Jun 2, 2023

Richard Lieberfarb of LPL Financial LLC

DID RICHARD ELLIOT LIEBERFARB CAUSE YOU INVESTMENT LOSSES? Richard Lieberfarb Of LPL Financial LLC Has 2 Customer Complaints For Alleged Broker Misconduct Richard Lieberfarb Customer Complaints Richard Lieberfarb has been the subject of 2 customer complaints that we know about to recover investment losses. LPL Financial settled one customer complaint in favor of the investment. It denied the other customer complaint and to date, no further action has been taken. Allegations Against Richard Lieberfarb A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Richard Lieberfarb Red Flags & Your Rights As An Investor Of course, Richard Lieberfarb did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Richard Lieberfarb at LPL Financial LLC on alert to review carefully the activity and performance of their accounts and question whether Richard Lieberfarb has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To Richard Lieberfarb If you have questions about LPL Financial LLC and/or Richard Lieberfarb and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Jun 2, 2023

Richard Coronel of Wells Fargo Clearing Services, LLC

DID RICHARD CORONEL CAUSE YOU INVESTMENT LOSSES? Richard Coronel Of Wells Fargo Clearing Services, LLC And Formerly With BBVA Securities Inc. Has A Customer Complaint For Alleged Broker Misconduct Richard Coronel Customer Complaint Richard Coronel has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the fixed annuity contracts were unsuitable in light of a customer’s age and liquidity needs. Richard Coronel’s former employer BBVA Securities denied the customer complaint and, to date, the customer has not taken any further action. Richard Coronel Red Flags & Your Rights As An Investor Of course, Richard Coronel did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Richard Coronel at Wells Fargo Clearing Services, LLC and BBVA Securities Inc. on alert to review carefully the activity and performance of their accounts and question whether Richard Coronel has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wells Fargo Clearing Services, LLC and BBVA Securities Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Wells Fargo Clearing Services, LLC Due To Richard Coronel If you have questions about Wells Fargo Clearing Services, LLC, BBVA Securities Inc. and/or Richard Coronel and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Jun 2, 2023

Richard Stoyeck formerly with Titus Rockefeller, LLC

DID RICHARD CHRISTOPHER STOYECK CAUSE YOU INVESTMENT LOSSES? Richard Stoyeck Formerly With Titus Rockefeller, LLC Has 5 Customer Complaints For Alleged Broker Misconduct Richard Stoyeck Customer Complaints Richard Stoyeck has been the subject of 5 customer complaints that we know about to recover investment losses. One customer complaint evolved into a FINRA arbitration proceeding and award against Richard Stoyeck for $572,000 in compensatory damages, $100,000 in punitive damages, plus attorney’s fees, costs and other sanctions. Three of the other customer disputes settled by the adviser’s former employers in favor of the investors. One FINRA Arbitration proceeding is still pending against his employers for his alleged misconduct. Allegations Against Richard Stoyeck A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Richard Stoyeck Red Flags & Your Rights As An Investor Of course, Richard Stoyeck did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Richard Stoyeck at Titus Rockefeller, LLC on alert to review carefully the activity and performance of their accounts and question whether Richard Stoyeck has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Titus Rockefeller, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Titus Rockefeller, LLC Due To Richard Stoyeck If you have questions about Titus Rockefeller, LLC and/or Richard Stoyeck and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Jun 2, 2023

Richard Schultz formerly with Stifel, Nicolaus & Company, Incorporated

DID RICHARD C. SCHULTZ CAUSE YOU INVESTMENT LOSSES? Richard Schultz Formerly With Stifel, Nicolaus & Company, Incorporated and Wells Fargo Advisors, LLC Has 2 Customer Complaints For Alleged Broker Misconduct Richard Schultz Customer Complaints Richard Schultz has been the subject of 2 customer complaints that we know about to recover investment losses. One of the customer complaints evolved into an arbitration proceeding an award in favor of the investor. The other customer complaint was denied by Stifel Nicolaus & Co. and, to date, the customer has not taken any further action. Allegations Against Richard Schultz A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Richard Schultz Red Flags & Your Rights As An Investor Of course, Richard Schultz did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Richard Schultz at Stifel, Nicolaus & Company, Incorporated and Wells Fargo Advisors, LLC on alert to review carefully the activity and performance of their accounts and question whether Richard Schultz has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Stifel, Nicolaus & Company, Incorporated and Wells Fargo Advisors, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Stifel, Nicolaus & Company, Incorporated Due To Richard Schultz If you have questions about Stifel, Nicolaus & Company, Incorporated, Wells Fargo Advisors, LLC and/or Richard Schultz and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Jun 1, 2023

Richard Hinesley of The Huntington Investment Company

DID RICHARD CHARLES HINESLEY CAUSE YOU INVESTMENT LOSSES? Richard Hinesley Of The Huntington Investment Company Has A Customer Complaint For Alleged Broker Misconduct Richard Hinesley Customer Complaint Richard Hinesley has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for failure to disclose significant tax consequences in moving out of a variable annuity contract into a managed account. The Huntington Investment Company settled the customer complaint in favor of the investor. Richard Hinesley Red Flags & Your Rights As An Investor Of course, Richard Hinesley did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Richard Hinesley at The Huntington Investment Company on alert to review carefully the activity and performance of their accounts and question whether Richard Hinesley has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at The Huntington Investment Company also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At The Huntington Investment Company Due To Richard Hinesley If you have questions about The Huntington Investment Company and/or Richard Hinesley and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Jun 1, 2023

Ricardo Latta of Kovack Securities Inc.

DID RICARDO LATTA CAUSE YOU INVESTMENT LOSSES? Ricardo Latta Of Kovack Securities Inc. Has 4 Customer Complaints For Alleged Broker Misconduct Ricardo Latta Customer Complaints Ricardo Latta has been the subject of 4 customer complaints that we know about to recover investment losses. All 4 customer complaints were settled by Ricardo Latta’s former employers in favor of the investors. Allegations Against Ricardo Latta A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Ricardo Latta Red Flags & Your Rights As An Investor Of course, Ricardo Latta did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Ricardo Latta at Kovack Securities Inc. on alert to review carefully the activity and performance of their accounts and question whether Ricardo Latta has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Kovack Securities Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Kovack Securities Inc. Due To Ricardo Latta If you have questions about Kovack Securities Inc. and/or Ricardo Latta and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Jun 1, 2023

Ricardo Urrutia formerly with Mutual of Omaha Investor Services, Inc.

DID RICARDO ENRIQUE URRUTIA CAUSE YOU INVESTMENT LOSSES? Ricardo Urrutia Formerly With Mutual of Omaha Investor Services, Inc. and AKA Advisors, LLC Has 3 Customer Complaints For Alleged Broker Misconduct Ricardo Urrutia Customer Complaints Ricardo Urrutia has been the subject of 3 other customer complaints that we know about to recover investment losses. All 3 customer complaints were denied and, to date, no further action has been taken. Allegations Against Ricardo Urrutia A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Ricardo Urrutia Red Flags & Your Rights As An Investor Of course, Ricardo Urrutia did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Ricardo Urrutia at Mutual of Omaha Investor Services, Inc. and AKA Advisors, LLC on alert to review carefully the activity and performance of their accounts and question whether Ricardo Urrutiahas engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Mutual of Omaha Investor Services, Inc. and AKA Advisors, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Mutual of Omaha Investor Services, Inc Due To Ricardo Urrutia If you have questions about Mutual of Omaha Investor Services, Inc., AKA Advisors, LLC and/or Ricardo Urrutia and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Jun 1, 2023

Ric Reyes formerly with The Tidal Group, Inc

DID RIC A REYES CAUSE YOU INVESTMENT LOSSES? Ric Reyes Formerly With The Tidal Group, Inc Has 2 Customer Complaints For Alleged Broker Misconduct Ric Reyes Customer Complaints Ric Reyes has been the subject of 2 customer complaints that we know about to recover investment losses. One of the customer complaints was settled by the Tidal Group in favor of the investor. The brokerage firm denied the other customer complaint and no further action was taken. Allegations Against Ric Reyes A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Ric Reyes Red Flags & Your Rights As An Investor Of course, Ric Reyes did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Ric Reyes at The Tidal Group, Inc. on alert to review carefully the activity and performance of their accounts and question whether Ric Reyes has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at The Tidal Group, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At The Tidal Group, Inc. Due To Ric Reyes If you have questions about The Tidal Group, Inc. and/or Ric Reyes and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

May 31, 2023

Riad Attal of Bankers Life Securities, Inc.

DID RIAD ATTAL CAUSE YOU INVESTMENT LOSSES? Riad Attal Of Bankers Life Securities, Inc. Has A Customer Complaint For Alleged Broker Misconduct Riad Attal Customer Complaint Riad Attal has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were that deceased husband’s insurance proceeds upon his death were used to fund a Guarantee Lifetime Income Annuity issued by Bankers Life and Casualty Ins. Co. by means of forged signatures. The brokerage firm denied the customer complaint and to date, no further action has been taken. Riad Attal Red Flags & Your Rights As An Investor Of course, Riad Attal did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Riad Attal at Bankers Life Securities, Inc. on alert to review carefully the activity and performance of their accounts and question whether Riad Attal has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Bankers Life Securities, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Bankers Life Securities, Inc. Due To Riad Attal If you have questions about Bankers Life Securities, Inc. and/or Riad Attal and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

May 31, 2023

Rhett Bedwell formerly with LPL Financial LLC

DID RHETT DOUGLAS BEDWELL CAUSE YOU INVESTMENT LOSSES? Rhett Bedwell Formerly With LPL Financial LLC and Arvest Wealth Management Has 4 Customer Complaints For Alleged Broker Misconduct Rhett Bedwell Customer Complaints Rhett Bedwell has been the subject of 4 customer complaints that we know about to recover investment losses. Three of the customer complaints were settled by LPL Financial in favor of the investors. His former employer Edward Jones denied the other customer complaint and no further action was taken. Allegations Against Rhett Bedwell A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Rhett Bedwell Red Flags & Your Rights As An Investor Of course, Rhett Bedwell did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Rhett Bedwell at LPL Financial LLC and Arvest Wealth Management on alert to review carefully the activity and performance of their accounts and question whether Rhett Bedwellhas engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC and Arvest Wealth Management also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To Rhett Bedwell If you have questions about LPL Financial LLC, Arvest Wealth Management and/or Rhett Bedwell and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading