Jun 4, 2023

Richard Dellarusso of UBS Financial Services Inc.

DID RICHARD JOSEPH DELLARUSSO CAUSE YOU INVESTMENT LOSSES? Richard Dellarusso Of UBS Financial Services Inc. Has 2 Customer Complaints For Alleged Broker Misconduct Richard Dellarusso Customer Complaints Richard Dellarusso has been the subject of 2 customer complaints that we know about to recover investment losses. Both customer complaints were settled by UBS Financial Services in favor of the investors. Allegations Against Richard Dellarusso A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Richard Dellarusso Red Flags & Your Rights As An Investor Of course, Richard Dellarusso did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Richard Dellarusso at UBS Financial Services Inc. on alert to review carefully the activity and performance of their accounts and question whether Richard Dellarusso has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at UBS Financial Services Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At UBS Financial Services Inc. Due To Richard Dellarusso If you have questions about UBS Financial Services Inc. and/or Richard Dellarusso and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jun 4, 2023

Richard Excell of Edward Jones

DID RICHARD JOHN EXCELL CAUSE YOU INVESTMENT LOSSES? Richard Excell Of Edward Jones Has A Customer Complaint For Alleged Broker Misconduct Richard Excell Customer Complaint Richard Excell has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were financial adviser sold half his position in IMMU stock without consent or authorization. Edward Jones denied a customer complaint and, to date, the customer has not take further action. Richard Excell Red Flags & Your Rights As An Investor Of course, Richard Excell did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Richard Excell at Edward Jones on alert to review carefully the activity and performance of their accounts and question whether Richard Excell has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Edward Jones also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Edward Jones Due To Richard Excell If you have questions about Edward Jones and/or Richard Excell and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jun 4, 2023

Richard Gopin of Madison Avenue Securities, LLC

DID RICHARD JAY GOPIN CAUSE YOU INVESTMENT LOSSES? Richard Gopin Of Madison Avenue Securities, LLC Has 2 Customer Complaints For Alleged Broker Misconduct Richard Gopin Customer Complaints Richard Gopin has been the subject of 2 customer complaints that we know about to recover investment losses. One customer complaint was settled in favor of the investor. The other customer complaint was denied by Madison Avenue Securities and, to date, the customer has not taken any further action. Allegations Against Richard Gopin A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Richard Gopin Red Flags & Your Rights As An Investor Of course, Richard Gopin did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Richard Gopin at Madison Avenue Securities, LLC on alert to review carefully the activity and performance of their accounts and question whether Richard Gopin has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Madison Avenue Securities, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Madison Avenue Securities, LLC Due To Richard Gopin If you have questions about Madison Avenue Securities, LLC and/or Richard Gopin and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jun 4, 2023

Richard Carlesco, Jr. of IBN Financial Services, Inc.

DID RICHARD JAMES CARLESCO JR CAUSE YOU INVESTMENT LOSSES? Richard Carlesco, Jr. Of IBN Financial Services, Inc. Has A Customer Complaint For Alleged Broker Misconduct Richard Carlesco, Jr. Customer Complaint Richard Carlesco, Jr. has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were financial adviser sold client’s investments away from his broker-dealer. The customer complaint was settled by IBN Financial Services in favor of the investor. Richard Carlesco, Jr. Red Flags & Your Rights As An Investor Of course, Richard Carlesco, Jr. did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Richard Carlesco, Jr. at IBN Financial Services, Inc. on alert to review carefully the activity and performance of their accounts and question whether Richard Carlesco, Jr. has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at IBN Financial Services, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At IBN Financial Services, Inc. Due To Richard Carlesco, Jr. If you have questions about IBN Financial Services, Inc. and/or Richard Carlesco, Jr. and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jun 3, 2023

Richard Westerman formerly with Northwest Investment Advisors, Inc.

DID RICHARD HERBERT WESTERMAN CAUSE YOU INVESTMENT LOSSES? Richard Westerman Formerly With Northwest Investment Advisors, Inc. Has 9 Customer Complaints For Alleged Broker Misconduct Richard Westerman Customer Complaints Richard Westerman has been the subject of 9 customer complaints that we know about to recover investment losses. One customer complaint proceeded arbitration and the customer received an arbitration award. Seven for the customer complaint to settle in favor of the investors. The last customer complaint was denied by Raymond James and the customer took no further action. Allegations Against Richard Westerman A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Richard Westerman Red Flags & Your Rights As An Investor Of course, Richard Westerman did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Richard Westerman at Northwest Investment Advisors, Inc. on alert to review carefully the activity and performance of their accounts and question whether Richard Westerman has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Northwest Investment Advisors, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Northwest Investment Advisors, Inc. Due To Richard Westerman If you have questions about Northwest Investment Advisors, Inc. and/or Richard Westerman and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jun 3, 2023

Richard Eden of David Lerner Associates, Inc.

DID RICHARD HENRY EDEN CAUSE YOU INVESTMENT LOSSES? Richard Eden Of David Lerner Associates, Inc. Has 2 Customer Complaints For Alleged Broker Misconduct Richard Eden Customer Complaints Richard Eden has been the subject of 2 customer complaints that we know about to recover investment losses. One customer complaint was denied by Richard Eden’s employer and the customer took no further action. The other customer complaint proceeded to arbitration and remains pending. Allegations Against Richard Eden A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Richard Eden Red Flags & Your Rights As An Investor Of course, Richard Eden did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Richard Eden at David Lerner Associates, Inc. on alert to review carefully the activity and performance of their accounts and question whether Richard Eden has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at David Lerner Associates, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At David Lerner Associates, Inc. Due To Richard Eden If you have questions about David Lerner Associates, Inc. and/or Richard Eden and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jun 3, 2023

Richard Cody formerly with IFS Securities

DID RICHARD GRANT CODY CAUSE YOU INVESTMENT LOSSES? Richard Cody Formerly With IFS Securities Has 24 Customer Complaints For Alleged Broker Misconduct Richard Cody Customer Complaints Richard Cody has been the subject of 24 customer complaints that we know about to recover investment losses. One of the customer complaints went to arbitration and resulted in an arbitration award in favor of the investor. Seventeen of the customer complaints settled in favor of the investments. Four customer complaints were denied by his former employers and the investors took no further action. There are currently 2 actions still pending. Allegations Against Richard Cody A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Richard Cody Red Flags & Your Rights As An Investor Of course, Richard Cody did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Richard Cody at IFS Securities and Concorde Investment Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Richard Cody has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at IFS Securities and Concorde Investment Services, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At IFS Securities Due To Richard Cody If you have questions about IFS Securities, Concorde Investment Services, LLC and/or Richard Cody and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jun 3, 2023

Richard Quense of Securian Financial Services, Inc.

From DID RICHARD GERARD QUENSE CAUSE YOU INVESTMENT LOSSES? Richard Quense Of Securian Financial Services, Inc. Has A Customer Complaint For Alleged Broker Misconduct Richard Quense Customer Complaint Richard Quense has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were misrepresentation of an insurance policy at the time of sale. Richard Quense Red Flags & Your Rights As An Investor Of course, Richard Quense did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Richard Quense at Securian Financial Services, Inc. on alert to review carefully the activity and performance of their accounts and question whether Richard Quense has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Securian Financial Services, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Securian Financial Services, Inc. Due To Richard Quense If you have questions about Securian Financial Services, Inc. and/or Richard Quense and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jun 3, 2023

Richard Baer of Lion Street Financial, LLC

DID RICHARD EVAN BAER CAUSE YOU INVESTMENT LOSSES? Richard Baer Of Lion Street Financial, LLC Has 3 Customer Complaints For Alleged Broker Misconduct Richard Baer Customer Complaints Richard Baer has been the subject of 3 customer complaints that we know about to recover investment losses. All 3 customer complaints were settled in favor of the investors. Allegations Against Richard Baer A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Richard Baer Red Flags & Your Rights As An Investor Of course, Richard Baer did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Richard Baer at Lion Street Financial, LLC on alert to review carefully the activity and performance of their accounts and question whether Richard Baer has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Lion Street Financial, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Lion Street Financial, LLC Due To Richard Baer If you have questions about Lion Street Financial, LLC and/or Richard Baer and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jun 2, 2023

Richard Villers formerly with Triad Advisors, Inc.

DID RICHARD ELLIOTT VILLERS CAUSE YOU INVESTMENT LOSSES? Richard Villers Formerly With Triad Advisors, Inc. Has 2 Customer Complaints For Alleged Broker Misconduct Richard Villers Customer Complaints Richard Villers has been the subject of 2 customer complaints that we know about to recover investment losses. Both customer complaints were settled in favor of the investor. Allegations Against Richard Villers A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Richard Villers Red Flags & Your Rights As An Investor Of course, Richard Villers did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Richard Villers at Triad Advisors, Inc. on alert to review carefully the activity and performance of their accounts and question whether Richard Villers has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Triad Advisors, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Triad Advisors, Inc. Due To Richard Villers If you have questions about Triad Advisors, Inc. and/or Richard Villers and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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