Aug 12, 2023

Davie Ambrose of PFS Investments Inc.

DID DAVIE B. AMBROSE CAUSE YOU INVESTMENT LOSSES? Davie Ambrose Of PFS Investments Inc. Has A Customer Complaint For Alleged Broker Misconduct Davie Ambrose Customer Complaint Davie Ambrose has been the subject of at least one customer complaint that we know about recovering investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for investment of client’s funds without the client’s understanding or direction. The customer complaint is currently pending in Harris County, Texas. Davie Ambrose Red Flags & Your Rights As An Investor Of course, Davie Ambrose did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Davie Ambrose at PFS Investments Inc. on alert to review carefully the activity and performance of their accounts and question whether Davie Ambrose has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at PFS Investments Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At PFS Investments Inc. Due To Davie Ambrose If you have questions about PFS Investments Inc. and/or Davie Ambrose and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Aug 12, 2023

David Alvarado of PHX Financial, Inc.

DID DAVID EDWIN ALVARADO CAUSE YOU INVESTMENT LOSSES? David Alvarado Of PHX Financial, Inc., And Formerly With SW Financial, Worden Capital Management LLC and National Securities Corporation Has 2 Customer Complaints For Alleged Broker Misconduct David Alvarado Customer Complaints David Alvarado has been the subject of 2 customer complaints that we know about to recover investment losses. Both customer complaints are currently pending. Allegations Against David Alvarado A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: David Alvarado Red Flags & Your Rights As An Investor Of course, David Alvarado did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of David Alvarado at PHX Financial, Inc., SW Financial, Worden Capital Management LLC, and National Securities Corporation on alert to review carefully the activity and performance of their accounts and question whether David Alvarado has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at PHX Financial, Inc., SW Financial, Worden Capital Management LLC and National Securities Corporation also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At PHX Financial, Inc. Due To David Alvarado If you have questions about PHX Financial, Inc., SW Financial, Worden Capital Management LLC, National Securities Corporation and/or David Alvarado and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Aug 12, 2023

Joseph Altobelli of Securities America, Inc.

DID JOSEPH STEVEN ALTOBELLI CAUSE YOU INVESTMENT LOSSES? Joseph Altobelli Of Securities America, Inc. Has A Customer Complaint For Alleged Broker Misconduct Joseph Altobelli Customer Complaint Joseph Altobelli has been the subject of at least one customer complaint that we know about recovering investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the recommendation of a non-traded business development company was not in keeping with the client’s objectives and risk tolerance, and that full disclosure was not made regarding the investment. Currently, the customer complaint is still pending. Joseph Altobelli Red Flags & Your Rights As An Investor Of course, Joseph Altobelli did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Joseph Altobelli at Securities America, Inc. on alert to review carefully the activity and performance of their accounts and question whether Joseph Altobelli has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Securities America, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Securities America, Inc. Due To Joseph Altobelli If you have questions about Securities America, Inc. and/or Joseph Altobelli and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Aug 12, 2023

George Allen of Northwestern Mutual Investment Services, LLC

DID GEORGE RANYARD ALLEN CAUSE YOU INVESTMENT LOSSES? George Allen Of Northwestern Mutual Investment Services, LLC Has A Customer Complaint For Alleged Broker Misconduct George Allen Customer Complaint George Allen has been the subject of at least one customer complaint that we know about recovering investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for an unauthorized sale of securities transferred into a customer managed investment advisory account. Currently, the customer complaint is still pending. George Allen Red Flags & Your Rights As An Investor Of course, George Allen did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of George Allen at Northwestern Mutual Investment Services, LLC on alert to review carefully the activity and performance of their accounts and question whether George Allen has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Northwestern Mutual Investment Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Northwestern Mutual Investment Services, LLC Due To George Allen If you have questions about Northwestern Mutual Investment Services, LLC and/or George Allen and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Aug 12, 2023

Deborah Albright of Morgan Stanley

DID DEBORAH M ALBRIGHT CAUSE YOU INVESTMENT LOSSES? Deborah Albright Of Morgan Stanley Has A Customer Complaint For Alleged Broker Misconduct Deborah Albright Customer Complaint Deborah Albright has been the subject of at least one customer complaint that we know about recovering investment losses. The allegations made in the FINRA reported customer complaint for investment losses were purchases of certificates of deposits with long maturities were not in the client’s best interest. Morgan Stanley recently denied the customer complaint and, to date, no further action has been taken. Deborah Albright Red Flags & Your Rights As An Investor Of course, Deborah Albright did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Deborah Albright at Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Deborah Albright has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Morgan Stanley Due To Deborah Albright If you have questions about Morgan Stanley and/or Deborah Albright and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Aug 12, 2023

Zvi Rosenzweig of MML Investors Services, LLC

DID ZVI YEHUDA ROSENZWEIG CAUSE YOU INVESTMENT LOSSES? Zvi Rosenzweig Of MML Investors Services, LLC Has 2 Customer Complaints For Alleged Broker Misconduct Zvi Rosenzweig Customer Complaints Zvi Rosenzweig has been the subject of 2 customer complaints that we know about to recover investment losses. Both customer complaints were denied and, to date, the investors have not taken any further action. Allegations Against Zvi Rosenzweig A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Zvi Rosenzweig Red Flags & Your Rights As An Investor Of course, Zvi Rosenzweig did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Zvi Rosenzweig at MML Investors Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Zvi Rosenzweig has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at MML Investors Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At MML Investors Services, LLC Due To Zvi Rosenzweig If you have questions about MML Investors Services, LLC and/or Zvi Rosenzweig and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Aug 11, 2023

Zachary Bloemen of Hornor, Townsend & Kent, LLC

DID ZACHARY RYAN BLOEMEN CAUSE YOU INVESTMENT LOSSES? Zachary Bloemen Of Hornor, Townsend & Kent, LLC And Formerly With Northwestern Mutual Investment Services, LLC Has A Customer Complaint For Alleged Broker Misconduct Zachary Bloemen Customer Complaint Zachary Bloemen has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for failure to execute clients’ orders. Northwestern Mutual Investment Services settled the customer complaint in favor of the investor. Zachary Bloemen Red Flags & Your Rights As An Investor Of course, Zachary Bloemen did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Zachary Bloemen at Hornor, Townsend & Kent, LLC and Northwestern Mutual Investment Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Zachary Bloemen has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Hornor, Townsend & Kent, LLC and Northwestern Mutual Investment Services, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Hornor, Townsend & Kent, LLC Due To Zachary Bloemen If you have questions about Hornor, Townsend & Kent, LLC, Northwestern Mutual Investment Services, LLC and/or Zachary Bloemen and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Aug 11, 2023

Zhong Zhao of Morgan Stanley

Zhong Zhao Of Morgan Stanley Has A Customer Complaint For Alleged Broker Misconduct Zhong Zhao Of Morgan Stanley Has A Customer Complaint For Alleged Broker Misconduct Zhong Zhao Customer Complaint Zhong Zhao has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were customer’s instructions to sell her target stock were not followed. Morgan Stanley denied the customer complaint and, to date, the investor has not taken any further action. Zhong Zhao Red Flags & Your Rights As An Investor Of course, Zhong Zhao did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Zhong Zhao at Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Zhong Zhao has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Morgan Stanley Due To Zhong Zhao If you have questions about Morgan Stanley and/or Zhong Zhao and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Aug 11, 2023

Zachary Roberts of J.P. Morgan Securities LLC

DID ZACHARY LYLE ROBERTS CAUSE YOU INVESTMENT LOSSES? Zachary Roberts Of J.P. Morgan Securities LLC And Formerly With Morgan Stanley Has A Customer Complaint For Alleged Broker Misconduct Zachary Roberts Customer Complaint Zachary Roberts has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for poor recommendations and advice regarding the managed account investment. J.P. Morgan Securities denied the customer complaint and, to date, the investor has not taken any further action. Zachary Roberts Red Flags & Your Rights As An Investor Of course, Zachary Roberts did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Zachary Roberts at J.P. Morgan Securities LLC and Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Zachary Roberts has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at J.P. Morgan Securities LLC and Morgan Stanley also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At J.P. Morgan Securities LLC Due To Zachary Roberts If you have questions about J.P. Morgan Securities LLC, Morgan Stanley and/or Zachary Roberts and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Aug 11, 2023

Zachary Hansen formerly with UBS Financial Services Inc.

DID ZACHARY HANSEN CAUSE YOU INVESTMENT LOSSES? Zachary Hansen Formerly With UBS Financial Services Inc. Has 2 Customer Complaints For Alleged Broker Misconduct Zachary Hansen Customer Complaints Zachary Hansen has been the subject of 2 customer complaints that we know about to recover investment losses. Both customer complaints was settled by UBS Financial Services in favor of the investors. Allegations Against Zachary Hansen A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Zachary Hansen Red Flags & Your Rights As An Investor Of course, Zachary Hansen did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Zachary Hansen at UBS Financial Services Inc. on alert to review carefully the activity and performance of their accounts and question whether Zachary Hansen has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at UBS Financial Services Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At UBS Financial Services Inc. Due To Zachary Hansen If you have questions about UBS Financial Services Inc. and/or Zachary Hansen and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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