Jun 30, 2023

Scott Williams formerly with LPL Financial LLC

DID SCOTT DOUGLAS WILLIAMS CAUSE YOU INVESTMENT LOSSES? Scott Williams Formerly With LPL Financial LLC Has 3 Customer Complaints For Alleged Broker Misconduct Scott Williams Customer Complaints Scott Williams has been the subject of 3 customer complaints that we know about to recover investment losses. Two of the customer complaints evidence settled by Scott Williams former employers in favor of the investor. The other customer complaint was denied and the investor took no further action. Allegations Against Scott Williams A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Scott Williams Red Flags & Your Rights As An Investor Of course, Scott Williams did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Scott Williams at LPL Financial LLC on alert to review carefully the activity and performance of their accounts and question whether Scott Williams has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To Scott Williams If you have questions about LPL Financial LLC and/or Scott Williams and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jun 29, 2023

Scott Kitterman of Edward Jones

DID SCOTT DOUGLAS KITTERMAN CAUSE YOU INVESTMENT LOSSES? Scott Kitterman Of Edward Jones Has 2 Customer Complaints For Alleged Broker Misconduct Scott Kitterman Customer Complaints Scott Kitterman has been the subject of 2 customer complaints that we know about to recover investment losses. Edward Jones settled one of the customer complaints in favor of the investors. The brokerage firm denied the other customer complaint and, to date, the customer has not taken any further action. Allegations Against Scott Kitterman A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Scott Kitterman Red Flags & Your Rights As An Investor Of course, Scott Kitterman did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Scott Kitterman at Edward Jones on alert to review carefully the activity and performance of their accounts and question whether Scott Kitterman has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Edward Jones also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Edward Jones Due To Scott Kitterman If you have questions about Edward Jones and/or Scott Kitterman and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jun 29, 2023

Scott Ente of David Lerner Associates, Inc.

DID SCOTT CORY ENTE CAUSE YOU INVESTMENT LOSSES? Scott Ente Of David Lerner Associates, Inc. Has A Customer Complaint For Alleged Broker Misconduct Scott Ente Customer Complaint Scott Ente has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were misrepresentations and omissions in connection with the recommendation to hold Puerto Rico municipal bonds. David Lerner Associates settled the customer complaint in favor of the investor. Scott Ente Red Flags & Your Rights As An Investor Of course, Scott Ente did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Scott Ente at David Lerner Associates, Inc. on alert to review carefully the activity and performance of their accounts and question whether Scott Ente has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at David Lerner Associates, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At David Lerner Associates, Inc. Due To Scott Ente If you have questions about David Lerner Associates, Inc. and/or Scott Ente and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jun 29, 2023

Scott Merrill formerly with UBS Financial Services Inc.

DID SCOTT CARL MERRILL CAUSE YOU INVESTMENT LOSSES? Scott Merrill Formerly With UBS Financial Services Inc. Has A Customer Complaint For Alleged Broker Misconduct Scott Merrill Customer Complaint Scott Merrill has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for misrepresentations related to fees of the managed account. UBS Financial Services settled the customer complaint in favor of the investor. Scott Merrill Red Flags & Your Rights As An Investor Of course, Scott Merrill did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Scott Merrill at UBS Financial Services Inc. on alert to review carefully the activity and performance of their accounts and question whether Scott Merrill has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at UBS Financial Services Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At UBS Financial Services Inc. Due To Scott Merrill If you have questions about UBS Financial Services Inc. and/or Scott Merrill and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jun 29, 2023

Scott Barcomb of Berthel, Fisher & Company Financial Services, Inc.

DID SCOTT CALLIS BARCOMB CAUSE YOU INVESTMENT LOSSES? Scott Barcomb Of Berthel, Fisher & Company Financial Services, Inc. Has 5 Customer Complaints For Alleged Broker Misconduct Scott Barcomb Customer Complaints Scott Barcomb has been the subject of 5 customer complaints that we know about to recover investment losses. All 5 customer complaints were  settled by Berthel, Fisher & Company Financial Services, Inc. In favor of the investors. Allegations Against Scott Barcomb A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Scott Barcomb Red Flags & Your Rights As An Investor Of course, Scott Barcomb did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Scott Barcomb at Berthel, Fisher & Company Financial Services, Inc. on alert to review carefully the activity and performance of their accounts and question whether Scott Barcomb has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Berthel, Fisher & Company Financial Services, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Berthel, Fisher & Company Financial Services, Inc. Due To Scott Barcomb If you have questions about Berthel, Fisher & Company Financial Services, Inc. and/or Scott Barcomb and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jun 29, 2023

Scott Royal of Northwestern Mutual Investment Services, LLC

DID SCOTT ALLEN ROYAL CAUSE YOU INVESTMENT LOSSES? Scott Royal Of Northwestern Mutual Investment Services, LLC Has A Customer Complaint For Alleged Broker Misconduct Scott Royal Customer Complaint Scott Royal has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for unsuitable investment advice relating to a variable life insurance policy and advisory accounts. The arbitration against Northwestern Mutual Investment Services for Scott Royal’s alleged misconduct is still pending. Scott Royal Red Flags & Your Rights As An Investor Of course, Scott Royal did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Scott Royal at Northwestern Mutual Investment Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Scott Royal has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Northwestern Mutual Investment Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Northwestern Mutual Investment Services, LLC Due To Scott Royal If you have questions about Northwestern Mutual Investment Services, LLC and/or Scott Royal and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jun 29, 2023

Scott Fries formerly with Transamerica Financial Advisors, Inc.

DID SCOTT ALLEN FRIES CAUSE YOU INVESTMENT LOSSES? Scott Fries Formerly With Transamerica Financial Advisors, Inc. Has A Customer Complaint For Alleged Broker Misconduct Scott Fries Customer Complaint Scott Fries has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the representative solicited the customer to invest money through the advisor’s own LLC and the customer has not received any of his money back. Transamerica Financial Advisors denied the customer complaint and, to date, the customer has not taken any further action Scott Fries Red Flags & Your Rights As An Investor Of course, Scott Fries did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Scott Fries at Transamerica Financial Advisors, Inc. on alert to review carefully the activity and performance of their accounts and question whether Scott Fries has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Transamerica Financial Advisors, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Transamerica Financial Advisors, Inc. Due To Scott Fries If you have questions about Transamerica Financial Advisors, Inc. and/or Scott Fries and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jun 28, 2023

Scott Sideras of D.A. Davidson & Co.

DID SCOTT ALLAN SIDERAS CAUSE YOU INVESTMENT LOSSES? Scott Sideras Of D.A. Davidson & Co. Has 3 Customer Complaints For Alleged Broker Misconduct Scott Sideras Customer Complaints Scott Sideras has been the subject of 3 customer complaints that we know about to recover investment losses. One customer complaint proceeded to arbitration and resulted in an arbitration award in favor of the investor for over $329,000. Another customer complaint was settled by D. A. Davidson & Co. in favor of the investor. The other customer complaint was denied by Scott Sideras’ former employer and the customer took no further action. Allegations Against Scott Sideras A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Scott Sideras Red Flags & Your Rights As An Investor Of course, Scott Sideras did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Scott Sideras at D.A. Davidson & Co. on alert to review carefully the activity and performance of their accounts and question whether Scott Sideras has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at D.A. Davidson & Co. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At D.A. Davidson & Co. Due To Scott Sideras If you have questions about D.A. Davidson & Co. and/or Scott Sideras and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jun 28, 2023

Scott Turcott of Oppenheimer & Co. Inc.

DID SCOTT ALAN TURCOTT CAUSE YOU INVESTMENT LOSSES? Scott Turcott Of Oppenheimer & Co. Inc. Has 3 Customer Complaints For Alleged Broker Misconduct Scott Turcott Customer Complaints Scott Turcott has been the subject of 3 customer complaints that we know about to recover investment losses. Two of the customer complaints were settled by Scott Turcott’s employers in favor of the investors. Oppenheimer and Co. denied the other customer complaint and, to date, the customer has not taken any further action. Allegations Against Scott Turcott A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Scott Turcott Red Flags & Your Rights As An Investor Of course, Scott Turcott did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Scott Turcott at Oppenheimer & Co. Inc. on alert to review carefully the activity and performance of their accounts and question whether Scott Turcott has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Oppenheimer & Co. Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Oppenheimer & Co. Inc. Due To Scott Turcott If you have questions about Oppenheimer & Co. Inc. and/or Scott Turcott and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jun 28, 2023

Scot Morris of Raymond James Financial Services, Inc.

DID SCOT LEE MORRIS CAUSE YOU INVESTMENT LOSSES? Scot Morris Of Raymond James Financial Services, Inc. And Formerly With Wells Fargo Clearing Services, LLC Has A Customer Complaint For Alleged Broker Misconduct Scot Morris Customer Complaint Scot Morris has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for unauthorized trading of exchange traded funds. Raymond James Financial Services denied the customer complaint and to date, the investors have not taken any further action. Scot Morris Red Flags & Your Rights As An Investor Of course, Scot Morris did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Scot Morris at Raymond James Financial Services, Inc. and Wells Fargo Clearing Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Scot Morris has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Raymond James Financial Services, Inc. and Wells Fargo Clearing Services, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Raymond James Financial Services, Inc. Due To Scot Morris If you have questions about Raymond James Financial Services, Inc., Wells Fargo Clearing Services, LLC and/or Scot Morris and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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