Aug 1, 2023

Wayne Smith of Cetera Advisors LLC

DID WAYNE BARRY SMITH CAUSE YOU INVESTMENT LOSSES? Wayne Smith Of Cetera Advisors LLC Has 2 Customer Complaints For Alleged Broker Misconduct Wayne Smith Customer Complaints Wayne Smith has been the subject of 2 customer complaints that we know about to recover investment losses. One customer complaint was settled by Cetera Advisors in favor of the investor. The other customer complaint was denied by Wayne Barry Smith’s former employer and the customer took no further action. Allegations Against Wayne Smith A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Wayne Smith Red Flags & Your Rights As An Investor Of course, Wayne Smith did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Wayne Smith at Cetera Advisors LLC on alert to review carefully the activity and performance of their accounts and question whether Wayne Smith has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Cetera Advisors LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Cetera Advisors LLC Due To Wayne Smith If you have questions about Cetera Advisors LLC and/or Wayne Smith and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Jul 31, 2023

Walter Parker formerly with Titan Securities

DID WALTER WARREN PARKER CAUSE YOU INVESTMENT LOSSES? Walter Parker Formerly With Titan Securities Has 17 Customer Complaints For Alleged Broker Misconduct Walter Parker Customer Complaints Walter Parker has been the subject of 17 customer complaints that we know about to recover investment losses. Twelve of the customer complaints were settled in favor of the investors. One customer complaint was denied, and no further action was taken. The other four customer complaints remain pending in FINRA arbitration proceedings. Allegations Against Walter Parker A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Walter Parker Red Flags & Your Rights As An Investor Of course, Walter Parker did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Walter Parker at Titan Securities on alert to review carefully the activity and performance of their accounts and question whether Walter Parker has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Titan Securities also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Titan Securities Due To Walter Parker If you have questions about Titan Securities and/or Walter Parker and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Jul 31, 2023

Walter Helms of M Holdings Securities, Inc.

DID WALTER LEE HELMS CAUSE YOU INVESTMENT LOSSES? Walter Helms Of M Holdings Securities, Inc. Has A Customer Complaint For Alleged Broker Misconduct Walter Helms Customer Complaint Walter Helms has been the subject of at least one customer complaint that we know about recovering investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the advisor failed to timely invest the customer’s funds in a variable universal life insurance policy. The customer complaint was settled in favor of the investor. Walter Helms Red Flags & Your Rights As An Investor Of course, Walter Helms did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Walter Helms at M Holdings Securities, Inc. on alert to review carefully the activity and performance of their accounts and question whether Walter Helms has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at M Holdings Securities, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At M Holdings Securities, Inc. Due To Walter Helms If you have questions about M Holdings Securities, Inc. and/or Walter Helms and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Jul 31, 2023

Walter Brady, Jr. of J.P. Morgan Securities LLC

DID WALTER DOUGLAS BRADY JR CAUSE YOU INVESTMENT LOSSES? Walter Brady, Jr. Of J.P. Morgan Securities LLC And Formerly With UBS Financial Services Inc. Has A Customer Complaint For Alleged Broker Misconduct Walter Brady, Jr.  Customer Complaint Walter Brady, Jr. has been the subject of at least one customer complaint that we know about recovering investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for failure to liquidate an investment as instructed. The customer complaint was denied and, to date, the customer has not taken any further action. Walter Brady, Jr.  Red Flags & Your Rights As An Investor Of course, Walter Brady, Jr. did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Walter Brady, Jr. at J.P. Morgan Securities LLC and UBS Financial Services Inc. on alert to review carefully the activity and performance of their accounts and question whether Walter Brady, Jr. has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at J.P. Morgan Securities LLC and UBS Financial Services Inc. also raises questions about the brokerage firms’supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At J.P. Morgan Securities LLC Due To Walter Brady, Jr. If you have questions about J.P. Morgan Securities LLC, UBS Financial Services Inc. and/or Walter Brady, Jr. and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Jul 31, 2023

Vu Nguyen of Raymond James & Associates, Inc.

DID VU HOANG NGUYEN CAUSE YOU INVESTMENT LOSSES? Vu Nguyen Of Raymond James & Associates, Inc. And Formerly With Unionbanc Investment Services, LLC Has A Customer Complaint For Alleged Broker Misconduct Vu Nguyen Customer Complaint Vu Nguyen has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were unsuitable investment recommendation for a variable annuity contract. The customer complaint was denied and, to date, the investor has not taken any further action. Vu Nguyen Red Flags & Your Rights As An Investor Of course, Vu Nguyen did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Vu Nguyen at Raymond James & Associates, Inc. and Unionbanc Investment Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Vu Nguyen has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Raymond James & Associates, Inc. and Unionbanc Investment Services, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Raymond James & Associates, Inc. Due To Vu Nguyen If you have questions about Raymond James & Associates, Inc., Unionbanc Investment Services, LLC and/or Vu Nguyen and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Jul 31, 2023

Vivian Griffith of Fidelity Brokerage Services LLC

DID VIVIAN HERDING GRIFFITH CAUSE YOU INVESTMENT LOSSES? Vivian Griffith Of Fidelity Brokerage Services LLC Has A Customer Complaint For Alleged Broker Misconduct Vivian Griffith Customer Complaint Vivian Griffith has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the representative failed to act in customer’s best interest when the holdings in his 401(k) were liquidated to a fund managed account. Vivian Griffith Red Flags & Your Rights As An Investor Of course, Vivian Griffith did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Vivian Griffith at Fidelity Brokerage Services LLC on alert to review carefully the activity and performance of their accounts and question whether Vivian Griffith has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Fidelity Brokerage Services LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Fidelity Brokerage Services LLC Due To Vivian Griffith If you have questions about Fidelity Brokerage Services LLC and/or Vivian Griffith and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Jul 30, 2023

Viqas Akhtar of B. Riley Wealth Management

DID VIQAS AKHTAR CAUSE YOU INVESTMENT LOSSES? Viqas Akhtar Of B. Riley Wealth Management And Formerly With National Securities Corporation Has 7 Customer Complaints For Alleged Broker Misconduct Viqas Akhtar Customer Complaints Viqas Akhtar has been the subject of 7 customer complaints that we know about to recover investment losses. Three of the customer complaints were settled in favor of the investors. The other four customer complaints were denied by the advisor’s former employers and, to date, the customers have taken no further action. Allegations Against Viqas Akhtar A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Viqas Akhtar Red Flags & Your Rights As An Investor Of course, Viqas Akhtar did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Viqas Akhtar at B. Riley Wealth Management and National Securities Corporation on alert to review carefully the activity and performance of their accounts and question whether Viqas Akhtar has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at B. Riley Wealth Management and National Securities Corporation also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At B. Riley Wealth Management Due To Viqas Akhtar If you have questions about B. Riley Wealth Management, National Securities Corporation and/or Viqas Akhtar and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Jul 30, 2023

Vincent Lewis formerly with Merrill Lynch, Pierce, Fenner & Smith Incorporated

DID VINCENT JOSEPH LEWIS CAUSE YOU INVESTMENT LOSSES? Vincent Lewis Formerly With Merrill Lynch, Pierce, Fenner & Smith Incorporated Has A Customer Complaint For Alleged Broker Misconduct Vincent Lewis Customer Complaint Vincent Lewis has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for misrepresentations regarding the trading activity on an account. Merrill Lynch, Pierce, Fenner & Smith settled the customer complaint in favor of the investor. Vincent Lewis Red Flags & Your Rights As An Investor Of course, Vincent Lewis did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Vincent Lewis at Merrill Lynch, Pierce, Fenner & Smith Incorporated on alert to review carefully the activity and performance of their accounts and question whether Vincent Lewis has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Merrill Lynch, Pierce, Fenner & Smith Incorporated also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Merrill Lynch, Pierce, Fenner & Smith Incorporated Due To Vincent Lewis If you have questions about Merrill Lynch, Pierce, Fenner & Smith Incorporated and/or Vincent Lewis and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Jul 30, 2023

Vincent Grucci formerly with Fortune Financial Services, Inc

DID VINCENT JOHN GRUCCI CAUSE YOU INVESTMENT LOSSES? Vincent Grucci Formerly With Fortune Financial Services, Inc. Has 4 Customer Complaints For Alleged Broker Misconduct Vincent Grucci Customer Complaints Vincent Grucci has been the subject of 4 customer complaints that we know about to recover investment losses. Two customer complaints resulted in arbitration awards against his former employers. One customer complaint was settled by Fortune Financial Services in favor of the investor. The other customer complaint was denied and, to date, the customer has not taken any further action. Allegations Against Vincent Grucci A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Vincent Grucci Red Flags & Your Rights As An Investor Of course, Vincent Grucci did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Vincent Grucci at Fortune Financial Services, Inc on alert to review carefully the activity and performance of their accounts and question whether Vincent Grucci has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Fortune Financial Services, Inc also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Fortune Financial Services, Inc Due To Vincent Grucci If you have questions about Fortune Financial Services, Inc and/or Vincent Grucci and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Jul 30, 2023

Vincent Mazza formerly with National Securities Corporation

DID VINCENT JAMES MAZZA CAUSE YOU INVESTMENT LOSSES? Vincent Mazza Formerly With National Securities Corporation Has 6 Customer Complaints For Alleged Broker Misconduct Vincent Mazza Customer Complaints Vincent Mazza has been the subject of 6 customer complaints that we know about to recover investment losses. Two of the customer to suits were settled in favor of the investors. The other customer complaints were denied by Vincent Mazza’s former employers and the investors took no further action. Allegations Against Vincent Mazza A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Vincent Mazza Red Flags & Your Rights As An Investor Of course, Vincent Mazza did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Vincent Mazza at National Securities Corporation on alert to review carefully the activity and performance of their accounts and question whether Vincent Mazza has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at National Securities Corporation also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At National Securities Corporation Due To Vincent Mazza If you have questions about National Securities Corporation and/or Vincent Mazza and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading