Jun 19, 2023

Ronald Nagy of Wells Fargo Clearing Services, LLC

DID RONALD ANDREW NAGY CAUSE YOU INVESTMENT LOSSES? Ronald Nagy Of Wells Fargo Clearing Services, LLC Has A Customer Complaint For Alleged Broker Misconduct Ronald Nagy Customer Complaint Ronald Nagy has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were he did not inform customer some of his investments had to be sold to facilitate the transfer of his account or that the sales would result in tax consequences. Wells Fargo Advisors settled the customer complaint in favor of the investor. Ronald Nagy Red Flags & Your Rights As An Investor Of course, Ronald Nagy did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Ronald Nagy at Wells Fargo Clearing Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Ronald Nagy has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wells Fargo Clearing Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Wells Fargo Clearing Services, LLC Due To Ronald Nagy If you have questions about Wells Fargo Clearing Services, LLC and/or Ronald Nagy and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jun 18, 2023

Roger Sherman-Rivera of Alight Financial Solutions, LLC

DID ROGER LOUIS SHERMAN-RIVERA CAUSE YOU INVESTMENT LOSSES? Roger Sherman-Rivera Of Alight Financial Solutions, LLC And Formerly With MML Investors Services, LLC and AXA Advisors, LLC Has A Customer Complaint For Alleged Broker Misconduct Roger Sherman-Rivera Customer Complaint Roger Sherman-Rivera has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for unsuitable investment recommendations, overconcentration of client’s portfolio in Puerto Rico denominated securities, fraud, breach of fiduciary duty, and violations of securities laws and regulations. Santander Securities settled the customer complaint in favor of the investor. Roger Sherman-Rivera Red Flags & Your Rights As An Investor Of course, Roger Sherman-Rivera did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Roger Sherman-Rivera at Alight Financial Solutions, LLC, MML Investors Services, LLC and AXA Advisors, LLC on alert to review carefully the activity and performance of their accounts and question whether Roger Sherman-Rivera has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Alight Financial Solutions, LLC, MML Investors Services, LLC and AXA Advisors, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Alight Financial Solutions, LLC Due To Roger Sherman-Rivera If you have questions about Alight Financial Solutions, LLC, MML Investors Services, LLC, AXA Advisors, LLC and/or Roger Sherman-Rivera and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jun 18, 2023

Roger Duval formerly with Pruco Securities, LLC

DID ROGER ALLAN DUVAL CAUSE YOU INVESTMENT LOSSES? Roger Duval Formerly With Pruco Securities, LLC and MML Investors Services, LLC Has 3 Customer Complaints For Alleged Broker Misconduct Roger Duval Customer Complaints Roger Duval has been the subject of 3 customer complaints that we know about to recover investment losses. Two of the customer complaints were settled by Roger Duvall’s former employers in favor of the investors. The other customer complaint was denied by Pruco Securities and to date, the customer has not taken any further action. Allegations Against Roger Duval   A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Roger Duval Red Flags & Your Rights As An Investor Of course, Roger Duval did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Roger Duval at Pruco Securities, LLC and MML Investors Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Roger Duval has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Pruco Securities, LLC and MML Investors Services, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Pruco Securities, LLC Due To Roger Duval If you have questions about Pruco Securities, LLC, MML Investors Services, LLC and/or Roger Duval and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jun 18, 2023

Roderick Day formerly with Cabot Lodge Securities LLC

DID RODERICK KENNETH DAY CAUSE YOU INVESTMENT LOSSES? Roderick Day Formerly With Cabot Lodge Securities LLC, IFS Securities and Securities America, Inc. Has A Customer Complaint For Alleged Broker Misconduct Roderick Day Customer Complaint Roderick Day has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for misappropriation under false pretenses. Securities America settled the customer complaint. Roderick Day Red Flags & Your Rights As An Investor Of course, Roderick Day did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Roderick Day at Cabot Lodge Securities LLC, IFS Securities and Securities America, Inc, on alert to review carefully the activity and performance of their accounts and question whether Roderick Day has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Cabot Lodge Securities LLC, IFS Securities and Securities America, Inc, also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Cabot Lodge Securities LLC Due To Roderick Day If you have questions about Cabot Lodge Securities LLC, IFS Securities, Securities America, Inc, and/or Roderick Day and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jun 18, 2023

Roderick Duxbury of Raymond James Financial Services, Inc.

DID RODERICK IAIN DUXBURY CAUSE YOU INVESTMENT LOSSES? Roderick Duxbury Of Raymond James Financial Services, Inc. Has A Customer Complaint For Alleged Broker Misconduct Roderick Duxbury Customer Complaint Roderick Duxbury has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were adviser exceeded client’s authority in regard to amount of an investment. Raymond James Financial Services denied the customer complaint and, to date, investor has not taken any further action. Roderick Duxbury Red Flags & Your Rights As An Investor Of course, Roderick Duxbury did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Roderick Duxbury at Raymond James Financial Services, Inc. on alert to review carefully the activity and performance of their accounts and question whether Roderick Duxbury has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Raymond James Financial Services, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Raymond James Financial Services, Inc. Due To Roderick Duxbury If you have questions about Raymond James Financial Services, Inc. and/or Roderick Duxbury and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jun 17, 2023

Roberto Maldonado of Independent Financial Group, LLC?

DID ROBERTO LUIS MALDONADO CAUSE YOU INVESTMENT LOSSES? Roberto Maldonado Of Independent Financial Group, LLC And Formerly With Santander Securities LLC Has 36 Customer Complaints For Alleged Broker Misconduct Roberto Maldonado Customer Complaints Roberto Maldonado has been the subject of 36 customer complaints that we know about to recover investment losses. Thirty-four of the customer complaints were settled by Santander Securities in favor of the Investors. Brokerage firm only denied 2 of the customer complaints and no further action was taken. Allegations Against Roberto Maldonado The allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses were generally related to the offer and sale of Puerto Rico municipal bonds and Puerto Rico denominated closed-end bond funds. The allegations generally included misrepresentations, misleading statements, unsuitable investment recommendations, overconcentration of client’s accounts in Puerto Rico securities, violations of federal and Commonwealth securities statutes. Roberto Maldonado Red Flags & Your Rights As An Investor Of course, Roberto Maldonado did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Roberto Maldonado at Independent Financial Group, LLC and Santander Securities LLC on alert to review carefully the activity and performance of their accounts and question whether Roberto Maldonado has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Independent Financial Group, LLC and Santander Securities LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Independent Financial Group, LLC Due To Roberto Maldonado If you have questions about Independent Financial Group, LLC, Santander Securities LLC and/or Roberto Maldonado and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jun 17, 2023

Roberta Nestor of Commonwealth Financial Network

DID ROBERTA LOUISE NESTOR CAUSE YOU INVESTMENT LOSSES? Roberta Nestor Of Commonwealth Financial Network Has A Customer Complaint For Alleged Broker Misconduct Roberta Nestor Customer Complaint Roberta Nestor has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for breach of fiduciary duty and other causes of action. Commonwealth Financial Network settled the customer dispute in favor of the investor. Roberta Nestor Red Flags & Your Rights As An Investor Of course, Roberta Nestor did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Roberta Nestor at Commonwealth Financial Network on alert to review carefully the activity and performance of their accounts and question whether Roberta Nestor has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Commonwealth Financial Network also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Commonwealth Financial Network Due To Roberta Nestor If you have questions about Commonwealth Financial Network and/or Roberta Nestor and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jun 16, 2023

Robert Bradley of LPL Financial LLC

DID ROBERT WAYNE BRADLEY CAUSE YOU INVESTMENT LOSSES? Robert Bradley Of LPL Financial LLC Has A Customer Complaint For Alleged Broker Misconduct Robert Bradley Customer Complaint Robert Bradleyhas been the subject ofat least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the advisor recommended investment inconsistent with the investor’s growth and income objective. LPL Financial settled the customer complaint in favor of the investor. Robert Bradley Red Flags & Your Rights As An Investor Of course, Robert Bradley did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Robert Bradley at LPL Financial LLC on alert to review carefully the activity and performance of their accounts and question whether Robert Bradley has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To Robert Bradley If you have questions about LPL Financial LLC and/or Robert Bradley and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jun 16, 2023

Robert Davenport formerly with Girard Securities, Inc.

DID ROBERT STYLES DAVENPORT CAUSE YOU INVESTMENT LOSSES? Robert Davenport Formerly With Girard Securities, Inc. Has 2 Customer Complaints For Alleged Broker Misconduct Robert Davenport Customer Complaints Robert Davenport has been the subject of 2 customer complaints that we know about to recover investment losses. One customer complaint was settled by United Capital Financial Advisors in favor of the investor. Girard Securities denied the other customer complaint and no further action was taken. Allegations Against Robert Davenport A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Robert Davenport Red Flags & Your Rights As An Investor Of course, Robert Davenport did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Robert Davenport at Girard Securities, Inc. on alert to review carefully the activity and performance of their accounts and question whether Robert Davenport has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Girard Securities, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Girard Securities, Inc.  Due To Robert Davenport If you have questions about Girard Securities, Inc. and/or Robert Davenport and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jun 16, 2023

Robert Darnall formerly with Edward Jones

DID ROBERT SCOTT DARNALL CAUSE YOU INVESTMENT LOSSES? Robert Darnall Formerly With Edward Jones Has A Customer Complaint For Alleged Broker Misconduct Robert Darnall Customer Complaint Robert Darnall has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were a joint income rider was misrepresented in connection with a variable annuity contract. In February Edward Jones settled the customer complaint in favor of the investor. Robert Darnall Red Flags & Your Rights As An Investor Of course, Robert Darnall did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Robert Darnall at Edward Jones on alert to review carefully the activity and performance of their accounts and question whether Robert Darnall has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Edward Jones also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Edward Jones Due To Robert Darnall If you have questions about Edward Jones and/or Robert Darnall and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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