Jul 30, 2023

Vincent Mazza formerly with National Securities Corporation

DID VINCENT JAMES MAZZA CAUSE YOU INVESTMENT LOSSES? Vincent Mazza Formerly With National Securities Corporation Has 6 Customer Complaints For Alleged Broker Misconduct Vincent Mazza Customer Complaints Vincent Mazza has been the subject of 6 customer complaints that we know about to recover investment losses. Two of the customer to suits were settled in favor of the investors. The other customer complaints were denied by Vincent Mazza’s former employers and the investors took no further action. Allegations Against Vincent Mazza A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Vincent Mazza Red Flags & Your Rights As An Investor Of course, Vincent Mazza did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Vincent Mazza at National Securities Corporation on alert to review carefully the activity and performance of their accounts and question whether Vincent Mazza has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at National Securities Corporation also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At National Securities Corporation Due To Vincent Mazza If you have questions about National Securities Corporation and/or Vincent Mazza and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jul 30, 2023

Vincent La Cava of Ameriprise Financial Services, LLC

DID VINCENT DEVOS LA CAVA CAUSE YOU INVESTMENT LOSSES? Vincent La Cava Of Ameriprise Financial Services, LLC Has A Customer Complaint For Alleged Broker Misconduct Vincent La Cava Customer Complaint Vincent La Cava has been the subject of at least one customer complaint that we know about recovering investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for unsuitable investment recommendations and overconcentration in certain product types and/or industries. The customer dispute was settled in favor of the investor. Vincent La Cava Red Flags & Your Rights As An Investor Of course, Vincent La Cava did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Vincent La Cava at Ameriprise Financial Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Vincent La Cava has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Ameriprise Financial Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Ameriprise Financial Services, LLC Due To Vincent La Cava If you have questions about Ameriprise Financial Services, LLC and/or Vincent La Cava and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jul 29, 2023

Victor Tomassini of UBS Financial Services Inc.

DID VICTOR MIGUEL TOMASSINI CAUSE YOU INVESTMENT LOSSES? Victor Tomassini Of UBS Financial Services Inc. Has 51 Customer Complaints For Alleged Broker Misconduct Victor Tomassini Customer Complaints Victor Tomassini has been the subject of 51 customer complaints that we know about to recover investment losses. Forty-eight of the customer complaints were settled. The other customer complaints were denied by UBS Financial Services, and no further action was taken. Allegations Against Victor Tomassini A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses arose out of the offer and sale of Puerto Rico municipal bonds and closed-end bond funds. The allegations were generally that the investments were unsuitable investment recommendations, overconcentrated in client’s accounts, and that the risk of the Puerto Rico investments were misrepresented. Victor Tomassini Red Flags & Your Rights As An Investor Of course, Victor Tomassini did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Victor Tomassini at UBS Financial Services Inc. on alert to review carefully the activity and performance of their accounts and question whether Victor Tomassini has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at UBS Financial Services Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At UBS Financial Services Inc. Due To Victor Tomassini If you have questions about UBS Financial Services Inc. and/or Victor Tomassini and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jul 29, 2023

Victor Belonis of Equitable Advisors, LLC

DID VICTOR JAN BELONIS CAUSE YOU INVESTMENT LOSSES? Victor Belonis Of Equitable Advisors, LLC Has A Customer Complaint For Alleged Broker Misconduct Victor Belonis Customer Complaint Victor Belonis has been the subject of at least one customer complaint that we know about recovering investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for unsuitable investment recommendations. AXA Advisors denied the customer complaint and, to date, the customer is not taking any further action. Victor Belonis Red Flags & Your Rights As An Investor Of course, Victor Belonis did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Victor Belonis at Equitable Advisors, LLC on alert to review carefully the activity and performance of their accounts and question whether Victor Belonis has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Equitable Advisors, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Equitable Advisors, LLC Due To Victor Belonis If you have questions about Equitable Advisors, LLC and/or Victor Belonis and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jul 29, 2023

Troy Goldberg of B. Riley Wealth Management

DID TROY JASON GOLDBERG CAUSE YOU INVESTMENT LOSSES? Troy Goldberg Of B. Riley Wealth Management And Formerly With National Securities Corporation Has 14 Customer Complaints For Alleged Broker Misconduct Troy Goldberg Customer Complaints Troy Goldberg has been the subject of 14 customer complaints that we know about to recover investment losses. One customer complaint went to arbitration and resulted in an arbitration award against his employer for Troy Goldberg’s misconduct. Eleven customer complaints were settled by Troy Goldberg’s former employers. The remaining 2 customer complaints was denied and, to date, the customers have not taken any further action. Allegations Against Troy Goldberg A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Troy Goldberg Red Flags & Your Rights As An Investor Of course, Troy Goldberg did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Troy Goldberg at B. Riley Wealth Management and National Securities Corporation on alert to review carefully the activity and performance of their accounts and question whether Troy Goldberg has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at B. Riley Wealth Management and National Securities Corporation also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At B. Riley Wealth Management Due To Troy Goldberg If you have questions about B. Riley Wealth Management, National Securities Corporation and/or Troy Goldberg and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jul 29, 2023

Trenton Murfin of Edward Jones

DID TRENTON PAUL MURFIN CAUSE YOU INVESTMENT LOSSES? Trenton Murfin Of Edward Jones Has A Customer Complaint For Alleged Broker Misconduct Trenton Murfin Customer Complaint Trenton Murfin has been the subject of at least one customer complaint that we know about recovering investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for unauthorized purchase of mutual fund. Edward Jones denied the customer complaint and, to date, no further action has been taken by the customer. Trenton Murfin Red Flags & Your Rights As An Investor Of course, Trenton Murfin did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Trenton Murfin at Edward Jones on alert to review carefully the activity and performance of their accounts and question whether Trenton Murfin has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Edward Jones also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Edward Jones Due To Trenton Murfin If you have questions about Edward Jones and/or Trenton Murfin and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jul 29, 2023

Travis Jennings formerly with Dempsey Lord Smith, LLC

DID TRAVIS SCOTT JENNINGS CAUSE YOU INVESTMENT LOSSES? Travis Jennings Formerly With Dempsey Lord Smith, LLC Has 2 Customer Complaints For Alleged Broker Misconduct Travis Jennings Customer Complaints Travis Jennings has been the subject of 2 customer complaints that we know about to recover investment losses. One customer dispute was denied and, to date, the customer has not taken any further action. The other customer dispute is still pending. Allegations Against Travis Jennings A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Travis Jennings Red Flags & Your Rights As An Investor Of course, Travis Jennings did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Travis Jennings at Dempsey Lord Smith, LLC on alert to review carefully the activity and performance of their accounts and question whether Travis Jennings has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Dempsey Lord Smith, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Dempsey Lord Smith, LLC Due To Travis Jennings If you have questions about Dempsey Lord Smith, LLC and/or Travis Jennings and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jul 29, 2023

Travis Johnson of Wells Fargo Clearing Services, LLC

DID TRAVIS MIKEL JOHNSON CAUSE YOU INVESTMENT LOSSES? Travis Johnson Of Wells Fargo Clearing Services, LLC Has 2 Customer Complaints For Alleged Broker Misconduct Travis Johnson Customer Complaints Travis Johnson has been the subject of 2 customer complaints that we know about to recover investment losses. One customer complaint settled in favor of the investor. The other customer complaint was denied by Wells Fargo Advisors and, to date, the customer has not taken any further action. Allegations Against Travis Johnson A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Travis Johnson Red Flags & Your Rights As An Investor Of course, Travis Johnson did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Travis Johnson at Wells Fargo Clearing Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Travis Johnson has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wells Fargo Clearing Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Wells Fargo Clearing Services, LLC Due To Travis Johnson If you have questions about Wells Fargo Clearing Services, LLC and/or Travis Johnson and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jul 28, 2023

Travis Lippmann of Spartan Capital Securities, LLC

DID TRAVIS J LIPPMANN CAUSE YOU INVESTMENT LOSSES? Travis Lippmann Of Spartan Capital Securities, LLC And Formerly With Joseph Stone Capital L.L.C., Primary Capital, LLC and Newbridge Securities Corporation Has 4 Customer Complaints For Alleged Broker Misconduct Travis Lippmann Customer Complaints Travis Lippmann has been the subject of 4 customer complaints that we know about to recover investment losses. Two of the customer complaints were settled in favor of the investors. The other 2 customer complaints was denied by Travis Lippmann’s former employers and, to date, the customers have not taken any further action. Allegations Against Travis Lippmann A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Travis Lippmann Red Flags & Your Rights As An Investor Of course, Travis Lippmann did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Travis Lippmann at Spartan Capital Securities, LLC, Joseph Stone Capital L.L.C., Primary Capital, LLC and Newbridge Securities Corporation on alert to review carefully the activity and performance of their accounts and question whether Travis Lippmann has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Spartan Capital Securities, LLC, Joseph Stone Capital L.L.C., Primary Capital, LLC and Newbridge Securities Corporation also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Spartan Capital Securities, LLC Due To Travis Lippmann If you have questions about Spartan Capital Securities, LLC, Joseph Stone Capital L.L.C., Primary Capital, LLC, Newbridge Securities Corporation and/or Travis Lippmann and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jul 28, 2023

Travis Price formerly with FSC Securities Corporation

DID TRAVIS COREY PRICE CAUSE YOU INVESTMENT LOSSES? Travis Price Formerly With FSC Securities Corporation Has 2 Customer Complaints For Alleged Broker Misconduct Travis Price Customer Complaints Travis Price has been the subject of 2 customer complaints that we know about to recover investment losses. One customer complaint was settled in favor of the investor. The other customer complaint was denied by FSC Securities Corporation and, to date, the customer has not taken any further action. Allegations Against Travis Price A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Travis Price Red Flags & Your Rights As An Investor Of course, Travis Price did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Travis Price at FSC Securities Corporation on alert to review carefully the activity and performance of their accounts and question whether Travis Price has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at FSC Securities Corporation also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At FSC Securities Corporation Due To Travis Price If you have questions about FSC Securities Corporation and/or Travis Price and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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