Jul 25, 2022

Christopher Eriksson formerly with Merrill Lynch, Pierce, Fenner & Smith Incorporated

As an investor, you trust that you’ve put your money in good hands. This is why it’s critical to learn everything there is to know about the person managing your funds. This data may assist you in determining whether or not to work with a particular broker. We may be able to assist you in addressing any concerns or problems you have if you believe Christopher Eriksson has caused you financial harm. DID CHRISTOPHER THOMAS ERIKSSON CAUSE YOU INVESTMENT LOSSES? Christopher Eriksson Formerly With Merrill Lynch, Pierce, Fenner & Smith Incorporated Has 6 Customer Complaints For Alleged Broker Misconduct Who is Christopher Eriksson formerly with Merrill Lynch, Pierce, Fenner & Smith Incorporated? Christopher Eriksson (CRD #2487298) who was formerly registered with Merrill Lynch, Pierce, Fenner & Smith Incorporated and located in Wayzata, Minnesota is a subject of one of our many securities industry sales practice abuse investigations. Christopher Eriksson Customer Complaints Christopher Eriksson has been the subject of 6 customer complaints that we know about, 1 of those complaints was filed in the last year to recover investment losses. One of Christopher Eriksson’s 6 customer complaints resulted in an Award in favor of investor. Two of Christopher Eriksson’s customer complaints were settled in favor of investors. One of Christopher Eriksson’s customer complaints was denied and, to date, the customers have not taken any further action. There are currently 2 pending customer complaints filed against Christopher Eriksson’s former employers Merrill Lynch, Pierce, Fenner & Smith Incorporated and Prudential Securities Incorporated for investment losses caused by the alleged misconduct. Allegations Against Christopher Eriksson A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Breach of fiduciary duty, misrepresentation, omission of material facts, unsuitable investment recommendations, unauthorized trading, and manipulation related to common stocks resulting in an arbitration award in favor of the customer. Unsuitable investment recommendations and excessive trading of equities. Failure to disclose nature mechanics and risk of trading on margin in addition to unsuitable and unauthorized investment transactions. Christopher Eriksson Red Flags & Your Rights As An Investor Of course, Christopher Eriksson did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Christopher Eriksson at Merrill Lynch, Pierce, Fenner & Smith Incorporated  on alert to review carefully the activity and performance of their accounts and question whether Christopher Eriksson has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Merrill Lynch, Pierce, Fenner & Smith Incorporated also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Merrill Lynch, Pierce, Fenner & Smith Incorporated Due To Christopher Eriksson If you have questions about Merrill Lynch, Pierce, Fenner & Smith Incorporated and/or Christopher Eriksson and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jul 25, 2022

Christopher Weng of Raymond James & Associates, Inc.

It is critical for everyone to understand everything they can about the people with whom they entrust their money. Background checks are available from a variety of places, including employment history, regulatory disciplinary actions, and consumer complaints. This crucial information may lead to concerns regarding Christopher Weng and the losses you incurred on your investments. We’ll do our best to answer any questions you have. DID CHRISTOPHER S. WENG CAUSE YOU INVESTMENT LOSSES? Christopher Weng Of Raymond James & Associates, Inc. And Formerly With UBS Financial Services, Inc. Has 2 Customer Complaints For Alleged Broker Misconduct Who is Christopher Weng of Raymond James & Associates, Inc.? Christopher Weng (CRD #2413401) who is currently registered with Raymond James & Associates, Inc. and located in San Jose, California is a subject of one of our many securities industry sales practice abuse investigations.  Prior to Raymond James & Associates, Inc., Christopher Weng was associated with UBS Financial Services, Inc. and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.   Christopher Weng Customer Complaints Christopher Weng has been the subject of 2 customer complaints that we know about, 1 of those complaints was filed in the last year to recover investment losses. Both of Christopher Weng’s customer complaints were settled in favor of investors. Allegations Against Christopher Weng A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Unsuitable and unnecessary switches of annuities. Mishandling of an account and failure to supervise by brokerage firm. Christopher Weng Red Flags & Your Rights As An Investor Of course, Christopher Weng did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Christopher Weng at Raymond James & Associates, Inc. and UBS Financial Services, Inc.on alert to review carefully the activity and performance of their accounts and question whether Christopher Weng has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Raymond James & Associates, Inc. and UBS Financial Services, Inc.also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Raymond James & Associates, Inc. Due To Christopher Weng If you have questions about Raymond James & Associates, Inc., UBS Financial Services, Inc., and/or Christopher Weng and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jul 25, 2022

Christopher Rubano of First Allied Securities, Inc.

It is critical for everyone to understand as much about the individuals with whom they entrust their money as possible. You may learn a lot of information about a person’s background, including previous employment history, regulatory disciplinary actions, and consumer complaints, using various tools. This critical information can result in concerns about Christopher Rubano and your investment losses. We’ll try to answer any questions you may have. DID CHRISTOPHER ROBERT RUBANO CAUSE YOU INVESTMENT LOSSES? Christopher Rubano Of First Allied Securities, Inc. Has A Customer Complaint For Alleged Broker Misconduct Who is Christopher Rubano of First Allied Securities, Inc.? Christopher Rubano (CRD #1571187) who is currently registered with First Allied Securities, Inc. and located in Staten Island, New York is a subject of one of our many securities industry sales practice abuse investigations.   Christopher Rubano Customer Complaint Christopher Rubano has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were Christopher Rubano failed to dissolve a defined benefits plan as instructed. The customer complaint filed against Christopher Rubano’s current employer First Allied Securities, Inc. for investment losses caused by the alleged misconduct is pending as of the date of this report. Christopher Rubano Red Flags & Your Rights As An Investor Of course, Christopher Rubano did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Christopher Rubano at First Allied Securities, Inc. on alert to review carefully the activity and performance of their accounts and question whether Christopher Rubano has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at First Allied Securities, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At First Allied Securities, Inc. Due To Christopher Rubano If you have questions about First Allied Securities, Inc. and/or Christopher Rubano and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jul 25, 2022

Christopher Arnella of Morgan Stanley

As a client, you trust your money to a broker who you can rely on. This is why it’s critical to find out all there is to know about the individual who is investing your cash. This knowledge might assist you in determining whether or not to work with a specific broker. If you believe Christopher Arnella has caused you financial harm, we may be able to assist you in dealing with any issues or concerns you have. DID CHRISTOPHER PHILIP ARNELLA CAUSE YOU INVESTMENT LOSSES? Christopher Arnella Of Morgan Stanley Has A Customer Complaint For Alleged Broker Misconduct Who is Christopher Arnella of Morgan Stanley? Christopher Arnella (CRD #4886531) who is currently registered with Morgan Stanley and located in New York, New York is a subject of one of our many securities industry sales practice abuse investigations. Christopher Arnella Customer Complaint Christopher Arnella has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were that Christopher Arnella made unsuitable investment recommendations. The customer complaint filed against Christopher Arnella former employer MSSB for investment losses caused by the alleged misconduct is pending as of the date of this report. Christopher Arnella Red Flags & Your Rights As An Investor Of course, Christopher Arnella did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Christopher Arnella at Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Christopher Arnella has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Morgan Stanley Due To Christopher Arnella If you have questions about Morgan Stanley and/or Christopher Arnella and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jul 11, 2022

Christopher Murray formerly with Mutual Securities, Inc.

As a client, you give your money to someone you can believe in. This is why it’s critical to understand all there is to know about the individual who will be investing your cash. This knowledge might assist you in determining whether or not to work with a certain broker. If you believe Christopher Murray has caused you investment losses, we may be able to assist you in addressing any concerns or issues you have. DID CHRISTOPHER MICHAEL MURRAY CAUSE YOU INVESTMENT LOSSES? Christopher Murray Formerly With Mutual Securities, Inc. Has 2 Customer Complaints For Alleged Broker Misconduct Who is Christopher Murray formerly with Mutual Securities, Inc.? Christopher Murray (CRD #2037323) who was formerly registered with Mutual Securities, Inc. and located in Fresno, California is a subject of one of our many securities industry sales practice abuse investigations.   Christopher Murray Customer Complaints Christopher Murray has been the subject of 2 customer complaints that we know about, 1of those complaints was filed in the last year to recover investment losses. Both of Christopher Murray’s customer complaints were settled in favor of investors. Allegations Against Christopher Murray A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Unauthorized transactions. Failure to disclose tax consequences on sale of securities. Christopher Murray Red Flags & Your Rights As An Investor Of course, Christopher Murray did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Christopher Murray at Mutual Securities, Inc. on alert to review carefully the activity and performance of their accounts and question whether Christopher Murray has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Mutual Securities, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Mutual Securities, Inc. Due To Christopher Murray If you have questions about Mutual Securities, Inc. and/or Christopher Murray and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jul 11, 2022

Christopher Meadows of Fidelity Brokerage Services LLC

It’s critical for everyone to understand as much as possible about the people with whom they entrust their money. There are numerous resources where you may research a person’s background, including past employment history, regulatory disciplinary actions, and consumer complaints. If you’ve lost money investing with Christopher Meadows, we’re here to help. We’ll try our best to answer any questions you might have about your investment losses. DID CHRISTOPHER MICHAEL MEADOWS CAUSE YOU INVESTMENT LOSSES? Christopher Meadows Of Fidelity Brokerage Services LLC Has A Customer Complaint For Alleged Broker Misconduct Who is Christopher Meadows of Fidelity Brokerage Services LLC? Christopher Meadows (CRD #4378242) who is currently registered with Fidelity Brokerage Services LLC and located in Westlake, Texas is a subject of one of our many securities industry sales practice abuse investigations.   Christopher Meadows Customer Complaint Christopher Meadows has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were that Christopher Meadows recommended an investment product that was not suitable given the customers risk profile. Christopher Meadows’ customer complaint was settled in favor of the investors. Christopher Meadows Red Flags & Your Rights As An Investor Of course, Christopher Meadows did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Christopher Meadows at Fidelity Brokerage Services LLC on alert to review carefully the activity and performance of their accounts and question whether Christopher Meadows has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Fidelity Brokerage Services LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Fidelity Brokerage Services LLC Due To Christopher Meadows If you have questions about Fidelity Brokerage Services LLC and/or Christopher Meadows and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jul 8, 2022

Christopher Castoro of Edward Jones

As a client, you are putting your money in the hands of someone you can trust. This is why it’s critical to understand everything there is to know about the individual handling your money. This information might assist you in determining whether or not to work with a certain broker. If you believe Christopher Castoro has harmed you financially, we may be able to assist you in resolving any concerns or difficulties you have. DID CHRISTOPHER MICHAEL CASTORO CAUSE YOU INVESTMENT LOSSES? Christopher Castoro Of Edward Jones Has A Customer Complaint For Alleged Broker Misconduct Who is Christopher Castoro of Edward Jones? Christopher Castoro (CRD #5105178) who is currently registered with Edward Jones and located in Denver, Colorado is a subject of one of our many securities industry sales practice abuse investigations. Christopher Castoro Customer Complaint Christopher Castoro has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were that Christopher could Storrow recommended an unsuitable investment strategy involving equities. Christopher Castoro’s customer complaint was denied and, to date, the customer has not taken any further action. Christopher Castoro Red Flags & Your Rights As An Investor Of course, Christopher Castoro did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Christopher Castoro at Edward Jones on alert to review carefully the activity and performance of their accounts and question whether Christopher Castoro has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Edward Jones also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Edward Jones Due To Christopher Castoro If you have questions about Edward Jones and/or Christopher Castoro and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jul 8, 2022

Christopher Hasbrouck of Berthel Fisher & Company Financial Services, Inc.

It is very important for all to know as much as possible about the individuals with whom we trust with our finances. There are a variety of resources where you can discover information about background, including, past employment history, regulatory disciplinary proceedings, and customer complaints. This crucial information might lead to concerns about Christopher Hasbrouck and financial losses you incurred. We’ll do our best to respond to any questions you might have. DID CHRISTOPHER LOUIS HASBROUCK CAUSE YOU INVESTMENT LOSSES? Christopher Hasbrouck Of Berthel Fisher & Company Financial Services, Inc. Has 3 Customer Complaints For Alleged Broker Misconduct Who is Christopher Hasbrouck of Berthel Fisher & Company Financial Services, Inc.? Christopher Hasbrouck (CRD #4886421) who is currently registered with Berthel Fisher & Company Financial Services, Inc. and located in Maple Grove, Minnesota is a subject of one of our many securities industry sales practice abuse investigations. Christopher Hasbrouck Customer Complaints Christopher Hasbrouck has been the subject of 3 customer complaints that we know about, 1 of those complaints was filed in the last year to recover investment losses. One of Christopher Hasbrouck’s 3 customer complaints was settled in favor of investors. There are currently 2 pending customer complaints filed against Christopher Hasbrouck’s current employer Berthel Fisher & Company Financial Services, Inc. for investment losses caused by the alleged misconduct. Allegations Against Christopher Hasbrouck A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Unsuitable investment recommendations, misrepresentations, failure to follow customer’s instructions, and violations of securities industry rules and regulations in connection with variable annuity, real estate and other investments. Failure to conduct adequate due diligence in connection with unsuitable, ill liquid, and misrepresented investments. Ill liquid and unsuitable investment recommendations related to real estate securities. Christopher Hasbrouck Red Flags & Your Rights As An Investor Of course, Christopher Hasbrouck did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of  Christopher Hasbrouck at Berthel Fisher & Company Financial Services, Inc. on alert to review carefully the activity and performance of their accounts and question whether Christopher Hasbrouck has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Berthel Fisher & Company Financial Services, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Berthel Fisher & Company Financial Services, Inc. Due To Christopher Hasbrouck If you have questions about Berthel Fisher & Company Financial Services, Inc. and/or Christopher Hasbrouck and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jul 8, 2022

Christopher Dursi of People’s Securities, Inc.

As a client, you trust your money to a broker you can rely on. This is why it’s essential to understand everything there is to know about the individual managing your money. This data may assist you in determining whether or not to work with a specific broker. If you believe Christopher Dursi has harmed you financially, we may be able to assist you in dealing with any questions or concerns you have. DID CHRISTOPHER LOUIS DURSI CAUSE YOU INVESTMENT LOSSES? Christopher Dursi Of People’s Securities, Inc. Has 2 Customer Complaints For Alleged Broker Misconduct Who is Christopher Dursi of People’s Securities, Inc.? Christopher Dursi (CRD #1684519) who is currently registered with People’s Securities, Inc. and located in Brookfield, Connecticut is a subject of one of our many securities industry sales practice abuse investigations. Christopher Dursi Customer Complaints Christopher Dursi has been the subject of 2 customer complaints that we know about, 1 of those complaints was filed in the last year to recover investment losses. One of Christopher Dursi’s 2 customer complaints was settled in favor of investors. One of Christopher Dursi’s customer complaints was denied and, to date, the customer has not taken any further action. Allegations Against Christopher Dursi A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Failure to disclose tax liabilities in connection with a sale of securities to purchase a recommended annuity. Failure to disclose upfront sales load and potential risks of an investment recommended in a mutual fund. Christopher Dursi Red Flags & Your Rights As An Investor Of course, Christopher Dursi did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Christopher Dursi at People’s Securities, Inc. on alert to review carefully the activity and performance of their accounts and question whether Christopher Dursi has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at People’s Securities, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At People’s Securities, Inc. Due To Christopher Dursi If you have questions about People’s Securities, Inc. and/or Christopher Dursi and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jul 8, 2022

Christopher Pitera Of MML Investors Service

It is critical for everyone to understand as much as they can about the people with whom they entrust their money. There are a variety of places where you may discover information on a person’s background, including past employment history, regulatory enforcement actions, and consumer complaints. This critical information may lead to concerns about Christopher Pitera and any investment losses you incurred. We’ll do our best to answer any questions you have. DID CHRISTOPHER JOSEPH PITERA CAUSE YOU INVESTMENT LOSSES? Christopher Pitera Of MML Investors Service, LLC And Formerly With MSI Financial Services, Inc. Has A Customer Complaint For Alleged Broker Misconduct Who is Christopher Pitera Of MML Investors Service, LLC And Formerly With MSI Financial Services, Inc.? Christopher Pitera (CRD #2873479) who is currently registered with MML Investors Service, LLC and located in Plantation, Florida is a subject of one of our many securities industry sales practice abuse investigations. Prior to MML Investors Service, LLC, Christopher Pitera was associated with MSI Financial Services, Inc. and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Christopher Pitera Customer Complaint Christopher Pitera has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were that Christopher Pitera failed to disclose all the information related to the purchase of an annuity with proceeds from securities liquidation in her account, particularly the 8% penalty that would be charged if she liquidated her account in less than a year. Christopher Pitera’s customer complaint was denied and, to date, the customer has not taken any further action. Christopher Pitera Red Flags & Your Rights As An Investor Of course, Christopher Pitera did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Christopher Pitera at MML Investors Service, LLC and MSI Financial Services, Inc. on alert to review carefully the activity and performance of their accounts and question whether Christopher Pitera has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at MML Investors Service, LLC and MSI Financial Services, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At MML Investors Service, LLC Due To Christopher Pitera If you have questions about MML Investors Service, LLC, MSI Financial Services, Inc., and/or Christopher Pitera and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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