Jun 23, 2023

Ryan Catlin of Edward Jones

DID RYAN J CATLIN CAUSE YOU INVESTMENT LOSSES? Ryan Catlin Of Edward Jones Has 2 Customer Complaints For Alleged Broker Misconduct Ryan Catlin Customer Complaints Ryan Catlin has been the subject of 2 customer complaints that we know about to recover investment losses. Both customer complaints were denied by Edward Jones and, to date, the investor has not taken any further action. Allegations Against Ryan Catlin A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Ryan Catlin Red Flags & Your Rights As An Investor Of course, Ryan Catlin did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Ryan Catlin at Edward Jones on alert to review carefully the activity and performance of their accounts and question whether Ryan Catlin has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Edward Jones also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Edward Jones Due To Ryan Catlin If you have questions about Edward Jones and/or Ryan Catlin and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Jun 23, 2023

Ryan Raskin formerly with Merrill Lynch, Pierce, Fenner & Smith Incorporated

DID RYAN ASHLEY RASKIN CAUSE YOU INVESTMENT LOSSES? Ryan Raskin Formerly With Merrill Lynch, Pierce, Fenner & Smith Incorporated Has A Customer Complaint For Alleged Broker Misconduct Ryan Raskin Customer Complaint Ryan Raskin has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were Unauthorized trading and churning of customer’s account. Merrill Lynch Pierce, Fenner and Smith denied the customer complaint and to date, the investor has not taken any further action. Ryan Raskin Red Flags & Your Rights As An Investor Of course, Ryan Raskin did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Ryan Raskin at Merrill Lynch, Pierce, Fenner & Smith Incorporated on alert to review carefully the activity and performance of their accounts and question whether Ryan Raskin has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Merrill Lynch, Pierce, Fenner & Smith Incorporated also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Merrill Lynch, Pierce, Fenner & Smith Incorporated Due To Ryan Raskin If you have questions about Merrill Lynch, Pierce, Fenner & Smith Incorporated and/or Ryan Raskin and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Jun 23, 2023

Ryan Smith of TIAA-CREF Individual and Institutional Services, LLC

DID RYAN ALEXANDER SMITH CAUSE YOU INVESTMENT LOSSES? Ryan Smith Of TIAA-CREF Individual and Institutional Services, LLC Has A Customer Complaint For Alleged Broker Misconduct Ryan Smith Customer Complaint Ryan Smith has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were failure to deliver the amount stated to a beneficiary of an account of a deceased parent. TIAA-CREF Individual and Institutional Services, denied the customer complaint and, to date, the beneficiary has not taken any further action. Ryan Smith Red Flags & Your Rights As An Investor Of course, Ryan Smith did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Ryan Smith at TIAA-CREF Individual and Institutional Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Ryan Smith has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at TIAA-CREF Individual and Institutional Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At TIAA-CREF Individual and Institutional Services, LLC Due To Ryan Smith If you have questions about TIAA-CREF Individual and Institutional Services, LLC and/or Ryan Smith and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Jun 23, 2023

Russell Stein of Raymond James & Associates, Inc.

DID RUSSELL WILLIAM STEIN CAUSE YOU INVESTMENT LOSSES? Russell Stein Of Raymond James & Associates, Inc. Has 3 Customer Complaints For Alleged Broker Misconduct Russell Stein Customer Complaints Russell Stein has been the subject of 3 customer complaints that we know about to recover investment losses. All 3 customer complaints were settled by Raymond James and its predecessor Morgan Keegan in favor of the investors. Allegations Against Russell Stein A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Russell Stein Red Flags & Your Rights As An Investor Of course, Russell Stein did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Russell Stein at Raymond James & Associates, Inc. on alert to review carefully the activity and performance of their accounts and question whether Russell Stein has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Raymond James & Associates, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Raymond James & Associates, Inc. Due To Russell Stein If you have questions about Raymond James & Associates, Inc. and/or Russell Stein and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Jun 23, 2023

Russell Jones formerly with Sagepoint Financial, Inc.

DID RUSSELL TAYLOR JONES CAUSE YOU INVESTMENT LOSSES? Russell Jones Formerly With Sagepoint Financial, Inc. Has 14 Customer Complaints For Alleged Broker Misconduct Russell Jones Customer Complaints Russell Jones has been the subject of 14 customer complaints that we know about to recover investment losses. Eleven of the customer complaints were settled by Sagepoint Financial in favor of the investors. The other 3 customer complaints were denied by Russell Jones’ former employers and the customers took no further action. Allegations Against Russell Jones A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Russell Jones Red Flags & Your Rights As An Investor Of course, Russell Jones did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Russell Jones at Sagepoint Financial, Inc. on alert to review carefully the activity and performance of their accounts and question whether Russell Jones has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Sagepoint Financial, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Sagepoint Financial, Inc. Due To Russell Jones If you have questions about Sagepoint Financial, Inc. and/or Russell Jones and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Jun 22, 2023

Russell Cramer formerly with Kalos Capital, Inc.

DID RUSSELL SCOTT CRAMER CAUSE YOU INVESTMENT LOSSES? Russell Cramer Formerly With Kalos Capital, Inc. Has 4 Customer Complaints For Alleged Broker Misconduct Russell Cramer Customer Complaints Russell Cramer has been the subject of 4 customer complaints that we know about to recover investment losses. Three of the customer complaints were settled by Kalos Capital in favor of the investors. The remaining customer complaint is still pending in a FINRA arbitration proceeding. Allegations Against Russell Cramer A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Russell Cramer Red Flags & Your Rights As An Investor Of course, Russell Cramer did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Russell Cramer at Kalos Capital, Inc. on alert to review carefully the activity and performance of their accounts and question whether Russell Cramer has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Kalos Capital, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Kalos Capital, Inc. Due To Russell Cramer If you have questions about Kalos Capital, Inc. and/or Russell Cramer and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Jun 22, 2023

Russell Ogan of Oppenheimer & Co. Inc.

DID RUSSELL OGAN CAUSE YOU INVESTMENT LOSSES? Russell Ogan Of Oppenheimer & Co. Inc. Has A Customer Complaint For Alleged Broker Misconduct Russell Ogan Customer Complaint Russell Ogan has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were unauthorized trading, negligence, breach of fiduciary duty, and negligence related to the purchase of a unit investment trust. Oppenheimer & Co. settled the customer dispute in favor of the investor. Russell Ogan Red Flags & Your Rights As An Investor Of course, Russell Ogan did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Russell Ogan at Oppenheimer & Co. Inc. on alert to review carefully the activity and performance of their accounts and question whether Russell Ogan has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Oppenheimer & Co. Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Oppenheimer & Co. Inc. Due To Russell Ogan If you have questions about Oppenheimer & Co. Inc. and/or Russell Ogan and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Jun 22, 2023

Russell Chaney of Wells Fargo Clearing Services, LLC

DID RUSSELL BOSWORTH CHANEY CAUSE YOU INVESTMENT LOSSES? Russell Chaney Of Wells Fargo Clearing Services, LLC Has A Customer Complaint For Alleged Broker Misconduct Russell Chaney Customer Complaint Russell Chaney has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the adviser placed 40% of the assets of the trust into two stocks. Wells Fargo Advisors denied the customer complaint and, to date, the investor has not taken any further action. Russell Chaney Red Flags & Your Rights As An Investor Of course, Russell Chaney did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Russell Chaney at Wells Fargo Clearing Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Russell Chaney has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wells Fargo Clearing Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Wells Fargo Clearing Services, LLC Due To Russell Chaney If you have questions about Wells Fargo Clearing Services, LLC and/or Russell Chaney and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Jun 21, 2023

Rudolf Molnar of Ameriprise Financial Services, LLC

DID RUDOLF LUCIAN MOLNAR CAUSE YOU INVESTMENT LOSSES? Rudolf Molnar Of Ameriprise Financial Services, LLC Has 2 Customer Complaints For Alleged Broker Misconduct Rudolf Molnar Customer Complaints Rudolf Molnar has been the subject of 2 customer complaints that we know about to recover investment losses. One customer complaint was settled by Ameriprise Financial Services in favor of the investor. The other customer complaint with the brokerage firm for Rudolf Molnar’s alleged misconduct remains pending in a FINRA arbitration proceeding. Allegations Against Rudolf Molnar A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Rudolf Molnar Red Flags & Your Rights As An Investor Of course, Rudolf Molnar did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Rudolf Molnar at Ameriprise Financial Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Rudolf Molnar has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Ameriprise Financial Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Ameriprise Financial Services, LLC Due To Rudolf Molnar If you have questions about Ameriprise Financial Services, LLC and/or Rudolf Molnar and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Jun 21, 2023

Ruben Morfin of Morgan Stanley

DID RUBEN RAMIREZ MORFIN CAUSE YOU INVESTMENT LOSSES? Ruben Morfin Of Morgan Stanley Has A Customer Complaint For Alleged Broker Misconduct Ruben Morfin Customer Complaint Ruben Morfin has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were recommendation to liquidate securities prior to transferring out of the account was not in customer’s best interest. Morgan Stanley denied the customer complaint and to date, no further action has been taken by the investor against the brokerage firm or adviser. Ruben Morfin Red Flags & Your Rights As An Investor Of course, Ruben Morfin did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Ruben Morfin at Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Ruben Morfin has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Morgan Stanley Due To Ruben Morfin If you have questions about Morgan Stanley and/or Ruben Morfin and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading