Jun 25, 2023

Sameera Gupta of Merrill Lynch, Pierce, Fenner & Smith Incorporated

DID SAMEERA GUPTA CAUSE YOU INVESTMENT LOSSES? Sameera Gupta Of Merrill Lynch, Pierce, Fenner & Smith Incorporated Has A Customer Complaint For Alleged Broker Misconduct Sameera Gupta Customer Complaint Sameera Gupta has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were unsuitable investment recommendations related to common and preferred stock. Merrill Lynch, Pierce, Fenner & Smith denied the customer complaint and, to date, the investor has not taken any further action. Sameera Gupta Red Flags & Your Rights As An Investor Of course, Sameera Gupta did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Sameera Gupta at Merrill Lynch, Pierce, Fenner & Smith Incorporated on alert to review carefully the activity and performance of their accounts and question whether Sameera Gupta has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Merrill Lynch, Pierce, Fenner & Smith Incorporated also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Merrill Lynch, Pierce, Fenner & Smith Incorporated Due To Sameera Gupta If you have questions about Merrill Lynch, Pierce, Fenner & Smith Incorporated and/or Sameera Gupta and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jun 25, 2023

Sam Paolini formerly with Hornor, Townsend & Kent, Inc.

DID SAM PETER PAOLINI CAUSE YOU INVESTMENT LOSSES? Sam Paolini Of Hornor, Townsend & Kent, Inc. Has A Customer Complaint For Alleged Broker Misconduct Sam Paolini Customer Complaint Sam Paolini has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the customer was pressured into purchasing a whole life insurance policy. The customer complaint is still pending. Sam Paolini Red Flags & Your Rights As An Investor Of course, Sam Paolini did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Sam Paolini at Hornor, Townsend & Kent, Inc. on alert to review carefully the activity and performance of their accounts and question whether Sam Paolini has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Hornor, Townsend & Kent, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Hornor, Townsend & Kent, Inc. Due To Sam Paolini If you have questions about Hornor, Townsend & Kent, Inc. and/or Sam Paolini and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jun 25, 2023

S. Michael Helal of Fidelity Brokerage Services LLC

DID S MICHAEL M HELAL CAUSE YOU INVESTMENT LOSSES? S. Michael Helal Of Fidelity Brokerage Services LLC Has A Customer Complaint For Alleged Broker Misconduct S. Michael Helal Customer Complaint S. Michael Helal has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for misrepresentation of an investment strategy. Fidelity Brokerage Services settled the customer complaint in favor of the investor. S. Michael Helal Red Flags & Your Rights As An Investor Of course, S. Michael Helal did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of S. Michael Helal at Fidelity Brokerage Services LLC on alert to review carefully the activity and performance of their accounts and question whether S. Michael Helal has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Fidelity Brokerage Services LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Fidelity Brokerage Services LLC Due To S. Michael Helal If you have questions about Fidelity Brokerage Services LLC and/or S. Michael Helal and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jun 25, 2023

Ryan Mummert of Morgan Stanley

DID RYAN WILLIAM NE MUMMERT CAUSE YOU INVESTMENT LOSSES? Ryan Mummert Of Morgan Stanley Has 2 Customer Complaints For Alleged Broker Misconduct Ryan Mummert Customer Complaints Ryan Mummert has been the subject of 2 customer complaints that we know about to recover investment losses. One customer complaint proceeded to arbitration and resulted in an arbitration award in favor of the customer. The other customer complaint was denied by Morgan Stanley and to date, the customer has not taken any further action. Allegations Against Ryan Mummert A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Ryan Mummert Red Flags & Your Rights As An Investor Of course, Ryan Mummert did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Ryan Mummert at Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Ryan Mummert has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Morgan Stanley Due To Ryan Mummert If you have questions about Morgan Stanley and/or Ryan Mummert and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jun 25, 2023

Ryan Patrick of Fidelity Brokerage Services LLC

DID RYAN TYRRELL PATRICK CAUSE YOU INVESTMENT LOSSES? Ryan Patrick Of Fidelity Brokerage Services LLC Has 2 Customer Complaints For Alleged Broker Misconduct Ryan Patrick Customer Complaints Ryan Patrick has been the subject of 2 customer complaints that we know about to recover investment losses. Both customer complaints were denied by Fidelity Brokerage Services and, to date, the investors have not taken any further action. Allegations Against Ryan Patrick A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Ryan Patrick Red Flags & Your Rights As An Investor Of course, Ryan Patrick did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Ryan Patrick at Fidelity Brokerage Services LLC on alert to review carefully the activity and performance of their accounts and question whether Ryan Patrick has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Fidelity Brokerage Services LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Fidelity Brokerage Services LLC Due To Ryan Patrick If you have questions about Fidelity Brokerage Services LLC and/or Ryan Patrick and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jun 24, 2023

Ryan Purkiss of LPL Financial

DID RYAN R PURKISS CAUSE YOU INVESTMENT LOSSES? Ryan Purkiss Of LPL Financial Has A Customer Complaint For Alleged Broker Misconduct Ryan Purkiss Customer Complaint Ryan Purkiss has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were failure to follow client’s instructions and timely purchase Apple stock. LPL Financial settled the customer dispute in favor of the investment. Ryan Purkiss Red Flags & Your Rights As An Investor Of course, Ryan Purkiss did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Ryan Purkiss at LPL Financial on alert to review carefully the activity and performance of their accounts and question whether Ryan Purkiss has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At LPL Financial Due To Ryan Purkiss If you have questions about LPL Financial and/or Ryan Purkiss and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jun 24, 2023

Ryan Wroblewski of Morgan Stanley

DID RYAN PETER WROBLEWSKI CAUSE YOU INVESTMENT LOSSES? Ryan Wroblewski Of Morgan Stanley Has 3 Customer Complaints For Alleged Broker Misconduct Ryan Wroblewski Customer Complaints Ryan Wroblewski has been the subject of 3 customer complaints that we know about to recover investment losses. All 3 customer complaints were settled by Aegis Capital in favor of the investors. Allegations Against Ryan Wroblewski A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Ryan Wroblewski Red Flags & Your Rights As An Investor Of course, Ryan Wroblewski did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Ryan Wroblewski at Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Ryan Wroblewski has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Morgan Stanley Due To Ryan Wroblewski If you have questions about Morgan Stanley and/or Ryan Wroblewski and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jun 24, 2023

Ryan Malloch of Cetera Advisors LLC

DID RYAN L MALLOCH CAUSE YOU INVESTMENT LOSSES? Ryan Malloch Of Cetera Advisors LLC Has A Customer Complaint For Alleged Broker Misconduct Ryan Malloch Customer Complaint Ryan Malloch has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for an unsuitable REITs investment. Cetera Advisors settled the customer dispute in favor of the investor. Ryan Malloch Red Flags & Your Rights As An Investor Of course, Ryan Malloch did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Ryan Malloch at Cetera Advisors LLC on alert to review carefully the activity and performance of their accounts and question whether Ryan Malloch has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Cetera Advisors LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Cetera Advisors LLC Due To Ryan Malloch If you have questions about Cetera Advisors LLC and/or Ryan Malloch and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jun 24, 2023

Ryan Stevens of Ameriprise Financial Services, LLC

DID RYAN KENNETH STEVENS CAUSE YOU INVESTMENT LOSSES? Ryan Stevens Of Ameriprise Financial Services, LLC And Formerly With Wells Fargo Clearing Services, LLC Has A Customer Complaint For Alleged Broker Misconduct Ryan Stevens Customer Complaint Ryan Stevens has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were failure to disclose customer was giving up lifetime income on an annuity that was surrendered and reinvested into a managed account. Wells Fargo Advisors settled the customer dispute in favor of the investor. Ryan Stevens Red Flags & Your Rights As An Investor Of course, Ryan Stevens did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Ryan Stevens at Ameriprise Financial Services, LLC and Wells Fargo Clearing Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Ryan Stevens has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Ameriprise Financial Services, LLC and Wells Fargo Clearing Services, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Ameriprise Financial Services, LLC Due To Ryan Stevens If you have questions about Ameriprise Financial Services, LLC, Wells Fargo Clearing Services, LLC and/or Ryan Stevens and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jun 24, 2023

Ryan Taleghani of Morgan Stanley

DID RYAN K TALEGHANI CAUSE YOU INVESTMENT LOSSES? Ryan Taleghani Of Morgan Stanley And Formerly With Merrill Lynch, Pierce, Fenner & Smith Incorporated Has A Customer Complaint For Alleged Broker Misconduct Ryan Taleghani Customer Complaint Ryan Taleghani has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for unauthorized trading. Merrill Lynch Pierce Fenner and Smith settled the customer complaint in favor of the investor. Ryan Taleghani Red Flags & Your Rights As An Investor Of course, Ryan Taleghani did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Ryan Taleghani at Morgan Stanley and Merrill Lynch, Pierce, Fenner & Smith Incorporated on alert to review carefully the activity and performance of their accounts and question whether Ryan Taleghani has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley and Merrill Lynch, Pierce, Fenner & Smith Incorporated also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Morgan Stanley Due To Ryan Taleghani If you have questions about Morgan Stanley, Merrill Lynch, Pierce, Fenner & Smith Incorporated and/or Ryan Taleghani and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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