Jun 26, 2023

Samuel Head of Ameriprise Financial Services, LLC

DID SAMUEL RAY HEAD CAUSE YOU INVESTMENT LOSSES? Samuel Head Of Ameriprise Financial Services, LLC And Formerly With Voya Financial Advisors, Inc. Has 7 Customer Complaints For Alleged Broker Misconduct Samuel Head Customer Complaints Samuel Head has been the subject of 7 customer complaints that we know about to recover investment losses. Five of the customer complaints were settled by Samuel Head’s former employers in favor of the investors. The other 2 customer complaints were denied by the brokerage firms and, to date, the investors have not taken any further action. Allegations Against Samuel Head A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Samuel Head Red Flags & Your Rights As An Investor Of course, Samuel Head did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Samuel Head at Ameriprise Financial Services, LLC and Voya Financial Advisors, Inc. on alert to review carefully the activity and performance of their accounts and question whether Samuel Head has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Ameriprise Financial Services, LLC and Voya Financial Advisors, Inc also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Ameriprise Financial Services, LLC Due To Samuel Head If you have questions about Ameriprise Financial Services, LLC, Voya Financial Advisors, Inc and/or Samuel Head and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jun 26, 2023

Samuel Izaguirre of LPL Financial LLC

DID SAMUEL IZAGUIRRE CAUSE YOU INVESTMENT LOSSES? Samuel Izaguirre Of LPL Financial LLC Has A Customer Complaint For Alleged Broker Misconduct Samuel Izaguirre Customer Complaint Samuel Izaguirre has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the customer was misled in connection with the alternative investments and annuity purchased in her account. LPL Financial settled the customer dispute in favor of the investor. Samuel Izaguirre Red Flags & Your Rights As An Investor Of course, Samuel Izaguirre did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Samuel Izaguirre at LPL Financial LLC on alert to review carefully the activity and performance of their accounts and question whether Samuel Izaguirre has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To Samuel Izaguirre If you have questions about LPL Financial LLC and/or Samuel Izaguirre and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jun 26, 2023

Samuel Coquillard formerly with Pacific Global Fund Distributors, Inc.

DID SAMUEL CLARKE COQUILLARD CAUSE YOU INVESTMENT LOSSES? Samuel Coquillard Formerly With Pacific Global Fund Distributors, Inc. and Merrill Lynch, Pierce, Fenner & Smith Incorporated Has A Customer Complaint For Alleged Broker Misconduct Samuel Coquillard Customer Complaint Samuel Coquillard has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were this management of brokerage account. The customer dispute filed against Pacific Global Investment Management company for Samuel Coquillard’s alleged mismanagement of the account is still pending. Samuel Coquillard Red Flags & Your Rights As An Investor Of course, Samuel Coquillard did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Samuel Coquillard at Pacific Global Fund Distributors, Inc. and Merrill Lynch, Pierce, Fenner & Smith Incorporated on alert to review carefully the activity and performance of their accounts and question whether Samuel Coquillard has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Pacific Global Fund Distributors, Inc. and Merrill Lynch, Pierce, Fenner & Smith Incorporated also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Pacific Global Fund Distributors, Inc. Due To Samuel Coquillard If you have questions about Pacific Global Fund Distributors, Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated and/or Samuel Coquillard and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jun 26, 2023

Samuel Welch of Vanguard Marketing Corporation

DID SAMUEL CLARENCE WELCH CAUSE YOU INVESTMENT LOSSES? Samuel Welch Of Vanguard Marketing Corporation Has A Customer Complaint For Alleged Broker Misconduct Samuel Welch Customer Complaint Samuel Welch has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the adviser provided erroneous information causing the client to suffer a loss. The Vanguard Group denied the customer complaint and, to the date, the investor has not taken any further action. Samuel Welch Red Flags & Your Rights As An Investor Of course, Samuel Welch did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Samuel Welch at Vanguard Marketing Corporation on alert to review carefully the activity and performance of their accounts and question whether Samuel Welch has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Vanguard Marketing Corporation also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Vanguard Marketing Corporation Due To Samuel Welch If you have questions about Vanguard Marketing Corporation and/or Samuel Welch and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jun 25, 2023

Sameera Gupta of Merrill Lynch, Pierce, Fenner & Smith Incorporated

DID SAMEERA GUPTA CAUSE YOU INVESTMENT LOSSES? Sameera Gupta Of Merrill Lynch, Pierce, Fenner & Smith Incorporated Has A Customer Complaint For Alleged Broker Misconduct Sameera Gupta Customer Complaint Sameera Gupta has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were unsuitable investment recommendations related to common and preferred stock. Merrill Lynch, Pierce, Fenner & Smith denied the customer complaint and, to date, the investor has not taken any further action. Sameera Gupta Red Flags & Your Rights As An Investor Of course, Sameera Gupta did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Sameera Gupta at Merrill Lynch, Pierce, Fenner & Smith Incorporated on alert to review carefully the activity and performance of their accounts and question whether Sameera Gupta has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Merrill Lynch, Pierce, Fenner & Smith Incorporated also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Merrill Lynch, Pierce, Fenner & Smith Incorporated Due To Sameera Gupta If you have questions about Merrill Lynch, Pierce, Fenner & Smith Incorporated and/or Sameera Gupta and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jun 25, 2023

Sam Paolini formerly with Hornor, Townsend & Kent, Inc.

DID SAM PETER PAOLINI CAUSE YOU INVESTMENT LOSSES? Sam Paolini Of Hornor, Townsend & Kent, Inc. Has A Customer Complaint For Alleged Broker Misconduct Sam Paolini Customer Complaint Sam Paolini has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the customer was pressured into purchasing a whole life insurance policy. The customer complaint is still pending. Sam Paolini Red Flags & Your Rights As An Investor Of course, Sam Paolini did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Sam Paolini at Hornor, Townsend & Kent, Inc. on alert to review carefully the activity and performance of their accounts and question whether Sam Paolini has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Hornor, Townsend & Kent, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Hornor, Townsend & Kent, Inc. Due To Sam Paolini If you have questions about Hornor, Townsend & Kent, Inc. and/or Sam Paolini and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jun 25, 2023

S. Michael Helal of Fidelity Brokerage Services LLC

DID S MICHAEL M HELAL CAUSE YOU INVESTMENT LOSSES? S. Michael Helal Of Fidelity Brokerage Services LLC Has A Customer Complaint For Alleged Broker Misconduct S. Michael Helal Customer Complaint S. Michael Helal has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for misrepresentation of an investment strategy. Fidelity Brokerage Services settled the customer complaint in favor of the investor. S. Michael Helal Red Flags & Your Rights As An Investor Of course, S. Michael Helal did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of S. Michael Helal at Fidelity Brokerage Services LLC on alert to review carefully the activity and performance of their accounts and question whether S. Michael Helal has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Fidelity Brokerage Services LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Fidelity Brokerage Services LLC Due To S. Michael Helal If you have questions about Fidelity Brokerage Services LLC and/or S. Michael Helal and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jun 25, 2023

Ryan Mummert of Morgan Stanley

DID RYAN WILLIAM NE MUMMERT CAUSE YOU INVESTMENT LOSSES? Ryan Mummert Of Morgan Stanley Has 2 Customer Complaints For Alleged Broker Misconduct Ryan Mummert Customer Complaints Ryan Mummert has been the subject of 2 customer complaints that we know about to recover investment losses. One customer complaint proceeded to arbitration and resulted in an arbitration award in favor of the customer. The other customer complaint was denied by Morgan Stanley and to date, the customer has not taken any further action. Allegations Against Ryan Mummert A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Ryan Mummert Red Flags & Your Rights As An Investor Of course, Ryan Mummert did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Ryan Mummert at Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Ryan Mummert has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Morgan Stanley Due To Ryan Mummert If you have questions about Morgan Stanley and/or Ryan Mummert and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jun 25, 2023

Ryan Patrick of Fidelity Brokerage Services LLC

DID RYAN TYRRELL PATRICK CAUSE YOU INVESTMENT LOSSES? Ryan Patrick Of Fidelity Brokerage Services LLC Has 2 Customer Complaints For Alleged Broker Misconduct Ryan Patrick Customer Complaints Ryan Patrick has been the subject of 2 customer complaints that we know about to recover investment losses. Both customer complaints were denied by Fidelity Brokerage Services and, to date, the investors have not taken any further action. Allegations Against Ryan Patrick A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Ryan Patrick Red Flags & Your Rights As An Investor Of course, Ryan Patrick did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Ryan Patrick at Fidelity Brokerage Services LLC on alert to review carefully the activity and performance of their accounts and question whether Ryan Patrick has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Fidelity Brokerage Services LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Fidelity Brokerage Services LLC Due To Ryan Patrick If you have questions about Fidelity Brokerage Services LLC and/or Ryan Patrick and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jun 24, 2023

Ryan Purkiss of LPL Financial

DID RYAN R PURKISS CAUSE YOU INVESTMENT LOSSES? Ryan Purkiss Of LPL Financial Has A Customer Complaint For Alleged Broker Misconduct Ryan Purkiss Customer Complaint Ryan Purkiss has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were failure to follow client’s instructions and timely purchase Apple stock. LPL Financial settled the customer dispute in favor of the investment. Ryan Purkiss Red Flags & Your Rights As An Investor Of course, Ryan Purkiss did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Ryan Purkiss at LPL Financial on alert to review carefully the activity and performance of their accounts and question whether Ryan Purkiss has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At LPL Financial Due To Ryan Purkiss If you have questions about LPL Financial and/or Ryan Purkiss and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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