Apr 12, 2023

Mark Yadron of Kestra Investment Services, LLC

DID MARK DAVID YADRON CAUSE YOU INVESTMENT LOSSES? Mark Yadron Of Kestra Investment Services, LLC And Formerly With Merrill Lynch, Pierce, Fenner & Smith Incorporated Has 6 Customer Complaints For Alleged Broker Misconduct Mark Yadron Customer Complaints Mark Yadron has been the subject of 6 customer complaints that we know about to recover investment losses. Five of the 6 customer complaints were settled by Mr. Yadron’s former employers in favor of the investors. The other customer complaint was denied by Merrill Lynch Pierce Fenner and Smith and the customer took no further action. Allegations Against Mark Yadron A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Mark Yadron Red Flags & Your Rights As An Investor Of course, Mark Yadron did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Mark Yadron at Kestra Investment Services, LLC and Merrill Lynch, Pierce, Fenner & Smith Incorporated on alert to review carefully the activity and performance of their accounts and question whether Mark Yadron has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Kestra Investment Services, LLC and Merrill Lynch, Pierce, Fenner & Smith Incorporated also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Kestra Investment Services, LLC Due To Mark Yadron If you have questions about Kestra Investment Services, LLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated and/or Mark Yadron and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Apr 12, 2023

Mark Sullivan of Raymond James & Associates, Inc.

DID MARK DOUGLAS SULLIVAN CAUSE YOU INVESTMENT LOSSES? Mark Sullivan Of Raymond James & Associates, Inc. And Formerly With Morgan Stanley Has A Customer Complaint For Alleged Broker Misconduct Mark Sullivan Customer Complaint Mark Sullivan has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were that a loan product was misrepresented and that a prepayment penalty was not disclosed. Morgan Stanley denied the customer complaint, and to date, no further action has been taken. Mark Sullivan Red Flags & Your Rights As An Investor Of course, Mark Sullivan did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Mark Sullivan at Raymond James & Associates, Inc. and Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Mark Sullivan has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Raymond James & Associates, Inc. and Morgan Stanley raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Raymond James & Associates, Inc.  Due To Mark Sullivan If you have questions about Raymond James & Associates, Inc., Morgan Stanley and/or Mark Sullivan and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Apr 11, 2023

Mark Feliciano of Bankers Life Securities, Inc.

DID MARK ANTHONY FELICIANO CAUSE YOU INVESTMENT LOSSES? Mark Feliciano Of Bankers Life Securities, Inc. Has 2 Customer Complaints For Alleged Broker Misconduct Mark Feliciano Customer Complaints Mark Feliciano has been the subject of 2 customer complaints that we know about to recover investment losses. Both customer complaints were settled by Mark Feliciano’s employer in favor of the investors. Allegations Against Mark Feliciano A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Mark Feliciano Red Flags & Your Rights As An Investor Of course, Mark Feliciano did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Mark Feliciano at Bankers Life Securities, Inc. on alert to review carefully the activity and performance of their accounts and question whether Mark Feliciano has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Bankers Life Securities, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Bankers Life Securities, Inc. Due To Mark Feliciano If you have questions about Bankers Life Securities, Inc. and/or Mark Feliciano and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Apr 11, 2023

Who is Mark Militello of Independent Financial Group, LLC

DID MARK ANGELO MILITELLO CAUSE YOU INVESTMENT LOSSES? Mark Militello Of Independent Financial Group, LLC And Formerly With Cetera Advisor Networks LLC Has A Customer Complaint For Alleged Broker Misconduct Mark Militello Customer Complaint Mark Militello has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the registered representative did not follow customer’s instructions to move their investments to cash. Cetera Advisor Networks denied the customer complaint, and to date, the customer has not taken any further action. Mark Militello Red Flags & Your Rights As An Investor Of course, Mark Militello did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Mark Militello at Independent Financial Group, LLC  and Cetera Advisor Networks LLC on alert to review carefully the activity and performance of their accounts and question whether Mark Militello has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Independent Financial Group, LLC and Cetera Advisor Networks LLC also raises questions about the brokerage firms’supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Independent Financial Group, LLC Due To Mark Militello If you have questions about Independent Financial Group, LLC, Cetera Advisor Networks LLC and/or Mark Militello and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Apr 11, 2023

Mark Redden of UBS Financial Services Inc.

DID MARK ANDREW REDDEN CAUSE YOU INVESTMENT LOSSES? Mark Redden Of UBS Financial Services Inc. Has 3 Customer Complaints For Alleged Broker Misconduct Mark Redden Customer Complaints Mark Redden has been the subject of 3 customer complaints that we know about to recover investment losses. Two of the customer complaints were settled by UBS Financial Services and/or his former employer. The other customer complaint was denied by Smith Barney and no further action was taken. Allegations Against Mark Redden A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Mark Redden Red Flags & Your Rights As An Investor Of course, Mark Redden did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Mark Redden at UBS Financial Services Inc. on alert to review carefully the activity and performance of their accounts and question whether Mark Redden has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at UBS Financial Services Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At UBS Financial Services Inc. Due To Mark Redden If you have questions about UBS Financial Services Inc. and/or Mark Redden and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Apr 11, 2023

Mark Gelbman of Kestra Investment Services, LLC

DID MARK ANDREW GELBMAN CAUSE YOU INVESTMENT LOSSES? Mark Gelbman Of Kestra Investment Services, LLC And Formerly With Principal Securities, Inc. Has 2 Customer Complaints For Alleged Broker Misconduct Mark Gelbman Customer Complaints Mark Gelbman has been the subject of 2 customer complaints that we know about to recover investment losses. Both customer complaints were settled by Principal Securities in favor of the investors. In March 2021 Mark Gelbman was terminated for failure to adhere to the firm’s policies and procedures regarding discretionary trading. Allegations Against Mark Gelbman A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Mark Gelbman Red Flags & Your Rights As An Investor Of course, Mark Gelbman did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Mark Gelbman at Kestra Investment Services, LLC and Principal Securities, Inc. on alert to review carefully the activity and performance of their accounts and question whether Mark Gelbman has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Kestra Investment Services, LLC and Principal Securities, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Kestra Investment Services, LLC Due To Mark Gelbman If you have questions about Kestra Investment Services, LLC, Principal Securities, Inc. and/or Mark Gelbman and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Apr 10, 2023

Mark Haenny LPL Financial LLC

DID MARK ALAN HAENNY CAUSE YOU INVESTMENT LOSSES? Mark Haenny Of LPL Financial LLC And Formerly With Cetera Advisors LLC Has 2 Customer Complaints For Alleged Broker Misconduct Mark Haenny Customer Complaints Mark Haennyhas been the subject of 2 customer complaints that we know about to recover investment losses. One customer complaint proceeded to arbitration and resulted in an arbitration award in favor of the investor. The other customer complaint was settled by First Allied Securities in favor of the investor. Allegations Against Mark Haenny A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Mark Haenny Red Flags & Your Rights As An Investor Of course, Mark Haenny did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Mark Haenny at LPL Financial LLC and Cetera Advisors LLC on alert to review carefully the activity and performance of their accounts and question whether Mark Haenny has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC and Cetera Advisors LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To Mark Haenny If you have questions about LPL Financial LLC, Cetera Advisors LLC and/or Mark Haenny and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Apr 10, 2023

Marie Turino of Valic Financial Advisors, Inc.

DID MARIE TURINO CAUSE YOU INVESTMENT LOSSES? Marie Turino Of Valic Financial Advisors, Inc. And Formerly With TIAA-CREF Individual & Institutional Services, LLC Has A Customer Complaint For Alleged Broker Misconduct Marie Turino Customer Complaint Marie Turino has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the TIAA-CREF representative made a false representation prior to the signing of the annuity application. The dispute was settled by TIAA-CREF Individual and Institutional Services in favor of the investor. Marie Turino Red Flags & Your Rights As An Investor Of course, Marie Turino did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Marie Turino at Valic Financial Advisors, Inc. and TIAA-CREF Individual & Institutional Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Marie Turino has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Valic Financial Advisors, Inc. and TIAA-CREF Individual & Institutional Services, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Valic Financial Advisors, Inc. Due To Marie Turino If you have questions about Valic Financial Advisors, Inc., TIAA-CREF Individual & Institutional Services, LLC and/or Marie Turino and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Apr 9, 2023

Maria Solanet of Insigneo Securities LLC

DID MARIA SOLANET CAUSE YOU INVESTMENT LOSSES? Maria Solanet Of Insigneo Securities, LLC and formerly with Morgan Stanley, Has 2 Customer Complaints For Alleged Broker Misconduct Maria Solanet Customer Complaints Maria Solanet has been the subject of at least two customer complaints that we know about to recover investment losses. One customer complaint was settled by Morgan Stanley in favor of the investors. The other customer complaint was denied by Merrill Lynch, Pierce, Fenner and Smith and the customer took no further action. The customers alleged misrepresentations and/or unsuitable investment recommendations had caused them losses. Maria Solanet Red Flags & Your Rights As An Investor Of course, Maria Solanet did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Maria Solanet at Insigneo Securities, LLC and Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Maria Solanethas engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Insigneo Securities, LLC and Morgan Stanley also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Insigneo Securities, LLC Due To Maria Solanet If you have questions about Insigneo Securities, LLC, Morgan Stanley and/or Maria Solanet and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Apr 9, 2023

Maria Smith of J.P. Morgan Securities LLC

DID MARIA M SMITH CAUSE YOU INVESTMENT LOSSES? Maria Smith Of J.P. Morgan Securities LLC Has 2 Customer Complaints For Alleged Broker Misconduct Maria Smith Customer Complaints Maria Smith has been the subject of 2 customer complaints that we know about to recover investment losses. Both customer complaints were denied by J.P. Morgan Securities, and today, the customers have not taken any further action. Allegations Against Maria Smith A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Maria Smith Red Flags & Your Rights As An Investor Of course, Maria Smith did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Maria Smith at J.P. Morgan Securities LLCon alert to review carefully the activity and performance of their accounts and question whether Maria Smithhas engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at J.P. Morgan Securities LLCalso raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At J.P. Morgan Securities LLC Due To Maria Smith If you have questions about J.P. Morgan Securities LLC and/or Maria Smith and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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