Sep 9, 2023

James Green formerly with Edward Jones

DID JAMES MICHAEL GREEN CAUSE YOU INVESTMENT LOSSES? James Green Formerly With Edward Jones Has A Customer Complaint For Alleged Broker Misconduct James Green Customer Complaint James Green has been the subject of at least one customer complaint that we know about recovering investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for an unauthorized purchase of mutual funds in customer’s account. The customer complaint filed with Edward Jones for James Green’s alleged misconduct is still pending. James Green Red Flags & Your Rights As An Investor Of course, James Green did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of James Green at Edward Jones on alert to review carefully the activity and performance of their accounts and question whether James Green has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Edward Jones also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Edward Jones Due To James Green If you have questions about Edward Jones and/or James Green and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Sep 8, 2023

Adam Jacobs of Oppenheimer & Co. Inc.

DID ADAM RYAN JACOBS CAUSE YOU INVESTMENT LOSSES? Adam Jacobs Of Oppenheimer & Co. Inc. Has A Customer Complaint For Alleged Broker Misconduct Adam Jacobs Customer Complaint Adam Jacobs has been the subject of at least one customer complaint that we know about recovering investment losses. The allegations made in the FINRA reported customer complaint for investment losses were client suffered losses because of unsuitable investments, breach of advisors fiduciary duty, unauthorized trading, failure to act in client’s best interest, negligence, violation of state securities laws and breach of contract involving option transactions. The FINRA arbitration proceeding was recently filed and is still pending. Adam Jacobs Red Flags & Your Rights As An Investor Of course, Adam Jacobs did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Adam Jacobs at Oppenheimer & Co. Inc. on alert to review carefully the activity and performance of their accounts and question whether Adam Jacobs has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Oppenheimer & Co. Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Oppenheimer & Co. Inc. Due To Adam Jacobs If you have questions about Oppenheimer & Co. Inc. and/or Adam Jacobs and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Sep 8, 2023

Gianluca de Berardinis of Morgan Stanley

DID GIANLUCA DE BERARDINIS CAUSE YOU INVESTMENT LOSSES? Gianluca de Berardinis Of Morgan Stanley Has 2 Customer Complaints For Alleged Broker Misconduct Gianluca de Berardinis Customer Complaints Gianluca de Berardinis has been the subject of 2 customer complaints that we know about to recover investment losses. One customer complaint was denied by Morgan Stanley, and, to date, the investor has not taken any further action. The other customer complaint was recently filed against Morgan Stanley for the advisors alleged misconduct and still pending. Allegations Against Gianluca de Berardinis A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Gianluca de Berardinis Red Flags & Your Rights As An Investor Of course, Gianluca de Berardinis did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Gianluca de Berardinis at Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Gianluca de Berardinis has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Morgan Stanley Due To Gianluca de Berardinis If you have questions about Morgan Stanley and/or Gianluca de Berardinis and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Sep 8, 2023

Frank Chiodi Jr of Osaic Wealth, Inc.

DID FRANK CHIODI JR CAUSE YOU INVESTMENT LOSSES? Frank Chiodi Jr Of Osaic Wealth, Inc. And Formerly With name of Voya Financial Advisors, Inc. Has A Customer Complaint For Alleged Broker Misconduct Frank Chiodi Jr Customer Complaint Frank Chiodi Jr has been the subject of at least one customer complaint that we know about recovering investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the advisor’s recommendations to invest in a speculative, high-risk REIT was misrepresented and unsuitable for the claimant. The customer complaint made in a FINRA arbitration proceeding is still pending. Frank Chiodi Jr Red Flags & Your Rights As An Investor Of course, Frank Chiodi Jr did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Frank Chiodi Jr at Osaic Wealth, Inc. and Voya Financial Advisors, Inc. on alert to review carefully the activity and performance of their accounts and question whether Frank Chiodi Jr has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Osaic Wealth, Inc. and Voya Financial Advisors, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Osaic Wealth, Inc. Due To Frank Chiodi Jr If you have questions about Osaic Wealth, Inc., Voya Financial Advisors, Inc. and/or Frank Chiodi Jr and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Sep 8, 2023

Frank Carrasco of UBS Financial Services Inc.

DID FRANK JULIO CARRASCO CAUSE YOU INVESTMENT LOSSES? Frank Carrasco Of UBS Financial Services Inc. Has 3 Customer Complaints For Alleged Broker Misconduct Frank Carrasco Customer Complaints Frank Carrasco has been the subject of 3 customer complaints that we know about to recover investment losses. One customer complaint resulted in an arbitration award against UBS Financial Services in the amount of $521,000 for his alleged misconduct involving the sale of closed-end bond funds. Another dispute was settled by UBS financial services in favor of the investor. There is currently one customer complaint still pending against UBS Financial services for Frank Carrasco’s alleged misconduct. Allegations Against Frank Carrasco A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Frank Carrasco Red Flags & Your Rights As An Investor Of course, Frank Carrasco did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Frank Carrasco at UBS Financial Services Inc. on alert to review carefully the activity and performance of their accounts and question whether Frank Carrasco has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at UBS Financial Services Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At UBS Financial Services Inc. Due To Frank Carrasco If you have questions about UBS Financial Services Inc. and/or Frank Carrasco and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Sep 8, 2023

Eric Anderson of NYLife Securities LLC

DID ERIC SVEN ANDERSON CAUSE YOU INVESTMENT LOSSES? Eric Anderson Of NYLife Securities LLC Has A Customer Complaint For Alleged Broker Misconduct Eric Anderson Customer Complaint Eric Anderson has been the subject of at least one customer complaint that we know about recovering investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for failure to follow customer’s instructions and failure to diversify customers portfolio. The customer complaint was recently made and still pending with NYLIFE Securities. Eric Anderson Red Flags & Your Rights As An Investor Of course, Eric Anderson did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Eric Anderson at NYLife Securities LLC on alert to review carefully the activity and performance of their accounts and question whether Eric Anderson has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at NYLife Securities LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At NYLife Securities LLC Due To Eric Anderson If you have questions about NYLife Securities LLC and/or Eric Anderson and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Sep 7, 2023

Eliah Ewing of Ameriprise Financial Services, LLC

DID ELIAH SANDE EWING CAUSE YOU INVESTMENT LOSSES? Eliah Ewing Of Ameriprise Financial Services, LLC Has A Customer Complaint For Alleged Broker Misconduct Eliah Ewing Customer Complaint Eliah Ewing has been the subject of at least one customer complaint that we know about recovering investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the recommendation to invest her retirement savings in unsuitable, illiquid and speculative investments, including variable annuity contracts and business development companies was improper. The FINRA arbitration proceeding with the customer complaint was recently filed and still pending. Eliah Ewing Red Flags & Your Rights As An Investor Of course, Eliah Ewing did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Eliah Ewing at Ameriprise Financial Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Eliah Ewing has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Ameriprise Financial Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Ameriprise Financial Services, LLC Due To Eliah Ewing If you have questions about Ameriprise Financial Services, LLC and/or Eliah Ewing and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Sep 7, 2023

Deborah Birch formerly with Cambridge Investment Research, Inc.

DID DEBORAH ANN BIRCH CAUSE YOU INVESTMENT LOSSES? Deborah Birch Of Cambridge Investment Research, Inc. And Formerly With Avantax Investment Services, Inc. Has A Customer Complaint For Alleged Broker Misconduct Deborah Birch Customer Complaint Deborah Birch has been the subject of at least one customer complaint that we know about recovering investment losses. The allegations made in the FINRA reported customer complaint for investment losses were a recommended alternative investment was misrepresented and not suitable for the customer. The customer complaint was recently made and is still pending with Avantax Investment Services for Deborah Birch’s alleged misconduct. Deborah Birch Red Flags & Your Rights As An Investor Of course, Deborah Birch did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Deborah Birch at Cambridge Investment Research, Inc. and Avantax Investment Services, Inc. on alert to review carefully the activity and performance of their accounts and question whether Deborah Birch has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Cambridge Investment Research, Inc. and Avantax Investment Services, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Cambridge Investment Research, Inc. Due To Deborah Birch If you have questions about Cambridge Investment Research, Inc, Avantax Investment Services, Inc. and/or Deborah Birch and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Sep 7, 2023

Deborah Anderson formerly with LPL Financial LLC

DID DEBORAH SUE ANDERSON CAUSE YOU INVESTMENT LOSSES? Deborah Anderson Formerly With LPL Financial LLC and Centaurus Financial, Inc. Has 10 Customer Complaints For Alleged Broker Misconduct Deborah Anderson Customer Complaints Deborah Anderson has been the subject of 10 customer complaints that we know about to recover investment losses. One customer complaint was denied by Centaurus Financial and, to date, the investor has not taken any further action. There are currently 9 pending FINRA arbitration proceedings filed against Centaurus Financial for Deborah Anderson’s alleged misconduct. Deborah Anderson’s former employer LPL Financial terminated her for alleged misrepresentations of the value of alternative investments held by customers. Allegations Against Deborah Anderson A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Deborah Anderson Red Flags & Your Rights As An Investor Of course, Deborah Anderson did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Deborah Anderson at LPL Financial LLC and Centaurus Financial, Inc. on alert to review carefully the activity and performance of their accounts and question whether Deborah Anderson has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC and Centaurus Financial, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To Deborah Anderson If you have questions about LPL Financial LLC, Centaurus Financial, Inc. and/or Deborah Anderson and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Sep 7, 2023

David Hill Formerly With Securian Financial Services, Inc.

DID DAVID TAYLOR HILL CAUSE YOU INVESTMENT LOSSES? David Hill Formerly With Securian Financial Services, Inc., Hantz Financial Services, Inc. and Financial Telesis Inc. Has A Customer Complaint For Alleged Broker Misconduct David Hill Customer Complaint David Hill has been the subject of at least one customer complaint that we know about recovering investment losses. The allegations made in the FINRA reported customer complaint for investment losses were about misrepresentations made in connection with the sale of a variable annuity contract. David Hill’s former employer, Equitable Advisors, has denied the customer complaint it recently received and, to date, the investor has not taken any further action. David Hill Red Flags & Your Rights As An Investor Of course, David Hill did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of David Hill at Securian Financial Services, Inc., Hantz Financial Services, Inc. and Financial Telesis Inc. on alert to review carefully the activity and performance of their accounts and question whether David Hill has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Securian Financial Services, Inc. Hantz Financial Services, Inc. and Financial Telesis Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Securian Financial Services, Inc. Due To David Hill If you have questions about Securian Financial Services, Inc., Hantz Financial Services, Inc., Financial Telesis Inc. and/or David Hill and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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