Jul 22, 2023

Thomas Smith, IV of Valic Financial Advisors, Inc.

DID THOMAS NEWTON SMITH IV CAUSE YOU INVESTMENT LOSSES? Thomas Smith, IV Of Valic Financial Advisors, Inc. Has 3 Customer Complaints For Alleged Broker Misconduct Thomas Smith, IV Customer Complaints Thomas Smith, IV has been the subject of 3 customer complaints that we know about to recover investment losses. Two customer complaints were denied by Ameriprise Financial Services and the customers took no further action. One customer complaint filed in connection with his employment with Valic Financial Advisors is still pending. Allegations Against Thomas Smith, IV A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Thomas Smith, IV Red Flags & Your Rights As An Investor Of course, Thomas Smith, IV did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Thomas Smith, IV at Valic Financial Advisors, Inc. on alert to review carefully the activity and performance of their accounts and question whether Thomas Smith, IV has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Valic Financial Advisors, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Valic Financial Advisors, Inc. Due To Thomas Smith, IV If you have questions about Valic Financial Advisors, Inc. and/or Thomas Smith, IV and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jul 22, 2023

Thomas Morgan, Jr. formerly with Morgan Stanley

DID THOMAS MORGAN JR CAUSE YOU INVESTMENT LOSSES? Thomas Morgan, Jr. Formerly With Morgan Stanley Has 2 Customer Complaints For Alleged Broker Misconduct Thomas Morgan, Jr. Customer Complaints Thomas Morgan, Jr. has been the subject of 2 customer complaints that we know about to recover investment losses. Both customer complaints were settled by Thomas Morgan’s former employers in favor of the investors. Allegations Against Thomas Morgan, Jr. A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Thomas Morgan, Jr. Red Flags & Your Rights As An Investor Of course, Thomas Morgan, Jr. did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Thomas Morgan, Jr. at Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Thomas Morgan, Jr. has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Morgan Stanley Due To Thomas Morgan, Jr. If you have questions about Morgan Stanley and/or Thomas Morgan, Jr. and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jul 21, 2023

Thomas Rauchegger formerly with Kalos Capital, Inc.

DID THOMAS MICHAEL RAUCHEGGER CAUSE YOU INVESTMENT LOSSES? Thomas Rauchegger Formerly With Kalos Capital, Inc. Has 4 Customer Complaints For Alleged Broker Misconduct Thomas Rauchegger Customer Complaints Thomas Rauchegger has been the subject of 4 customer complaints that we know about to recover investment losses. Three of the customer complaints were settled by Kalos Capital in favor of the investors. There is currently one arbitration proceeding pending against the brokerage firm for Thomas Rauchegger’s alleged misconduct. Allegations Against Thomas Rauchegger A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Thomas Rauchegger Red Flags & Your Rights As An Investor Of course, Thomas Rauchegger did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Thomas Rauchegger at Kalos Capital, Inc. on alert to review carefully the activity and performance of their accounts and question whether Thomas Rauchegger has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Kalos Capital, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Kalos Capital, Inc. Due To Thomas Rauchegger If you have questions about Kalos Capital, Inc. and/or Thomas Rauchegger and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jul 21, 2023

Thomas Bonik formerly with NTB Financial Corporation

DID THOMAS MICHAEL BONIK CAUSE YOU INVESTMENT LOSSES? Thomas Bonik Formerly With NTB Financial Corporation Has 5 Customer Complaints For Alleged Broker Misconduct Thomas Bonik Customer Complaints Thomas Bonik has been the subject of 5 customer complaints that we know about to recover investment losses. Four of the customer complaints were settled by Thomas Bonik’s former employers in favor of the investors. One of the customer complaints was denied by the brokerage firm employer and no further action was taken by the investor. Allegations Against Thomas Bonik A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Thomas Bonik Red Flags & Your Rights As An Investor Of course, Thomas Bonik did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Thomas Bonik at NTB Financial Corporation on alert to review carefully the activity and performance of their accounts and question whether Thomas Bonik has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at NTB Financial Corporation also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At NTB Financial Corporation Due To Thomas Bonik If you have questions about NTB Financial Corporation and/or Thomas Bonik and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jul 21, 2023

Thomas Karn formerly with J.P. Morgan Securities LLC

DID THOMAS KARN CAUSE YOU INVESTMENT LOSSES? Thomas Karn Formerly With J.P. Morgan Securities LLC and TD Ameritrade, Inc. Has A Customer Complaint For Alleged Broker Misconduct Thomas Karn Customer Complaint Thomas Karn has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for an unsuitable mutual fund investment recommendation. J.P. Morgan Securities settled the customer complaint for nearly the full amount demanded. Thomas Karn Red Flags & Your Rights As An Investor Of course, Thomas Karn did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Thomas Karn at J.P. Morgan Securities LLC  and TD Ameritrade, Inc. on alert to review carefully the activity and performance of their accounts and question whether Thomas Karn has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at J.P. Morgan Securities LLC and TD Ameritrade, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At J.P. Morgan Securities LLC Due To Thomas Karn If you have questions about J.P. Morgan Securities LLC, TD Ameritrade, Inc. and/or Thomas Karn and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jul 21, 2023

Thomas Meehan, II of Northwestern Mutual Investment Services, LLC

DID THOMAS JOSEPH MEEHAN II CAUSE YOU INVESTMENT LOSSES? Thomas Meehan, II Of Northwestern Mutual Investment Services, LLC Has A Customer Complaint For Alleged Broker Misconduct Thomas Meehan, II Customer Complaint Thomas Meehan, II has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were an annuity sold to customer was not suitable. Northwestern Mutual Investment Services denied the customer complaint and, so far, the investor has not taken any further action. Thomas Meehan, II Red Flags & Your Rights As An Investor Of course, Thomas Meehan, II did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Thomas Meehan, II at Northwestern Mutual Investment Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Thomas Meehan, II has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Northwestern Mutual Investment Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Northwestern Mutual Investment Services, LLC Due To Thomas Meehan, II If you have questions about Northwestern Mutual Investment Services, LLC and/or Thomas Meehan, II and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jul 21, 2023

Thomas Logue, Jr. formerly with American Independent Securities Group, LLC

DID THOMAS JOSEPH LOGUE JR CAUSE YOU INVESTMENT LOSSES? Thomas Logue, Jr. Formerly With American Independent Securities Group, LLC Has 9 Customer Complaints For Alleged Broker Misconduct Thomas Logue, Jr. Customer Complaints Thomas Logue, Jr. has been the subject of 9 customer complaints that we know about to recover investment losses. Seven of the customer complaints were settled by American Independent Securities Group in favor of the investors. The other 2 customer complaints were denied and the customers, to date, have not taken any further action. Allegations Against Thomas Logue, Jr. A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Thomas Logue, Jr. Red Flags & Your Rights As An Investor Of course, Thomas Logue, Jr. did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Thomas Logue, Jr. at American Independent Securities Group, LLC on alert to review carefully the activity and performance of their accounts and question whether Thomas Logue, Jr. has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at American Independent Securities Group, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At American Independent Securities Group, LLC Due To Thomas Logue, Jr. If you have questions about American Independent Securities Group, LLC and/or Thomas Logue, Jr. and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jul 20, 2023

Thomas Sundberg Ameriprise Financial Services, LLC

DID THOMAS JOHN SUNDBERG CAUSE YOU INVESTMENT LOSSES? Thomas Sundberg Of Ameriprise Financial Services, LLC Has 2 Customer Complaints For Alleged Broker Misconduct Thomas Sundberg Customer Complaints Thomas Sundberg has been the subject of 2 customer complaints that we know about to recover investment losses. One customer complaint was settled in favor of the investor. The other arbitration proceeding is still pending against Ameriprise Financial Services for Thomas Sundberg’s alleged misconduct. Allegations Against Thomas Sundberg A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Thomas Sundberg Red Flags & Your Rights As An Investor Of course, Thomas Sundberg did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Thomas Sundberg at Ameriprise Financial Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Thomas Sundberg has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Ameriprise Financial Services, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Ameriprise Financial Services, LLC Due To Thomas Sundberg If you have questions about Ameriprise Financial Services, LLC and/or Thomas Sundberg and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jul 20, 2023

Thomas Chun of Pruco Securities, LLC

DID THOMAS JOHN CHUN CAUSE YOU INVESTMENT LOSSES? Thomas Chun Of Pruco Securities, LLC And Formerly With Edward Jones Has A Customer Complaint For Alleged Broker Misconduct Thomas Chun Customer Complaint Thomas Chun has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the client was misled about the amount of the insurance policy. Pruco Securities denied the customer complaint and, to date, the customer has not taken any further action. Thomas Chun Red Flags & Your Rights As An Investor Of course, Thomas Chun did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Thomas Chun at Pruco Securities, LLC and Edward Jones on alert to review carefully the activity and performance of their accounts and question whether Thomas Chun has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Pruco Securities, LLC and Edward Jones also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Pruco Securities, LLC Due To Thomas Chun If you have questions about Pruco Securities, LLC, Edward Jones and/or Thomas Chun and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jul 20, 2023

Thomas Manzardo of Ameriprise Financial Services, LLC

DID THOMAS JEROME MANZARDO CAUSE YOU INVESTMENT LOSSES? Thomas Manzardo Of Ameriprise Financial Services, LLC Has 2 Customer Complaints For Alleged Broker Misconduct Thomas Manzardo Customer Complaints Thomas Manzardo has been the subject of 2 customer complaints that we know about to recover investment losses. Both customer complaints were denied by Ameriprise Financial Services and its predecessor American Express Financial Advisors and, to date, the customers have not taken any action in the recent complaint they filed. Allegations Against Thomas Manzardo A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Thomas Manzardo Red Flags & Your Rights As An Investor Of course, Thomas Manzardo did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Thomas Manzardo at Ameriprise Financial Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Thomas Manzardo has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Ameriprise Financial Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Ameriprise Financial Services, LLC Due To Thomas Manzardo If you have questions about Ameriprise Financial Services, LLC and/or Thomas Manzardo and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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