Aug 10, 2023

Xavier Aguayo Diaz of UBS Financial Services Inc.

DID XAVIER A. AGUAYO DIAZ CAUSE YOU INVESTMENT LOSSES? Xavier Aguayo Diaz Of UBS Financial Services Inc. Has 9 Customer Complaints For Alleged Broker Misconduct Xavier Aguayo Diaz Customer Complaints Xavier Aguayo Diaz has been the subject of 9 customer complaints that we know about to recover investment losses. Six of the customer complaints were settled by UBS Financial Services in favor of the investors. The other that 3 customer complaints were denied and, to date, no further action has been taken. Allegations Against Xavier Aguayo Diaz A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses all relate to the offer and sale of Puerto Rico municipal bonds in Puerto Rico closed-end bond funds. The allegations are generally misrepresentations, unsuitable investment recommendations, overconcentration and excessive leverage. Xavier Aguayo Diaz Red Flags & Your Rights As An Investor Of course, Xavier Aguayo Diaz did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Xavier Aguayo Diaz at UBS Financial Services Inc. on alert to review carefully the activity and performance of their accounts and question whether Xavier Aguayo Diaz has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at UBS Financial Services Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At UBS Financial Services Inc. Due To Xavier Aguayo Diaz If you have questions about UBS Financial Services Inc. and/or Xavier Aguayo Diaz and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Aug 9, 2023

Woodford Mooers, Jr. of Rosenblatt Securities Inc.

DID WOODFORD JAMES MOOERS JR CAUSE YOU INVESTMENT LOSSES? Woodford Mooers, Jr. Of Rosenblatt Securities Inc. And Formerly With Morgan Stanley Has A Customer Complaint For Alleged Broker Misconduct Woodford Mooers, Jr. Customer Complaint Woodford Mooers, Jr. has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for misrepresentation of purchase of fixed income annuity. The customer complaint was denied by Morgan Stanley and no further action has been taken to date. Woodford Mooers, Jr. Red Flags & Your Rights As An Investor Of course, Woodford Mooers, Jr. did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Woodford Mooers, Jr. at Rosenblatt Securities Inc. and Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Woodford Mooers, Jr. has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Rosenblatt Securities Inc. and Morgan Stanley also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Rosenblatt Securities Inc. Due To Woodford Mooers, Jr. If you have questions about Rosenblatt Securities Inc., Morgan Stanley and/or Woodford Mooers, Jr. and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Aug 9, 2023

Winsome Goodale of MML Investors Services, LLC

DID WINSOME ELAINE GOODALE CAUSE YOU INVESTMENT LOSSES? Winsome Goodale Of MML Investors Services, LLC Has 3 Customer Complaints For Alleged Broker Misconduct Winsome Goodale Customer Complaints Winsome Goodale has been the subject of 3 customer complaints that we know about to recover investment losses. Two of the customer complaints were settled by MetLife in favor the investors. One customer complaint was denied and no further action was taken. Allegations Against Winsome Goodale A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Winsome Goodale Red Flags & Your Rights As An Investor Of course, Winsome Goodale did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Winsome Goodale at MML Investors Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Winsome Goodale has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at MML Investors Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At MML Investors Services, LLC Due To Winsome Goodale If you have questions about MML Investors Services, LLC and/or Winsome Goodale and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Aug 9, 2023

Williams Butcher of Independent Financial Group, LLC

DID WILLIAMS KEEN BUTCHER CAUSE YOU INVESTMENT LOSSES? Williams Butcher Of Independent Financial Group, LLC And Formerly With International Assets Advisory, LLC Has 2 Customer Complaints For Alleged Broker Misconduct Williams Butcher Customer Complaints Williams Butcher has been the subject of 2 customer complaints that we know about to recover investment losses. One customer complaint was settled by International Assets Advisory in favor of the investor.  The brokerage firm recently denied the other customer complaint and, to date, no further action has been taken. Allegations Against Williams Butcher A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Williams Butcher Red Flags & Your Rights As An Investor Of course, Williams Butcher did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Williams Butcher at Independent Financial Group, LLC and International Assets Advisory, LLC on alert to review carefully the activity and performance of their accounts and question whether Williams Butcher has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Independent Financial Group, LLC and International Assets Advisory, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Independent Financial Group, LLC Due To Williams Butcher If you have questions about Independent Financial Group, LLC, International Assets Advisory, LLC and/or Williams Butcher and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Aug 9, 2023

William Huthnance of UBS Financial Services Inc.

DID WILLIAM WORD HUTHNANCE CAUSE YOU INVESTMENT LOSSES? William Huthnance Of UBS Financial Services Inc. Has 6 Customer Complaints For Alleged Broker Misconduct William Huthnance Customer Complaints William Huthnance has been the subject of 6 customer complaints that we know about to recover investment losses. Two of the customer’s disputes were settled by UBS Financial Services in favor the investors.  One customer complaint was denied and no further action was taken. There are still 3 pending FINRA arbitration proceedings against UBS Financial Services for the advisor’s alleged misconduct. Allegations Against William Huthnance A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: William Huthnance Red Flags & Your Rights As An Investor Of course, William Huthnance did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of William Huthnance at UBS Financial Services Inc. on alert to review carefully the activity and performance of their accounts and question whether William Huthnance has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at UBS Financial Services Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At UBS Financial Services Inc. Due To William Huthnance If you have questions about UBS Financial Services Inc. and/or William Huthnance and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Aug 9, 2023

William Harris formerly with Sigma Financial Corporation

DID WILLIAM V HARRIS CAUSE YOU INVESTMENT LOSSES? William Harris Formerly With Sigma Financial Corporation and WFG Investments, Inc. Has A Customer Complaint For Alleged Broker Misconduct William Harris Customer Complaint William Harris has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for negligence, breach of fiduciary duty, and misrepresentation of real estate investments. William Harris Red Flags & Your Rights As An Investor Of course, William Harris did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of William Harris at Sigma Financial Corporation and WFG Investments, Inc. on alert to review carefully the activity and performance of their accounts and question whether William Harris has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Sigma Financial Corporation and WFG Investments, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Sigma Financial Corporation Due To William Harris If you have questions about Sigma Financial Corporation, WFG Investments, Inc. and/or William Harris and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Aug 8, 2023

William Young of Kingswood Capital Partners, LLC

DID WILLIAM ROBERT YOUNG CAUSE YOU INVESTMENT LOSSES? William Young Of Kingswood Capital Partners, LLC And Formerly With Niagara International Capital Limited and H. Beck, Inc. Has 3 Customer Complaints For Alleged Broker Misconduct William Young Customer Complaints William Young has been the subject of 3 customer complaints that we know about to recover investment losses. Two of the customer complaints were settled by H. Beck in favor of the investors. The brokerage firm denied the other customer complaint and no further action was taken to date. Allegations Against William Young A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: William Young Red Flags & Your Rights As An Investor Of course, William Young did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of William Young at Kingswood Capital Partners, LLC, Niagara International Capital Limited and H. Beck, Inc. on alert to review carefully the activity and performance of their accounts and question whether William Young has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Kingswood Capital Partners, LLC, Niagara International Capital Limited and H. Beck, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Kingswood Capital Partners, LLC Due To William Young If you have questions about Kingswood Capital Partners, LLC, Niagara International Capital Limited, H. Beck, Inc. and/or William Young and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Aug 8, 2023

William Slepcevich of Woodbury Financial Services, Inc.

DID WILLIAM ROBERT SLEPCEVICH CAUSE YOU INVESTMENT LOSSES? William Slepcevich Of Woodbury Financial Services, Inc. And Formerly With Questar Capital Corporation Has 2 Customer Complaints For Alleged Broker Misconduct William Slepcevich Customer Complaints William Slepcevich has been the subject of 2 customer complaints that we know about to recover investment losses. Both customer complaints were settled by William Slepcevich’s former employers in favor of the investors. Allegations Against William Slepcevich A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: William Slepcevich Red Flags & Your Rights As An Investor Of course, William Slepcevich did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of William Slepcevich at Woodbury Financial Services, Inc. and Questar Capital Corporation on alert to review carefully the activity and performance of their accounts and question whether William Slepcevich has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Woodbury Financial Services, Inc. and Questar Capital Corporation also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Woodbury Financial Services, Inc. Due To William Slepcevich If you have questions about Woodbury Financial Services, Inc., Questar Capital Corporation and/or William Slepcevich and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Aug 8, 2023

William Gese of Kestra Investment Services, LLC

DID WILLIAM ROBERT GESE CAUSE YOU INVESTMENT LOSSES? William Gese Of Kestra Investment Services, LLC Has A Customer Complaint For Alleged Broker Misconduct William Gese Customer Complaint William Gese has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were failure to disclose risks associated with investment. Kestra Investment Services denied the customer complaint and no further action was taken. William Gese Red Flags & Your Rights As An Investor Of course, William Gese did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of William Gese at Kestra Investment Services, LLC on alert to review carefully the activity and performance of their accounts and question whether William Gese has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Kestra Investment Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Kestra Investment Services, LLC Due To William Gese If you have questions about Kestra Investment Services, LLC and/or William Gese and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Aug 8, 2023

William Munday formerly with Robert W. Baird & Co. Incorporated

DID WILLIAM PORTER MUNDAY CAUSE YOU INVESTMENT LOSSES? William Munday Formerly With Robert W. Baird & Co. Incorporated and J.J.B. Hilliard, W.L. Lyons, LLC Has A Customer Complaint For Alleged Broker Misconduct William Munday Customer Complaint William Munday has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for incorrect advice relating to expenditures from an estate account. J.J.B. Hilliard, W.L. Lyons, LLC settled the customer dispute in favor of the customer. William Munday Red Flags & Your Rights As An Investor Of course, William Munday did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of William Munday at Robert W. Baird & Co. Incorporated and J.J.B. Hilliard, W.L. Lyons, LLC on alert to review carefully the activity and performance of their accounts and question whether William Munday has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Robert W. Baird & Co. Incorporated and J.J.B. Hilliard, W.L. Lyons, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Robert W. Baird & Co. Incorporated Due To William Munday If you have questions about Robert W. Baird & Co. Incorporated, J.J.B. Hilliard, W.L. Lyons, LLC and/or William Munday and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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