Jul 16, 2023

Tara Luther of Money Concepts Capital Corp

DID TARA M LUTHER CAUSE YOU INVESTMENT LOSSES? Tara Luther Of Money Concepts Capital Corp Has A Customer Complaint For Alleged Broker Misconduct Tara Luther Customer Complaint Tara Luther has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for errors in connection with the nature of an account which caused unnecessary tax liabilities and losses because the account had not been set up properly. Money Concepts denied the customer complaint and, to date, the customer has not taken any further action. Tara Luther Red Flags & Your Rights As An Investor Of course, Tara Luther did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Tara Luther at Money Concepts Capital Corp on alert to review carefully the activity and performance of their accounts and question whether Tara Luther has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Money Concepts Capital Corp also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Money Concepts Capital Corp Due To Tara Luther If you have questions about Money Concepts Capital Corp and/or Tara Luther and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jul 15, 2023

Tanya Bliss of Transamerica Investors Securities Corporation

DID TANYA LEOLA BLISS CAUSE YOU INVESTMENT LOSSES? Tanya Bliss Of Transamerica Investors Securities Corporation And Formerly With American Fidelity Securities, Inc. and ICMA-RC Services, LLC Has A Customer Complaint For Alleged Broker Misconduct Tanya Bliss Customer Complaint Tanya Bliss has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were breach of fiduciary duty, negligence, misrepresentation in relation to a business development company investment. CUSO Financial Services settled the customer complaint in favor of the investor. Tanya Bliss Red Flags & Your Rights As An Investor Of course, Tanya Bliss did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Tanya Bliss at Transamerica Investors Securities Corporation, American Fidelity Securities, Inc. and ICMA-RC Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Tanya Bliss has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Transamerica Investors Securities Corporation, American Fidelity Securities, Inc. and ICMA-RC Services, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Transamerica Investors Securities Corporation Due To Tanya Bliss If you have questions about Transamerica Investors Securities Corporation, American Fidelity Securities, Inc., ICMA-RC Services, LLC and/or Tanya Bliss and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jul 15, 2023

Tamber Proctor formerly with Securities America, Inc.

DID TAMBER KING PROCTOR CAUSE YOU INVESTMENT LOSSES? Tamber Proctor Formerly With Securities America, Inc. and LPL Financial LLC Has 2 Customer Complaints For Alleged Broker Misconduct Tamber Proctor Customer Complaints Tamber Proctor has been the subject of 2 customer complaints that we know about to recover investment losses. Both customer complaints were settled by LPL Financial in favor of the investors. Allegations Against Tamber Proctor A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Tamber Proctor Red Flags & Your Rights As An Investor Of course, Tamber Proctor did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Tamber Proctor at Securities America, Inc. and LPL Financial LLC on alert to review carefully the activity and performance of their accounts and question whether Tamber Proctor has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Securities America, Inc. and LPL Financial LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Securities America, Inc. Due To Tamber Proctor If you have questions about Securities America, Inc., LPL Financial LLC and/or Tamber Proctor and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jul 15, 2023

Tad Binkley formerly with Transamerica Financial Advisors, Inc.

DID TAD JOSEF BINKLEY CAUSE YOU INVESTMENT LOSSES? Tad Binkley Formerly With Transamerica Financial Advisors, Inc. Has A Customer Complaint For Alleged Broker Misconduct Tad Binkley Customer Complaint Tad Binkley has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were recommended products were unsuitable for customer’s needs and objectives. Transamerica Financial Advisors settled the customer dispute for the full amount demanded. Tad Binkley Red Flags & Your Rights As An Investor Of course, Tad Binkley did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Tad Binkley at Transamerica Financial Advisors, Inc. on alert to review carefully the activity and performance of their accounts and question whether Tad Binkley has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Transamerica Financial Advisors, Inc .also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Transamerica Financial Advisors, Inc. Due To Tad Binkley If you have questions about Transamerica Financial Advisors, Inc. and/or Tad Binkley and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jul 15, 2023

Svetlana Arzhelik of Citigroup Global Markets Inc.

DID SVETLANA ARZHELIK CAUSE YOU INVESTMENT LOSSES? Svetlana Arzhelik Of Citigroup Global Markets Inc. Has 2 Customer Complaints For Alleged Broker Misconduct Svetlana Arzhelik Customer Complaints Svetlana Arzhelik has been the subject of 2 customer complaints that we know about to recover investment losses. Both customer complaints were settled by Citigroup Global Markets in favor of the investors. Allegations Against Svetlana Arzhelik A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Svetlana Arzhelik Red Flags & Your Rights As An Investor Of course, Svetlana Arzhelik did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Svetlana Arzhelik at Citigroup Global Markets Inc. on alert to review carefully the activity and performance of their accounts and question whether Svetlana Arzhelik has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Citigroup Global Markets Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Citigroup Global Markets Inc. Due To Svetlana Arzhelik If you have questions about Citigroup Global Markets Inc. and/or Svetlana Arzhelik and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jul 15, 2023

Susan Naylor of Merrill Lynch, Pierce, Fenner & Smith Incorporated

DID SUSAN LYN NAYLOR CAUSE YOU INVESTMENT LOSSES? Susan Naylor Of Merrill Lynch, Pierce, Fenner & Smith Incorporated Has A Customer Complaint For Alleged Broker Misconduct Susan Naylor Customer Complaint Susan Naylor has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were misrepresentation and evaluation of an annuity. Merrill Lynch Pierce Fenner and Smith settled the customer dispute in favor of the investor. Susan Naylor Red Flags & Your Rights As An Investor Of course, Susan Naylor did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Susan Naylor at Merrill Lynch, Pierce, Fenner & Smith Incorporated on alert to review carefully the activity and performance of their accounts and question whether Susan Naylor has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Merrill Lynch, Pierce, Fenner & Smith Incorporated also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Merrill Lynch, Pierce, Fenner & Smith Incorporated Due To Susan Naylor If you have questions about Merrill Lynch, Pierce, Fenner & Smith Incorporated and/or Susan Naylor and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jul 15, 2023

Susan Ezekiel formerly with Stifel, Nicolaus & Company, Incorporated

DID SUSAN HECHT EZEKIEL CAUSE YOU INVESTMENT LOSSES? Susan Ezekiel Formerly With Stifel, Nicolaus & Company, Incorporated and Fortune Financial Services, Inc. Has 2 Customer Complaints For Alleged Broker Misconduct Susan Ezekiel Customer Complaints Susan Ezekiel has been the subject of 2 customer complaints that we know about to recover investment losses. One customer complaint evolved into a FINRA arbitration proceeding and then an award against the advisor and her employer. The other customer complaint was settled by SunTrust Investment Services in favor of the investor. Allegations Against Susan Ezekiel A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Susan Ezekiel Red Flags & Your Rights As An Investor Of course, Susan Ezekiel did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Susan Ezekiel at Stifel, Nicolaus & Company, Incorporated and Fortune Financial Services, Inc. on alert to review carefully the activity and performance of their accounts and question whether Susan Ezekiel has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Stifel, Nicolaus & Company, Incorporated and Fortune Financial Services, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Stifel, Nicolaus & Company, Incorporated Due To Susan Ezekiel If you have questions about Stifel, Nicolaus & Company, Incorporated, Fortune Financial Services, Inc. and/or Susan Ezekiel and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jul 14, 2023

Sudesh Jain of MML Investors Services, LLC

DID SUDESH KUMAR JAIN CAUSE YOU INVESTMENT LOSSES? Sudesh Jain Of MML Investors Services, LLC And Formerly With NYLife Securities LLC Has 7 Customer Complaints For Alleged Broker Misconduct Sudesh Jain Customer Complaints Sudesh Jain has been the subject of 7 customer complaints that we know about to recover investment losses. Five of the customer complaints were settled by NYLIFE Securities in favor of the investors. The brokerage firm denied the other customer complaints and, to date, the customers have not taken any further action. Allegations Against Sudesh Jain A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Sudesh Jain Red Flags & Your Rights As An Investor Of course, Sudesh Jain did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Sudesh Jain at MML Investors Services, LLC and NYLife Securities LLC on alert to review carefully the activity and performance of their accounts and question whether Sudesh Jain has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at MML Investors Services, LLC and NYLife Securities LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At MML Investors Services, LLC Due To Sudesh Jain If you have questions about MML Investors Services, LLC, NYLife  Securities LLC and/or Sudesh Jain and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jul 14, 2023

Steven Westerman of UBS Financial Services Inc.

DID STEVEN WESTERMAN CAUSE YOU INVESTMENT LOSSES? Steven Westerman Of UBS Financial Services Inc. Has A Customer Complaint For Alleged Broker Misconduct Steven Westerman Customer Complaint Steven Westerman has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for failure to follow customer’s instructions to liquidate customer’s account in a timely manner. UBS Financial Services settled the customer complaint in favor the investor. Steven Westerman Red Flags & Your Rights As An Investor Of course, Steven Westerman did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Steven Westerman at UBS Financial Services Inc. on alert to review carefully the activity and performance of their accounts and question whether Steven Westerman has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at UBS Financial Services Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At UBS Financial Services Inc. Due To Steven Westerman If you have questions about UBS Financial Services Inc. and/or Steven Westerman and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jul 14, 2023

Steven Gary formerly with State Farm VP Management Corp.

DID STEVEN TODD GARY CAUSE YOU INVESTMENT LOSSES? Steven Gary Formerly With State Farm VP Management Corp. Has A Customer Complaint For Alleged Broker Misconduct Steven Gary Customer Complaint Steven Gary has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were or wrongful conduct including fraud, theft, and other misconduct. The customer complaint is currently still pending in court in Oklahoma County, Oklahoma. Steven Gary Red Flags & Your Rights As An Investor Of course, Steven Gary did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Steven Gary at State Farm VP Management Corp. on alert to review carefully the activity and performance of their accounts and question whether Steven Gary has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at State Farm VP Management Corp. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At State Farm VP Management Corp. Due To Steven Gary If you have questions about State Farm VP Management Corp. and/or Steven Gary and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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