Aug 30, 2023

Eric Kuchherzki of Centaurus Financial, Inc.

DID ERIC GUSTAV KUCHHERZKI CAUSE YOU INVESTMENT LOSSES? Eric Kuchherzki Of Centaurus Financial, Inc. And Formerly With Taylor Capital Management Inc. Has 3 Customer Complaints For Alleged Broker Misconduct Eric Kuchherzki Customer Complaints Eric Kuchherzki has been the subject of 3 customer complaints that we know about to recover investment losses. All 3 customer complaints are pending in recently filed FINRA arbitration proceedings against Centaurus Financial for Eric Kuchherzki’s alleged misconduct. Allegations Against Eric Kuchherzki A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Eric Kuchherzki Red Flags & Your Rights As An Investor Of course, Eric Kuchherzki did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Eric Kuchherzki at Centaurus Financial, Inc. and Taylor Capital Management Inc. on alert to review carefully the activity and performance of their accounts and question whether Eric Kuchherzki has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Centaurus Financial, Inc. and Taylor Capital Management Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Centaurus Financial, Inc. Due To Eric Kuchherzki If you have questions about Centaurus Financial, Inc., Taylor Capital Management Inc. and/or Eric Kuchherzki and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Aug 30, 2023

Frederick Kort formerly with UBS Financial Services, Inc.

DID FREDERICK MAXIMILIAN KORT CAUSE YOU INVESTMENT LOSSES? Frederick Kort Formerly UBS Financial Services, Inc. Has 6 Customer Complaints For Alleged Broker Misconduct Frederick Kort Customer Complaints Frederick Kort has been the subject of 6 customer complaints that we know about to recover investment losses. One of the customer complaints resulted in an arbitration award in favor of the investors the amount of $370,000. Another customer dispute was settled $155,000 within the last year. The other 3 customer complaints were denied, and to date, the customers have not taken any further action. There is currently one FINRA arbitration proceeding pending against UBS Financial Services for Frederick Kort’s alleged misconduct. Frederick Kort was terminated by UBS Financial Services for allegedly affixing client signatures on to options agreements and attempting and unauthorized computer download of both firm proprietary and client identifying information. Allegations Against Frederick Kort A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Frederick Kort Red Flags & Your Rights As An Investor Of course, Frederick Kort did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Frederick Kort at UBS Financial Services, Inc. on alert to review carefully the activity and performance of their accounts and question whether Frederick Kort has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at UBS Financial Services, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At UBS Financial Services, Inc. Due To Frederick Kort If you have questions about UBS Financial Services, Inc. and/or Frederick Kort and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Aug 30, 2023

Douglas Klein of Pruco Securities, LLC

DID DOUGLAS LEE KLEIN CAUSE YOU INVESTMENT LOSSES? Douglas Klein Of Pruco Securities, LLC And Formerly With Edward Jones Has A Customer Complaint For Alleged Broker Misconduct Douglas Klein Customer Complaint Douglas Klein has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for misrepresentation and failure to disclose all the facts regarding sales charges of an insurance policy. PRUCO Securities recently denied the customer allegations and, to date, no further action has been taken by the investor. Douglas Klein Red Flags & Your Rights As An Investor Of course, Douglas Klein did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Douglas Klein at Pruco Securities, LLC and Edward Jones on alert to review carefully the activity and performance of their accounts and question whether Douglas Klein has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Pruco Securities, LLC and Edward Jones also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Pruco Securities, LLC Due To Douglas Klein If you have questions about Pruco Securities, LLC, Edward Jones and/or Douglas Klein and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Aug 29, 2023

Scott Kemps of Great Point Capital LLC

DID SCOTT ARTHUR KEMPS CAUSE YOU INVESTMENT LOSSES? Scott Kemps Of Great Point Capital LLC has 8 Customer Complaints For Alleged Broker Misconduct Scott Kemps Customer Complaints Scott Kemps has been the subject of 8 customer complaints that we know about to recover investment losses. Five of the customer complaints were settled by Great Point Capital in favor of the investors. Two of the customer complaints were denied and the investors took no further action. There is currently one pending FINRA arbitration proceeding filed against Great Point Capital for Scott Kemp’s alleged misconduct. Allegations Against Scott Kemps A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Scott Kemps Red Flags & Your Rights As An Investor Of course, Scott Kemps did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Scott Kemps at Great Point Capital LLC on alert to review carefully the activity and performance of their accounts and question whether Scott Kemps has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Great Point Capital LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Great Point Capital LLC Due To Scott Kemps If you have questions about Great Point Capital LLC and/or Scott Kemps and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Aug 29, 2023

Keith Kelt of Kovack Securities Inc.

DID KEITH LANDON KELT CAUSE YOU INVESTMENT LOSSES? Keith Kelt Of Kovack Securities Inc. Has 4 Customer Complaints For Alleged Broker Misconduct Keith Kelt Customer Complaints Keith Kelt has been the subject of 4 customer complaints that we know about to recover investment losses. Three of the customer complaints were settled in favor of the investors. There is one customer complaint pending in a FINRA arbitration proceeding against TKG Financial for Keith Kelt’s alleged misconduct. Allegations Against Keith Kelt A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Keith Kelt Red Flags & Your Rights As An Investor Of course, Keith Kelt did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Keith Kelt at Kovack Securities Inc. on alert to review carefully the activity and performance of their accounts and question whether Keith Kelt has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Kovack Securities Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Kovack Securities Inc. Due To Keith Kelt If you have questions about Kovack Securities Inc. and/or Keith Kelt and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Aug 29, 2023

Dwight Kay of Finex Capital, LLC

DID DWIGHT KRISTOPHER KAY CAUSE YOU INVESTMENT LOSSES? Dwight Kay Of Finex Capital, LLC And Formerly With Growth Capital Services, Inc. and Wealthforge Securities, LLC Has 7 Customer Complaints For Alleged Broker Misconduct Dwight Kay Customer Complaints Dwight Kay has been the subject of 7 customer complaints that we know about to recover investment losses. One customer complaint was denied by Independent Financial Group and the investor took no further action. The other 6 customer complaints recently filed are still pending and FINRA arbitration proceedings filed against Wealthforge Securities for Dwight Kay’s alleged misconduct. Allegations Against Dwight Kay A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Dwight Kay Red Flags & Your Rights As An Investor Of course, Dwight Kay did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Dwight Kay at Finex Capital, LLC, Growth Capital Services, Inc. and Wealthforge Securities, LLC on alert to review carefully the activity and performance of their accounts and question whether Finex Capital, LLC, Growth Capital Services, Inc. and Wealthforge Securities, LLC has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Finex Capital, LLC, Growth Capital Services, Inc. and Wealthforge Securities, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Finex Capital, LLC Due To Dwight Kay If you have questions about Finex Capital, LLC, Growth Capital Services, Inc. Wealthforge Securities, LLC and/or Dwight Kay and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Aug 29, 2023

Rosita Kaufman of Morgan Stanley

DID ROSITA DY KAUFMAN CAUSE YOU INVESTMENT LOSSES? Rosita Kaufman Of Morgan Stanley Has 3 Customer Complaints For Alleged Broker Misconduct Rosita Kaufman Customer Complaints Rosita Kaufman has been the subject of 3 customer complaints that we know about to recover investment losses. One customer complaint was settled by Smith Barney in favor of the investors. The other 2 customer complaints were denied by Rosita Kaufman’s former and current employers and, to date, the investors have not taken any further action. Allegations Against Rosita Kaufman A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Rosita Kaufman Red Flags & Your Rights As An Investor Of course, Rosita Kaufman did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Rosita Kaufman at Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Rosita Kaufman has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Morgan Stanley Due To Rosita Kaufman If you have questions about Morgan Stanley and/or Rosita Kaufman and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Aug 28, 2023

Foti Kanos of Northwestern Mutual Investment Services, LLC

DID FOTI CHRYSTOPHER KANOS CAUSE YOU INVESTMENT LOSSES? Foti Kanos Of Northwestern Mutual Investment Services, LLC Has A Customer Complaint For Alleged Broker Misconduct Foti Kanos Customer Complaint Foti Kanos has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for an inappropriate recommendation to surrender a Jackson National variable annuity contract to purchase a Northwestern Mutual Fixed Portfolio Deferred Income Annuity. Northwestern Mutual Investment Services recently denied the customer complaint and, to date, no further action has been taken by the investor. Foti Kanos Red Flags & Your Rights As An Investor Of course, Foti Kanos did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Foti Kanos at Northwestern Mutual Investment Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Foti Kanos has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Northwestern Mutual Investment Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Northwestern Mutual Investment Services, LLC Due To Foti Kanos If you have questions about Northwestern Mutual Investment Services, LLC and/or Foti Kanos and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Aug 28, 2023

Julie Jones formerly with Oppenheimer & Co. Inc.

DID JULIE ADELLE JONES CAUSE YOU INVESTMENT LOSSES? Julie Jones Formerly With Oppenheimer & Co. Inc. Has 14 Customer Complaints For Alleged Broker Misconduct Julie Jones Customer Complaints Julie Jones has been the subject of 14 customer complaints that we know about seeking to recover investment losses. One of the customer complaints resulted in an arbitration award against At Oppenheimer and Co. for Julie Jones’s alleged misconduct in the amount of $14,571,404. Nine of the customer complaints were settled by Oppenheimer & Co. in favor of the investors. The other for customer complaints are still pending in FINRA arbitration proceedings.. Allegations Against Julie Jones The allegations made in the FINRA reported the arbitration award, arbitration claim settlements and/or pending complaints for investment losses are that Julie Jones and other representatives engaged in a Ponzi scheme. Julie Jones Red Flags & Your Rights As An Investor Of course, Julie Jones did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Julie Jones at Oppenheimer & Co. Inc. on alert to review carefully the activity and performance of their accounts and question whether Julie Jones has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Oppenheimer & Co. Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Oppenheimer & Co. Inc. Due To Julie Jones If you have questions about Oppenheimer & Co. Inc. and/or Julie Jones and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Aug 28, 2023

Simon Joseph of Momentum Independent Network Inc.

DID SIMON MICHAEL JOSEPH CAUSE YOU INVESTMENT LOSSES? Simon Joseph Of Momentum Independent Network Inc. And Formerly With Truist Investment Services, Inc. and BB&T Securities, LLC Has 2 Customer Complaints For Alleged Broker Misconduct Simon Joseph Customer Complaints Simon Joseph has been the subject of 2 customer complaints that we know about to recover investment losses. One customer complaint was settled by Morgan Stanley in favor of the investors. The other customer complaint is pending in a recently filed FINRA arbitration proceeding against Truist Investment Services for Simon Joseph’s alleged misconduct. Allegations Against Simon Joseph A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Simon Joseph Red Flags & Your Rights As An Investor Of course, Simon Joseph did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Simon Joseph at Momentum Independent Network Inc., Truist Investment Services, Inc. and BB&T Securities, LLC on alert to review carefully the activity and performance of their accounts and question whether Simon Joseph has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Momentum Independent Network Inc., Truist Investment Services, Inc. and BB&T Securities, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Momentum Independent Network Inc. Due To Simon Joseph If you have questions about Momentum Independent Network Inc., Truist Investment Services, Inc., BB&T Securities, LLC and/or Simon Joseph and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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