Aug 11, 2023

Yuemei Sun of Pruco Securities, LLC

DID YUEMEI SUN CAUSE YOU INVESTMENT LOSSES? Yuemei Sun Of Pruco Securities, LLC Has 2 Customer Complaints For Alleged Broker Misconduct Yuemei Sun Customer Complaints Yuemei Sun has been the subject of 2 customer complaints that we know about to recover investment losses. Both customer complaints were denied by Pruco Securities and, to date, no further action has been taken by the investors. Allegations Against Yuemei Sun A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Yuemei Sun Red Flags & Your Rights As An Investor Of course, Yuemei Sun did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Yuemei Sun at Pruco Securities, LLC on alert to review carefully the activity and performance of their accounts and question whether Yuemei Sun has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Pruco Securities, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Pruco Securities, LLC Due To Yuemei Sun If you have questions about Pruco Securities, LLC and/or Yuemei Sun and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Aug 10, 2023

Yuda Jiang of MML Investors Services, LLC

DID YUDA JIANG CAUSE YOU INVESTMENT LOSSES? Yuda Jiang Of MML Investors Services, LLC Has 2 Customer Complaints For Alleged Broker Misconduct Yuda Jiang Customer Complaints Yuda Jiang has been the subject of 2 customer complaints that we know about to recover investment losses. Both customer complaints were denied by the advisors employer and to date, no further action has been taken. Allegations Against Yuda Jiang A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Yuda Jiang Red Flags & Your Rights As An Investor Of course, Yuda Jiang did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Yuda Jiang at MML Investors Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Yuda Jiang has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at MML Investors Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At MML Investors Services, LLC Due To Yuda Jiang If you have questions about MML Investors Services, LLC and/or Yuda Jiang and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Aug 10, 2023

Yousuf Saljooki formerly with Worden Capital Management LLC

DID YOUSUF SALJOOKI CAUSE YOU INVESTMENT LOSSES? Yousuf Saljooki Formerly With Worden Capital Management LLC and SW Financial Has 11 Customer Complaints For Alleged Broker Misconduct Yousuf Saljooki Customer Complaints Yousuf Saljookihas been the subject of 11 customer complaints that we know about to recover investment losses. Six of the customer complaints resulted in FINRA arbitration proceedings in which arbitration awards were entered against SW Financial for the advisors alleged misconduct. Two of the customer disputes were settled in favor of the investors. One customer complaint was denied and no further action was taken. There are currently 2 pending arbitration proceedings filed against Worden Capital Management for Yousuf Saljooki’s alleged misconduct. Allegations Against Yousuf Saljooki A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Yousuf Saljooki Red Flags & Your Rights As An Investor Of course, Yousuf Saljooki did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Yousuf Saljooki at Worden Capital Management LLC and SW Financial on alert to review carefully the activity and performance of their accounts and question whether Yousuf Saljooki has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Worden Capital Management LLC and SW Financial also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Worden Capital Management LLC Due To Yousuf Saljooki If you have questions about Worden Capital Management LLC, SW Financial and/or Yousuf Saljooki and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Aug 10, 2023

Yidan Zheng of Allied Millennial Partners, LLC

DID YIDAN ZHENG CAUSE YOU INVESTMENT LOSSES? Yidan Zheng Of Allied Millennial Partners, LLC Has A Customer Complaint For Alleged Broker Misconduct Yidan Zheng Customer Complaint Yidan Zheng has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for unauthorized trading in client’s account. Allied Millennial Partners settled the customer dispute in favor of the investor. Yidan Zheng Red Flags & Your Rights As An Investor Of course, Yidan Zheng did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Yidan Zheng at Allied Millennial Partners, LLC on alert to review carefully the activity and performance of their accounts and question whether Yidan Zheng has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Allied Millennial Partners, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Allied Millennial Partners, LLC Due To Yidan Zheng If you have questions about Allied Millennial Partners, LLC and/or Yidan Zheng and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Aug 10, 2023

Yale Jaffe formerly with TD Ameritrade, Inc.

DID YALE ROBIN JAFFE CAUSE YOU INVESTMENT LOSSES? Yale Jaffe Formerly With TD Ameritrade, Inc. and Scottrade, Inc. Has A Customer Complaint For Alleged Broker Misconduct Yale Jaffe Customer Complaint Yale Jaffe has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the unauthorized liquidation of annuities in client’s account. TD Ameritrade settled the customer dispute in favor the investor. Yale Jaffe Red Flags & Your Rights As An Investor Of course, Yale Jaffe did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Yale Jaffe at TD Ameritrade, Inc. and Scottrade, Inc. on alert to review carefully the activity and performance of their accounts and question whether Yale Jaffe has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at TD Ameritrade, Inc. and Scottrade, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At TD Ameritrade, Inc. Due To Yale Jaffe If you have questions about TD Ameritrade, Inc., Scottrade, Inc. and/or Yale Jaffe and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Aug 10, 2023

Xerxes Nabong of United Planners’ Financial Services of America A Limited Partner

DID XERXES LAWINGCO NABONG CAUSE YOU INVESTMENT LOSSES? Xerxes Nabong Of United Planners’ Financial Services of America A Limited Partner Has A Customer Complaint For Alleged Broker Misconduct Xerxes Nabong Customer Complaint Xerxes Nabong has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for overconcentration of client’s accounts in alternative investments. Sagepoint Financial settled the customer dispute in favor of the investor. Xerxes Nabong Red Flags & Your Rights As An Investor Of course, Xerxes Nabong did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Xerxes Nabong at United Planners’ Financial Services of America A Limited Partner on alert to review carefully the activity and performance of their accounts and question whether Xerxes Nabong has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at United Planners’ Financial Services of America A Limited Partner also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At United Planners’ Financial Services of America A Limited Partner Due To Xerxes Nabong If you have questions about United Planners’ Financial Services of America A Limited Partner and/or Xerxes Nabong and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Aug 10, 2023

Xavier Aguayo Diaz of UBS Financial Services Inc.

DID XAVIER A. AGUAYO DIAZ CAUSE YOU INVESTMENT LOSSES? Xavier Aguayo Diaz Of UBS Financial Services Inc. Has 9 Customer Complaints For Alleged Broker Misconduct Xavier Aguayo Diaz Customer Complaints Xavier Aguayo Diaz has been the subject of 9 customer complaints that we know about to recover investment losses. Six of the customer complaints were settled by UBS Financial Services in favor of the investors. The other that 3 customer complaints were denied and, to date, no further action has been taken. Allegations Against Xavier Aguayo Diaz A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses all relate to the offer and sale of Puerto Rico municipal bonds in Puerto Rico closed-end bond funds. The allegations are generally misrepresentations, unsuitable investment recommendations, overconcentration and excessive leverage. Xavier Aguayo Diaz Red Flags & Your Rights As An Investor Of course, Xavier Aguayo Diaz did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Xavier Aguayo Diaz at UBS Financial Services Inc. on alert to review carefully the activity and performance of their accounts and question whether Xavier Aguayo Diaz has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at UBS Financial Services Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At UBS Financial Services Inc. Due To Xavier Aguayo Diaz If you have questions about UBS Financial Services Inc. and/or Xavier Aguayo Diaz and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Aug 9, 2023

Woodford Mooers, Jr. of Rosenblatt Securities Inc.

DID WOODFORD JAMES MOOERS JR CAUSE YOU INVESTMENT LOSSES? Woodford Mooers, Jr. Of Rosenblatt Securities Inc. And Formerly With Morgan Stanley Has A Customer Complaint For Alleged Broker Misconduct Woodford Mooers, Jr. Customer Complaint Woodford Mooers, Jr. has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for misrepresentation of purchase of fixed income annuity. The customer complaint was denied by Morgan Stanley and no further action has been taken to date. Woodford Mooers, Jr. Red Flags & Your Rights As An Investor Of course, Woodford Mooers, Jr. did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Woodford Mooers, Jr. at Rosenblatt Securities Inc. and Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Woodford Mooers, Jr. has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Rosenblatt Securities Inc. and Morgan Stanley also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Rosenblatt Securities Inc. Due To Woodford Mooers, Jr. If you have questions about Rosenblatt Securities Inc., Morgan Stanley and/or Woodford Mooers, Jr. and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Aug 9, 2023

Winsome Goodale of MML Investors Services, LLC

DID WINSOME ELAINE GOODALE CAUSE YOU INVESTMENT LOSSES? Winsome Goodale Of MML Investors Services, LLC Has 3 Customer Complaints For Alleged Broker Misconduct Winsome Goodale Customer Complaints Winsome Goodale has been the subject of 3 customer complaints that we know about to recover investment losses. Two of the customer complaints were settled by MetLife in favor the investors. One customer complaint was denied and no further action was taken. Allegations Against Winsome Goodale A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Winsome Goodale Red Flags & Your Rights As An Investor Of course, Winsome Goodale did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Winsome Goodale at MML Investors Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Winsome Goodale has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at MML Investors Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At MML Investors Services, LLC Due To Winsome Goodale If you have questions about MML Investors Services, LLC and/or Winsome Goodale and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Aug 9, 2023

Williams Butcher of Independent Financial Group, LLC

DID WILLIAMS KEEN BUTCHER CAUSE YOU INVESTMENT LOSSES? Williams Butcher Of Independent Financial Group, LLC And Formerly With International Assets Advisory, LLC Has 2 Customer Complaints For Alleged Broker Misconduct Williams Butcher Customer Complaints Williams Butcher has been the subject of 2 customer complaints that we know about to recover investment losses. One customer complaint was settled by International Assets Advisory in favor of the investor.  The brokerage firm recently denied the other customer complaint and, to date, no further action has been taken. Allegations Against Williams Butcher A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Williams Butcher Red Flags & Your Rights As An Investor Of course, Williams Butcher did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Williams Butcher at Independent Financial Group, LLC and International Assets Advisory, LLC on alert to review carefully the activity and performance of their accounts and question whether Williams Butcher has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Independent Financial Group, LLC and International Assets Advisory, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Independent Financial Group, LLC Due To Williams Butcher If you have questions about Independent Financial Group, LLC, International Assets Advisory, LLC and/or Williams Butcher and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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