Jul 5, 2023

Sheila Spicehandler of Wells Fargo Advisors Financial Network, LLC

DID SHEILA LEAH SPICEHANDLER CAUSE YOU INVESTMENT LOSSES? Sheila Spicehandler Of Wells Fargo Advisors Financial Network, LLC And Formerly With Ameriprise Financial Services, LLC Has A Customer Complaint For Alleged Broker Misconduct Sheila Spicehandler Customer Complaint Sheila Spicehandler has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the advisor inappropriately recommended the customer not invest in her employer sponsored retirement plan and instead purchase fixed insurance policies which deprived her of employer matching contributions. Ameriprise Financial Services denied the customer complaint and, to date, the investor has not taken any further action. Sheila Spicehandler Red Flags & Your Rights As An Investor Of course, Sheila Spicehandler did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Sheila Spicehandler at Wells Fargo Advisors Financial Network, LLC  and Ameriprise Financial Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Sheila Spicehandler has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wells Fargo Advisors Financial Network, LLC and Ameriprise Financial Services, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Wells Fargo Advisors Financial Network, LLC Due To Sheila Spicehandler If you have questions about Innovation Wells Fargo Advisors Financial Network, LLC, Ameriprise Financial Services, LLC and/or Sheila Spicehandler and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jul 4, 2023

Sheel Desai of J.P. Morgan Securities LLC

DID SHEEL J DESAI CAUSE YOU INVESTMENT LOSSES? Sheel Desai Of J.P. Morgan Securities LLC Has 2 Customer Complaints For Alleged Broker Misconduct Sheel Desai Customer Complaints Sheel Desai has been the subject of 2 customer complaints that we know about to recover investment losses. Both customer complaints were denied by J.P. Morgan Securities and, to date, the customers have not taken any further action. Allegations Against Sheel Desai A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Sheel Desai Red Flags & Your Rights As An Investor Of course, Sheel Desai did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Sheel Desai at J.P. Morgan Securities LLC on alert to review carefully the activity and performance of their accounts and question whether Sheel Desai has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at J.P. Morgan Securities LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At J.P. Morgan Securities LLC Due To Sheel Desai If you have questions about J.P. Morgan Securities LLC and/or Sheel Desai and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jul 4, 2023

Shawn Porter formerly with Merrill Lynch, Pierce, Fenner & Smith Incorporated

DID SHAWN PORTER CAUSE YOU INVESTMENT LOSSES? Shawn Porter Formerly With Merrill Lynch, Pierce, Fenner & Smith Incorporated Has A Customer Complaint For Alleged Broker Misconduct Shawn Porter Customer Complaint Shawn Porter has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were misrepresentations in connection with the offer and sale of common and preferred stocks. Merrill Lynch Pierce Fenner and Smith denied the customer complaint and, to date, the investor has not taken any further action. Shawn Porter Red Flags & Your Rights As An Investor Of course, Shawn Porter did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Shawn Porter at Merrill Lynch, Pierce, Fenner & Smith Incorporated on alert to review carefully the activity and performance of their accounts and question whether Shawn Porter has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Merrill Lynch, Pierce, Fenner & Smith Incorporated also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Merrill Lynch, Pierce, Fenner & Smith Incorporated Due To Shawn Porter If you have questions about Innovation Merrill Lynch, Pierce, Fenner & Smith Incorporated and/or Shawn Porter and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jul 4, 2023

Shawn McChesney formerly with Innovation Partners LLC

DID SHAWN PAUL MCCHESNEY CAUSE YOU INVESTMENT LOSSES? Shawn McChesney Formerly With Innovation Partners LLC, Newbridge Securities Corporation and Alexander Capital, L.P. Has A Customer Complaint For Alleged Broker Misconduct Shawn McChesney Customer Complaint Shawn McChesney has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were negligence, unsuitable investment recommendations, and lack of authority to invest in a mutual fund. First Securities Northwest settled the customer complaint in favor of the investor. Shawn McChesney Red Flags & Your Rights As An Investor Of course, Shawn McChesney did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Shawn McChesney at Innovation Partners LLC, Newbridge Securities Corporation and Alexander Capital, L.P. on alert to review carefully the activity and performance of their accounts and question whether Shawn McChesneyhas engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Innovation Partners LLC, Newbridge Securities Corporation and Alexander Capital, L.P. also raises questions about the brokerage firms’supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Innovation Partners LLC Due To Shawn McChesney If you have questions about Innovation Partners LLC, Newbridge Securities Corporation, Alexander Capital, L.P. and/or Shawn McChesney and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jul 4, 2023

Shawn Hawke of Paychex Securities Corporation

DID SHAWN DANIEL HAWKE CAUSE YOU INVESTMENT LOSSES? Shawn Hawke Of Paychex Securities Corporation And Formerly With AXA Advisors, LLC Has A Customer Complaint For Alleged Broker Misconduct Shawn Hawke Customer Complaint Shawn Hawke has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for an unsuitable recommendation of an insurance policy. Equitable Advisors settled the customer complaint in favor of the investor. Shawn Hawke Red Flags & Your Rights As An Investor Of course, Shawn Hawke did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Shawn Hawke at Paychex Securities Corporation and AXA Advisors, LLC on alert to review carefully the activity and performance of their accounts and question whether Shawn Hawke has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Paychex Securities Corporation and AXA Advisors, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Paychex Securities Corporation Due To Shawn Hawke If you have questions about Paychex Securities Corporation, AXA Advisors, LLC and/or Shawn Hawke and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jul 4, 2023

Shawn Parker formerly with Ameriprise Financial Services, LLC

DID SHAWN ELIZABETH PARKER CAUSE YOU INVESTMENT LOSSES? Shawn Parker Formerly With Ameriprise Financial Services, LLC Has 8 Customer Complaints For Alleged Broker Misconduct Shawn Parker Customer Complaints Shawn Parker has been the subject of 8 customer complaints that we know about to recover investment losses. One customer complaint was settled by Ameriprise Financial Services in favor of the investor. The other 7 customer complaints were denied and, to date, the investors have not taken any further action. Allegations Against Shawn Parker A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Shawn Parker Red Flags & Your Rights As An Investor Of course, Shawn Parker did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Shawn Parker at Ameriprise Financial Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Shawn Parker has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Ameriprise Financial Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Ameriprise Financial Services, LLC Due To Shawn Parker If you have questions about Ameriprise Financial Services, LLC and/or Shawn Parker and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jul 4, 2023

Shaun Weber of Edward Jones

DID SHAUN M WEBER CAUSE YOU INVESTMENT LOSSES? Shaun Weber Of Edward Jones Has A Customer Complaint For Alleged Broker Misconduct Shaun Weber Customer Complaint Shaun Weber has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for failure to advise customer that taking a RMD from her variable annuity would reduce her monthly payments and further that the financial advisor invested RMDs in non-retirement accounts without her permission. Edward Jones denied the customer complaint and, to date, the investor has not taken any further action. Shaun Weber Red Flags & Your Rights As An Investor Of course, Shaun Weber did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Shaun Weber at Edward Jones on alert to review carefully the activity and performance of their accounts and question whether Shaun Weber has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Edward Jones also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Edward Jones Due To Shaun Weber If you have questions about Edward Jones and/or Shaun Weber and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jul 3, 2023

Sharron Branson of NYLife Securities LLC

DID SHARRON ELIZABETH BRANSON CAUSE YOU INVESTMENT LOSSES? Sharon Branson Of NYLife Securities LLC Has A Customer Complaint For Alleged Broker Misconduct Sharron Branson Customer Complaint Sharron Branson has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for mischaracterization of client’s risk profile. NYLIFE Securities denied the customer complaint and, to date, the investor has not taken any further action. Sharron Branson Red Flags & Your Rights As An Investor Of course, Sharron Branson did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Sharron Branson at NYLife Securities LLC on alert to review carefully the activity and performance of their accounts and question whether Sharron Branson has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at NYLife Securities LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At NYLife Securities LLC Due To Sharron Branson If you have questions about NYLife Securities LLC and/or Sharron Branson and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jul 3, 2023

Sharon Kwan of Globalink Securities, Inc.

DID SHARON MELINDA KWAN CAUSE YOU INVESTMENT LOSSES? Sharon Kwan Of Globalink Securities, Inc. And Formerly With Royal Alliance Associates, Inc. Has 3 Customer Complaints For Alleged Broker Misconduct Sharon Kwan Customer Complaints Sharon Kwan has been the subject of 3 customer complaints that we know about to recover investment losses. All 3 customer complaints were denied by her former employer and, to date, the customers have not taken any further action. Allegations Against Sharon Kwan A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Sharon Kwan Red Flags & Your Rights As An Investor Of course, Sharon Kwan did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Sharon Kwan at Globalink Securities, Inc. and Royal Alliance Associates, Inc. on alert to review carefully the activity and performance of their accounts and question whether Sharon Kwan has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Globalink Securities, Inc. and Royal Alliance Associates, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Globalink Securities, Inc. Due To Sharon Kwan If you have questions about Globalink Securities, Inc., Royal Alliance Associates, Inc. and/or Sharon Kwan and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jul 3, 2023

Shannon Neal of LPL Financial LLC

DID SHANNON RENEE NEAL CAUSE YOU INVESTMENT LOSSES? Shannon Neal Of LPL Financial LLC And Formerly With Invest Financial Corporation Has A Customer Complaint For Alleged Broker Misconduct Shannon Neal Customer Complaint Shannon Neal has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for misrepresentations regarding the illiquidity of a REIT investment. Invest Financial Group denied the customer complaint and, to date, the investor has not taken any further action. Shannon Neal Red Flags & Your Rights As An Investor Of course, Shannon Neal did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of  Shannon Neal at LPL Financial LLC and Invest Financial Corporation on alert to review carefully the activity and performance of their accounts and question whether Shannon Neal has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC and Invest Financial Corporation also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To Shannon Neal If you have questions about LPL Financial LLC, Invest Financial Corporation and/or Shannon Neal and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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