Jul 3, 2023

Sharon Kwan of Globalink Securities, Inc.

DID SHARON MELINDA KWAN CAUSE YOU INVESTMENT LOSSES? Sharon Kwan Of Globalink Securities, Inc. And Formerly With Royal Alliance Associates, Inc. Has 3 Customer Complaints For Alleged Broker Misconduct Sharon Kwan Customer Complaints Sharon Kwan has been the subject of 3 customer complaints that we know about to recover investment losses. All 3 customer complaints were denied by her former employer and, to date, the customers have not taken any further action. Allegations Against Sharon Kwan A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Sharon Kwan Red Flags & Your Rights As An Investor Of course, Sharon Kwan did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Sharon Kwan at Globalink Securities, Inc. and Royal Alliance Associates, Inc. on alert to review carefully the activity and performance of their accounts and question whether Sharon Kwan has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Globalink Securities, Inc. and Royal Alliance Associates, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Globalink Securities, Inc. Due To Sharon Kwan If you have questions about Globalink Securities, Inc., Royal Alliance Associates, Inc. and/or Sharon Kwan and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jul 3, 2023

Shannon Neal of LPL Financial LLC

DID SHANNON RENEE NEAL CAUSE YOU INVESTMENT LOSSES? Shannon Neal Of LPL Financial LLC And Formerly With Invest Financial Corporation Has A Customer Complaint For Alleged Broker Misconduct Shannon Neal Customer Complaint Shannon Neal has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for misrepresentations regarding the illiquidity of a REIT investment. Invest Financial Group denied the customer complaint and, to date, the investor has not taken any further action. Shannon Neal Red Flags & Your Rights As An Investor Of course, Shannon Neal did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of  Shannon Neal at LPL Financial LLC and Invest Financial Corporation on alert to review carefully the activity and performance of their accounts and question whether Shannon Neal has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC and Invest Financial Corporation also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To Shannon Neal If you have questions about LPL Financial LLC, Invest Financial Corporation and/or Shannon Neal and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jul 3, 2023

Shanna Tingom of Cambridge Investment Research, Inc.

DID SHANNA JOELLE TINGOM CAUSE YOU INVESTMENT LOSSES? Shanna Tingom Of Cambridge Investment Research, Inc. Has 2 Customer Complaints For Alleged Broker Misconduct Shanna Tingom Customer Complaints Shanna Tingom has been the subject of 2 customer complaints that we know about to recover investment losses. Both customer complaints were denied by Cambridge Investment Research and, to date, the investors have not taken any further action. Allegations Against Shanna Tingom A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Shanna Tingom Red Flags & Your Rights As An Investor Of course, Shanna Tingom did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Shanna Tingom at Cambridge Investment Research, Inc. on alert to review carefully the activity and performance of their accounts and question whether Shanna Tingom has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Cambridge Investment Research, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Cambridge Investment Research, Inc. Due To Shanna Tingom If you have questions about Cambridge Investment Research, Inc. and/or Shanna Tingom and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jul 3, 2023

Shane Falcon formerly with National Securities Corporation

DID SHANE RENE FALCON CAUSE YOU INVESTMENT LOSSES? Shane Falcon Formerly With National Securities Corporation Has 2 Customer Complaints For Alleged Broker Misconduct Shane Falcon Customer Complaints Shane Falcon has been the subject of 2 customer complaints that we know about to recover investment losses. One customer complaint was settled by National Securities Corp. in favor of the investor. The brokerage firm denied the other customer complaint and no further action was taken. Allegations Against Shane Falcon A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Shane Falcon Red Flags & Your Rights As An Investor Of course, Shane Falcon did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Shane Falcon at National Securities Corporation on alert to review carefully the activity and performance of their accounts and question whether Shane Falcon has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at National Securities Corporation also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At National Securities Corporation Due To Shane Falcon If you have questions about National Securities Corporation and/or Shane Falcon and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jul 3, 2023

Shane Appelbaum of Herbert J. Sims & Co. Inc.

DID SHANE ALEXANDER APPELBAUM CAUSE YOU INVESTMENT LOSSES? Shane Appelbaum Of Herbert J. Sims & Co. Inc. Has A Customer Complaint For Alleged Broker Misconduct Shane Appelbaum Customer Complaint Shane Appelbaum has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for unsuitable recommendations of CDs maturing in 2030 and 2034 for elderly clients. Herbert J. Sims denied the customer complaint and, to date, the investors have not taken any further action. Shane Appelbaum Red Flags & Your Rights As An Investor Of course, Shane Appelbaum did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Shane Appelbaum at Herbert J. Sims & Co. Inc. on alert to review carefully the activity and performance of their accounts and question whether Shane Appelbaum has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Herbert J. Sims & Co. Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Herbert J. Sims & Co. Inc. Due To Shane Appelbaum If you have questions about Herbert J. Sims & Co. Inc. and/or Shane Appelbaum and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jul 2, 2023

Seth Mason formerly with Morgan Stanley

DID SETH GORDON MASON CAUSE YOU INVESTMENT LOSSES? Seth Mason Formerly With Morgan Stanley Has 7 Customer Complaints For Alleged Broker Misconduct Seth Mason Customer Complaints Seth Mason has been the subject of 7 customer complaints that we know about to recover investment losses. Four of the customer complaints were settled by Seth Mason’s employers in favor of the investor. Two of the customer complaints were denied and, to date, the investors have taken no further action. There is currently one arbitration proceeding still pending for Seth Mason’s alleged misconduct. Allegations Against Seth Mason A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Seth Mason Red Flags & Your Rights As An Investor Of course, Seth Mason did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Seth Mason at Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Seth Mason has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Morgan Stanley Due To Seth Mason If you have questions about Morgan Stanley and/or Seth Mason and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jul 2, 2023

Seth Renaud of Commonwealth Financial Network

DID SETH AARON RENAUD CAUSE YOU INVESTMENT LOSSES? Seth Renaud Of Commonwealth Financial Network Has A Customer Complaint For Alleged Broker Misconduct Seth Renaud Customer Complaint Seth Renaud has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for unsuitable recommendations of investments in Excess Energy and Power, FS Capital Corp., and various REITs. Seth Renaud Red Flags & Your Rights As An Investor Of course, Seth Renaud did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Seth Renaud at Commonwealth Financial Network on alert to review carefully the activity and performance of their accounts and question whether Seth Renaud has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Commonwealth Financial Network also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Commonwealth Financial Network Due To Seth Renaud If you have questions about Commonwealth Financial Network and/or Seth Renaud and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jul 2, 2023

Sean Keenan of Merrill Lynch, Pierce, Fenner & Smith Incorporated

DID SEAN P KEENAN CAUSE YOU INVESTMENT LOSSES? Sean Keenan Of Merrill Lynch, Pierce, Fenner & Smith Incorporated Has A Customer Complaint For Alleged Broker Misconduct Sean Keenan Customer Complaint Sean Keenan has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for the alleged theft of funds. Merrill Lynch Pierce Fenner & Smith denied the customer complaint and, to date, the investor has not taken any further action. Sean Keenan Red Flags & Your Rights As An Investor Of course, Sean Keenan did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Sean Keenan at Merrill Lynch, Pierce, Fenner & Smith Incorporated on alert to review carefully the activity and performance of their accounts and question whether Sean Keenan has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Merrill Lynch, Pierce, Fenner & Smith Incorporated also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Merrill Lynch, Pierce, Fenner & Smith Incorporated Due To Sean Keenan If you have questions about Merrill Lynch, Pierce, Fenner & Smith Incorporated and/or Sean Keenan and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jul 2, 2023

Sean Grubb of Northwest Investment Advisors, Inc.

DID SEAN MICHAEL GRUBB CAUSE YOU INVESTMENT LOSSES? Sean Grubb Of Northwest Investment Advisors, Inc. Has 4 Customer Complaints For Alleged Broker Misconduct Sean Grubb Customer Complaints Sean Grubb has been the subject of 4 customer complaints that we know about to recover investment losses. One customer complaint proceeded to arbitration resulted in an award of $360,000 in favor of the investor. The other 3 customer complaints were settled by Northwest Investment Advisors in favor of the investors. Allegations Against Sean Grubb A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Sean Grubb Red Flags & Your Rights As An Investor Of course, Sean Grubb did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Sean Grubb at Northwest Investment Advisors, Inc. on alert to review carefully the activity and performance of their accounts and question whether Sean Grubb has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Northwest Investment Advisors, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Northwest Investment Advisors, Inc. Due To Sean Grubb If you have questions about Northwest Investment Advisors, Inc. and/or Sean Grubb and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jul 1, 2023

Sean Kelly formerly with Center Street Securities, Inc.

DID SEAN JOSEPH KELLY CAUSE YOU INVESTMENT LOSSES? Sean Kelly Formerly With Center Street Securities, Inc. and Capital Financial Services, Inc. Has 10 Customer Complaints For Alleged Broker Misconduct Sean Kelly Customer Complaints Sean Kelly has been the subject of 10 customer complaints that we know about to recover investment losses. Two of the customer complaints resulted in arbitration awards being entered against Sean Kelly’s employers for his alleged misconduct. Two of the customer complaints were settled in favor of the investors. Another two customer complaints were denied. There are currently 4 FINRA arbitration proceedings pending against Sean Kelly’s former employers for his alleged misconduct. Allegations Against Sean Kelly A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Sean Kelly Red Flags & Your Rights As An Investor Of course, Sean Kelly did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Sean Kelly at Center Street Securities, Inc. and Capital Financial Services, Inc. on alert to review carefully the activity and performance of their accounts and question whether Sean Kelly has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Center Street Securities, Inc. and Capital Financial Services, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Center Street Securities, Inc. Due To Sean Kelly If you have questions about Center Street Securities, Inc., Capital Financial Services, Inc. and/or Sean Kelly and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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