Jun 12, 2023

Robert Putz, Jr. of Merrill Lynch, Pierce, Fenner & Smith Incorporated

DID ROBERT HENRY PUTZ JR CAUSE YOU INVESTMENT LOSSES? Robert Putz, Jr. Of Merrill Lynch, Pierce, Fenner & Smith Incorporated Has A Customer Complaint For Alleged Broker Misconduct Robert Putz, Jr. Customer Complaint Robert Putz, Jr. has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were financial advisor inappropriately facilitated the client and signed documentation to convert separate property into community property and to change beneficiary designations. Merrill Lynch Pierce Fenner & Smith settled the customer complaint in favor of the investor. Robert Putz, Jr. Red Flags & Your Rights As An Investor Of course, Robert Putz, Jr. did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Robert Putz, Jr. at Merrill Lynch, Pierce, Fenner & Smith Incorporated on alert to review carefully the activity and performance of their accounts and question whether Robert Putz, Jr. has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Merrill Lynch, Pierce, Fenner & Smith Incorporated also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Merrill Lynch, Pierce, Fenner & Smith Incorporated Due To Robert Putz, Jr. If you have questions about Merrill Lynch, Pierce, Fenner & Smith Incorporated and/or Robert Putz, Jr. and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jun 12, 2023

Robert Dunbar formerly with MML Investors Services LLC

DID ROBERT GEORGE DUNBAR CAUSE YOU INVESTMENT LOSSES? Robert Dunbar Formerly With MML Investors Services LLC Has A Customer Complaint For Alleged Broker Misconduct Robert Dunbar Customer Complaint Robert Dunbar has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the financial advisor misrepresented and/or omitted material facts relating to the sale of a life insurance policy. MML investor Services settled the customer complaint in favor of the investor. Robert Dunbar Red Flags & Your Rights As An Investor Of course, Robert Dunbar did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Robert Dunbar at MML Investors Services LLC on alert to review carefully the activity and performance of their accounts and question whether Robert Dunbar has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at MML Investors Services LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At MML Investors Services LLC Due To Robert Dunbar If you have questions about MML Investors Services LLC and/or Robert Dunbar and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jun 12, 2023

Robert Schlager of J.W. Cole Financial Inc.

DID ROBERT FREDERICK SCHLAGER CAUSE YOU INVESTMENT LOSSES? Robert Schlager Of J.W. Cole Financial, Inc. Has A Customer Complaint For Alleged Broker Misconduct Robert Schlager Customer Complaint Robert Schlager has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for unsuitable investment recommendations. Robert Schlager’s employer denied the customer complaint and, to date, no further action has been taken by the investor. Robert Schlager Red Flags & Your Rights As An Investor Of course, Robert Schlager did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Robert Schlager at J.W. Cole Financial, Inc. on alert to review carefully the activity and performance of their accounts and question whether Robert Schlager has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at J.W. Cole Financial, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At J.W. Cole Financial, Inc. Due To Robert Schlager If you have questions about J.W. Cole Financial, Inc. and/or Robert Schlager and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jun 12, 2023

Robert Blake formerly with Cambridge Investment Research, Inc.

DID ROBERT FREDERICK BLAKE CAUSE YOU INVESTMENT LOSSES? Robert Blake Formerly With Cambridge Investment Research, Inc. Has 8 Customer Complaints For Alleged Broker Misconduct Robert Blake Customer Complaints Robert Blake has been the subject of 8 customer complaints that we know about to recover investment losses. Two customer complaints proceeded to arbitration and resulted in awards in favor of the investors. Four 4 customer complaints were settled by the advisor’s former employers in favor of the investors. The 2 remaining customer complaints were denied and, to date, the customers have not taken any further action. Allegations Against Robert Blake A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Robert Blake Red Flags & Your Rights As An Investor Of course, Robert Blake did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Robert Blake at Cambridge Investment Research, Inc. on alert to review carefully the activity and performance of their accounts and question whether Robert Blake has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Cambridge Investment Research, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Cambridge Investment Research, Inc. Due To Robert Blake If you have questions about Cambridge Investment Research, Inc. and/or Robert Blake and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jun 12, 2023

Robert Berry formerly with LPL Financial LLC

DID ROBERT FRANKLIN BERRY CAUSE YOU INVESTMENT LOSSES? Robert Berry Formerly With LPL Financial LLC Has A Customer Complaint For Alleged Broker Misconduct Robert Berry Customer Complaint Robert Berry has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were failure to follow instructions related to disbursement for service. The customer complaint was settled in favor of the investor. Robert Berry Red Flags & Your Rights As An Investor Of course, Robert Berry did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Robert Berry at LPL Financial LLC on alert to review carefully the activity and performance of their accounts and question whether Robert Berry has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To Robert Berry If you have questions about LPL Financial LLC and/or Robert Berry and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jun 11, 2023

Robert Baumgartner of FBL Marketing Services, LLC

DID ROBERT FRANCIS BAUMGARTNER CAUSE YOU INVESTMENT LOSSES? Robert Baumgartner Of FBL Marketing Services, LLC Has A Customer Complaint For Alleged Broker Misconduct Robert Baumgartner Customer Complaint Robert Baumgartner has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for the advisor’s failure to change ownership in variable universal life Insurance policy contract. The customer complaint was denied and to date, no further action has been taken by the investor. Robert Baumgartner Red Flags & Your Rights As An Investor Of course, Robert Baumgartner did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Robert Baumgartner at FBL Marketing Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Robert Baumgartner has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at FBL Marketing Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At FBL Marketing Services, LLC Due To Robert Baumgartner If you have questions about FBL Marketing Services, LLC and/or Robert Baumgartner and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jun 11, 2023

Robert Kirwan of Fidelity Brokerage Services LLC

DID ROBERT FAULKNER KIRWAN CAUSE YOU INVESTMENT LOSSES? Robert Kirwan Of Fidelity Brokerage Services LLC Has A Customer Complaint For Alleged Broker Misconduct Robert Kirwan Customer Complaint Robert Kirwan has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were failure to follow client’s instructions to liquidate his account. Fidelity Brokerage Services settled the customer complaint in favor of the investor. Robert Kirwan Red Flags & Your Rights As An Investor Of course, Robert Kirwan did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Robert Kirwan at Fidelity Brokerage Services LLC on alert to review carefully the activity and performance of their accounts and question whether Robert Kirwan has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Fidelity Brokerage Services LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Fidelity Brokerage Services LLC Due To Robert Kirwan If you have questions about Fidelity Brokerage Services LLC and/or Robert Kirwan and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jun 11, 2023

Robert Gallo of Merrill Lynch, Pierce, Fenner & Smith Incorporated

DID ROBERT F GALLO CAUSE YOU INVESTMENT LOSSES? Robert Gallo Of Merrill Lynch, Pierce, Fenner & Smith Incorporated Has 7 Customer Complaints For Alleged Broker Misconduct Robert Gallo Customer Complaints Robert Gallo has been the subject of 7 customer complaints that we know about to recover investment losses. Five customer complaints were settled by Merrill Lynch Pierce Fenner and Smith in favor of the investors. The brokerage firm denied the other to customer complaints and to date, no further action has been taken. Allegations Against Robert Gallo A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Robert Gallo Red Flags & Your Rights As An Investor Of course, Robert Gallo did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Robert Gallo at Merrill Lynch, Pierce, Fenner & Smith Incorporated on alert to review carefully the activity and performance of their accounts and question whether Robert Gallo has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Merrill Lynch, Pierce, Fenner & Smith Incorporated also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Merrill Lynch, Pierce, Fenner & Smith Incorporated Due To Robert Gallo If you have questions about Merrill Lynch, Pierce, Fenner & Smith Incorporated and/or Robert Gallo and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jun 11, 2023

Robert Lydon of Parkland Securities, LLC

DID ROBERT EMMET LYDON CAUSE YOU INVESTMENT LOSSES? Robert Lydon Of Parkland Securities, LLC Has A Customer Complaint For Alleged Broker Misconduct Robert Lydon Customer Complaint Robert Lydon has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were that accounts were opened and closed-end funds were transferred without authorization on signatures. Parkland Securities denied customer complaint and, to date, no further action has been taken. Robert Lydon Red Flags & Your Rights As An Investor Of course, Robert Lydon did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Robert Lydon at Parkland Securities, LLC on alert to review carefully the activity and performance of their accounts and question whether Robert Lydon has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Parkland Securities, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Parkland Securities, LLC Due To Robert Lydon If you have questions about Parkland Securities, LLC and/or Robert Lydon and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jun 11, 2023

Robert Turner, Jr. formerly with Stifel, Nicolaus & Company, Incorporated

DID ROBERT EARL TURNER JR CAUSE YOU INVESTMENT LOSSES? Robert Turner, Jr. Formerly With Stifel, Nicolaus & Company, Incorporated and UBS Financial Services Inc. Has 7 Customer Complaints For Alleged Broker Misconduct Robert Turner, Jr. Customer Complaints Robert Turner, Jr. has been the subject of 7 customer complaints that we know about to recover investment losses. All 7 customer complaints was settled by UBS Financial Services favor of the investors. Allegations Against Robert Turner, Jr. A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Robert Turner, Jr. Red Flags & Your Rights As An Investor Of course, Robert Turner, Jr. did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Robert Turner, Jr. at Stifel, Nicolaus & Company, Incorporated and UBS Financial Services Inc. on alert to review carefully the activity and performance of their accounts and question whether Robert Turner, Jr. has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Stifel, Nicolaus & Company, Incorporated and UBS Financial Services Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Stifel, Nicolaus & Company, Incorporated Due To Robert Turner, Jr. If you have questions about Stifel, Nicolaus & Company, Incorporated, UBS Financial Services Inc. and/or Robert Turner, Jr. and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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