Jul 25, 2023

Timothy Glaser of Fidelity Brokerage Services LLC

DID TIMOTHY MARK GLASER CAUSE YOU INVESTMENT LOSSES? Timothy Glaser Of Fidelity Brokerage Services LLC Has A Customer Complaint For Alleged Broker Misconduct Timothy Glaser Customer Complaint Timothy Glaser has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the adviser failed to follow customer’s instructions with respect to the sale of 2 positions within a managed account. Fidelity Brokerage Services settled the customer complaint in favor of the investor. Timothy Glaser Red Flags & Your Rights As An Investor Of course, Timothy Glaser did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Timothy Glaser at Fidelity Brokerage Services LLC on alert to review carefully the activity and performance of their accounts and question whether Timothy Glaser has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Fidelity Brokerage Services LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Fidelity Brokerage Services LLC Due To Timothy Glaser If you have questions about Fidelity Brokerage Services LLC and/or Timothy Glaser and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jul 25, 2023

Timothy Curran of Northwestern Mutual Investment Services, LLC

DID TIMOTHY M CURRAN CAUSE YOU INVESTMENT LOSSES? Timothy Curran Of Northwestern Mutual Investment Services, LLC Has A Customer Complaint For Alleged Broker Misconduct Timothy Curran Customer Complaint Timothy Curran has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for failure to execute transactions in customer’s account. Northwestern Mutual Investment Services denied the customer complaint and, to date, the customer has not taken any further action against the brokerage firm. Timothy Curran Red Flags & Your Rights As An Investor Of course, Timothy Curran did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Timothy Curran at Northwestern Mutual Investment Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Timothy Curran has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Northwestern Mutual Investment Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Northwestern Mutual Investment Services, LLC Due To Timothy Curran If you have questions about Northwestern Mutual Investment Services, LLC and/or Timothy Curran and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jul 25, 2023

Timothy Jaggi of NYLife Securities LLC

DID TIMOTHY L JAGGI CAUSE YOU INVESTMENT LOSSES? Timothy Jaggi Of NYLife Securities LLC Has A Customer Complaint For Alleged Broker Misconduct Timothy Jaggi Customer Complaint Timothy Jaggi has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the surrender charges on the replacement policy exceeded suitability guidelines. NYLIFE Securities refunded the surrender charges incurred in replacement of the variable annuity contract. Timothy Jaggi Red Flags & Your Rights As An Investor Of course, Timothy Jaggi did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Timothy Jaggi at NYLife Securities LLC on alert to review carefully the activity and performance of their accounts and question whether Timothy Jaggi has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at NYLife Securities LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At NYLife Securities LLC Due To Timothy Jaggi If you have questions about NYLife Securities LLC and/or Timothy Jaggi and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jul 24, 2023

Timothy Molnar of Northwestern Mutual Investment Services, LLC

DID TIMOTHY JOHN MOLNAR CAUSE YOU INVESTMENT LOSSES? Timothy Molnar Of Northwestern Mutual Investment Services, LLC Has A Customer Complaint For Alleged Broker Misconduct Timothy Molnar Customer Complaint Timothy Molnar has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were poor advice in connection with variable annuity contract and misinformation about the effect of taking withdrawals from the variable annuity. Northwestern Mutual Investment Services settled the customer complaint for $175,000. Timothy Molnar Red Flags & Your Rights As An Investor Of course, Timothy Molnar did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Timothy Molnar at Northwestern Mutual Investment Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Timothy Molnar has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Northwestern Mutual Investment Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Northwestern Mutual Investment Services, LLC Due To Timothy Molnar If you have questions about Northwestern Mutual Investment Services, LLC and/or Timothy Molnar and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jul 24, 2023

Timothy Long of Concourse Financial Group Securities, Inc.

DID TIMOTHY GARY LONG CAUSE YOU INVESTMENT LOSSES? Timothy Long Of Concourse Financial Group Securities, Inc. Has A Customer Complaint For Alleged Broker Misconduct Timothy Long Customer Complaint Timothy Long has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were related to investment performance, costs, and lack of liquidity of oil and gas investments and other business development companies. Timothy Long’s former employer, ProEquities Securities, settled the customer complaint in favor of the investor. Timothy Long Red Flags & Your Rights As An Investor Of course, Timothy Long did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Timothy Long at Concourse Financial Group Securities, Inc. on alert to review carefully the activity and performance of their accounts and question whether Timothy Long has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Concourse Financial Group Securities, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Concourse Financial Group Securities, Inc. Due To Timothy Long If you have questions about Concourse Financial Group Securities, Inc.  and/or Timothy Long and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jul 24, 2023

Timothy Zimcosky of Arkadios Capital

DID TIMOTHTY EDWARD ZIMCOSKY CAUSE YOU INVESTMENT LOSSES? Timothy Zimcosky Of Arkadios Capital And Formerly With Kalos Capital, Inc. Has 2 Customer Complaints For Alleged Broker Misconduct Timothy Zimcosky Customer Complaints Timothy Zimcosky has been the subject of 2 customer complaints that we know about to recover investment losses. Both customer complaints were settled in favor of the investors by Timothy Zimcosky’s former employers. Allegations Against Timothy Zimcosky A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Timothy Zimcosky Red Flags & Your Rights As An Investor Of course, Timothy Zimcosky did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Timothy Zimcosky at Arkadios Capital and Kalos Capital, Inc. on alert to review carefully the activity and performance of their accounts and question whether Timothy Zimcosky has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Arkadios Capital and Kalos Capital, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Arkadios Capital Due To Timothy Zimcosky If you have questions about Arkadios Capital, Kalos Capital, Inc. and/or Timothy Zimcosky and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jul 24, 2023

Timothy O’Brien formerly with Feltl & Company

DID TIMOTHY DAVID O’BRIEN CAUSE YOU INVESTMENT LOSSES? Timothy O’Brien Formerly With Feltl & Company Has 6 Customer Complaints For Alleged Broker Misconduct Timothy O’Brien Customer Complaints Timothy O’Brien has been the subject of 6 customer complaints that we know about to recover investment losses. Five of the customer complaints were settled by Timothy O’Brien’s former employers in favor of the investors. Thus far, only one customer complaint was denied and, to date, the customer has not filed any arbitration proceeding. Allegations Against Timothy O’Brien A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Timothy O’Brien Red Flags & Your Rights As An Investor Of course, Timothy O’Brien did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Timothy O’Brien at Feltl & Company on alert to review carefully the activity and performance of their accounts and question whether Timothy O’Brien has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Feltl & Company also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Feltl & Company Due To Timothy O’Brien If you have questions about Feltl & Company and/or Timothy O’Brien and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jul 23, 2023

Timothy Ridge formerly with Sagepoint Financial, Inc.

DID TIMOTHY DALE RIDGE CAUSE YOU INVESTMENT LOSSES? Timothy Ridge Formerly With Sagepoint Financial, Inc. Has A Customer Complaint For Alleged Broker Misconduct Timothy Ridge Customer Complaint Timothy Ridge has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the investment in private fund was unsuitable. Sagepoint Financial settled the customer complaint in favor of the investor. Timothy Ridge Red Flags & Your Rights As An Investor Of course, Timothy Ridge did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Timothy Ridge at Sagepoint Financial, Inc. on alert to review carefully the activity and performance of their accounts and question whether Timothy Ridge has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Sagepoint Financial, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Sagepoint Financial, Inc. Due To Timothy Ridge If you have questions about Sagepoint Financial, Inc. and/or Timothy Ridge and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jul 23, 2023

Timothy Kauk of Vanguard Marketing Corporation

DID TIMOTHY BERNHARD KAUK CAUSE YOU INVESTMENT LOSSES? Timothy Kauk Of Vanguard Marketing Corporation And Formerly With USAA Financial Advisors, Inc. Has A Customer Complaint For Alleged Broker Misconduct Timothy Kauk Customer Complaint Timothy Kauk has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were failure to follow instructions of customer. The brokerage firm denied the customer complaint and, to date, no further action has been taken by the investor. Timothy Kauk Red Flags & Your Rights As An Investor Of course, Timothy Kauk did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Timothy Kauk at Vanguard Marketing Corporation and USAA Financial Advisors, Inc. on alert to review carefully the activity and performance of their accounts and question whether Timothy Kauk has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Vanguard Marketing Corporation and USAA Financial Advisors, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Vanguard Marketing Corporation Due To Timothy Kauk If you have questions about Vanguard Marketing Corporation, USAA Financial Advisors, Inc. and/or Timothy Kauk and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jul 23, 2023

Timothy Avila formerly with LPL Financial LLC

DID TIMOTHY AVILA CAUSE YOU INVESTMENT LOSSES? Timothy Avila Formerly With LPL Financial LLC Has A Customer Complaint For Alleged Broker Misconduct Timothy Avila Customer Complaint Timothy Avila has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were advisor placed several short-term trades there were unsuitable based on client’s age, employment status, risk tolerance and investment objectives. CWM, LLC settled the customer complaint in favor of the investor. Timothy Avila Red Flags & Your Rights As An Investor Of course, Timothy Avila did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Timothy Avila at LPL Financial LLC on alert to review carefully the activity and performance of their accounts and question whether Timothy Avila has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To Timothy Avila If you have questions about LPL Financial LLC and/or Timothy Avila and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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