Jul 23, 2023

Thomas Moore of Merrill Lynch, Pierce, Fenner & Smith Incorporated

DID THOMAS WILSON MOORE CAUSE YOU INVESTMENT LOSSES? Thomas Moore Of Merrill Lynch, Pierce, Fenner & Smith Incorporated Has 2 Customer Complaints For Alleged Broker Misconduct Thomas Moore Customer Complaints Thomas Moore has been the subject of 2 customer complaints that we know about to recover investment losses. Both customer complaints were settled by Merrill Lynch Pierce Fenner and Smith in favor of the investors. Allegations Against Thomas Moore A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Thomas Moore Red Flags & Your Rights As An Investor Of course, Thomas Moore did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Thomas Moore at Merrill Lynch, Pierce, Fenner & Smith Incorporated on alert to review carefully the activity and performance of their accounts and question whether Thomas Moore has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Merrill Lynch, Pierce, Fenner & Smith Incorporated also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Merrill Lynch, Pierce, Fenner & Smith Incorporated Due To Thomas Moore If you have questions about Merrill Lynch, Pierce, Fenner & Smith Incorporated and/or Thomas Moore and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jul 23, 2023

Thomas Saunders formerly with Kovack Securities Inc.

DID THOMAS WILLIAM SAUNDERS CAUSE YOU INVESTMENT LOSSES? Thomas Saunders Formerly With Kovack Securities Inc. Has 2 Customer Complaints For Alleged Broker Misconduct Thomas Saunders Customer Complaints Thomas Saunders has been the subject of 2 customer complaints that we know about to recover investment losses. Both customer complaints were denied by Thomas Saunders’ former employers and, to date, the investors have not taken any further action. Allegations Against Thomas Saunders A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Thomas Saunders Red Flags & Your Rights As An Investor Of course, Thomas Saunders did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Thomas Saunders at Kovack Securities Inc. on alert to review carefully the activity and performance of their accounts and question whether Thomas Saunders has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Kovack Securities Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Kovack Securities Inc. Due To Thomas Saunders If you have questions about Kovack Securities Inc. and/or Thomas Saunders and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jul 23, 2023

Thomas Haarmann of Money Concepts Capital Corp

DID THOMAS WILLIAM HAARMANN CAUSE YOU INVESTMENT LOSSES? Thomas Haarmann Of Money Concepts Capital Corp Has A Customer Complaint For Alleged Broker Misconduct Thomas Haarmann Customer Complaint Thomas Haarmann has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the customer was to be a conservative investor, that she never met suitability requirements and that the adviser misrepresented the investment in a real estate security. Money Concepts Capital Corp. denied the customer complaint and, to date, the investor has not filed any arbitration proceeding. Thomas Haarmann Red Flags & Your Rights As An Investor Of course, Thomas Haarmann did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Thomas Haarmann at Money Concepts Capital Corp on alert to review carefully the activity and performance of their accounts and question whether Thomas Haarmann has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Money Concepts Capital Corp also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Money Concepts Capital Corp Due To Thomas Haarmann If you have questions about Money Concepts Capital Corp and/or Thomas Haarmann and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jul 22, 2023

Thomas Tavolacci of Edward Jones

DID THOMAS SCOTT TAVOLACCI CAUSE YOU INVESTMENT LOSSES? Thomas Tavolacci Of Edward Jones Has A Customer Complaint For Alleged Broker Misconduct Thomas Tavolacci Customer Complaint Thomas Tavolacci has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for failure to file customer’s instruction to purchase Medifast stock. Edward Jones denied the customer complaint and, to date, no further action has been taken by the investor. Thomas Tavolacci Red Flags & Your Rights As An Investor Of course, Thomas Tavolacci did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Thomas Tavolacci at Edward Jones on alert to review carefully the activity and performance of their accounts and question whether Thomas Tavolacci has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Edward Jones also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Edward Jones Due To Thomas Tavolacci If you have questions about Edward Jones and/or Thomas Tavolacci and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jul 22, 2023

Thomas Manelski of PNC Investments

DID THOMAS PATRICK MANELSKI CAUSE YOU INVESTMENT LOSSES? Thomas Manelski Of PNC Investments Has A Customer Complaint For Alleged Broker Misconduct Thomas Manelski Customer Complaint Thomas Manelski has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were customer was misinformed about the features of a variable annuity contract. PNC Investments denied the customer complaint and, to date, the investor has not taken any further action. Thomas Manelski Red Flags & Your Rights As An Investor Of course, Thomas Manelski did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Thomas Manelski at PNC Investments on alert to review carefully the activity and performance of their accounts and question whether Thomas Manelski has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at PNC Investments also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At PNC Investments Due To Thomas Manelski If you have questions about PNC Investments and/or Thomas Manelski and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jul 22, 2023

Thomas Donahue of Lincoln Financial Securities Corporation

DID THOMAS PATRICK DONAHUE CAUSE YOU INVESTMENT LOSSES? Thomas Donahue Of Lincoln Financial Securities Corporation Has 2 Customer Complaints For Alleged Broker Misconduct Thomas Donahue Customer Complaints Thomas Donahue has been the subject of 2 customer complaints that we know about to recover investment losses. One customer complaint was settled by MML Investors Services in favor of the investor. Lincoln Financial Securities denied the other customer complaint and to date, the customer has not taken any further action. Allegations Against Thomas Donahue A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Thomas Donahue Red Flags & Your Rights As An Investor Of course, Thomas Donahue did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Thomas Donahue at Lincoln Financial Securities Corporation on alert to review carefully the activity and performance of their accounts and question whether Thomas Donahue has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Lincoln Financial Securities Corporation also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Lincoln Financial Securities Corporation Due To Thomas Donahue If you have questions about Lincoln Financial Securities Corporation and/or Thomas Donahue and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jul 22, 2023

Thomas Smith, IV of Valic Financial Advisors, Inc.

DID THOMAS NEWTON SMITH IV CAUSE YOU INVESTMENT LOSSES? Thomas Smith, IV Of Valic Financial Advisors, Inc. Has 3 Customer Complaints For Alleged Broker Misconduct Thomas Smith, IV Customer Complaints Thomas Smith, IV has been the subject of 3 customer complaints that we know about to recover investment losses. Two customer complaints were denied by Ameriprise Financial Services and the customers took no further action. One customer complaint filed in connection with his employment with Valic Financial Advisors is still pending. Allegations Against Thomas Smith, IV A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Thomas Smith, IV Red Flags & Your Rights As An Investor Of course, Thomas Smith, IV did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Thomas Smith, IV at Valic Financial Advisors, Inc. on alert to review carefully the activity and performance of their accounts and question whether Thomas Smith, IV has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Valic Financial Advisors, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Valic Financial Advisors, Inc. Due To Thomas Smith, IV If you have questions about Valic Financial Advisors, Inc. and/or Thomas Smith, IV and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jul 22, 2023

Thomas Morgan, Jr. formerly with Morgan Stanley

DID THOMAS MORGAN JR CAUSE YOU INVESTMENT LOSSES? Thomas Morgan, Jr. Formerly With Morgan Stanley Has 2 Customer Complaints For Alleged Broker Misconduct Thomas Morgan, Jr. Customer Complaints Thomas Morgan, Jr. has been the subject of 2 customer complaints that we know about to recover investment losses. Both customer complaints were settled by Thomas Morgan’s former employers in favor of the investors. Allegations Against Thomas Morgan, Jr. A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Thomas Morgan, Jr. Red Flags & Your Rights As An Investor Of course, Thomas Morgan, Jr. did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Thomas Morgan, Jr. at Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Thomas Morgan, Jr. has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Morgan Stanley Due To Thomas Morgan, Jr. If you have questions about Morgan Stanley and/or Thomas Morgan, Jr. and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jul 21, 2023

Thomas Rauchegger formerly with Kalos Capital, Inc.

DID THOMAS MICHAEL RAUCHEGGER CAUSE YOU INVESTMENT LOSSES? Thomas Rauchegger Formerly With Kalos Capital, Inc. Has 4 Customer Complaints For Alleged Broker Misconduct Thomas Rauchegger Customer Complaints Thomas Rauchegger has been the subject of 4 customer complaints that we know about to recover investment losses. Three of the customer complaints were settled by Kalos Capital in favor of the investors. There is currently one arbitration proceeding pending against the brokerage firm for Thomas Rauchegger’s alleged misconduct. Allegations Against Thomas Rauchegger A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Thomas Rauchegger Red Flags & Your Rights As An Investor Of course, Thomas Rauchegger did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Thomas Rauchegger at Kalos Capital, Inc. on alert to review carefully the activity and performance of their accounts and question whether Thomas Rauchegger has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Kalos Capital, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Kalos Capital, Inc. Due To Thomas Rauchegger If you have questions about Kalos Capital, Inc. and/or Thomas Rauchegger and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jul 21, 2023

Thomas Bonik formerly with NTB Financial Corporation

DID THOMAS MICHAEL BONIK CAUSE YOU INVESTMENT LOSSES? Thomas Bonik Formerly With NTB Financial Corporation Has 5 Customer Complaints For Alleged Broker Misconduct Thomas Bonik Customer Complaints Thomas Bonik has been the subject of 5 customer complaints that we know about to recover investment losses. Four of the customer complaints were settled by Thomas Bonik’s former employers in favor of the investors. One of the customer complaints was denied by the brokerage firm employer and no further action was taken by the investor. Allegations Against Thomas Bonik A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Thomas Bonik Red Flags & Your Rights As An Investor Of course, Thomas Bonik did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Thomas Bonik at NTB Financial Corporation on alert to review carefully the activity and performance of their accounts and question whether Thomas Bonik has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at NTB Financial Corporation also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At NTB Financial Corporation Due To Thomas Bonik If you have questions about NTB Financial Corporation and/or Thomas Bonik and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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