Aug 5, 2023

William Hoffman formerly with Royal Alliance Associates, Inc.

DID WILLIAM JAMES HOFFMAN CAUSE YOU INVESTMENT LOSSES? William Hoffman Formerly With Royal Alliance Associates, Inc. Has 7 Customer Complaints For Alleged Broker Misconduct William Hoffman Customer Complaints William Hoffman has been the subject of 7 customer complaints that we know about to recover investment losses. One customer complaint was settled by Royal Alliance Associates in favor the investor. The brokerage firm denied the other 6 customer complaints and, to date, no further action has been taken by the customers. Allegations Against William Hoffman A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: William Hoffman Red Flags & Your Rights As An Investor Of course, William Hoffman did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of William Hoffman at Royal Alliance Associates, Inc. on alert to review carefully the activity and performance of their accounts and question whether William Hoffman has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Royal Alliance Associates, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Royal Alliance Associates, Inc. Due To William Hoffman If you have questions about Royal Alliance Associates, Inc. and/or William Hoffman and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Aug 5, 2023

William Orr of Pruco Securities, LLC

DID WILLIAM J ORR CAUSE YOU INVESTMENT LOSSES? William Orr Of Pruco Securities, LLC And Formerly With Edward Jones Has A Customer Complaint For Alleged Broker Misconduct William Orr Customer Complaint William Orr has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for misinformation provided about beneficiaries. Pruco Securities denied the customer complaint and no further action was taken William Orr Red Flags & Your Rights As An Investor Of course, William Orr did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of William Orr at Pruco Securities, LLC and Edward Jones on alert to review carefully the activity and performance of their accounts and question whether William Orr has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Pruco Securities, LLC and Edward Jones also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Pruco Securities, LLC Due To William Orr If you have questions about Pruco Securities, LLC, Edward Jones and/or William Orr and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Aug 5, 2023

William Platt of Purshe Kaplan Sterling Investments

DID WILLIAM HENRY PLATT CAUSE YOU INVESTMENT LOSSES? William Platt Of Purshe Kaplan Sterling Investments Has A Customer Complaint For Alleged Broker Misconduct William Platt Customer Complaint William Platt has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses are for misrepresentations in connection with the purchase of GPB Waste Management and Vida Longevity Fund. The FINRA arbitration proceeding is still pending. William Platt Red Flags & Your Rights As An Investor Of course, William Platt did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of William Platt at Purshe Kaplan Sterling Investments on alert to review carefully the activity and performance of their accounts and question whether William Platt has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Purshe Kaplan Sterling Investments also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Purshe Kaplan Sterling Investments Due To William Platt If you have questions about Purshe Kaplan Sterling Investments and/or William Platt and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Aug 5, 2023

William Hales of UBS Financial Services Inc.

DID WILLIAM HARMON HALES CAUSE YOU INVESTMENT LOSSES? William Hales Of UBS Financial Services Inc. Has A Customer Complaint For Alleged Broker Misconduct William Hales Customer Complaint William Hales has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for failure to liquidate client’s investments as instructed. UBS Financial Services settled the customer dispute in favor of the investor. William Hales Red Flags & Your Rights As An Investor Of course, William Hales did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of William Hales at UBS Financial Services Inc. on alert to review carefully the activity and performance of their accounts and question whether William Hales has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at UBS Financial Services Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At UBS Financial Services Inc. Due To William Hales If you have questions about UBS Financial Services Inc. and/or William Hales and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Aug 5, 2023

William Espy formerly with Concourse Financial Group Securities, Inc.

DID WILLIAM GRIGGS ESPY CAUSE YOU INVESTMENT LOSSES? William Espy Formerly With Concourse Financial Group Securities, Inc. Has A Customer Complaint For Alleged Broker Misconduct William Espy Customer Complaint William Espy has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for unsuitable investment recommendations of annuities, REITs, and business development companies. Pro-Equities denied the customer complaint and, to date, no further action has been taken. William Espy Red Flags & Your Rights As An Investor Of course, William Espy did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of William Espy at Concourse Financial Group Securities, Inc. on alert to review carefully the activity and performance of their accounts and question whether William Espy has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Concourse Financial Group Securities, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Concourse Financial Group Securities, Inc. Due To William Espy If you have questions about Concourse Financial Group Securities, Inc. and/or William Espy and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Aug 4, 2023

William Rugen of Lincoln Financial Advisors Corporation

DID WILLIAM F RUGEN CAUSE YOU INVESTMENT LOSSES? William Rugen Of Lincoln Financial Advisors Corporation And Formerly With Hornor, Townsend & Kent, LLC Has A Customer Complaint For Alleged Broker Misconduct William Rugen Customer Complaint William Rugen has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were that the variable annuities the client was switched after inheriting other variable annuities were not suitable. The customer complaint was denied and, to date, no further action has been taken. William Rugen Red Flags & Your Rights As An Investor Of course, William Rugen did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of William Rugen at Lincoln Financial Advisors Corporation and Hornor, Townsend & Kent, LLC on alert to review carefully the activity and performance of their accounts and question whether William Rugen has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Lincoln Financial Advisors Corporation and Hornor, Townsend & Kent, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Lincoln Financial Advisors Corporation Due To William Rugen If you have questions about Lincoln Financial Advisors Corporation, Hornor, Townsend & Kent, LLC and/or William Rugen and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Aug 4, 2023

William Keeney of Merrill Lynch, Pierce, Fenner & Smith Incorporated

DID WILLIAM F KEENEY CAUSE YOU INVESTMENT LOSSES? William Keeney Of Merrill Lynch, Pierce, Fenner & Smith Incorporated Has 3 Customer Complaints For Alleged Broker Misconduct William Keeney Customer Complaints William Keeney has been the subject of 3 customer complaints that we know about to recover investment losses. Two of the customer complaints were settled by Merrill Lynch Pierce Fenner and Smith in favor of the investors for hundreds of thousands of dollars. William Keeney’s former employer denied the other customer complaint and no further action was taken. Allegations Against William Keeney A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: William Keeney Red Flags & Your Rights As An Investor Of course, William Keeney did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of William Keeney at Merrill Lynch, Pierce, Fenner & Smith Incorporated on alert to review carefully the activity and performance of their accounts and question whether William Keeney has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Merrill Lynch, Pierce, Fenner & Smith Incorporated also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Merrill Lynch, Pierce, Fenner & Smith Incorporated Due To William Keeney If you have questions about Merrill Lynch, Pierce, Fenner & Smith Incorporated and/or William Keeney and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Aug 4, 2023

William Torriente, Jr. formerly with Comerica Securities

DID WILLIAM EDWARD TORRIENTE JR CAUSE YOU INVESTMENT LOSSES? William Torriente, Jr. Formerly With Comerica Securities Has 3 Customer Complaints For Alleged Broker Misconduct William Torriente, Jr. Customer Complaints William Torriente, Jr. has been the subject of 3 customer complaints that we know about to recover investment losses. One of the customer complaints was settled for $10 million by Comerica Securities.  The other customer complaint was denied by the brokerage firm and, to date, the customer has not taken any further action. Allegations Against William Torriente, Jr. A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: William Torriente, Jr. Red Flags & Your Rights As An Investor Of course, William Torriente, Jr. did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of William Torriente, Jr. at Comerica Securities on alert to review carefully the activity and performance of their accounts and question whether William Torriente, Jr. has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Comerica Securities also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Comerica Securities Due To William Torriente, Jr. If you have questions about Comerica Securities and/or William Torriente, Jr. and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Aug 4, 2023

William Penland, Jr. of Ameriprise Financial Services, LLC

DID WILLIAM EARL PENLAND JR CAUSE YOU INVESTMENT LOSSES? William Penland, Jr. Of Ameriprise Financial Services, LLC Has 2 Customer Complaints For Alleged Broker Misconduct William Penland, Jr. Customer Complaints William Penland, Jr. has been the subject of 2 customer complaints that we know about to recover investment losses. Both customer complaints were denied and to date, no further action has been taken. Allegations Against William Penland, Jr. A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: William Penland, Jr. Red Flags & Your Rights As An Investor Of course, William Penland, Jr. did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of William Penland, Jr. at Ameriprise Financial Services, LLC on alert to review carefully the activity and performance of their accounts and question whether William Penland, Jr. has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Ameriprise Financial Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Ameriprise Financial Services, LLC Due To William Penland, Jr. If you have questions about Ameriprise Financial Services, LLC and/or William Penland, Jr. and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Aug 3, 2023

William Franklin of MML Investors Services, LLC

DID WILLIAM DUNKLEY FRANKLIN CAUSE YOU INVESTMENT LOSSES? William Franklin Of MML Investors Services, LLC Has A Customer Complaint For Alleged Broker Misconduct William Franklin Customer Complaint William Franklin has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were a switch of annuity investment was not in the client’s best interest. William Franklin’s employer denied the customer complaint and, to date, no further action has been taken. William Franklin Red Flags & Your Rights As An Investor Of course, William Franklin did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of William Franklin at MML Investors Services, LLC on alert to review carefully the activity and performance of their accounts and question whether William Franklin has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at MML Investors Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At MML Investors Services, LLC Due To William Franklin If you have questions about  MML Investors Services, LLC and/or William Franklin and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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