Jun 21, 2023

Roy Williams, Jr. of Triad Advisors LLC

DID ROY EVANS WILLILAMS JR CAUSE YOU INVESTMENT LOSSES? Roy Williams, Jr. Of Triad Advisors LLC Has 3 Customer Complaints For Alleged Broker Misconduct Roy Williams, Jr. Customer Complaints Roy Williams, Jr. has been the subject of 3 customer complaints that we know about to recover investment losses. Two of the customer complaints were settled by Triad Advisors in favor of the investors. The other customer complaint was denied by Roy Williams’ former employer and the customer took no further action. Allegations Against Roy Williams, Jr. A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Roy Williams, Jr. Red Flags & Your Rights As An Investor Of course, Roy Williams, Jr. did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Roy Williams, Jr. at Triad Advisors LLC on alert to review carefully the activity and performance of their accounts and question whether Roy Williams, Jr. has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Triad Advisors LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Triad Advisors LLC Due To Roy Williams, Jr. If you have questions about Triad Advisors LLC and/or Roy Williams, Jr and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jun 21, 2023

Roy Williams, Sr. of Center Street Securities, Inc.

DID ROY ALVIN WILLIAMS SR CAUSE YOU INVESTMENT LOSSES? Roy Williams, Sr. Of Center Street Securities, Inc. Has 8 Customer Complaints For Alleged Broker Misconduct Roy Williams, Sr. Customer Complaints Roy Williams, Sr. has been the subject of 8 customer complaints that we know about to recover investment losses. Four of the customer complaints were settled by Roy Williams employers in favor of the investors. Three of the customer complaints were denied in the investors took no further action. There is currently one pending arbitration proceeding against Center Street Securities for Roy Williams alleged misconduct in the offer and sale of GWG L Bonds. Allegations Against Roy Williams, Sr. A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Roy Williams, Sr. Red Flags & Your Rights As An Investor Of course, Roy Williams, Sr. did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Roy Williams, Sr. at Center Street Securities, Inc. on alert to review carefully the activity and performance of their accounts and question whether Roy Williams, Sr. has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Center Street Securities, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Center Street Securities, Inc. Due To Roy Williams, Sr. If you have questions about Center Street Securities, Inc. and/or Roy Williams, Sr. and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jun 21, 2023

Roxann Romano of Morgan Stanley

DID ROXANN GERALDINE ROMANO CAUSE YOU INVESTMENT LOSSES? Roxann Romano Of Morgan Stanley Has 5 Customer Complaints For Alleged Broker Misconduct Roxann Romano Customer Complaints Roxann Romano has been the subject of 5 customer complaints that we know about to recover investment losses. Three of the customer complaints were settled by Roxann Romano’s employer’s in favor of the investors. The other 2 customer complaints were denied by UBS Financial Services customers took no further action. Allegations Against Roxann Romano A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Roxann Romano Red Flags & Your Rights As An Investor Of course, Roxann Romano did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Roxann Romano at Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Roxann Romano has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Morgan Stanley Due To Roxann Romano If you have questions about Morgan Stanley and/or Roxann Romano and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jun 21, 2023

Ross Berman formerly with Merrill Lynch, Pierce, Fenner & Smith Incorporated

DID ROSS BERMAN CAUSE YOU INVESTMENT LOSSES? Ross Berman Formerly With Merrill Lynch, Pierce, Fenner & Smith Incorporated Has A Customer Complaint For Alleged Broker Misconduct Ross Berman Customer Complaint Ross Berman has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were unsuitable investment recommendations of closed-end funds in exchange created funds. Merrill Lynch, Pierce Fenner & Smith denied the customer complaint and to date, investor has not taken any further action against the brokerage firm for the adviser. Ross Berman Red Flags & Your Rights As An Investor Of course, Ross Berman did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Ross Berman at Merrill Lynch, Pierce, Fenner & Smith Incorporated on alert to review carefully the activity and performance of their accounts and question whether Ross Berman has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Merrill Lynch, Pierce, Fenner & Smith Incorporated also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Merrill Lynch, Pierce, Fenner & Smith Incorporated Due To Ross Berman If you have questions about Merrill Lynch, Pierce, Fenner & Smith Incorporated and/or Ross Berman and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jun 20, 2023

Ronald Littlehale, Jr. formerly with Morgan Stanley

DID RONALD WILLIAM LITTLEHALE JR CAUSE YOU INVESTMENT LOSSES? Ronald Littlehale, Jr. Formerly With Morgan Stanley Has A Customer Complaint For Alleged Broker Misconduct Ronald Littlehale, Jr. Customer Complaint Ronald Littlehale, Jr. has been the subject ofat least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were misrepresentation with respect to the purchase of a fixed income annuity. Morgan Stanley denied the customer complaint and today, the investor is not taking any further action. Ronald Littlehale, Jr. Red Flags & Your Rights As An Investor Of course, Ronald Littlehale, Jr. did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Ronald Littlehale, Jr. at Morgan Stanleyon alert to review carefully the activity and performance of their accounts and question whether Ronald Littlehale, Jr. has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanleyalso raises questions about the brokerage firm’ssupervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Morgan Stanley Due To Ronald Littlehale, Jr. If you have questions about Morgan Stanley and/or Ronald Littlehale, Jr. and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jun 20, 2023

Ronald Majewski of Pruco Securities, LLC

DID RONALD PATRICK MAJEWSKI CAUSE YOU INVESTMENT LOSSES? Ronald Majewski Of Pruco Securities, LLC Has A Customer Complaint For Alleged Broker Misconduct Ronald Majewski Customer Complaint Ronald Majewski has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were unsuitable investment recommendations to purchase an insurance policy and failure to fully disclose all the fees and expenses related thereto. Pruco Securities denied the customer complaint and to date, no further action has been taken by the investor. Ronald Majewski Red Flags & Your Rights As An Investor Of course, Ronald Majewski did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Ronald Majewski at Pruco Securities, LLC on alert to review carefully the activity and performance of their accounts and question whether Ronald Majewski has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Pruco Securities, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Pruco Securities, LLC Due To Ronald Majewski If you have questions about Pruco Securities, LLC and/or Ronald Majewski and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jun 20, 2023

Ronald York, Jr. of Arkadios Capital

DID RONALD NORMAN YORK JR CAUSE YOU INVESTMENT LOSSES? Ronald York, Jr. Of Arkadios Capital And Formerly With Triad Advisors LLC Has A Customer Complaint For Alleged Broker Misconduct Ronald York, Jr. Customer Complaint Ronald York, Jr. has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for an unsuitable investment recommendation to invest in GPB Holdings. Triad Advisors settled the customer complaint in favor of the investor. Ronald York, Jr. Red Flags & Your Rights As An Investor Of course, Ronald York, Jr. did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Ronald York, Jr. at Arkadios Capital and Triad Advisors LLC on alert to review carefully the activity and performance of their accounts and question whether Ronald York, Jr. has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Arkadios Capital and Triad Advisors LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Arkadios Capital Due To Ronald York, Jr. If you have questions about Arkadios Capital, Triad Advisors LLC and/or Ronald York, Jr. and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jun 20, 2023

Ronald Mahorney formerly with LPL Financial LLC

DID RONALD LEE MAHORNEY CAUSE YOU INVESTMENT LOSSES? Ronald Mahorney Formerly With LPL Financial LLC Has A Customer Complaint For Alleged Broker Misconduct Ronald Mahorney Customer Complaint Ronald Mahorney has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the customer was overcharged and her signature on some of the documents authorizing the charges have been forged. LPL Financial settled the dispute in favor of the customer. Ronald Mahorney Red Flags & Your Rights As An Investor Of course, Ronald Mahorney did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Ronald Mahorney at LPL Financial LLC on alert to review carefully the activity and performance of their accounts and question whether Ronald Mahorney has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To Ronald Mahorney If you have questions about LPL Financial LLC and/or Ronald Mahorney and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jun 19, 2023

Ronald Williams of Cambridge Investment Research, Inc.

DID RONALD KEITH WILLIAMS CAUSE YOU INVESTMENT LOSSES? Ronald Williams Of Cambridge Investment Research, Inc. And Formerly With FSC Securities Corporation Has 2 Customer Complaints For Alleged Broker Misconduct Ronald Williams Customer Complaints Ronald Williams has been the subject of 2 customer complaints that we know about to recover investment losses. Both customer complaints we denied by FSC Securities Corporation and, to date, the customers have not taken any further action. Allegations Against Ronald Williams A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Ronald Williams Red Flags & Your Rights As An Investor Of course, Ronald Williams did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Ronald Williams at Cambridge Investment Research, Inc. and FSC Securities Corporation on alert to review carefully the activity and performance of their accounts and question whether Ronald Williams has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Cambridge Investment Research, Inc. and FSC Securities Corporation also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Cambridge Investment Research, Inc. Due To Ronald Williams If you have questions about Cambridge Investment Research, Inc., FSC Securities Corporation and/or Ronald Williams and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jun 19, 2023

Ronald Goldberg of Cetera Financial Specialists LLC

DID RONALD GOLDBERG CAUSE YOU INVESTMENT LOSSES? Ronald Goldberg Of Cetera Financial Specialists LLC Has A Customer Complaint For Alleged Broker Misconduct Ronald Goldberg Customer Complaint Ronald Goldberg has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the annuity recommended was inappropriate for a client due to contract structure. The customer dispute is still pending against Valmark Securities for Ronald Goldberg’s alleged misconduct. Ronald Goldberg Red Flags & Your Rights As An Investor Of course, Ronald Goldberg did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Ronald Goldberg at Cetera Financial Specialists LLC on alert to review carefully the activity and performance of their accounts and question whether Ronald Goldberg has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Cetera Financial Specialists LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Cetera Financial Specialists LLC Due To Ronald Goldberg If you have questions about Cetera Financial Specialists LLC and/or Ronald Goldberg and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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