Aug 22, 2023

James Flynn formerly with IFS Securities

DID JAMES TRAVIS FLYNN CAUSE YOU INVESTMENT LOSSES?  James Flynn Formerly With IFS Securities and Voya Financial Advisors, Inc. Has 71 Customer Complaints For Alleged Broker Misconduct James Flynn Customer Complaints James Flynn has been the subject of 71 customer complaints that we know about to recover investment losses. One customer complaint resulted in an award in favor of the investor. Fifty-six of the customer complaints was settled in favor of the investors. Thirteen customer complaints were denied by James Flynn’s former employers and the investors took no further action. There is only one FINRA arbitration proceeding still pending for James Flynn’s alleged misconduct. Allegations Against James Flynn A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: James Flynn Red Flags & Your Rights As An Investor Of course, James Flynn did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of James Flynn at IFS Securities and Voya Financial Advisors, Inc. on alert to review carefully the activity and performance of their accounts and question whether James Flynn has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at IFS Securities and Voya Financial Advisors, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At IFS Securities Due To James Flynn If you have questions about IFS Securities, Voya Financial Advisors, Inc. and/or James Flynn and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Aug 22, 2023

Royal Fisher of McNally Financial Services Corporation

DID ROYAL GREGORY FISHER CAUSE YOU INVESTMENT LOSSES? Royal Fisher Of McNally Financial Services Corporation And Formerly With Sagepoint Financial, Inc. Has A Customer Complaint For Alleged Broker Misconduct Royal Fisher Customer Complaint Royal Fisher has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the recommended exchange of a whole life insurance policy to a variable universal life insurance policy was poor advice. The customer complaint was recently denied by Sagepoint Financial and, to date, the customer has not taken any further action. Interestingly, Royal Fisher was terminated by Sagepoint Financial for allegedly acting in the capacity of a trustee and beneficiary on a client account without proper notification to or approval by the brokerage firm. Royal Fisher Red Flags & Your Rights As An Investor Of course, Royal Fisher did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Royal Fisher at McNally Financial Services Corporation and Sagepoint Financial, Inc. on alert to review carefully the activity and performance of their accounts and question whether Royal Fisher has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at McNally Financial Services Corporation and Sagepoint Financial, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At McNally Financial Services Corporation Due To Royal Fisher If you have questions about McNally Financial Services Corporation, Sagepoint Financial, Inc.  and/or Royal Fisher and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Aug 22, 2023

Charles Fagan of Raymond James & Associates, Inc.

DID CHARLES MATTHEW FAGAN CAUSE YOU INVESTMENT LOSSES? Charles Fagan Of Raymond James & Associates, Inc. Has A Customer Complaint For Alleged Broker Misconduct Charles Fagan Customer Complaint Charles Fagan has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for unsuitable investment recommendations related to asset-backed securities. Raymond James and Associates recently denied the customer complaint and, to date, the investor has not taken any further action. Charles Fagan Red Flags & Your Rights As An Investor Of course, Charles Fagan did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Charles Fagan at Raymond James & Associates, Inc. on alert to review carefully the activity and performance of their accounts and question whether Charles Fagan has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Raymond James & Associates, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Raymond James & Associates, Inc. Due To Charles Fagan If you have questions about Raymond James & Associates, Inc. and/or Charles Fagan and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Aug 21, 2023

Michael Eustace of UBS Financial Services Inc

DID MICHAEL THOMAS EUSTACE CAUSE YOU INVESTMENT LOSSES? Michael Eustace Of UBS Financial Services Inc. Has 3 Customer Complaints For Alleged Broker Misconduct Michael Eustace Customer Complaints Michael Eustace has been the subject of 3 customer complaints that we know about to recover investment losses. Two of the customer complaints were settled by UBS Financial Services in favor of the investors. One of the customer complaints was settled for $6.1 million and the other for $1.25 million. The brokerage firm recently denied the other customer complaint and, to date, the investor has not taken any further action. Allegations Against Michael Eustace A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Michael Eustace Red Flags & Your Rights As An Investor Of course, Michael Eustace did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Michael Eustace at UBS Financial Services Inc on alert to review carefully the activity and performance of their accounts and question whether Michael Eustace has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at UBS Financial Services Inc also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At UBS Financial Services Inc Due To Michael Eustace If you have questions about UBS Financial Services Inc and/or Michael Eustace and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Aug 21, 2023

Chikezie Esiobu of Ameriprise Financial Services, LLC

DID CHIKEZIE REGINALD ESIOBU CAUSE YOU INVESTMENT LOSSES? Chikezie Esiobu Of Ameriprise Financial Services, LLC Has A Customer Complaint For Alleged Broker Misconduct Chikezie Esiobu Customer Complaint Chikezie Esiobu has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the advisor recommended surrendering certificates in 2 parts to spread the income over 2 years and lessen the amount of taxes that would be due. However, the tax consequences were not as represented and investor incurred additional taxes instead of lessening them. Ameriprise Financial Services settled the customer dispute in favor of the investor. Chikezie Esiobu Red Flags & Your Rights As An Investor Of course, Chikezie Esiobu did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Chikezie Esiobu at Ameriprise Financial Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Chikezie Esiobu has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Ameriprise Financial Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Ameriprise Financial Services, LLC Due To Chikezie Esiobu If you have questions about Ameriprise Financial Services, LLC and/or Chikezie Esiobu and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Aug 21, 2023

Michael Elias of Centaurus Financial, Inc.

DID MICHAEL ANTHONY ELIAS CAUSE YOU INVESTMENT LOSSES? Michael Elias Of Centaurus Financial, Inc. And Formerly With Packerland Brokerage Services, Inc. Has 2 Customer Complaints For Alleged Broker Misconduct Michael Elias Customer Complaints Michael Elias has been the subject of 2 customer complaints that we know about to recover investment losses. Both customer complaints are pending against Centaurus Financial in FINRA arbitration proceedings. Allegations Against Michael Elias A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Michael Elias Red Flags & Your Rights As An Investor Of course, Michael Elias did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Michael Elias at Centaurus Financial, Inc. and Packerland Brokerage Services, Inc. on alert to review carefully the activity and performance of their accounts and question whether Michael Elias has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Centaurus Financial, Inc. and Packerland Brokerage Services, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Centaurus Financial, Inc. Due To Michael Elias If you have questions about Centaurus Financial, Inc., Packerland Brokerage Services, Inc. and/or Michael Elias and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Aug 21, 2023

Patrick Egan of Western International Securities, Inc.

DID PATRICK MICHAEL EGAN CAUSE YOU INVESTMENT LOSSES? Patrick Egan Of Western International Securities, Inc. Has A Customer Complaint For Alleged Broker Misconduct Patrick Egan Customer Complaint Patrick Egan has been the subject of at least one customer complaint that we know about recovering investment losses. The allegations made in the FINRA reported customer complaint for investment losses were misrepresentation and unsuitable investment recommendations related to GWG Holdings L Bonds. The customer complaint is still pending in the FINRA arbitration proceeding. Patrick Egan Red Flags & Your Rights As An Investor Of course, Patrick Egan did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Patrick Egan at Western International Securities, Inc. on alert to review carefully the activity and performance of their accounts and question whether Patrick Egan has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Western International Securities, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Western International Securities, Inc. Due To Patrick Egan If you have questions about Western International Securities, Inc. and/or Patrick Egan and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Aug 20, 2023

David Eastman formerly with MetLife Securities Inc.

DID DAVID ISSAC EASTMAN CAUSE YOU INVESTMENT LOSSES? David Eastman Formerly With MetLife Securities Inc. Has A Customer Complaint For Alleged Broker Misconduct David Eastman Customer Complaint David Eastman has been the subject of at least one customer complaint that we know about recovering investment losses. The allegations made in the FINRA reported customer complaint for investment losses were variable universal life insurance policy that was sold did not protect customer’s interests and not the best available program. MSI Financial Services denied the customer complaint and, to date, no further action has been taken. David Eastman Red Flags & Your Rights As An Investor Of course, David Eastman did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of David Eastman at MetLife Securities Inc. on alert to review carefully the activity and performance of their accounts and question whether David Eastman has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at MetLife Securities Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At MetLife Securities Inc. Due To David Eastman If you have questions about MetLife Securities Inc. and/or David Eastman and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Aug 20, 2023

Kimberly Dwyer of Thrivent Investment Management Inc.

DID KIMBERLY SUE DWYER CAUSE YOU INVESTMENT LOSSES? Kimberly Dwyer Of Thrivent Investment Management Inc. Has 2 Customer Complaints For Alleged Broker Misconduct Kimberly Dwyer Customer Complaints Kimberly Dwyer has been the subject of 2 customer complaints that we know about to recover investment losses. Both of the customer complaints were denied by Kimberly Dwyer’s employers and, to date, the investors have not taken any further action. Allegations Against Kimberly Dwyer A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Kimberly Dwyer Red Flags & Your Rights As An Investor Of course, Kimberly Dwyer did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Kimberly Dwyer at Thrivent Investment Management Inc. on alert to review carefully the activity and performance of their accounts and question whether Kimberly Dwyer has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Thrivent Investment Management Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Thrivent Investment Management Inc. Due To Kimberly Dwyer If you have questions about Thrivent Investment Management Inc. and/or Kimberly Dwyer and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Aug 20, 2023

Andrzej Dudus of MML Investors Services, LLC

DID ANDRZEJ DUDUS CAUSE YOU INVESTMENT LOSSES? Andrzej Dudus Of MML Investors Services, LLC Has A Customer Complaint For Alleged Broker Misconduct Andrzej Dudus Customer Complaint Andrzej Dudus has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were advisor misrepresented a variable universal life insurance policy and failed to disclose his ability to cash out customer’s equity without penalties. The customer complaint was recently denied and, to date, the investor has not taken any further action. Andrzej Dudus Red Flags & Your Rights As An Investor Of course, Andrzej Dudus did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Andrzej Dudus at MML Investors Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Andrzej Dudus has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at MML Investors Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At MML Investors Services, LLC Due To Andrzej Dudus If you have questions about MML Investors Services, LLC and/or Andrzej Dudus and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading