Mar 30, 2023

Leif Olson of Wells Fargo Clearing Services, LLC

DID LEIF DAVID OLSON CAUSE YOU INVESTMENT LOSSES? Leif Olson Of Wells Fargo Clearing Services, LLC And Formerly With Morgan Stanley, Has 7 Customer Complaints For Alleged Broker Misconduct Leif Olson Customer Complaints Leif Olson has been the subject of 7 customer complaints that we know about to recover investment losses. Four of the customer complaints were settled by Wells Fargo Clearing Services and its former employers in favor of the investors. The other 3 customer complaints were denied, and today, no further action has been taken by the investors. Allegations Against Leif Olson A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Leif Olson Red Flags & Your Rights As An Investor Of course, Leif Olson did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Leif Olson at Wells Fargo Clearing Services, LLC and Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Leif Olson has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wells Fargo Clearing Services, LLC and Morgan Stanley also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Wells Fargo Clearing Services, LLC Due To Leif Olson If you have questions about Wells Fargo Clearing Services, LLC, Morgan Stanley and/or Leif Olson and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 30, 2023

Lee Nordstrom formerly with LPL Financial LLC

DID LEE VICTOR NORDSTROM CAUSE YOU INVESTMENT LOSSES? Lee Nordstrom Formerly With LPL Financial LLC and Vorpahl Wing Securities, Has A Customer Complaint For Alleged Broker Misconduct Lee Nordstrom Customer Complaint Lee Nordstrom has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for excessive trading and overconcentration of an account in just to stock positions. Lee Nordstrom’s former employer settle the customer complaint in favor of the investor. Lee Nordstrom Red Flags & Your Rights As An Investor Of course, Lee Nordstrom did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Lee Nordstrom at LPL Financial LLC and Vorpahl Wing Securities on alert to review carefully the activity and performance of their accounts and question whether Lee Nordstrom has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC and Vorpahl Wing Securities also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To Lee Nordstrom If you have questions about LPL Financial LLC, Vorpahl Wing Securities and/or Lee Nordstrom and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 30, 2023

Lazaro Rodriguez of J.P. Morgan Securities LLC

DID LAZARO RODRIGUEZ CAUSE YOU INVESTMENT LOSSES? Lazaro Rodriguez Of J.P. Morgan Securities LLC Has A Customer Complaint For Alleged Broker Misconduct Lazaro Rodriguez Customer Complaint Lazaro Rodriguez has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were poor recommendations and advice regarding managed account investments. J.P. Morgan Securities denied the customer complaint and to date, no further action has been taken. Lazaro Rodriguez Red Flags & Your Rights As An Investor Of course, Lazaro Rodriguez did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Lazaro Rodriguez at J.P. Morgan Securities LLC on alert to review carefully the activity and performance of their accounts and question whether Lazaro Rodriguez has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at J.P. Morgan Securities LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At J.P. Morgan Securities LLC Due To Lazaro Rodriguez If you have questions about J.P. Morgan Securities LLC and/or Lazaro Rodriguez and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 29, 2023

Lawrence Delhagen, Jr. formerly with Stifel, Nicolaus & Company, Incorporated

DID LAWRENCE RAPHAEL DELHAGEN JR CAUSE YOU INVESTMENT LOSSES? Lawrence Delhagen, Jr. Formerly With Stifel, Nicolaus & Company, Incorporated Has 6 Customer Complaints For Alleged Broker Misconduct Lawrence Delhagen, Jr. Customer Complaints Lawrence Delhagen, Jr. has been the subject of 6 customer complaints that we know about to recover investment losses. Three of the customer complaints were settled by Stifel, Nicholas & Co. in favor of the investors. Lawrence Delhagen’s former employer denied one customer complaint no further action was taken. However, there are 2 pending arbitration proceedings against his former employer for his alleged misconduct. Allegations Against Lawrence Delhagen, Jr. A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Lawrence Delhagen, Jr. Red Flags & Your Rights As An Investor Of course, Lawrence Delhagen, Jr. did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Lawrence Delhagen, Jr. at Stifel, Nicolaus & Company, Incorporated on alert to review carefully the activity and performance of their accounts and question whether Lawrence Delhagen, Jr. has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Stifel, Nicolaus & Company, Incorporated also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Stifel, Nicolaus & Company, Incorporated Due To Lawrence Delhagen, Jr. If you have questions about Stifel, Nicolaus & Company, Incorporated and/or Lawrence Delhagen, Jr. and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 29, 2023

Lawrence Margolin of Ameriprise Financial Services, LLC

DID LAWRENCE MICHAEL MARGOLIN CAUSE YOU INVESTMENT LOSSES? Lawrence Margolin Of Ameriprise Financial Services, LLC And Formerly With Oppenheimer & Co. Inc. Has 2 Customer Complaints For Alleged Broker Misconduct Lawrence Margolin Customer Complaints Lawrence Margolin has been the subject of 2 customer complaints that we know about to recover investment losses. One customer complaint was denied by Prudential Securities and the customer took no further action. However, there is one pending arbitration proceeding against Lawrence Margolin’s former employer Oppenheimer and Co., Inc. for his alleged misconduct in a FINRA arbitration proceeding. Allegations Against Lawrence Margolin A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Lawrence Margolin Red Flags & Your Rights As An Investor Of course, Lawrence Margolin did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Lawrence Margolin at Ameriprise Financial Services, LLC and Oppenheimer & Co. Inc. on alert to review carefully the activity and performance of their accounts and question whether Lawrence Margolin has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Ameriprise Financial Services, LLC and Oppenheimer & Co. Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Ameriprise Financial Services, LLC Due To Lawrence Margolin If you have questions about Ameriprise Financial Services, LLC, Oppenheimer & Co. Inc. and/or Lawrence Margolin and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 29, 2023

Lawrence Merl formerly with David Lerner Associates, Inc.

DID LAWRENCE MERL CAUSE YOU INVESTMENT LOSSES? Lawrence Merl Formerly With David Lerner Associates, Inc. Has 2 Customer Complaints For Alleged Broker Misconduct Lawrence Merl Customer Complaints Lawrence Merl has been the subject of 2 customer complaints that we know about to recover investment losses. One customer complaint was settled by David Lerner Associates in favor of the investor for $750,000. The other customer complaint filed against his employer for Lawrence Merl’s alleged misconduct is still pending in a FINRA arbitration proceeding. Allegations Against Lawrence Merl A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Lawrence Merl Red Flags & Your Rights As An Investor Of course, Lawrence Merl did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Lawrence Merl at David Lerner Associates, Inc. on alert to review carefully the activity and performance of their accounts and question whether Lawrence Merlhas engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at David Lerner Associates, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At David Lerner Associates, Inc. Due To Lawrence Merl If you have questions about David Lerner Associates, Inc. and/or Lawrence Merl and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 29, 2023

Lawrence Rosen of Ameriprise Financial Services, LLC

DID LAWRENCE JAN ROSEN CAUSE YOU INVESTMENT LOSSES? Lawrence Rosen Of Ameriprise Financial Services, LLC Has A Customer Complaint For Alleged Broker Misconduct Lawrence Rosen Customer Complaint Lawrence Rosen has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for an unsuitable recommendation of an investment strategy. The causes of action were negligence, professional negligence, unsuitable recommendations, negligent supervision, breach of fiduciary duty and breach of securities industry rules and regulations. Ameriprise Financial Services settle the customer complaint in favor of the investor. Lawrence Rosen Red Flags & Your Rights As An Investor Of course, Lawrence Rosen did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Lawrence Rosen at Ameriprise Financial Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Lawrence Rosen has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Ameriprise Financial Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Ameriprise Financial Services, LLC Due To Lawrence Rosen If you have questions about Ameriprise Financial Services, LLC and/or Lawrence Rosen and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 28, 2023

Lawrence Klenda formerly with Cooper Malone McClain, Inc.

DID LAWRENCE ANDREW KLENDA CAUSE YOU INVESTMENT LOSSES? Lawrence Klenda Formerly With Cooper Malone McClain, Inc. Has A Customer Complaint For Alleged Broker Misconduct Lawrence Klenda Customer Complaint Lawrence Klenda has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for permitting abnormal activity by a joint account owner in account. The customer complaint was settled by Cooper Malone McClain, Inc. in favor of the investor and the broker contributed to that settlement. Lawrence Klenda Red Flags & Your Rights As An Investor Of course, Lawrence Klenda did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Lawrence Klenda at Cooper Malone McClain, Inc. on alert to review carefully the activity and performance of their accounts and question whether Lawrence Klenda has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Cooper Malone McClain, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Cooper Malone McClain, Inc. Due To Lawrence Klenda If you have questions about Cooper Malone McClain, Inc. and/or Lawrence Klenda and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 28, 2023

Laurence Braunstein formerly with Janney Montgomery Scott LLC

DID LAURENCE MICHAEL BRAUNSTEIN CAUSE YOU INVESTMENT LOSSES? Laurence Braunstein Formerly With Janney Montgomery Scott LLC Has 7 Customer Complaints For Alleged Broker Misconduct Laurence Braunstein Customer Complaints Laurence Braunstein has been the subject of 7 customer complaints that we know about to recover investment losses. Six of the customer complaints was settled by Laurence Braunstein’s former employer’s in favor of the investors. Only one customer complaint was denied in that invested took no further action. Allegations Against Laurence Braunstein A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Laurence Braunstein Red Flags & Your Rights As An Investor Of course, Laurence Braunstein did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Laurence Braunstein at Janney Montgomery Scott LLC on alert to review carefully the activity and performance of their accounts and question whether Laurence Braunstein has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Janney Montgomery Scott LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Janney Montgomery Scott LLC Due To Laurence Braunstein If you have questions about Janney Montgomery Scott LLC and/or Laurence Braunstein and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 28, 2023

Lauchie Martin, III of Ameriprise Financial Services, LLC

DID LAUCHIE HUGH MARTIN III CAUSE YOU INVESTMENT LOSSES? Lauchie Martin, III Of Ameriprise Financial Services, LLC And Formerly With Wells Fargo Clearing Services, LLC, Has 4 Customer Complaints For Alleged Broker Misconduct Lauchie Martin, III Customer Complaints Lauchie Martin, III has been the subject of 4 customer complaints that we know about to recover investment losses. Three of the customer complaints was settled by Wells Fargo Clearing Services and its predecessor in favor of the investors. His former employer First Union Capital Markets Corporation denied the other complaint in no further action was taken. Allegations Against Lauchie Martin, III A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Lauchie Martin, III Red Flags & Your Rights As An Investor Of course, Lauchie Martin, III did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Lauchie Martin, III at Ameriprise Financial Services, LLC and Wells Fargo Clearing Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Lauchie Martin, III has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Ameriprise Financial Services, LLC and Wells Fargo Clearing Services, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Ameriprise Financial Services, LLC Due To Lauchie Martin, III If you have questions about Ameriprise Financial Services, LLC, Wells Fargo Clearing Services, LLC and/or Lauchie Martin, III and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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