Aug 9, 2023

William Huthnance of UBS Financial Services Inc.

DID WILLIAM WORD HUTHNANCE CAUSE YOU INVESTMENT LOSSES? William Huthnance Of UBS Financial Services Inc. Has 6 Customer Complaints For Alleged Broker Misconduct William Huthnance Customer Complaints William Huthnance has been the subject of 6 customer complaints that we know about to recover investment losses. Two of the customer’s disputes were settled by UBS Financial Services in favor the investors.  One customer complaint was denied and no further action was taken. There are still 3 pending FINRA arbitration proceedings against UBS Financial Services for the advisor’s alleged misconduct. Allegations Against William Huthnance A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: William Huthnance Red Flags & Your Rights As An Investor Of course, William Huthnance did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of William Huthnance at UBS Financial Services Inc. on alert to review carefully the activity and performance of their accounts and question whether William Huthnance has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at UBS Financial Services Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At UBS Financial Services Inc. Due To William Huthnance If you have questions about UBS Financial Services Inc. and/or William Huthnance and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Aug 9, 2023

William Harris formerly with Sigma Financial Corporation

DID WILLIAM V HARRIS CAUSE YOU INVESTMENT LOSSES? William Harris Formerly With Sigma Financial Corporation and WFG Investments, Inc. Has A Customer Complaint For Alleged Broker Misconduct William Harris Customer Complaint William Harris has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for negligence, breach of fiduciary duty, and misrepresentation of real estate investments. William Harris Red Flags & Your Rights As An Investor Of course, William Harris did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of William Harris at Sigma Financial Corporation and WFG Investments, Inc. on alert to review carefully the activity and performance of their accounts and question whether William Harris has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Sigma Financial Corporation and WFG Investments, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Sigma Financial Corporation Due To William Harris If you have questions about Sigma Financial Corporation, WFG Investments, Inc. and/or William Harris and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Aug 8, 2023

William Young of Kingswood Capital Partners, LLC

DID WILLIAM ROBERT YOUNG CAUSE YOU INVESTMENT LOSSES? William Young Of Kingswood Capital Partners, LLC And Formerly With Niagara International Capital Limited and H. Beck, Inc. Has 3 Customer Complaints For Alleged Broker Misconduct William Young Customer Complaints William Young has been the subject of 3 customer complaints that we know about to recover investment losses. Two of the customer complaints were settled by H. Beck in favor of the investors. The brokerage firm denied the other customer complaint and no further action was taken to date. Allegations Against William Young A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: William Young Red Flags & Your Rights As An Investor Of course, William Young did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of William Young at Kingswood Capital Partners, LLC, Niagara International Capital Limited and H. Beck, Inc. on alert to review carefully the activity and performance of their accounts and question whether William Young has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Kingswood Capital Partners, LLC, Niagara International Capital Limited and H. Beck, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Kingswood Capital Partners, LLC Due To William Young If you have questions about Kingswood Capital Partners, LLC, Niagara International Capital Limited, H. Beck, Inc. and/or William Young and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Aug 8, 2023

William Slepcevich of Woodbury Financial Services, Inc.

DID WILLIAM ROBERT SLEPCEVICH CAUSE YOU INVESTMENT LOSSES? William Slepcevich Of Woodbury Financial Services, Inc. And Formerly With Questar Capital Corporation Has 2 Customer Complaints For Alleged Broker Misconduct William Slepcevich Customer Complaints William Slepcevich has been the subject of 2 customer complaints that we know about to recover investment losses. Both customer complaints were settled by William Slepcevich’s former employers in favor of the investors. Allegations Against William Slepcevich A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: William Slepcevich Red Flags & Your Rights As An Investor Of course, William Slepcevich did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of William Slepcevich at Woodbury Financial Services, Inc. and Questar Capital Corporation on alert to review carefully the activity and performance of their accounts and question whether William Slepcevich has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Woodbury Financial Services, Inc. and Questar Capital Corporation also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Woodbury Financial Services, Inc. Due To William Slepcevich If you have questions about Woodbury Financial Services, Inc., Questar Capital Corporation and/or William Slepcevich and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Aug 8, 2023

William Gese of Kestra Investment Services, LLC

DID WILLIAM ROBERT GESE CAUSE YOU INVESTMENT LOSSES? William Gese Of Kestra Investment Services, LLC Has A Customer Complaint For Alleged Broker Misconduct William Gese Customer Complaint William Gese has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were failure to disclose risks associated with investment. Kestra Investment Services denied the customer complaint and no further action was taken. William Gese Red Flags & Your Rights As An Investor Of course, William Gese did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of William Gese at Kestra Investment Services, LLC on alert to review carefully the activity and performance of their accounts and question whether William Gese has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Kestra Investment Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Kestra Investment Services, LLC Due To William Gese If you have questions about Kestra Investment Services, LLC and/or William Gese and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Aug 8, 2023

William Munday formerly with Robert W. Baird & Co. Incorporated

DID WILLIAM PORTER MUNDAY CAUSE YOU INVESTMENT LOSSES? William Munday Formerly With Robert W. Baird & Co. Incorporated and J.J.B. Hilliard, W.L. Lyons, LLC Has A Customer Complaint For Alleged Broker Misconduct William Munday Customer Complaint William Munday has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for incorrect advice relating to expenditures from an estate account. J.J.B. Hilliard, W.L. Lyons, LLC settled the customer dispute in favor of the customer. William Munday Red Flags & Your Rights As An Investor Of course, William Munday did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of William Munday at Robert W. Baird & Co. Incorporated and J.J.B. Hilliard, W.L. Lyons, LLC on alert to review carefully the activity and performance of their accounts and question whether William Munday has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Robert W. Baird & Co. Incorporated and J.J.B. Hilliard, W.L. Lyons, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Robert W. Baird & Co. Incorporated Due To William Munday If you have questions about Robert W. Baird & Co. Incorporated, J.J.B. Hilliard, W.L. Lyons, LLC and/or William Munday and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Aug 8, 2023

William Faivus of World Equity Group, Inc.

DID WILLIAM PHILLIP FAIVUS CAUSE YOU INVESTMENT LOSSES? William Faivus Of World Equity Group, Inc. Has A Customer Complaint For Alleged Broker Misconduct William Faivus Customer Complaint William Faivus has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for unsuitable investments and REITs. The customer complaint was settled by World Equity Group in favor the investor. William Faivus Red Flags & Your Rights As An Investor Of course, William Faivus did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of William Faivus at World Equity Group, Inc. on alert to review carefully the activity and performance of their accounts and question whether William Faivus has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at World Equity Group, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At World Equity Group, Inc. Due To William Faivus If you have questions about World Equity Group, Inc. and/or William Faivus and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Aug 8, 2023

William Athas formerly with SW Financial

DID WILLIAM NICHOLAS ATHAS CAUSE YOU INVESTMENT LOSSES? William Athas Formerly With SW Financial and Worden Capital Management LLC Has 9 Customer Complaints For Alleged Broker Misconduct William Athas Customer Complaints William Athas has been the subject of 9 customer complaints that we know about to recover investment losses. Six of the customer complaints were settled by William Athas’ former employers KC Ward Financial or Liberty Partners Financial Services in favor of the investors. Two of the customer complaints were denied and no further action was taken. There is currently one FINRA arbitration proceeding pending against Worden Capital Management for William Athas’ alleged misconduct. Allegations Against William Athas A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: William Athas Red Flags & Your Rights As An Investor Of course, William Athas did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of William Athas at SW Financial and Worden Capital Management LLC on alert to review carefully the activity and performance of their accounts and question whether William Athas has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at SW Financial and Worden Capital Management LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At SW Financial Due To William Athas If you have questions about SW Financial, Worden Capital Management LLC and/or William Athas and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Aug 7, 2023

William Kaiser of Kestra Investment Services, LLC

DID WILLIAM MARTIN KAISER CAUSE YOU INVESTMENT LOSSES? William Kaiser Of Kestra Investment Services, LLC Has 2 Customer Complaints For Alleged Broker Misconduct William Kaiser Customer Complaints William Kaiser has been the subject of 2 customer complaints that we know about to recover investment losses. One customer complaint was settled in favor of the investor. The other customer complaint was recently denied by Kestra Investment Services and, to date, no further action has been taken. Allegations Against William Kaiser A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: William Kaiser Red Flags & Your Rights As An Investor Of course, William Kaiser did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of William Kaiser at Kestra Investment Services, LLC on alert to review carefully the activity and performance of their accounts and question whether William Kaiser has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Kestra Investment Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Kestra Investment Services, LLC Due To William Kaiser If you have questions about Kestra Investment Services, LLC and/or William Kaiser and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Aug 7, 2023

William Heiden formerly with Wedbush Securities Inc.

DID WILLIAM MARK HEIDEN CAUSE YOU INVESTMENT LOSSES? William Heiden Formerly With Wedbush Securities Inc. Has 18 Customer Complaints For Alleged Broker Misconduct William Heiden Customer Complaints William Heiden has been the subject of 18 customer complaints that we know about to recover investment losses. Seventeen of the customer complaints were settled in favor of the investors. The brokerage firm only denied one of the customer complaints and no further action was taken. Allegations Against William Heiden A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: William Heiden Red Flags & Your Rights As An Investor Of course, William Heiden did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of William Heiden at Wedbush Securities Inc. on alert to review carefully the activity and performance of their accounts and question whether William Heiden has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wedbush Securities Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Wedbush Securities Inc. Due To William Heiden If you have questions about Wedbush Securities Inc. and/or William Heiden and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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