Aug 21, 2023

Patrick Egan of Western International Securities, Inc.

DID PATRICK MICHAEL EGAN CAUSE YOU INVESTMENT LOSSES? Patrick Egan Of Western International Securities, Inc. Has A Customer Complaint For Alleged Broker Misconduct Patrick Egan Customer Complaint Patrick Egan has been the subject of at least one customer complaint that we know about recovering investment losses. The allegations made in the FINRA reported customer complaint for investment losses were misrepresentation and unsuitable investment recommendations related to GWG Holdings L Bonds. The customer complaint is still pending in the FINRA arbitration proceeding. Patrick Egan Red Flags & Your Rights As An Investor Of course, Patrick Egan did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Patrick Egan at Western International Securities, Inc. on alert to review carefully the activity and performance of their accounts and question whether Patrick Egan has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Western International Securities, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Western International Securities, Inc. Due To Patrick Egan If you have questions about Western International Securities, Inc. and/or Patrick Egan and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Aug 20, 2023

David Eastman formerly with MetLife Securities Inc.

DID DAVID ISSAC EASTMAN CAUSE YOU INVESTMENT LOSSES? David Eastman Formerly With MetLife Securities Inc. Has A Customer Complaint For Alleged Broker Misconduct David Eastman Customer Complaint David Eastman has been the subject of at least one customer complaint that we know about recovering investment losses. The allegations made in the FINRA reported customer complaint for investment losses were variable universal life insurance policy that was sold did not protect customer’s interests and not the best available program. MSI Financial Services denied the customer complaint and, to date, no further action has been taken. David Eastman Red Flags & Your Rights As An Investor Of course, David Eastman did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of David Eastman at MetLife Securities Inc. on alert to review carefully the activity and performance of their accounts and question whether David Eastman has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at MetLife Securities Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At MetLife Securities Inc. Due To David Eastman If you have questions about MetLife Securities Inc. and/or David Eastman and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Aug 20, 2023

Kimberly Dwyer of Thrivent Investment Management Inc.

DID KIMBERLY SUE DWYER CAUSE YOU INVESTMENT LOSSES? Kimberly Dwyer Of Thrivent Investment Management Inc. Has 2 Customer Complaints For Alleged Broker Misconduct Kimberly Dwyer Customer Complaints Kimberly Dwyer has been the subject of 2 customer complaints that we know about to recover investment losses. Both of the customer complaints were denied by Kimberly Dwyer’s employers and, to date, the investors have not taken any further action. Allegations Against Kimberly Dwyer A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Kimberly Dwyer Red Flags & Your Rights As An Investor Of course, Kimberly Dwyer did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Kimberly Dwyer at Thrivent Investment Management Inc. on alert to review carefully the activity and performance of their accounts and question whether Kimberly Dwyer has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Thrivent Investment Management Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Thrivent Investment Management Inc. Due To Kimberly Dwyer If you have questions about Thrivent Investment Management Inc. and/or Kimberly Dwyer and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Aug 20, 2023

Andrzej Dudus of MML Investors Services, LLC

DID ANDRZEJ DUDUS CAUSE YOU INVESTMENT LOSSES? Andrzej Dudus Of MML Investors Services, LLC Has A Customer Complaint For Alleged Broker Misconduct Andrzej Dudus Customer Complaint Andrzej Dudus has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were advisor misrepresented a variable universal life insurance policy and failed to disclose his ability to cash out customer’s equity without penalties. The customer complaint was recently denied and, to date, the investor has not taken any further action. Andrzej Dudus Red Flags & Your Rights As An Investor Of course, Andrzej Dudus did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Andrzej Dudus at MML Investors Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Andrzej Dudus has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at MML Investors Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At MML Investors Services, LLC Due To Andrzej Dudus If you have questions about MML Investors Services, LLC and/or Andrzej Dudus and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Aug 20, 2023

Charles Dowds, III of MML Investors Services, LLC

DID CHARLES JOSEPH DOWDS III CAUSE YOU INVESTMENT LOSSES? Charles Dowds, III Of MML Investors Services, LLC Has 3 Customer Complaints For Alleged Broker Misconduct Charles Dowds, III Customer Complaints Charles Dowds has been the subject of 3 customer complaints that we know about investment losses.  Two of Charles Dowds’ customer complaints were denied and, to date, the customers have not taken any further action. There is currently 1 pending customer complaint filed against Charles Dowds’ former employer, New England Securities, for investment losses caused by the alleged misconduct. Allegations Against Charles Dowds, III A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Charles Dowds, III Red Flags & Your Rights As An Investor Of course, Charles Dowds, III did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Charles Dowds, III at MML Investors Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Charles Dowds, III has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at MML Investors Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At MML Investors Services, LLC Due To Charles Dowds, III If you have questions about MML Investors Services, LLC and/or Charles Dowds, III and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Aug 20, 2023

Fernando de la Vega of Merrill Lynch, Pierce, Fenner & Smith Incorporated

DID FERNANDO V DE LA VEGA CAUSE YOU INVESTMENT LOSSES? Fernando de la Vega Of Merrill Lynch, Pierce, Fenner & Smith Incorporated Has 18 Customer Complaints For Alleged Broker Misconduct Fernando de la Vega Customer Complaints Fernando de la Vega has been the subject of 18 customer complaints that we know about to recover investment losses. Fifeteen of the customer complaints resettled in favor of the investors. Only 2 of the customer complaints were denied and, to date, no further action has been taken by the investors. There is currently one arbitration proceeding pending. Allegations Against Fernando de la Vega A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints were that Fernando de la Vega made misrepresentations and misleading statements regarding the risk of municipal bonds and closed-end funds in customer accounts. Further, that Fernando de la Vega made unsuitable recommendations and over- concentrated customer accounts in Puerto Rico municipal bonds and closed-end bond funds. Fernando de la Vega Red Flags & Your Rights As An Investor Of course, Fernando de la Vega did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Fernando de la Vega at Merrill Lynch, Pierce, Fenner & Smith Incorporated on alert to review carefully the activity and performance of their accounts and question whether Fernando de la Vega has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Merrill Lynch, Pierce, Fenner & Smith Incorporated also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Merrill Lynch, Pierce, Fenner & Smith Incorporated Due To Fernando de la Vega If you have questions about Merrill Lynch, Pierce, Fenner & Smith Incorporated and/or Fernando de la Vega and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Aug 19, 2023

John Donovan of Securities America, Inc.

DID JOHN FRANCIS DONOVAN CAUSE YOU INVESTMENT LOSSES? John Donovan Of Securities America, Inc. Has 2 Customer Complaints For Alleged Broker Misconduct John Donovan Customer Complaints John Donovan has been the subject of 2 customer complaints that we know about to recover investment losses. One customer complaint was denied by UBS Financial Services and no further action was taken. The other customer complaint remains pending against Securities America in a FINRA arbitration proceeding. Allegations Against John Donovan A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: John Donovan Red Flags & Your Rights As An Investor Of course, John Donovan did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of John Donovan at Securities America, Inc. on alert to review carefully the activity and performance of their accounts and question whether John Donovan has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Securities America, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Securities America, Inc. Due To John Donovan If you have questions about Securities America, Inc. and/or John Donovan and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Aug 19, 2023

David Donovan of Morgan Stanley

DID DAVID J DONOVAN CAUSE YOU INVESTMENT LOSSES? David Donovan Of Morgan Stanley Has 2 Customer Complaints For Alleged Broker Misconduct David Donovan Customer Complaints David Donovan has been the subject of 2 customer complaints that we know about to recover investment losses. Both of the customer complaints were denied by Morgan Stanley and Merrill Lynch and the customers took no further action. Allegations Against David Donovan A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: David Donovan Red Flags & Your Rights As An Investor Of course, David Donovan did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of David Donovan at Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether David Donovan has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Morgan Stanley Due To David Donovan If you have questions about Morgan Stanley and/or David Donovan and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Aug 19, 2023

Michael DiPietro of Centaurus Financial, Inc.

DID MICHAEL ALBERT DIPIETRO CAUSE YOU INVESTMENT LOSSES? Michael DiPietro Of Centaurus Financial, Inc. Has 2 Customer Complaints For Alleged Broker Misconduct Michael DiPietro Customer Complaints Michael DiPietro has been the subject of 2 customer complaints that we know about to recover investment losses. One customer complaint was settled by First Allied Securities in favor of the investor. The other customer complaint remains pending against Centaurus Financial in a FINRA arbitration proceeding. Allegations Against Michael DiPietro A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Michael DiPietro Red Flags & Your Rights As An Investor Of course, Michael DiPietro did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Michael DiPietro at Centaurus Financial, Inc. on alert to review carefully the activity and performance of their accounts and question whether Michael DiPietro has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Centaurus Financial, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Centaurus Financial, Inc. Due To Michael DiPietro If you have questions about Centaurus Financial, Inc. and/or Michael DiPietro and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Aug 19, 2023

Thomas Dillon of Truist Investment Services, Inc.

DID THOMAS HENRY DILLON CAUSE YOU INVESTMENT LOSSES? Thomas Dillon Of Truist Investment Services, Inc. Has 2 Customer Complaints For Alleged Broker Misconduct Thomas Dillon Customer Complaints Thomas Dillon has been the subject of 2 customer complaints that we know about to recover investment losses. Both customer complaints were denied and to date, the customers have not taken any further action. Allegations Against Thomas Dillon A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Thomas Dillon Red Flags & Your Rights As An Investor Of course, Thomas Dillon did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Thomas Dillon at Truist Investment Services, Inc. on alert to review carefully the activity and performance of their accounts and question whether Thomas Dillon has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Truist Investment Services, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Truist Investment Services, Inc. Due To Thomas Dillon If you have questions about Truist Investment Services, Inc. and/or Thomas Dillon and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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