Jun 7, 2023

Rob Randels of Northwestern Mutual Investment Services, LLC

DID ROB ALLAN RANDELS CAUSE YOU INVESTMENT LOSSES? Rob Randels Of Northwestern Mutual Investment Services, LLC Has A Customer Complaint For Alleged Broker Misconduct Rob Randels Customer Complaint Rob Randels has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for failure to execute transactions. Northwestern Mutual Investment Services denied the customer complaint and no further action was taken. Rob Randels Red Flags & Your Rights As An Investor Of course, Rob Randels did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Rob Randels at Northwestern Mutual Investment Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Rob Randels has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Northwestern Mutual Investment Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Northwestern Mutual Investment Services, LLC Due To Rob Randels If you have questions about Northwestern Mutual Investment Services, LLC and/or Rob Randels and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jun 6, 2023

Ricky Mantei of Centaurus Financial, Inc.

DID RICKY ALAN MANTEI CAUSE YOU INVESTMENT LOSSES? Ricky Mantei Of Centaurus Financial, Inc. Has 39 Customer Complaints For Alleged Broker Misconduct Ricky Mantei Customer Complaints Ricky Mantei has been the subject of 39 customer complaints that we know about to recover investment losses. Thirty-five of the customer complaints were settled by Ricky Mantei’s former and current employers in favor of the investors. Three of the customer complaints were denied and to date, no further action has been taken. There is still one customer complaint pending in a FINRA arbitration proceeding. Allegations Against Ricky Mantei A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Ricky Mantei Red Flags & Your Rights As An Investor Of course, Ricky Mantei did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Ricky Mantei at Centaurus Financial, Inc. on alert to review carefully the activity and performance of their accounts and question whether Ricky Mantei has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Centaurus Financial, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Centaurus Financial, Inc. Due To Ricky Mantei If you have questions about Centaurus Financial, Inc. and/or Ricky Mantei and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jun 6, 2023

Rick Konecny formerly with National Securities Corporation

DID RICK DOUGLAS KONECNY CAUSE YOU INVESTMENT LOSSES? Rick Konecny Formerly With National Securities Corporation Has 12 Customer Complaints For Alleged Broker Misconduct Rick Konecny Customer Complaints Rick Konecny has been the subject of 12 customer complaints that we know about to recover investment losses. Eleven of the customer complaints were settled by financial advisor’s former employers in favor of the investors. The other customer complaint was denied and no further action was taken by the customer. Allegations Against Rick Konecny A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Rick Konecny Red Flags & Your Rights As An Investor Of course, Rick Konecny did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Rick Konecny at National Securities Corporation on alert to review carefully the activity and performance of their accounts and question whether Rick Konecny has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at National Securities Corporation also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At National Securities Corporation Due To Rick Konecny If you have questions about National Securities Corporation and/or Rick Konecny and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jun 6, 2023

Richard Harrison of Fidelity Brokerage Services LLC

DID RICHARD WILLIAM HARRISON CAUSE YOU INVESTMENT LOSSES? Richard Harrison Of Fidelity Brokerage Services LLC And Formerly With Vanguard Marketing Corporation Has A Customer Complaint For Alleged Broker Misconduct Richard Harrison Customer Complaint Richard Harrison has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the advisor recommended an asset allocation in a managed account that was not suitable for the customer’s financial situation. Fidelity Brokerage Services denied the customer and to date, no further action has been taken. Richard Harrison Red Flags & Your Rights As An Investor Of course, Richard Harrison did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Richard Harrison at Fidelity Brokerage Services LLC and Vanguard Marketing Corporation on alert to review carefully the activity and performance of their accounts and question whether Richard Harrison has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Fidelity Brokerage Services LLC and Vanguard Marketing Corporation also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Fidelity Brokerage Services LLC Due To Richard Harrison If you have questions about Fidelity Brokerage Services LLC, Vanguard Marketing Corporation and/or Richard Harrison and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jun 6, 2023

Richard Berger of Arkadios Capital

DID RICHARD STEVEN BERGER CAUSE YOU INVESTMENT LOSSES? Richard Berger Of Arkadios Capital And Formerly With Triad Advisors LLC Has A Customer Complaint For Alleged Broker Misconduct Richard Berger Customer Complaint Richard Berger has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for unsuitable investment recommendations relating to GDP Holdings. Triad Advisors settled the customer complaint in favor of the investor. Richard Berger Red Flags & Your Rights As An Investor Of course, Richard Berger did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Richard Berger at Arkadios Capital and Triad Advisors LLC on alert to review carefully the activity and performance of their accounts and question whether Richard Berger has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Arkadios Capital and Triad Advisors LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Arkadios Capital Due To Richard Berger If you have questions about Arkadios Capital, Triad Advisors LLC and/or Richard Berger and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jun 6, 2023

Richard Riemer of J.P. Morgan Securities LLC

DID RICHARD RIEMER CAUSE YOU INVESTMENT LOSSES? Richard Riemer Of J.P. Morgan Securities LLC Has A Customer Complaint For Alleged Broker Misconduct Richard Riemer Customer Complaint Richard Riemer has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were misrepresentation regarding a mutual fund account. J.P. Morgan Securities denied the customer complaint and to date no further action has been taken by the customer. Richard Riemer Red Flags & Your Rights As An Investor Of course, Richard Riemer did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Richard Riemer at J.P. Morgan Securities LLC on alert to review carefully the activity and performance of their accounts and question whether Richard Riemer has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at J.P. Morgan Securities LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At J.P. Morgan Securities LLC Due To Richard Riemer If you have questions about J.P. Morgan Securities LLC and/or Richard Riemer and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jun 5, 2023

Richard Feldman formerly with Stifel, Nicolaus & Company, Incorporated

DID RICHARD MARTIN FELDMAN CAUSE YOU INVESTMENT LOSSES? Richard Feldman Formerly With Stifel, Nicolaus & Company, Incorporated Has 5 Customer Complaints For Alleged Broker Misconduct Richard Feldman Customer Complaints Richard Feldman has been the subject of 5 customer complaints that we know about to recover investment losses. Three of the customer complaints were settled by Richard Feldman’s former employers in favor of the investors. Barclays Capital denied the other two customer complaints and no further action was taken. Allegations Against Richard Feldman A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Richard Feldman Red Flags & Your Rights As An Investor Of course, Richard Feldman did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Richard Feldman at Stifel, Nicolaus & Company, Incorporated on alert to review carefully the activity and performance of their accounts and question whether Richard Feldman has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Stifel, Nicolaus & Company, Incorporated also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Stifel, Nicolaus & Company, Incorporated Due To Richard Feldman If you have questions about Stifel, Nicolaus & Company, Incorporated and/or Richard Feldman and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jun 5, 2023

Richard Held of UBS Financial Services Inc.

DID RICHARD MARK HELD CAUSE YOU INVESTMENT LOSSES? Richard Held Of UBS Financial Services Inc. Has 5 Customer Complaints For Alleged Broker Misconduct Richard Held Customer Complaints Richard Held has been the subject of 5 customer complaints that we know about to recover investment losses. One customer complaint proceeded to arbitration resulted in an arbitration award in favor of the investor.  UBS Financial Services settled 3 other customer in favor of the investors. The brokerage firm denied the other customer complaint and no further action was taken. Allegations Against Richard Held A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Richard Held Red Flags & Your Rights As An Investor Of course, Richard Held did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Richard Held at UBS Financial Services Inc. on alert to review carefully the activity and performance of their accounts and question whether Richard Held has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at UBS Financial Services Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At UBS Financial Services Inc. Due To Richard Held If you have questions about UBS Financial Services Inc. and/or Richard Held and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jun 5, 2023

Richard Weaver of Sanford C. Bernstein & Co., LLC

DID RICHARD LINDSAY NEWTON WEAVER CAUSE YOU INVESTMENT LOSSES? Richard Weaver Of Sanford C. Bernstein & Co., LLC Has A Customer Complaint For Alleged Broker Misconduct Richard Weaver Customer Complaint Richard Weaver has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were unsuitable recommendations to invest in alternative investments. Sanford Bernstein settled the customer dispute in favor of the investor. Richard Weaver Red Flags & Your Rights As An Investor Of course, Richard Weaver did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Richard Weaver at Sanford C. Bernstein & Co., LLC on alert to review carefully the activity and performance of their accounts and question whether Richard Weaver has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Sanford C. Bernstein & Co., LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Sanford C. Bernstein & Co., LLC Due To Richard Weaver If you have questions about Sanford C. Bernstein & Co., LLC and/or Richard Weaver and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jun 4, 2023

Richard Finnell of MWA Financial Services, Inc.

DID RICHARD KEVIN FINNELL CAUSE YOU INVESTMENT LOSSES? Richard Finnell Of MWA Financial Services, Inc. And Formerly With Woodmen Financial Services, Inc. Has 2 Customer Complaints For Alleged Broker Misconduct Richard Finnell Customer Complaints Richard Finnell has been the subject of 2 customer complaints that we know about to recover investment losses. Both customer complaints were settled by Woodmen Financial Services in favor of the investors. Allegations Against Richard Finnell A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Richard Finnell Red Flags & Your Rights As An Investor Of course, Richard Finnell did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Richard Finnell at MWA Financial Services, Inc. and Woodmen Financial Services, Inc. on alert to review carefully the activity and performance of their accounts and question whether Richard Finnell has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at MWA Financial Services, Inc. and Woodmen Financial Services, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At MWA Financial Services, Inc. Due To Richard Finnell If you have questions about MWA Financial Services, Inc., Woodmen Financial Services, Inc. and/or Richard Finnell and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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