Apr 17, 2023

Marlene Yacenda of Ameriprise Financial Services, LLC

DID MARLENE C YACENDA CAUSE YOU INVESTMENT LOSSES? Marlene Yacenda Of Ameriprise Financial Services, LLC Has A Customer Complaint For Alleged Broker Misconduct Marlene Yacenda Customer Complaint Marlene Yacenda has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were that Ameriprise Financial Services Financial advisors harassed her to convert her accounts from a commission-based account to a fee-based account. The arbitration claim is still reported as pending. Marlene Yacenda Red Flags & Your Rights As An Investor Of course, Marlene Yacenda did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Marlene Yacenda at Ameriprise Financial Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Marlene Yacenda has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Ameriprise Financial Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Ameriprise Financial Services, LLC Due To Marlene Yacenda If you have questions about Ameriprise Financial Services, LLC and/or Marlene Yacenda and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Apr 17, 2023

Marko Rendic formerly with Santander Securities LLC?

DID MARKO ANDRES RENDIC CAUSE YOU INVESTMENT LOSSES? Marko Rendic Formerly With Santander Securities LLC Has A Customer Complaint For Alleged Broker Misconduct Marko Rendic Customer Complaint Marko Rendic has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were unsuitability, overconcentration, violations of the securities laws and rules, fraud, breach of fiduciary duty, negligence, and breach of contract related to the offer and sale of Puerto Rico Bonds. The arbitration claim was settled by Santander Securities, LLC in favor of the investor. Marko Rendic Red Flags & Your Rights As An Investor Of course, Marko Rendic did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Marko Rendic at Santander Securities LLC on alert to review carefully the activity and performance of their accounts and question whether Marko Rendic has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Santander Securities LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Santander Securities LLC Due To Marko Rendic If you have questions about Santander Securities LLC and/or Marko Rendic and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Apr 17, 2023

Mark Yunayev of J.P. Morgan Securities LLC

DID MARK YUNAYEV CAUSE YOU INVESTMENT LOSSES? Mark Yunayev Of J.P. Morgan Securities LLC Has A Customer Complaint For Alleged Broker Misconduct Mark Yunayev Customer Complaint Mark Yunayev has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for misrepresentations and unsuitable investment recommendations regarding mutual fund investment and a loan. The customer complaint is still pending in a FINRA arbitration proceeding. Mark Yunayev Red Flags & Your Rights As An Investor Of course, Mark Yunayev did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Mark Yunayev at J.P. Morgan Securities LLC on alert to review carefully the activity and performance of their accounts and question whether Mark Yunayev has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at J.P. Morgan Securities LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At J.P. Morgan Securities LLC Due To Mark Yunayev If you have questions about J.P. Morgan Securities LLC and/or Mark Yunayev and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Apr 16, 2023

Mark Pearcy of MML Investors Services, LLC

DID MARK WILLIAM PEARCY CAUSE YOU INVESTMENT LOSSES? Mark Pearcy Of MML Investors Services, LLC Has 4 Customer Complaints For Alleged Broker Misconduct Mark Pearcy Customer Complaints Mark Pearcy has been the subject of 4 customer complaints that we know about to recover investment losses. Two of the customer disputes were settled favorably for the investors by the Metropolitan Life Insurance Company. MetLife denied the other 2 customer complaints and no further action was taken. Allegations Against Mark Pearcy A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Mark Pearcy Red Flags & Your Rights As An Investor Of course, Mark Pearcy did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Mark Pearcy at MML Investors Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Mark Pearcy has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at MML Investors Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At MML Investors Services, LLC Due To Mark Pearcy If you have questions about Investors MML Investors Services, LLC and/or Mark Pearcy and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Apr 16, 2023

Mark Hein formerly with Morgan Stanley

DID MARK WELTE HEIN CAUSE YOU INVESTMENT LOSSES? Mark Hein Formerly With Morgan Stanley Has A Customer Complaint For Alleged Broker Misconduct Mark Hein Customer Complaint Mark Hein has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were misrepresentation with respect to liquidity of a direct investment. Morgan Stanley denied the customer complaint, and to date, no further action has been taken by the investor. Mark Hein Red Flags & Your Rights As An Investor Of course, Mark Hein did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Mark Hein at Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Mark Hein has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Morgan Stanley Due To Mark Hein If you have questions about Morgan Stanley and/or Mark Hein and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Apr 16, 2023

Mark Brody of Planned Financial Programs, Inc.

DID MARK STEWART BRODY CAUSE YOU INVESTMENT LOSSES? Mark Brody Of Planned Financial Programs, Inc. Has 2 Customer Complaints For Alleged Broker Misconduct Mark Brody Customer Complaints Mark Brodyhas been the subject of 2 customer complaints that we know about to recover investment losses. Both customer complaints were settled by Planned Financial Programs in favor of the investors. Allegations Against Mark Brody A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Mark Brody Red Flags & Your Rights As An Investor Of course, Mark Brody did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Mark Brody at Planned Financial Programs, Inc. on alert to review carefully the activity and performance of their accounts and question whether Mark Brodyhas engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Planned Financial Programs, Inc.also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Planned Financial Programs, Inc. Due To Mark Brody If you have questions about Investors Planned Financial Programs, Inc. and/or Mark Brody and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Apr 16, 2023

Mark Farnan formerly with Securities America, Inc.

DID MARK STEPHEN FARNAN CAUSE YOU INVESTMENT LOSSES? Mark Farnan Formerly With Securities America, Inc. Has A Customer Complaint For Alleged Broker Misconduct Mark Farnan Customer Complaint Mark Farnan has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the account was overly concentrated in alternative investments. Securities America settled the customer complaint in favor of the investor. Mark Farnan Red Flags & Your Rights As An Investor Of course, Mark Farnan did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Mark Farnan at Securities America, Inc. on alert to review carefully the activity and performance of their accounts and question whether Mark Farnan has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Securities America, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Securities America, Inc. Due To Mark Farnan If you have questions about Securities America, Inc. and/or Mark Farnan and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Apr 16, 2023

Mark Falter formerly with Investors Capital Corp.

DID MARK STEPHEN FALTER CAUSE YOU INVESTMENT LOSSES? Mark Falter Formerly With Investors Capital Corp. Has 5 Customer Complaints For Alleged Broker Misconduct Mark Falter Customer Complaints Mark Falter has been the subject of 5 customer complaints that we know about to recover investment losses. Four of the customer complaints were settled by Mark Falter’s former employers in favor of the investors.  Only one of those complaints was denied and the customer took no further action. Allegations Against Mark Falter A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Mark Falter Red Flags & Your Rights As An Investor Of course, Mark Falter did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Mark Falter at Investors Capital Corp. on alert to review carefully the activity and performance of their accounts and question whether Mark Falter has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Investors Capital Corp. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Investors Capital Corp. Due To Mark Falter If you have questions about Investors Capital Corp. and/or Mark Falter and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Apr 15, 2023

Mark Kolta formerly with Worden Capital Management LLC?

DID MARK SAM KOLTA CAUSE YOU INVESTMENT LOSSES? Mark Kolta Formerly With Worden Capital Management LLC and Aegis Capital Corp. Has 28 Customer Complaints For Alleged Broker Misconduct Mark Kolta Customer Complaints Mark Kolta has been the subject of 28 customer complaints that we know about to recover investment losses. Twenty-four of the customer complaints have been settled by Mark Kolta’s former employers in favor of the investors. Only 2 of the customer complaints were denied and, to date, the customers have not taken any further action. There are 2 pending FINRA arbitration proceedings for his alleged misconduct. Allegations Against Mark Kolta A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Mark Kolta Red Flags & Your Rights As An Investor Of course, Mark Kolta did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Mark Kolta at Worden Capital Management LLC and Aegis Capital Corp. on alert to review carefully the activity and performance of their accounts and question whether Mark Kolta has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Worden Capital Management LLC and Aegis Capital Corp. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Worden Capital Management LLC Due To Mark Kolta If you have questions about Worden Capital Management LLC, Aegis Capital Corp. and/or Mark Kolta and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Apr 15, 2023

Mark Wesley formerly with Ameriprise Financial Services, Inc.

DID MARK NICHOLAS WESLEY CAUSE YOU INVESTMENT LOSSES? Mark Wesley Formerly With Ameriprise Financial Services, Inc. Has 8 Customer Complaints For Alleged Broker Misconduct Mark Wesley Customer Complaints Mark Wesley has been the subject of 8 customer complaints that we know about to recover investment losses. Three of the customer complaints were settled by Ameriprise Financial Services and its predecessor. The other 5 customer complaints were denied by the same brokerage firms and, to date, the customers have not taken any further action. Allegations Against Mark Wesley A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Mark Wesley Red Flags & Your Rights As An Investor Of course, Mark Wesley did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Mark Wesley at Ameriprise Financial Services, Inc. on alert to review carefully the activity and performance of their accounts and question whether Mark Wesley has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Ameriprise Financial Services, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Ameriprise Financial Services, Inc. Due To Mark Wesley If you have questions about Ameriprise Financial Services, Inc. and/or Mark Wesley and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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