Apr 5, 2023

Luis Landin of Ameriprise Financial Services, LLC

DID LUIS GERARDO LANDIN CAUSE YOU INVESTMENT LOSSES? Luis Landin Of Ameriprise Financial Services, LLC Has 3 Customer Complaints For Alleged Broker Misconduct Luis Landin Customer Complaints Luis Landin has been the subject of 3 customer complaints that we know about to recover investment losses. All 3 customer complaints were denied by Ameriprise and his former employers. To date, none of the customers have filed any arbitration proceedings or taken any other action. Allegations Against Luis Landin A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Luis Landin Red Flags & Your Rights As An Investor Of course, Luis Landin did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Luis Landin at Ameriprise Financial Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Luis Landin has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Ameriprise Financial Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Ameriprise Financial Services, LLC Due To Luis Landin If you have questions about Ameriprise Financial Services, LLC and/or Luis Landin and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Apr 5, 2023

Luis Lopez of Corecap Investments, LLC

DID LUIS ANGEL APONTE LOPEZ CAUSE YOU INVESTMENT LOSSES? Luis Lopez Of Corecap Investments, LLC And Formerly With Ameritas Investment Corp. and The Leaders Group, Inc. Has A Customer Complaint For Alleged Broker Misconduct Lu Li Customer Complaint Luis Lopez has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for a recommendation of a variable annuity contract that was allegedly unsuitable. Ameritas Investment Company recently denied the customer action, and to date, no arbitration proceeding has been filed by the customer. Luis Lopez Red Flags & Your Rights As An Investor Of course, Luis Lopez did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Luis Lopez at Corecap Investments, LLC, Ameritas Investment Corp. and The Leaders Group, Inc. on alert to review carefully the activity and performance of their accounts and question whether Luis Lopez has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Corecap Investments, LLC, Ameritas Investment Corp. and The Leaders Group, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Corecap Investments, LLC Due To Luis Lopez If you have questions about Corecap Investments, LLC, Ameritas Investment Corp., The Leaders Group, Inc. and/or Luis Lopez and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Apr 5, 2023

Lu Li of Transamerica Financial Advisors, Inc.

DID LU LING LI CAUSE YOU INVESTMENT LOSSES? Lu Li Of Transamerica Financial Advisors, Inc. Has A Customer Complaint For Alleged Broker Misconduct Lu Li Customer Complaint Lu Li has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the representative misrepresented a Jackson National variable annuity contract and further that the variable annuity was unsuitable for him. The customer dispute was settled by Transamerica Financial Advisors after an arbitration proceeding was filed in favor of the investors. Lu Li Red Flags & Your Rights As An Investor Of course, Lu Li did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Lu Li at Transamerica Financial Advisors, Inc. on alert to review carefully the activity and performance of their accounts and question whether Lu Li has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Transamerica Financial Advisors, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Transamerica Financial Advisors, Inc. Due To Lu Li If you have questions about Transamerica Financial Advisors, Inc. and/or Lu Li and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Apr 4, 2023

Louis Bayhi, Jr of NYLife Securities LLC

DID LOUIS LEE BAYHI JR CAUSE YOU INVESTMENT LOSSES? Louis Bayhi, Jr Of NYLife Securities LLC Has A Customer Complaint For Alleged Broker Misconduct Louis Bayhi, Jr Customer Complaint Louis Bayhi, Jr has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the financial advisor never advised him that he would incur a tax obligation when he recommended that he exchange one fund for another in his Mainstay mutual fund accounts. NYLIFE Securities settled the customer complaint in favor of the investor. Louis Bayhi, Jr Red Flags & Your Rights As An Investor Of course, Louis Bayhi, Jr did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Louis Bayhi, Jr at NYLife Securities LLC on alert to review carefully the activity and performance of their accounts and question whether Louis Bayhi, Jr has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at NYLife Securities LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At NYLife Securities LLC Due To Louis Bayhi, Jr If you have questions about NYLife Securities LLC and/or Louis Bayhi, Jr and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Apr 4, 2023

Lorne Levy of Kingswood Capital Partners, LLC

DID LORNE HOWARD LEVY CAUSE YOU INVESTMENT LOSSES? Lorne Levy Of Kingswood Capital Partners, LLC And Formerly With Forta Financial Group, Inc. Has A Customer Complaint For Alleged Broker Misconduct Lorne Levy Customer Complaint Lorne Levy has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for failure to conduct proper due diligence, unsuitable investment recommendations, negligence, misrepresentation and omissions, and breach of fiduciary duty related to the offer or sale of non-traded REITs and business development companies. Forta Financial Group recently denied the customer complaint, and the 3 customers filed an arbitration proceeding. Lorne Levy Red Flags & Your Rights As An Investor Of course, Lorne Levy did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Lorne Levy at Kingswood Capital Partners, LLC and Forta Financial Group, Inc. on alert to review carefully the activity and performance of their accounts and question whether Lorne Levy has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Kingswood Capital Partners, LLC and Forta Financial Group, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Kingswood Capital Partners, LLC Due To Lorne Levy If you have questions about Kingswood Capital Partners, LLC, Forta Financial Group, Inc. and/or Lorne Levy and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Apr 4, 2023

Lori Caumeil of Morgan Stanley

DID LORI ANNE CAUMEIL CAUSE YOU INVESTMENT LOSSES? Lori Caumeil Of Morgan Stanley Has A Customer Complaint For Alleged Broker Misconduct Lori Caumeil Customer Complaint Lori Caumeil has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were that the strategy to establish a liquidity access line with the fixed rate was unsuitable. Morgan Stanley denied the customer complaint, and to date, the investor has not taken any further action. Lori Caumeil Red Flags & Your Rights As An Investor Of course, Lori Caumeil did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Lori Caumeil at Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Lori Caumeil has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Morgan Stanley Due To Lori Caumeil If you have questions about Morgan Stanley and/or Lori Caumeil and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Apr 3, 2023

Livia Mansur of J.P. Morgan Securities LLC

DID LIVIA MENDES MANSUR CAUSE YOU INVESTMENT LOSSES? Livia Mansur Of J.P. Morgan Securities LLC And Formerly With XP Investments US, LLC, Has 2 Customer Complaints For Alleged Broker Misconduct Livia Mansur Customer Complaints Livia Mansur has been the subject of 2 customer complaints that we know about to recover investment losses. One customer complaint was settled by XP Investments US in favor of the investor for $175,000. It denied another customer complaint, and to date, no further action has been taken. Allegations Against Livia Mansur A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Livia Mansur Red Flags & Your Rights As An Investor Of course, Livia Mansur did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Livia Mansur at J.P. Morgan Securities LLC and XP Investments US, LLC on alert to review carefully the activity and performance of their accounts and question whether Livia Mansur has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at J.P. Morgan Securities LLC and XP Investments US, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At J.P. Morgan Securities LLC Due To Livia Mansur If you have questions about J.P. Morgan Securities LLC, XP Investments US, LLC and/or Livia Mansur and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Apr 3, 2023

Lisa Waterman of Royal Alliance Associates, Inc.

DID LISA LYNN WATERMAN CAUSE YOU INVESTMENT LOSSES? Lisa Waterman Of Royal Alliance Associates, Inc. and Formerly with Signator Investors Inc. Has A Customer Complaint For Alleged Broker Misconduct Lisa Waterman Customer Complaint Lisa Waterman has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were customer’s trust account was overconcentrated in alternative investments involving promissory notes and business development companies. Royal Alliance Associates settled the customer complaint in favor of the investor. Lisa Waterman Red Flags & Your Rights As An Investor Of course, Lisa Waterman did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Lisa Waterman at Royal Alliance Associates, Inc. and Signator Investors Inc. on alert to review carefully the activity and performance of their accounts and question whether Lisa Waterman has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Royal Alliance Associates, Inc. and Signator Investors Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Royal Alliance Associates, Inc. Due To Lisa Waterman If you have questions about Royal Alliance Associates, Inc., Signator Investors Inc. and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Apr 3, 2023

Lisa Turbeville formerly with Sagepoint Financial, Inc.

DID LISA EDELMAN TURBEVILLE CAUSE YOU INVESTMENT LOSSES? Lisa Turbeville Formerly With Sagepoint Financial, Inc. Has A Customer Complaint For Alleged Broker Misconduct Lisa Turbeville Customer Complaint Lisa Turbeville has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the financial advisor made a recommendation that did not meet the client’s needs and allegedly caused losses. SagePoint Financial settled the customer complaint favorably for the investor. Lisa Turbeville Red Flags & Your Rights As An Investor Of course, Lisa Turbeville did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Lisa Turbeville at Sagepoint Financial, Inc. on alert to review carefully the activity and performance of their accounts and question whether Lisa Turbeville has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Sagepoint Financial, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Sagepoint Financial, Inc. Due To Lisa Turbeville If you have questions about Sagepoint Financial, Inc. and/or Lisa Turbeville and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Apr 2, 2023

Lisa Mantei of Centaurus Financial, Inc.

DID LISA B MANTEI CAUSE YOU INVESTMENT LOSSES? Lisa Mantei Of Centaurus Financial, Inc. Has 5 Customer Complaints For Alleged Broker Misconduct Lisa Mantei Customer Complaints Lisa Mantei has been the subject of 5 customer complaints that we know about to recover investment losses. Four of the customer complaints were settled by Lisa Mantei’s current and former employers in favor of the investors. Only one customer complaint was denied, and to date, no further action has been taken. Allegations Against Lisa Mantei A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Lisa Mantei Red Flags & Your Rights As An Investor Of course, Lisa Mantei did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Lisa Mantei at Centaurus Financial, Inc. on alert to review carefully the activity and performance of their accounts and question whether Lisa Mantei has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Centaurus Financial, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Centaurus Financial, Inc. Due To Lisa Mantei If you have questions about Centaurus Financial, Inc. and/or Lisa Mantei and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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