer of Purshe Kaplan Sterling Investments

DID MELISSA LAURA COURNYER CAUSE YOU INVESTMENT LOSSES? Melissa Cournyer Of Purshe Kaplan Sterling Investments And Formerly With Bankers Life Securities, Inc. Has 3 Customer Complaints For Alleged Broker Misconduct Melissa Cournyer Customer Complaints Melissa Cournyer has been the subject of 3 customer complaints that we know about to recover investment losses. All 3 customer complaints were denied by Bankers Life Securities and the investors took no further action. Allegations Against Melissa Cournyer A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Melissa Cournyer Red Flags & Your Rights As An Investor Of course, Melissa Cournyer did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Melissa Cournyer at Purshe Kaplan Sterling Investments and Bankers Life Securities, Inc. on alert to review carefully the activity and performance of their accounts and question whether Melissa Cournyer has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Purshe Kaplan Sterling Investments and Bankers Life Securities, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Purshe Kaplan Sterling Investments Due To Melissa Cournyer If you have questions about Purshe Kaplan Sterling Investments, Bankers Life Securities, Inc. and/or Melissa Cournyer and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Margaret Connors of Edward Jones

DID MARGARET MARIE CONNORS CAUSE YOU INVESTMENT LOSSES? Margaret Connors Of Edward Jones Has A Customer Complaint For Alleged Broker Misconduct Margaret Connors Customer Complaint Margaret Connors has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the municipal bonds purchased and the client’s account were not suitable considering client’s age, life stage, financial needs, and investment objectives. Edward Jones recently denied the customer complaint and, to date, the investor has not taken any further action. Margaret Connors Red Flags & Your Rights As An Investor Of course, Margaret Connors did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Margaret Connors at Edward Jones on alert to review carefully the activity and performance of their accounts and question whether Margaret Connors has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Edward Jones also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Edward Jones Due To Margaret Connors If you have questions about Edward Jones and/or Margaret Connors and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading