Sep 4, 2023

Andres Alminana of Merrill Lynch, Pierce, Fenner & Smith Incorporated

DID ANDRES ALMINANA CAUSE YOU INVESTMENT LOSSES? Andres Alminana Of Merrill Lynch, Pierce, Fenner & Smith Incorporated Has A Customer Complaint For Alleged Broker Misconduct Andres Alminana Customer Complaint Andres Alminana has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for an improper solicitation of an account. The complaint was recently filed and is still pending with Merrill Lynch, Pierce, Fenner & Smith. Andres Alminana Red Flags & Your Rights As An Investor Of course, Andres Alminana did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Andres Alminana at Merrill Lynch, Pierce, Fenner & Smith Incorporated on alert to review carefully the activity and performance of their accounts and question whether Andres Alminana has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Merrill Lynch, Pierce, Fenner & Smith Incorporated also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Merrill Lynch, Pierce, Fenner & Smith Incorporated Due To Andres Alminana If you have questions about Merrill Lynch, Pierce, Fenner & Smith Incorporated and/or Andres Alminana and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Sep 4, 2023

Andrea Collins of Charles Schwab & Co., Inc.

DID ANDREA COLLINS CAUSE YOU INVESTMENT LOSSES? Andrea Collins Of Charles Schwab & Co., Inc. And Formerly With CNR Securities, LLC Has A Customer Complaint For Alleged Broker Misconduct Andrea Collins Customer Complaint Andrea Collins has been the subject of at least one customer complaint that we know about recovering investment losses. The allegations made in the FINRA reported customer complaint for investment losses were adviser converted shares of Berkshire Hathaway A shares to Berkshire Hathaway B shares without customer’s authorization. Charles Schwab and Co. denied the customer complaint recently and so far, the investor has not filed any further proceedings. Andrea Collins Red Flags & Your Rights As An Investor Of course, Andrea Collins did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Andrea Collins at Charles Schwab & Co., Inc. and CNR Securities, LLC on alert to review carefully the activity and performance of their accounts and question whether Andrea Collins has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Charles Schwab & Co., Inc. and CNR Securities, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Charles Schwab & Co., Inc. Due To Andrea Collins If you have questions about Charles Schwab & Co., Inc., CNR Securities, LLC and/or Andrea Collins and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Sep 3, 2023

Alfred Bozzo III of Morgan Stanley

DID ALFRED RICHARD BOZZO JR CAUSE YOU INVESTMENT LOSSES? Alfred Bozzo III Of Morgan Stanley Has A Customer Complaint For Alleged Broker Misconduct Alfred Bozzo III Customer Complaint Alfred Bozzo III has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were excessive trading with respect to investments made during 2021 through 2023. The civil court action is still pending in the Southern District Court of Texas against Morgan Stanley for Alfred Bozzo’s alleged misconduct. Alfred Bozzo III Red Flags & Your Rights As An Investor Of course, Alfred Bozzo III did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Alfred Bozzo III at Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Alfred Bozzo III has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Morgan Stanley Due To Alfred Bozzo III If you have questions about Morgan Stanley and/or Alfred Bozzo III and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Sep 3, 2023

Alfonso Boneta of Merrill Lynch, Pierce, Fenner & Smith Incorporated

DID ALFONSO LUIS BONETA CAUSE YOU INVESTMENT LOSSES? Alfonso Boneta Of Merrill Lynch, Pierce, Fenner & Smith Incorporated And Formerly With UBS Financial Services Inc. Has 7 Customer Complaints For Alleged Broker Misconduct Alfonso Boneta Customer Complaints Alfonso Boneta has been the subject of 7 customer complaints that we know about to recover investment losses. Four of the customer complaints were settled by UBS Financial Services in favor the investors. The other 3 customer complaints filed against Alfonso Boneta’s current and former employers were denied and, to date, the investors have not taken any further action. Allegations Against Alex Mathis A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Alfonso Boneta Red Flags & Your Rights As An Investor Of course, Alfonso Boneta did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Alfonso Boneta at Merrill Lynch, Pierce, Fenner & Smith Incorporated and UBS Financial Services Inc. on alert to review carefully the activity and performance of their accounts and question whether Alfonso Boneta has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Merrill Lynch, Pierce, Fenner & Smith Incorporated and UBS Financial Services Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Merrill Lynch, Pierce, Fenner & Smith Incorporated Due To Alfonso Boneta If you have questions about Merrill Lynch, Pierce, Fenner & Smith Incorporated, UBS Financial Services Inc. and/or Alfonso Boneta and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Sep 3, 2023

Alex Mathis of Western International Securities, Inc.

DID ALEX BOYD MATHIS CAUSE YOU INVESTMENT LOSSES? Alex Mathis Of Western International Securities, Inc. Has 5 Customer Complaints For Alleged Broker Misconduct Alex Mathis Customer Complaints Alex Mathis has been the subject of 5 customer complaints that we know about recovering investment losses. Two of the customer complaints were settled by Western International Securities and Merrill Lynch Pierce Fenner and Smith in favor of the investors. The other 3 customer complaints were denied by Alex Mathis’ current and former employers and, to date, the investors have not taken any further action. Allegations Against Alex Mathis A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Alex Mathis Red Flags & Your Rights As An Investor Of course, Alex Mathis did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Alex Mathis at Western International Securities, Inc. on alert to review carefully the activity and performance of their accounts and question whether Alex Mathis has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Western International Securities, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Western International Securities, Inc. Due To Alex Mathis If you have questions about Western International Securities, Inc. and/or Alex Mathis and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Sep 3, 2023

Albert Crimaldi of Merrill Lynch, Pierce, Fenner & Smith Incorporated

DID ALBERT ROSS CRIMALDI CAUSE YOU INVESTMENT LOSSES? Albert Crimaldi Of Merrill Lynch, Pierce, Fenner & Smith Incorporated Has A Customer Complaint For Alleged Broker Misconduct Albert Crimaldi Customer Complaint Albert Crimaldi has been the subject of at least one customer complaint that we know about recovering investment losses. The allegations made in the FINRA reported customer complaint for investment losses were unauthorized trading in February 2023. The customer complaint with Merrill Lynch Pierce Fenner and Smith was recently filed and is still pending. Albert Crimaldi Red Flags & Your Rights As An Investor Of course, Albert Crimaldi did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Albert Crimaldi at Merrill Lynch, Pierce, Fenner & Smith Incorporated on alert to review carefully the activity and performance of their accounts and question whether Albert Crimaldi has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Merrill Lynch, Pierce, Fenner & Smith Incorporated also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Merrill Lynch, Pierce, Fenner & Smith Incorporated Due To Albert Crimaldi If you have questions about Merrill Lynch, Pierce, Fenner & Smith Incorporated and/or Albert Crimaldi and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Sep 2, 2023

Alan Mann of Merrill Lynch, Pierce, Fenner & Smith Incorporated

DID ALAN STEVEN MANN CAUSE YOU INVESTMENT LOSSES? Alan Mann Of Merrill Lynch, Pierce, Fenner & Smith Incorporated Has 3 Customer Complaints For Alleged Broker Misconduct Alan Mann Customer Complaints Alan Mann has been the subject of 3 customer complaints that we know about to recover investment losses. One customer complaint resulted in an arbitration award in the amount of $2,475,000 in favor of the investor. Another customer complaint was denied by Morgan Stanley and the customer took no further action. There is currently one pending court case in Clark County Nevada against Merrill Lynch Pierce Fenner and Smith for Alan Mann’s alleged misconduct. Allegations Against Alan Mann A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Alan Mann Red Flags & Your Rights As An Investor Of course, Alan Mann did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Alan Mann at Merrill Lynch, Pierce, Fenner & Smith Incorporated on alert to review carefully the activity and performance of their accounts and question whether Alan Mann has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Merrill Lynch, Pierce, Fenner & Smith Incorporated also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Merrill Lynch, Pierce, Fenner & Smith Incorporated Due To Alan Mann If you have questions about Merrill Lynch, Pierce, Fenner & Smith Incorporated and/or Alan Mann and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Sep 2, 2023

David Macchia of Equitable Advisors, LLC

DID DAVID MACCHIA CAUSE YOU INVESTMENT LOSSES? David Macchia Of Equitable Advisors, LLC Has A Customer Complaint For Alleged Broker Misconduct David Macchia Customer Complaint David Macchia has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were adviser made an unsuitable recommendation to invest in a variable annuity contract. The customer complaint was settled by Equitable Advisors in favor of the investor for a total payment of $690,000 by the company and adviser. David Macchia Red Flags & Your Rights As An Investor Of course, David Macchia did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of David Macchia at Equitable Advisors, LLC on alert to review carefully the activity and performance of their accounts and question whether David Macchia has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Equitable Advisors, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Equitable Advisors, LLC Due To David Macchia If you have questions about Equitable Advisors, LLC and/or David Macchia and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Sep 2, 2023

Kyle Lucas of Equitable Advisors, LLC

DID KYLE JOSEPH LUCAS CAUSE YOU INVESTMENT LOSSES? Kyle Lucas Of Equitable Advisors, LLC Has 2 Customer Complaints For Alleged Broker Misconduct Kyle Lucas Customer Complaints Kyle Lucas has been the subject of 2 customer complaints that we know about seeking to recover investment losses. One customer complaint was settled by Equitable Advisors in favor of the investor. The other customer complaint was denied by AXA Advisors and the customer took no further action. Allegations Against Kyle Lucas A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Kyle Lucas Red Flags & Your Rights As An Investor Of course, Kyle Lucas did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Kyle Lucas at Equitable Advisors, LLC on alert to review carefully the activity and performance of their accounts and question whether Kyle Lucas has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Equitable Advisors, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Equitable Advisors, LLC Due To Kyle Lucas If you have questions about Equitable Advisors, LLC and/or Kyle Lucas and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Sep 1, 2023

Daniel Loy of Independent Financial Group, LLC

DID DANIEL TUAN KIEN LOY CAUSE YOU INVESTMENT LOSSES? Daniel Loy Of Independent Financial Group, LLC Has 4 Customer Complaints For Alleged Broker Misconduct Daniel Loy Customer Complaints Daniel Loy has been the subject of 4 customer complaints that we know about investors seeking to recover investment losses. Two of the customer complaints are settled by VOYA Financial Advisors in favor of the investors. The other 2 customer complaints were denied by Daniel Loy’s former employers and, to date, the customers have not taken any further action. Allegations Against Daniel Loy A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Daniel Loy Red Flags & Your Rights As An Investor Of course, Daniel Loy did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Daniel Loy at Independent Financial Group, LLC on alert to review carefully the activity and performance of their accounts and question whether Daniel Loy has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Independent Financial Group, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Independent Financial Group, LLC Due To Daniel Loy If you have questions about Independent Financial Group, LLC and/or Daniel Loy and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading