Jul 14, 2023

Steven Novick of Purshe Kaplan Sterling Investments

DID STEVEN SCOTT NOVICK CAUSE YOU INVESTMENT LOSSES? Steven Novick Of Purshe Kaplan Sterling Investments Has 2 Customer Complaints For Alleged Broker Misconduct Steven Novick Customer Complaints Steven Novick has been the subject of 2 customer complaints that we know about to recover investment losses. One customer complaint evolved into an arbitration proceeding and an award against Steven Novick and his employer. The other customer complaint was denied by his former employer and the customer took no further action. Allegations Against Steven Novick A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Steven Novick Red Flags & Your Rights As An Investor Of course, Steven Novick did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Steven Novick at Purshe Kaplan Sterling Investments on alert to review carefully the activity and performance of their accounts and question whether Steven Novick has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Purshe Kaplan Sterling Investments also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Purshe Kaplan Sterling Investments Due To Steven Novick If you have questions about Purshe Kaplan Sterling Investments and/or Steven Novick and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jul 14, 2023

Steven Saylor of Raymond James & Associates, Inc.

DID STEVEN RUSSELL SAYLOR CAUSE YOU INVESTMENT LOSSES? Steven Saylor Of Raymond James & Associates, Inc. Has A Customer Complaint For Alleged Broker Misconduct Steven Saylor Customer Complaint Steven Saylor has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses, failure to follow trading instructions. Raymond James and Associates denied the customer complaint and, to date, the customer has not taken any further action. Steven Saylor Red Flags & Your Rights As An Investor Of course, Steven Saylor did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Steven Saylor at Raymond James & Associates, Inc. on alert to review carefully the activity and performance of their accounts and question whether Steven Saylor has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Raymond James & Associates, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Raymond James & Associates, Inc. Due To Steven Saylor If you have questions about Raymond James & Associates, Inc. and/or Steven Saylor and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jul 13, 2023

Steven Luftschein formerly with Joseph Stone Capital L.L.C.

DID STEVEN ROBERT LUFTSCHEIN CAUSE YOU INVESTMENT LOSSES? Steven Luftschein Formerly With Joseph Stone Capital L.L.C. and Aegis Capital Corp. Has 18 Customer Complaints For Alleged Broker Misconduct Steven Luftschein Customer Complaints Steven Luftschein has been the subject of 18 customer complaints that we know about to recover investment losses. Fifteen of the customer complaints were settled by Aegis Capital Corp. in favor of the investors. The other 3 customer complaints were denied by Steven Luftschein’s former employers no further action was taken. Allegations Against Steven Luftschein A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Steven Luftschein Red Flags & Your Rights As An Investor Of course, Steven Luftschein did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Steven Luftschein at Joseph Stone Capital L.L.C. and Aegis Capital Corp. on alert to review carefully the activity and performance of their accounts and question whether Steven Luftschein has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Joseph Stone Capital L.L.C. and Aegis Capital Corp. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Joseph Stone Capital L.L.C. Due To Steven Luftschein If you have questions about Joseph Stone Capital L.L.C., Aegis Capital Corp. and/or Steven Luftschein and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jul 13, 2023

Steven Baumrucker of Private Client Services, LLC

DID STEVEN RAY BAUMRUCKER CAUSE YOU INVESTMENT LOSSES? Steven Baumrucker Of Private Client Services, LLC And Formerly With Avantax Investment Services, Inc. Has 2 Customer Complaints For Alleged Broker Misconduct Steven Baumrucker Customer Complaints Steven Baumrucker has been the subject of 2 customer complaints that we know about to recover investment losses. Both customer complaints were settled by Steven Baumrucker’s former employers in favor of the investors. Allegations Against Steven Baumrucker A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Steven Baumrucker Red Flags & Your Rights As An Investor Of course, Steven Baumrucker did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Steven Baumrucker at Private Client Services, LLC and Avantax Investment Services, Inc. on alert to review carefully the activity and performance of their accounts and question whether Steven Baumrucker has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Private Client Services, LLC and Avantax Investment Services, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Private Client Services, LLC Due To Steven Baumrucker If you have questions about Private Client Services, LLC, Avantax Investment Services, Inc. and/or Steven Baumrucker and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jul 13, 2023

Steven Farley formerly with LPL Financial LLC

DID STEVEN PAUL FARLEY CAUSE YOU INVESTMENT LOSSES? Steven Farley Formerly With LPL Financial LLC Has A Customer Complaint For Alleged Broker Misconduct Steven Farley Customer Complaint Steven Farley has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were unsuitable investment recommendation of business development company. LPL Financial settled the customer complaint in favor the investor. Steven Farley Red Flags & Your Rights As An Investor Of course, Steven Farley did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Steven Farley at LPL Financial LLC on alert to review carefully the activity and performance of their accounts and question whether Steven Farley has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To Steven Farley If you have questions about LPL Financial LLC and/or Steven Farley and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jul 13, 2023

Steven Pagartanis formerly with Lombard Securities Incorporated

DID STEVEN PAGARTANIS CAUSE YOU INVESTMENT LOSSES? Steven Pagartanis Formerly With Lombard Securities Incorporated and Cadaret, Grant & Co., Inc. Has 14 Customer Complaints For Alleged Broker Misconduct Steven Pagartanis Customer Complaints Steven Pagartanis has been the subject of 14 customer complaints that we know about to recover investment losses. One customer complaint evolved into an arbitration proceeding and an arbitration award for over $1.4 million in favor of the investor. The other 13 customer complaints were settled by Cadaret Grant & Co. in favor of the investors. Allegations Against Steven Pagartanis A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Steven Pagartanis Red Flags & Your Rights As An Investor Of course, Steven Pagartanis did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Steven Pagartanis at Lombard Securities Incorporated and Cadaret, Grant & Co., Inc. on alert to review carefully the activity and performance of their accounts and question whether Steven Pagartanis has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Lombard Securities Incorporated and Cadaret, Grant & Co., Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Lombard Securities Incorporated Due To Steven Pagartanis If you have questions about Lombard Securities Incorporated, Cadaret, Grant & Co., Inc. and/or Steven Pagartanis and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jul 13, 2023

Steven Goldberg of Lincoln Financial Advisors Corporation

DID STEVEN MICHAEL GOLDBERG CAUSE YOU INVESTMENT LOSSES? Steven Goldberg Of Lincoln Financial Advisors Corporation And Formerly With Suntrust Investment Services, Inc. Has A Customer Complaint For Alleged Broker Misconduct Steven Goldberg Customer Complaint Steven Goldberg has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses, the recommendation to purchase an indexed-linked certificate of deposit was unsuitable. SunTrust Investment Services settled the customer complaint in favor of the investor. Steven Goldberg Red Flags & Your Rights As An Investor Of course, Steven Goldberg did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Steven Goldberg at Lincoln Financial Advisors Corporation and Suntrust Investment Services, Inc. on alert to review carefully the activity and performance of their accounts and question whether Steven Goldberg has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Lincoln Financial Advisors Corporation and Suntrust Investment Services, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Lincoln Financial Advisors Corporation Due To Steven Goldberg If you have questions about Lincoln Financial Advisors Corporation, Suntrust Investment Services, Inc. and/or Steven Goldberg and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jul 12, 2023

Steven Reauso of The Huntington Investment Company

DID STEVEN M REAUSO CAUSE YOU INVESTMENT LOSSES? Steven Reauso Of The Huntington Investment Company And Formerly With Citizens Securities, Inc. Has A Customer Complaint For Alleged Broker Misconduct Steven Reauso Customer Complaint Steven Reauso has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were adviser misrepresented the managed investment account as a proprietary product that would earn 2 to 4% annually and that he did not disclose the ongoing fees. The Huntington Investment Company denied the customer complaint and to date, the customer has not taken any further action. Steven Reauso Red Flags & Your Rights As An Investor Of course, Steven Reauso did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Steven Reauso at The Huntington Investment Company  and Citizens Securities, Inc. on alert to review carefully the activity and performance of their accounts and question whether Steven Reauso has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at The Huntington Investment Company and Citizens Securities, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At The Huntington Investment Company Due To Steven Reauso If you have questions about The Huntington Investment Company, Citizens Securities, Inc. and/or Steven Reauso and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jul 12, 2023

Steven Kenny of Truist Investment Services, Inc.

DID STEVEN KENNY CAUSE YOU INVESTMENT LOSSES? Steven Kenny Of Truist Investment Services, Inc. And Formerly With BB&T Securities, LLC Has A Customer Complaint For Alleged Broker Misconduct Steven Kenny Customer Complaint Steven Kenny has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were  the investments were allegedly procured by false statements concerning the risks and suitability of such investments for claimants. The financial adviser allegedly heavily invested various accounts in an assortment of oil and gas sectors and failed to disclose the conflicted financial interest. The customer complaint is still pending in a FINRA arbitration proceeding. Steven Kenny Red Flags & Your Rights As An Investor Of course, Steven Kenny did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Steven Kenny at Truist Investment Services, Inc. and BB&T Securities, LLC on alert to review carefully the activity and performance of their accounts and question whether Steven Kenny has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Truist Investment Services, Inc. and BB&T Securities, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Truist Investment Services, Inc. Due To Steven Kenny If you have questions about Truist Investment Services, Inc., BB&T Securities, LLC and/or Steven Kenny and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jul 12, 2023

Steven Davidson of Merrill Lynch, Pierce, Fenner & Smith Incorporated

DID STEVEN JAY DAVIDSON CAUSE YOU INVESTMENT LOSSES? Steven Davidson Of Merrill Lynch, Pierce, Fenner & Smith Incorporated Has A Customer Complaint For Alleged Broker Misconduct Steven Davidson Customer Complaint Steven Davidson has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the financial advisor made unsuitable investment recommendations and misrepresentations regarding commissions and fees. Merrill Lynch Pierce Fenner and Smith denied the customer complaint and no further action was taken. Steven Davidson Red Flags & Your Rights As An Investor Of course, Steven Davidson did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Steven Davidson at Merrill Lynch, Pierce, Fenner & Smith Incorporated on alert to review carefully the activity and performance of their accounts and question whether Steven Davidson has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Merrill Lynch, Pierce, Fenner & Smith Incorporated also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Merrill Lynch, Pierce, Fenner & Smith Incorporated Due To Steven Davidson If you have questions about Merrill Lynch, Pierce, Fenner & Smith Incorporated and/or Steven Davidson and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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