Aug 8, 2023

William Faivus of World Equity Group, Inc.

DID WILLIAM PHILLIP FAIVUS CAUSE YOU INVESTMENT LOSSES? William Faivus Of World Equity Group, Inc. Has A Customer Complaint For Alleged Broker Misconduct William Faivus Customer Complaint William Faivus has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for unsuitable investments and REITs. The customer complaint was settled by World Equity Group in favor the investor. William Faivus Red Flags & Your Rights As An Investor Of course, William Faivus did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of William Faivus at World Equity Group, Inc. on alert to review carefully the activity and performance of their accounts and question whether William Faivus has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at World Equity Group, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At World Equity Group, Inc. Due To William Faivus If you have questions about World Equity Group, Inc. and/or William Faivus and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Aug 8, 2023

William Athas formerly with SW Financial

DID WILLIAM NICHOLAS ATHAS CAUSE YOU INVESTMENT LOSSES? William Athas Formerly With SW Financial and Worden Capital Management LLC Has 9 Customer Complaints For Alleged Broker Misconduct William Athas Customer Complaints William Athas has been the subject of 9 customer complaints that we know about to recover investment losses. Six of the customer complaints were settled by William Athas’ former employers KC Ward Financial or Liberty Partners Financial Services in favor of the investors. Two of the customer complaints were denied and no further action was taken. There is currently one FINRA arbitration proceeding pending against Worden Capital Management for William Athas’ alleged misconduct. Allegations Against William Athas A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: William Athas Red Flags & Your Rights As An Investor Of course, William Athas did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of William Athas at SW Financial and Worden Capital Management LLC on alert to review carefully the activity and performance of their accounts and question whether William Athas has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at SW Financial and Worden Capital Management LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At SW Financial Due To William Athas If you have questions about SW Financial, Worden Capital Management LLC and/or William Athas and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Aug 7, 2023

William Kaiser of Kestra Investment Services, LLC

DID WILLIAM MARTIN KAISER CAUSE YOU INVESTMENT LOSSES? William Kaiser Of Kestra Investment Services, LLC Has 2 Customer Complaints For Alleged Broker Misconduct William Kaiser Customer Complaints William Kaiser has been the subject of 2 customer complaints that we know about to recover investment losses. One customer complaint was settled in favor of the investor. The other customer complaint was recently denied by Kestra Investment Services and, to date, no further action has been taken. Allegations Against William Kaiser A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: William Kaiser Red Flags & Your Rights As An Investor Of course, William Kaiser did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of William Kaiser at Kestra Investment Services, LLC on alert to review carefully the activity and performance of their accounts and question whether William Kaiser has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Kestra Investment Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Kestra Investment Services, LLC Due To William Kaiser If you have questions about Kestra Investment Services, LLC and/or William Kaiser and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Aug 7, 2023

William Heiden formerly with Wedbush Securities Inc.

DID WILLIAM MARK HEIDEN CAUSE YOU INVESTMENT LOSSES? William Heiden Formerly With Wedbush Securities Inc. Has 18 Customer Complaints For Alleged Broker Misconduct William Heiden Customer Complaints William Heiden has been the subject of 18 customer complaints that we know about to recover investment losses. Seventeen of the customer complaints were settled in favor of the investors. The brokerage firm only denied one of the customer complaints and no further action was taken. Allegations Against William Heiden A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: William Heiden Red Flags & Your Rights As An Investor Of course, William Heiden did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of William Heiden at Wedbush Securities Inc. on alert to review carefully the activity and performance of their accounts and question whether William Heiden has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wedbush Securities Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Wedbush Securities Inc. Due To William Heiden If you have questions about Wedbush Securities Inc. and/or William Heiden and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Aug 7, 2023

William Lewis of Wells Fargo Advisors Financial Network, LLC

DID WILLIAM LEWIS CAUSE YOU INVESTMENT LOSSES? William Lewis Of Wells Fargo Advisors Financial Network, LLC And Merrill Lynch, Pierce, Fenner & Smith Incorporated Has A Customer Complaint For Alleged Broker Misconduct William Lewis Customer Complaint William Lewis has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for misrepresentation and failure to follow client’s instructions. William Lewis’ former employer denied the customer complaint and, to date, no further action has been taken. William Lewis Red Flags & Your Rights As An Investor Of course, William Lewis did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of William Lewis at Wells Fargo Advisors Financial Network, LLC and Merrill Lynch, Pierce, Fenner & Smith Incorporated on alert to review carefully the activity and performance of their accounts and question whether William Lewis has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wells Fargo Advisors Financial Network, LLC and Merrill Lynch, Pierce, Fenner & Smith Incorporated also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Wells Fargo Advisors Financial Network, LLC Due To William Lewis If you have questions about Wells Fargo Advisors Financial Network, LLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated and/or William Lewis and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Aug 7, 2023

William Campbell of David Lerner Associates, Inc.

DID WILLIAM LEE CAMPBELL CAUSE YOU INVESTMENT LOSSES? William Campbell Of David Lerner Associates, Inc. Has 5 Customer Complaints For Alleged Broker Misconduct William Campbell Customer Complaints William Campbell has been the subject of 5 customer complaints that we know about to recover investment losses. Three of customer disputes were settled in favor of the investors. One customer complaint was denied and no further action has been taken to date. The other customer complaint is still a pending FINRA arbitration proceeding. Allegations Against William Campbell A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: William Campbell Red Flags & Your Rights As An Investor Of course, William Campbell did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of William Campbell at David Lerner Associates, Inc. on alert to review carefully the activity and performance of their accounts and question whether William Campbell has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at David Lerner Associates, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At David Lerner Associates, Inc. Due To William Campbell If you have questions about David Lerner Associates, Inc. and/or William Campbell and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Aug 7, 2023

William Hanner of Valic Financial Advisors, Inc.

DID WILLIAM KEVIN HANNER CAUSE YOU INVESTMENT LOSSES? William Hanner Of Valic Financial Advisors, Inc. Has A Customer Complaint For Alleged Broker Misconduct William Hanner Customer Complaint William Hanner has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for erroneous transfer of assets. The customer complaint was settled in favor of the investor by William Hanner’s employer. William Hanner Red Flags & Your Rights As An Investor Of course, William Hanner did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of William Hanner at Valic Financial Advisors, Inc. on alert to review carefully the activity and performance of their accounts and question whether William Hanner has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Valic Financial Advisors, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Valic Financial Advisors, Inc. Due To William Hanner If you have questions about Valic Financial Advisors, Inc. and/or William Hanner and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Aug 6, 2023

William Bass, III of Park Avenue Securities LLC

DID WILLIAM K BASS III CAUSE YOU INVESTMENT LOSSES? William Bass, III Of Park Avenue Securities LLC Has A Customer Complaint For Alleged Broker Misconduct William Bass, III Customer Complaint William Bass, III has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for providing incorrect information related to a defined benefit plan which resulted in unnecessary tax consequences. The customer complaint was settled in favor of the investor. William Bass, III Red Flags & Your Rights As An Investor Of course, William Bass, III did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of William Bass, III at Park Avenue Securities LLC on alert to review carefully the activity and performance of their accounts and question whether William Bass, III has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Park Avenue Securities LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Park Avenue Securities LLC Due To William Bass, III If you have questions about Park Avenue Securities LLC and/or William Bass, III and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Aug 6, 2023

William Conn of International Assets Advisory, LLC

DID WILLIAM JOSEPH CONN CAUSE YOU INVESTMENT LOSSES? William Conn Of International Assets Advisory, LLC And Formerly With Raymond James & Associates, Inc. Has 4 Customer Complaints For Alleged Broker Misconduct William Conn Customer Complaints William Conn has been the subject of 4 customer complaints that we know about to recover investment losses. Three of the customer complaints were settled in favor of the investors. The other complaint was denied by the advisor’s former employer and no further action was taken. Allegations Against William Conn A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: William Conn Red Flags & Your Rights As An Investor Of course, William Conn did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of William Conn at International Assets Advisory, LLC and Raymond James & Associates, Inc. on alert to review carefully the activity and performance of their accounts and question whether William Conn has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at International Assets Advisory, LLC and Raymond James & Associates, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At International Assets Advisory, LLC Due To William Conn If you have questions about International Assets Advisory, LLC, Raymond James & Associates, Inc. and/or William Conn and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Aug 6, 2023

William Serralles of UBS Financial Services Inc.

DID WILLIAM JOHN SERRALLES CAUSE YOU INVESTMENT LOSSES? William Serralles Of UBS Financial Services Inc. Has 14 Customer Complaints For Alleged Broker Misconduct William Serralles Customer Complaints William Serralles has been the subject of 14 customer complaints that we know about to recover investment losses. Twelve of the customer complaints were settled by UBS financial services in favor of the investors. The brokerage firm denied the other 2 customer complaints and no further action was taken. Allegations Against William Serralles A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses all related to the offer and sale of Puerto Rico municipal bonds and closed-end bond funds. The allegations were overconcentration, misrepresentation, and unsuitable investment recommendations resulting in substantial damages. William Serralles Red Flags & Your Rights As An Investor Of course, William Serralles did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of William Serralles at UBS Financial Services Inc. on alert to review carefully the activity and performance of their accounts and question whether William Serralles has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at UBS Financial Services Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At UBS Financial Services Inc. Due To William Serralles If you have questions about UBS Financial Services Inc. and/or William Serralles and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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