Jul 19, 2023

Thomas Moran of Citigroup Global Markets Inc.

DID THOMAS EDWIN MORAN CAUSE YOU INVESTMENT LOSSES? Thomas Moran Of Citigroup Global Markets Inc. Has 5 Customer Complaints For Alleged Broker Misconduct Thomas Moran Customer Complaints Thomas Moran has been the subject of 5 customer complaints that we know about to recover investment losses. One customer complaint was settled by Gruntal & Co. in favor of the investor. Thomas Moran’s current and former employers denied the other four complaints and, to date, the customers have not taken any further action. Allegations Against Thomas Moran A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Thomas Moran Red Flags & Your Rights As An Investor Of course, Thomas Moran did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Thomas Moran at Citigroup Global Markets Inc. on alert to review carefully the activity and performance of their accounts and question whether Thomas Moran has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Citigroup Global Markets Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Citigroup Global Markets Inc. Due To Thomas Moran If you have questions about Citigroup Global Markets Inc. and/or Thomas Moran and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jul 19, 2023

Thomas Kelly, Jr. of Aegis Capital Corp.

DID THOMAS EDISON KELLY JR CAUSE YOU INVESTMENT LOSSES? Thomas Kelly, Jr. Of Aegis Capital Corp. And Formerly With National Securities Corporation Has 19 Customer Complaints For Alleged Broker Misconduct Thomas Kelly, Jr. Customer Complaints Thomas Kelly, Jr. has been the subject of 19 customer complaints that we know about to recover investment losses. Twelve of the customer complaints were settled by Thomas Kelly’s employers in favor of the investors. Four customer complaints were denied by National Securities Corp. and First Republic Group and the customers took no further action. There are 3 arbitration proceedings still pending against Thomas Kelly’s current and former employers for his alleged misconduct. Allegations Against Thomas Kelly, Jr. A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Thomas Kelly, Jr. Red Flags & Your Rights As An Investor Of course, Thomas Kelly, Jr. did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Thomas Kelly, Jr. at Aegis Capital Corp. and National Securities Corporation on alert to review carefully the activity and performance of their accounts and question whether Thomas Kelly, Jr. has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Aegis Capital Corp. and National Securities Corporation also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Aegis Capital Corp. Due To Thomas Kelly, Jr. If you have questions about Aegis Capital Corp., National Securities Corporation and/or Thomas Kelly, Jr. and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jul 18, 2023

Thomas Borich of Edward Jones

DID THOMAS BRYAN BORICH CAUSE YOU INVESTMENT LOSSES? Thomas Borich Of Edward Jones Has A Customer Complaint For Alleged Broker Misconduct Thomas Borich Customer Complaint Thomas Borich has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were failure to disclose commissions related to an investment along with poor recommendations and poor advice. Edward Jones settled the customer complaint in favor of the investor. Thomas Borich Red Flags & Your Rights As An Investor Of course, Thomas Borich did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Thomas Borich at Edward Jones on alert to review carefully the activity and performance of their accounts and question whether Thomas Borich has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Edward Jones also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Edward Jones Due To Thomas Borich If you have questions about Edward Jones and/or Thomas Borich and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jul 18, 2023

Thomas Swan of Western International Securities, Inc.

DID THOMAS BRIAN SWAN CAUSE YOU INVESTMENT LOSSES? Thomas Swan Of Western International Securities, Inc. Has 4 Customer Complaints For Alleged Broker Misconduct Thomas Swan Customer Complaints Thomas Swan has been the subject of 4 customer complaints that we know about to recover investment losses. One customer complaint was settled in favor of the investor. Another customer complaint was denied by Thomas Swan’s former employer and the customer took no further action. There are currently 2 arbitration proceedings pending against Western International Securities for Thomas Swan’s alleged misconduct. Allegations Against Thomas Kieffer A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Thomas Swan Red Flags & Your Rights As An Investor Of course, Thomas Swan did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Thomas Swan at Western International Securities, Inc. on alert to review carefully the activity and performance of their accounts and question whether Thomas Swan has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Western International Securities, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Western International Securities, Inc. Due To Thomas Swan If you have questions about Western International Securities, Inc. and/or Thomas Swan and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jul 18, 2023

Thomas Kieffer formerly with Ceros Financial Services, Inc.

DID THOMAS ANTHONY KIEFFER CAUSE YOU INVESTMENT LOSSES? Thomas Kieffer Formerly With Ceros Financial Services, Inc. Has 3 Customer Complaints For Alleged Broker Misconduct Thomas Kieffer Customer Complaints Thomas Kieffer has been the subject of 3 customer complaints that we know about to recover investment losses. All three customer complaints were settled in favor of the investors. Allegations Against Thomas Kieffer A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Thomas Kieffer Red Flags & Your Rights As An Investor Of course, Thomas Kieffer did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Thomas Kieffer at Ceros Financial Services, Inc. on alert to review carefully the activity and performance of their accounts and question whether Thomas Kieffer has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Ceros Financial Services, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Ceros Financial Services, Inc. Due To Thomas Kieffer If you have questions about Ceros Financial Services, Inc. and/or Thomas Kieffer and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jul 18, 2023

Theodore Rich of D.A. Davidson & Co.

DID THEODORE NELSON RICH CAUSE YOU INVESTMENT LOSSES? Theodore Rich Of D.A. Davidson & Co. And Formerly With Wells Fargo Clearing Services, LLC Has 2 Customer Complaints For Alleged Broker Misconduct Theodore Rich Customer Complaints Theodore Rich has been the subject of 2 customer complaints that we know about to recover investment losses. One customer complaint was denied by Wells Fargo Investments and the customer took no further action. The 2nd customer complaint is still pending in a FINRA arbitration proceeding. Allegations Against Theodore Rich A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Theodore Rich Red Flags & Your Rights As An Investor Of course, Theodore Rich did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Theodore Rich at D.A. Davidson & Co. and Wells Fargo Clearing Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Theodore Rich has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at D.A. Davidson & Co. and Wells Fargo Clearing Services, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At D.A. Davidson & Co. Due To Theodore Rich If you have questions about D.A. Davidson & Co., Wells Fargo Clearing Services, LLC and/or Theodore Rich and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jul 18, 2023

Theodore Nebel formerly with Commonwealth Financial Network

DID THEODORE HOWARD NEBEL CAUSE YOU INVESTMENT LOSSES? Theodore Nebel Formerly With Commonwealth Financial Network Has A Customer Complaint For Alleged Broker Misconduct Theodore Nebel Customer Complaint Theodore Nebel has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were failure to follow customer’s instructions to exit stock market positions in the account. Commonwealth Financial Network denied the customer complaint and, to date, the customer has not taken any further action. Theodore Nebel Red Flags & Your Rights As An Investor Of course, Theodore Nebel did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Theodore Nebel at Commonwealth Financial Network on alert to review carefully the activity and performance of their accounts and question whether Theodore Nebel has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Commonwealth Financial Network also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Commonwealth Financial Network Due To Theodore Nebel If you have questions about Commonwealth Financial Network and/or Theodore Nebel and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jul 17, 2023

Theodore Jackson of Ameriprise Financial Services, LLC

DID THEODORE CHARLES JACKSON CAUSE YOU INVESTMENT LOSSES? Theodore Jackson Of Ameriprise Financial Services, LLC Has 2 Customer Complaints For Alleged Broker Misconduct Theodore Jackson Customer Complaints Theodore Jackson has been the subject of 2 customer complaints that we know about to recover investment losses. Both customer complaints were settled by Ameriprise Financial Services and its predecessor American Express Financial Advisors in favor of the investors. Allegations Against Theodore Jackson A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Theodore Jackson Red Flags & Your Rights As An Investor Of course, Theodore Jackson did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Theodore Jackson at Ameriprise Financial Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Theodore Jackson has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Ameriprise Financial Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Ameriprise Financial Services, LLC Due To Theodore Jackson If you have questions about Ameriprise Financial Services, LLC and/or Theodore Jackson and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jul 17, 2023

Terry Cutrer of Edward Jones

DID TERRY LOUIS CUTRER CAUSE YOU INVESTMENT LOSSES? Terry Cutrer Of Edward Jones Has A Customer Complaint For Alleged Broker Misconduct Terry Cutrer Customer Complaint Terry Cutrer has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were misrepresentation of potential tax implications related to IRA distributions. Edward Jones settled the customer dispute in favor of the investor. Terry Cutrer Red Flags & Your Rights As An Investor Of course, Terry Cutrer did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Terry Cutrer at Edward Jones on alert to review carefully the activity and performance of their accounts and question whether Terry Cutrer has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Edward Jones also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Edward Jones Due To Terry Cutrer If you have questions about Edward Jones and/or Terry Cutrer and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jul 17, 2023

Terry Bailey of LPL Financial LLC

DID TERRY LEE BAILEY CAUSE YOU INVESTMENT LOSSES? Terry Bailey Of LPL Financial LLC Has 3 Customer Complaints For Alleged Broker Misconduct Terry Bailey Customer Complaints Terry Bailey has been the subject of 3 customer complaints that we know about to recover investment losses. One customer complaint evolved into a FINRA arbitration proceeding and an award in favor of the investor. The other customer complaint was settled by LPL Financial in favor of the investor. Wells Fargo Advisors denied another customer complaint and the customer did not pursue any action thereafter. Allegations Against Terry Bailey A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Terry Bailey Red Flags & Your Rights As An Investor Of course, Terry Bailey did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Terry Bailey at LPL Financial LLC on alert to review carefully the activity and performance of their accounts and question whether Terry Bailey has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To Terry Bailey If you have questions about LPL Financial LLC and/or Terry Bailey and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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