Sep 13, 2023

Joseph Matoney of Avantax Investment Services, Inc.

DID JOSEPH PAUL MATONEY CAUSE YOU INVESTMENT LOSSES? Joseph Matoney Of Avantax Investment Services, Inc. Has 2 Customer Complaints For Alleged Broker Misconduct Joseph Matoney Customer Complaints Joseph Matoney has been the subject of 2 customer complaints that we know about to recover investment losses. Both customer complaints were denied by Avantax Investment Services and, to date, the investors have not taken any further action. Allegations Against Joseph Matoney A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Joseph Matoney Red Flags & Your Rights As An Investor Of course, Joseph Matoney did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Joseph Matoney at Avantax Investment Services, Inc. on alert to review carefully the activity and performance of their accounts and question whether Joseph Matoney has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Avantax Investment Services, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Avantax Investment Services, Inc.  Due To Joseph Matoney If you have questions about Avantax Investment Services, Inc. and/or Joseph Matoney and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Sep 13, 2023

John Massa formerly with Cetera Investment Services LLC

DID JOHN EDWARD MASSA CAUSE YOU INVESTMENT LOSSES? John Massa Formerly With Cetera Investment Services LLC Has 8 Customer Complaints For Alleged Broker Misconduct John Massa Customer Complaints John Massa has been the subject of 8 customer complaints that we know about to recover investment losses. Four of the customer complaints were settled by John Massa’s employers in favor of the investors. The other four customer complaints were denied and, to date, the investors have not taken any further action. Allegations Against John Massa A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: John Massa Red Flags & Your Rights As An Investor Of course, John Massa did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of John Massa at Cetera Investment Services LLC on alert to review carefully the activity and performance of their accounts and question whether John Massa has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Cetera Investment Services LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Cetera Investment Services LLC Due To John Massa If you have questions about Cetera Investment Services LLC and/or John Massa and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Sep 13, 2023

Robert Masanotti of J.P. Morgan Securities LLC

DID ROBERT JOHN MASANOTTI CAUSE YOU INVESTMENT LOSSES? Robert Masanotti Of J.P. Morgan Securities LLC And Formerly With MML Investors Services, LLC, Has A Customer Complaint For Alleged Broker Misconduct Robert Masanotti Customer Complaint Robert Masanotti has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for misrepresentation regarding the liquidation and subsequent purchase of securities. J.P. Morgan Securities recently denied the customer complaint and, to date, the investor has not taken any further action. Robert Masanotti Red Flags & Your Rights As An Investor Of course, Robert Masanotti did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Robert Masanotti at J.P. Morgan Securities LLC and MML Investors Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Robert Masanotti has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at J.P. Morgan Securities LLC and MML Investors Services, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Pruco Securities, LLC Due To Theodore Manzanares If you have questions about J.P. Morgan Securities LLC, MML Investors Services, LLC and/or Robert Masanotti and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Sep 13, 2023

Adam Marquardt formerly with Cetera Advisors LLC

DID ADAM THOMAS MARQUARDT CAUSE YOU INVESTMENT LOSSES? Adam Marquardt Formerly With Cetera Advisors LLC and Wells Fargo Advisors Financial Network, LLC Has 3 Customer Complaints For Alleged Broker Misconduct Adam Marquardt Customer Complaints Adam Marquardt has been the subject of 3 customer complaints that we know about to recover investment losses. One customer complaint resulted in an arbitration award against Wells Fargo Advisors Financial Network for Adam Marquardt’s alleged misconduct.  The other 2 customer complaints were settled by Wells Fargo Advisors Financial Network in favor of the investors. Allegations Against Adam Marquardt A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Adam Marquardt Red Flags & Your Rights As An Investor Of course, Adam Marquardt did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Adam Marquardt at Cetera Advisors LLC or Wells Fargo Advisors Financial Network, LLC on alert to review carefully the activity and performance of their accounts and question whether Adam Marquardt has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Cetera Advisors LLC and Wells Fargo Advisors Financial Network, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Cetera Advisors LLC Due To Adam Marquardt If you have questions about Cetera Advisors LLC and/or Adam Marquardt and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Sep 13, 2023

Mark Davis II of The Huntington Investment Company

DID MARK LLOYD DAVIS, II CAUSE YOU INVESTMENT LOSSES? Mark Davis II Of The Huntington Investment Company And Formerly With Cetera Investment Services LLC Has 2 Customer Complaints For Alleged Broker Misconduct Mark Davis II Customer Complaints Mark Davis II has been the subject of 2 customer complaints that we know about recovering investment losses. One customer complaint was settled by Cetera Investment Services. The Huntington Investment Company denied the other customer complaint that was recently filed and, so far, the investor has not filed any action. Allegations Against Mark Davis II A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Mark Davis II Red Flags & Your Rights As An Investor Of course, Mark Davis II did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Mark Davis II at The Huntington Investment Company and Cetera Investment Services LLC on alert to review carefully the activity and performance of their accounts and question whether Mark Davis II has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at The Huntington Investment Company and Cetera Investment Services LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At The Huntington Investment Company Due To Mark Davis II If you have questions about The Huntington Investment Company, Cetera Investment Services LLC and/or Mark Davis II and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Sep 12, 2023

Theodore Manzanares of Pruco Securities, LLC

DID THEODORE MANZANARES CAUSE YOU INVESTMENT LOSSES? Theodore Manzanares Of Pruco Securities, LLC And Formerly With MML Investors Services, LLC, Has A Customer Complaint For Alleged Broker Misconduct Theodore Manzanares Customer Complaint Theodore Manzanares has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the representative did not fully disclose all the facts regarding sales charges and additionally misrepresented policy features. Pruco Securities recently denied the customer complaint and, to date, no further action has been taken. Theodore Manzanares Red Flags & Your Rights As An Investor Of course, Theodore Manzanares did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Theodore Manzanares at Pruco Securities, LLC and MML Investors Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Theodore Manzanares has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Pruco Securities, LLC and MML Investors Services, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Pruco Securities, LLC Due To Theodore Manzanares If you have questions about Pruco Securities, LLC, MML Investors Services, LLC and/or Theodore Manzanares and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Sep 12, 2023

Paul Mandel of Morgan Stanley

DID PAUL STUART MANDEL CAUSE YOU INVESTMENT LOSSES? Paul Mandel Of Morgan Stanley Has A Customer Complaint For Alleged Broker Misconduct Paul Mandel Customer Complaint Paul Mandel has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for unsuitable use of margin accounts within the trust for which claimant was a beneficiary. A customer complaint recently filed in Arizona Superior Court is still pending. Paul Mandel Red Flags & Your Rights As An Investor Of course, Paul Mandel did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Paul Mandel at Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Paul Mandel has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Morgan Stanley Due To Paul Mandel If you have questions about Morgan Stanley and/or Paul Mandel and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Sep 12, 2023

RJ Malcampo of Morgan Stanley

DID RJ ANTIMARO MALCAMPO CAUSE YOU INVESTMENT LOSSES? RJ Malcampo Of Morgan Stanley Has A Customer Complaint For Alleged Broker Misconduct RJ Malcampo Customer Complaint RJ Malcampo has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were that the purchases of certain investments in customer’s accounts were unsuitable. Morgan Stanley recently denied the customer complaint and, to date, no further action has been taken by the investor. RJ Malcampo Red Flags & Your Rights As An Investor Of course, RJ Malcampo did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of RJ Malcampo at Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether RJ Malcampo has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Morgan Stanley Due To RJ Malcampo If you have questions about Morgan Stanley and/or RJ Malcampo and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Sep 12, 2023

Donna MacKay of Morgan Stanley

DID DONNA JEAN MACKAY CAUSE YOU INVESTMENT LOSSES? Donna MacKay Of Morgan Stanley Has 2 Customer Complaints For Alleged Broker Misconduct Donna MacKay Customer Complaints Donna MacKay has been the subject of 2 customer complaints that we know about recovering investment losses. One of the customer complaints was denied by Morgan Stanley and the customer took no further action. The other customer complaint is pending in a recently filed FINRA arbitration proceeding against Morgan Stanley for Donna MacKay’s alleged misconduct. Allegations Against Donna MacKay A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Donna MacKay Red Flags & Your Rights As An Investor Of course, Donna MacKay did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Donna MacKay at Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Donna MacKay has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Morgan Stanley Due To Donna MacKay If you have questions about Morgan Stanley and/or Donna MacKay and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Sep 12, 2023

Duncan MacEachern of LPL Financial LLC

DID DUNCAN GERARD MACEACHERN CAUSE YOU INVESTMENT LOSSES? Duncan MacEachern Of LPL Financial LLC And Formerly With Centaurus Financial, Inc. Has A Customer Complaint For Alleged Broker Misconduct Duncan MacEachern Customer Complaint Duncan MacEachern has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for unsuitable investment recommendations of risky, illiquid investments and variable annuity contracts, REITs and corporate debt. The customer complaint is still pending in a recently filed arbitration proceeding against Centaurus Financial for Duncan MacEachern’s alleged misconduct. Duncan MacEachern Red Flags & Your Rights As An Investor Of course, Duncan MacEachern did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Duncan MacEachern at LPL Financial LLC and Centaurus Financial, Inc. on alert to review carefully the activity and performance of their accounts and question whether Duncan MacEachern has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC and Centaurus Financial, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To Duncan MacEachern If you have questions about LPL Financial LLC, Centaurus Financial, Inc. and/or Duncan MacEachern and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading