Sep 22, 2022

Curtis Yourkievitz of J.W. Cole Financial, Inc.

It’s critical for everyone to learn as much as they can about the people with whom they entrust their money. There are a variety of resources where you may discover information about a person’s background, including past employment history, regulatory disciplinary actions, and consumer complaints. If you have questions about Curtis Yourkievitz and the investment losses you suffered, we will do our best to answer them. DID CURTIS LEE YOURKIEVITZ CAUSE YOU INVESTMENT LOSSES? Curtis Yourkievitz Of J.W. Cole Financial, Inc. Has A Customer Complaint For Alleged Broker Misconduct Who is Curtis Yourkievitz of J.W. Cole Financial, Inc.? Curtis Yourkievitz (CRD #4903858) who is currently registered with J.W. Cole Financial, Inc. and located in Clearwater, Florida is a subject of one of our many securities industry sales practice abuse investigations.   Curtis Yourkievitz Customer Complaint Curtis Yourkievitz has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were poor advice in connection with the managed account. Curtis Yourkievitz’s customer complaint was denied and, to date, the customer has not taken any further action. Curtis Yourkievitz Red Flags & Your Rights As An Investor Of course, Curtis Yourkievitz did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Curtis Yourkievitz at J.W. Cole Financial, Inc. on alert to review carefully the activity and performance of their accounts and question whether Curtis Yourkievitz has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at J.W. Cole Financial, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At J.W. Cole Financial, Inc. Due To Curtis Yourkievitz If you have questions about J.W. Cole Financial, Inc. and/or Curtis Yourkievitz and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Aug 19, 2022

Curtis Harris of Cambridge Investment Research, Inc.

When you hand over your hard-earned money to a broker, you want to be sure that they will do everything in their power to grow your investment. Learning as much as possible about the person who will be managing your funds can help you make an informed decision about whether or not to work with them. If Curtis Harris has caused you financial damage, we may be able to help you resolve your issues. DID CURTIS DEAN HARRIS CAUSE YOU INVESTMENT LOSSES? Curtis Harris Of Cambridge Investment Research, Inc. Has 2 Customer Complaints For Alleged Broker Misconduct Who is Curtis Harris of Cambridge Investment Research, Inc.? Curtis Harris (CRD #2628896) who is currently registered with Cambridge Investment Research, Inc. and located in Dallas, Texas is a subject of one of our many securities industry sales practice abuse investigations.  Curtis Harris Customer Complaints Curtis Harris has been the subject of 2 customer complaints that we know about, 1of those complaints was filed in the last year to recover investment losses. One of Curtis Harris’ 2 customer complaints about alleged misrepresentations and failure to disclose risks of a REIT investment was settled in favor of investor. The other one of Curtis Harris’ customer complaints was denied and, to date, the customer has not taken any further action. Curtis Harris Red Flags & Your Rights As An Investor Of course, Curtis Harris did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Curtis Harris at Cambridge Investment Research, Inc. on alert to review carefully the activity and performance of their accounts and question whether Curtis Harris has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Cambridge Investment Research, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Cambridge Investment Research, Inc. Due To Curtis Harris If you have questions about Cambridge Investment Research, Inc. and/or Curtis Harris and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Aug 17, 2022

Craig Cunningham of Morgan Stanley

When you give your money to a broker, it’s important that you trust them. This is why gathering as much information on the person who will be investing your funds is critical. By doing this research, you can make an informed decision on whether or not to work with a specific broker. If you think Craig Cunningham has caused you financial harm, we may be able to assist you with any concerns or issues you have. DID CRAIG PATRICK CUNNINGHAM CAUSE YOU INVESTMENT LOSSES? Craig Cunningham Of Morgan Stanley Has A Customer Complaint For Alleged Broker Misconduct Who is Craig Cunningham of Morgan Stanley? Craig Cunningham (CRD #2850891) who is currently registered with Morgan Stanley and located in Orland Park, Illinois is a subject of one of our many securities industry sales practice abuse investigations. Craig Cunningham Customer Complaint Craig Cunningham has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were overconcentration of investments in a managed account. Craig Cunningham’s customer complaint was denied and, to date, the customer has not taken any further action. Craig Cunningham Red Flags & Your Rights As An Investor Of course, Craig Cunningham did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Craig Cunningham at Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Craig Cunningham has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Morgan Stanley Due To Craig Cunningham If you have questions about Morgan Stanley and/or Craig Cunningham and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Aug 2, 2022

Craig Lucas of J.P. Morgan Securities LLC

As a client, you put your money in the hands of a broker that you can trust. This is why it’s critical to understand everything there is to know about the individual investing your funds. This data might assist you in determining whether or not to work with a particular broker. If you believe Craig Lucas has harmed your financial situation, we may be able to help you address any concerns or difficulties you have. DID CRAIG BARTHELEMY LUCAS CAUSE YOU INVESTMENT LOSSES? Craig Lucas Of J.P. Morgan Securities LLC Has A Customer Complaint For Alleged Broker Misconduct Who is Craig Lucas of J.P. Morgan Securities LLC? Craig Lucas (CRD #5681908) who is currently registered with J.P. Morgan Securities LLC and located in Brooklyn, New York is a subject of one of our many securities industry sales practice abuse investigations.  Craig Lucas Customer Complaint Craig Lucas has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were an unsuitable recommendation of a mutual fund investment. Craig Lucas’ customer complaint was denied and, to date, the customer has not taken any further action. Craig Lucas Red Flags & Your Rights As An Investor Of course, Craig Lucas did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Craig Lucas at J.P. Morgan Securities LLC on alert to review carefully the activity and performance of their accounts and question whether Craig Lucas has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at J.P. Morgan Securities LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At J.P. Morgan Securities LLC Due To Craig Lucas If you have questions about J.P. Morgan Securities LLC and/or Craig Lucas and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Aug 2, 2022

Craig Zabala formerly with John W. Loofbourrow Associates, Inc.

It’s critical for everyone to be knowledgeable on the individuals with whom they entrust their money. You can find out more about a person’s background from several sources, including current and past employment history, regulatory penalties, and consumer complaints. We’re here to help. If you have any questions regarding Craig Zabala or your investment losses, our team will do everything we can to assist. DID CRAIG ANTHONY ZABALA CAUSE YOU INVESTMENT LOSSES? Craig Zabala Formerly With John W. Loofbourrow Associates, Inc. Has A Customer Complaint For Alleged Broker Misconduct Who is Craig Zabala formerly with John W. Loofbourrow Associates, Inc.? Craig Zabala (CRD #2740680) who was formerly registered with John W. Loofbourrow Associates, Inc. and located in Harlem, New York is a subject of one of our many securities industry sales practice abuse investigations.  He was also the subject of an SEC investigation for material misrepresentations to investors and prospective investors in Concorde Group Holdings, Inc. which resulted in a permanent injunction, disgorgement in excess of $2.4 million with interest. Craig Zabala Customer Complaint Craig Zabala has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were Craig Zabala made an $800,000 private placement investment in Concorde Group Holdings, Inc. which Claimant alleges was a Ponzi scheme. The customer complaint filed against Craig Zabala’s former employer Concorde Group Holdings Inc. for investment losses caused by the alleged misconduct is pending as of the date of this report. Craig Zabala Red Flags & Your Rights As An Investor Of course, Craig Zabala did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Craig Zabala at John W. Loofbourrow Associates, Inc. on alert to review carefully the activity and performance of their accounts and question whether Craig Zabala has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at John W. Loofbourrow Associates, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At John W. Loofbourrow Associates, Inc. Due To Craig Zabala If you have questions about John W. Loofbourrow Associates, Inc. and/or Craig Zabala and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Aug 2, 2022

Courtney Kucish of Edward Jones

As a client, you invest your money with a broker you can trust. This is why it’s critical to gain as much knowledge about the individual managing your funds as possible. This information may assist you in determining whether or not to work with a specific brokerage and broker. If you believe Courtney Kucish has caused you financial harm, we may be able to help you address any concerns or issues you have. DID COURTNEY ANN KUCISH CAUSE YOU INVESTMENT LOSSES? Courtney Kucish Of Edward Jones Has A Customer Complaint For Alleged Broker Misconduct Who is Courtney Kucish of Edward Jones? Courtney Kucish (CRD #4894872) who is currently registered with Edward Jones and located in Morgantown, West Virginia is a subject of one of our many securities industry sales practice abuse investigations. Courtney Kucish Customer Complaint Courtney Kucish has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were theft and misappropriation of funds. Courtney Kucish’s customer complaint was denied and, to date, the customer has not taken any further action. Courtney Kucish Red Flags & Your Rights As An Investor Of course, Courtney Kucish did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Courtney Kucish at Edward Jones on alert to review carefully the activity and performance of their accounts and question whether Courtney Kucish has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Edward Jones also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Edward Jones Due To Courtney Kucish If you have questions about Edward Jones and/or Courtney Kucish and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Aug 2, 2022

Corydon Wheat of Wells Fargo Clearing Services, LLC

It is critical for everyone to know as much as possible about the people with whom they entrust their money. There are several resources where you may get information on a person’s background, including past employment history, regulatory actions, and consumer complaints. If you have any questions regarding Corydon Wheat or investment losses you incurred, please contact us as soon as possible. We’ll do our best to respond to any concerns you might have. DID CORYDON MACLEAN WHEAT CAUSE YOU INVESTMENT LOSSES? Corydon Wheat Of Wells Fargo Clearing Services, LLC Has A Customer Complaint For Alleged Broker Misconduct Who is Corydon Wheat of Wells Fargo Clearing Services, LLC? Corydon Wheat (CRD #832686) who is currently registered with Wells Fargo Clearing Services, LLC and located in Atlanta, Georgia is a subject of one of our many securities industry sales practice abuse investigations.   Corydon Wheat Customer Complaint Corydon Wheat has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were financial advisor failed to follow client’s instructions. Corydon Wheat’s customer complaint was settled in favor of the investors. Corydon Wheat Red Flags & Your Rights As An Investor Of course, Corydon Wheat did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Corydon Wheat at Wells Fargo Clearing Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Corydon Wheat has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wells Fargo Clearing Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Wells Fargo Clearing Services, LLC Due To Corydon Wheat If you have questions about Wells Fargo Clearing Services, LLC and/or Corydon Wheat and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Aug 1, 2022

Cory Durham of UBS Financial Services Inc.

It is critical for everyone to understand as much as possible about the people with whom they entrust their money. You can learn a lot of information about the individual’s background, including his or her past employment history, regulatory disciplinary actions, and customer complaints, through a number of sources. Important facts about Cory Durham and investment losses you incurred may be the result of this information. We’ll do everything we can to answer any questions you have. DID CORY ALAN DURHAM CAUSE YOU INVESTMENT LOSSES? Cory Durham Of UBS Financial Services Inc. Has 2 Customer Complaints For Alleged Broker Misconduct Who is Cory Durham of UBS Financial Services Inc.? Cory Durham (CRD #5130512) who is currently registered with UBS Financial Services Inc. and located in Dallas, Texas is a subject of one of our many securities industry sales practice abuse investigations.   Cory Durham Customer Complaints Cory Durham has been the subject of 2 customer complaints that we know about, both of those complaints were filed in the last year to recover investment losses. One of Cory Durham’s customer complaints resulted in an Award in favor of investor. One of Cory Durham’s customer complaints was denied and, to date, the customer has not taken any further action. Allegations Against Cory Durham A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Breach of contract and warranties, promissory estoppel, violation of that the Texas Deceptive trayed practices -Consumer Protection Act, Texas Securities Act, fraud, breach of fiduciary duty, negligence, and gross negligence, misrepresentation/omission related to the UBS Yield Enhancement Strategy resulting in an arbitration award in favor of customer. Account was not managed consistent with customers stated objectives and risk tolerance, nor were the decisions made and guidance provided in customer’s best interest. Cory Durham Red Flags & Your Rights As An Investor Of course, Cory Durham did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Cory Durham at UBS Financial Services Inc. on alert to review carefully the activity and performance of their accounts and question whether Cory Durham has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at UBS Financial Services Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At UBS Financial Services Inc. Due To Cory Durham If you have questions about UBS Financial Services Inc. and/or Cory Durham and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Aug 1, 2022

Corey Owen formerly with Wells Fargo Clearing Services, LLC

It’s critical for everyone to understand as much as possible about the people with whom they entrust their money. Background checks can be obtained from a variety of places, including prior employment history, regulatory disciplinary actions, and consumer complaints. This vital information might lead to concerns about Corey Owen and the financial losses incurred as a result of his actions. We’ll do our best to answer any questions you may have regarding this situation. DID COREY OWEN CAUSE YOU INVESTMENT LOSSES? Corey Owen Formerly With Wells Fargo Clearing Services, LLC And J.P. Morgan Securities LLC Has 2 Customer Complaints For Alleged Broker Misconduct Who is Corey Owen formerly with Wells Fargo Clearing Services, LLC? Corey Owen (CRD #5314153) who was formerly registered with Wells Fargo Clearing Services, LLC and located in Mercer Island, Washington is a subject of one of our many securities industry sales practice abuse investigations.  Prior to Wells Fargo Clearing Services, LLC, Corey Owen was associated with J.P. Morgan Securities LLC and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.   Corey Owen Customer Complaints Corey Owen has been the subject of 2 customer complaints that we know about, 1 of those complaints was filed in the last year to recover investment losses. Both of Corey Owen’s customer complaints were denied and, to date, the customers have not taken any further action. Allegations Against Corey Owen A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Customer was sold a bond fund with an undisclosed deferred sales charge that was inconsistent with his investment objectives. Misrepresentation, poor recommendations, and poor advice related to mutual fund investments. Corey Owen Red Flags & Your Rights As An Investor Of course, Corey Owen did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Corey Owen at Wells Fargo Clearing Services, LLC and J.P. Morgan Securities LLC on alert to review carefully the activity and performance of their accounts and question whether Corey Owen has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wells Fargo Clearing Services, LLC and J.P. Morgan Securities LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Wells Fargo Clearing Services, LLC Due To Corey Owen If you have questions about Wells Fargo Clearing Services, LLC, J.P. Morgan Securities LLC, and/or Corey Owen and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Aug 1, 2022

Corey Flaum formerly with Market Securities, LLC

As a client, you are putting your money in the hands of someone who you can trust. This is why it’s critical to understand everything there is to know about the individual managing your funds. This data might assist you in determining whether or not to work with a specific broker. If you believe Corey Flaum has caused you financial damage, we may be able to assist you in addressing any issues or difficulties you have. DID COREY DOUGLAS FLAUM CAUSE YOU INVESTMENT LOSSES? Corey Flaum Formerly With Market Securities, LLC, Sunrise Brokers LLC And BGC Financial, L.P. Has A Customer Complaint For Alleged Broker Misconduct Who is Corey Flaum formerly with Market Securities, LLC? Corey Flaum (CRD #4005626) who was formerlyregistered with Market Securities, LLC and located in New York, New York is a subject of one of our many securities industry sales practice abuse investigations.  Prior to Market Securities, LLC,Corey Flaum was associated with Sunrise Brokers LLC, BGC Financial, L.P. and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. In addition, Corey Flaum has had his own regulatory problems. He was sued by the United States commodity futures trading commission for “spoofing” in the marketplace. In a related matter, the Justice Department filed a criminal action for attempted price manipulation to which Corey Flaum pled guilty. Corey Flaum Customer Complaint Corey Flaum has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were that Corey Flaum engaged in violations of the US commodity exchange act and was unjustly enriched. The customer complaint filed against Corey Flaum’s former employer The Bank of Nova Scotia, New York Agency for investment losses caused by the alleged misconduct is pending as of the date of this report. Corey Flaum Red Flags & Your Rights As An Investor Of course, Corey Flaum did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Corey Flaum at Market Securities, LLC, Sunrise Brokers LLC, and BGC Financial, L.P. on alert to review carefully the activity and performance of their accounts and question whether Corey Flaum has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Market Securities, LLC, Sunrise Brokers LLC, and BGC Financial, L.P. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Market Securities, LLC Due To Corey Flaum If you have questions about Market Securities, LLC, Sunrise Brokers LLC, BGC Financial, L.P., and/or Corey Flaum and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading