Jun 19, 2023

Ronald Metcalf, Jr. of Cetera Advisor Networks LLC

DID RONALD FRANKLIN METCALF JR CAUSE YOU INVESTMENT LOSSES? Ronald Metcalf, Jr. Of Cetera Advisor Networks LLC And Formerly Voya Financial Advisors, Inc. Has 9 Customer Complaints For Alleged Broker Misconduct Ronald Metcalf, Jr. Customer Complaints Ronald Metcalf, Jr. has been the subject of 9 customer complaints that we know about to recover investment losses. All 9 customer complaints were settled by Voya Financial Advisors in favor of the investors. Allegations Against Ronald Metcalf, Jr. The allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses were for failure to supervise registered representatives under his control in connection with the offer and sale of REITs investments that were misrepresented and/or unsuitable investment recommendations. Ronald Metcalf, Jr. Red Flags & Your Rights As An Investor Of course, Ronald Metcalf, Jr. did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Ronald Metcalf, Jr. at Cetera Advisor Networks LLC and Voya Financial Advisors, Inc. on alert to review carefully the activity and performance of their accounts and question whether Ronald Metcalf, Jr. has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Cetera Advisor Networks LLC and Voya Financial Advisors, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Cetera Advisor Networks LLC Due To Ronald Metcalf, Jr. If you have questions about Cetera Advisor Networks LLC, Voya Financial Advisors, Inc. and/or Ronald Metcalf, Jr. and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jun 19, 2023

Ronald Segon of Next Financial Group, Inc.

DID RONALD DEAN SEGON CAUSE YOU INVESTMENT LOSSES? Ronald Segon Of Next Financial Group, Inc. And Formerly With Calton & Associates, Inc. Has A Customer Complaint For Alleged Broker Misconduct Ronald Segon Customer Complaint Ronald Segon has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for unsuitable investment recommendations of REITs. Calton and Associates settled the customer complaint in favor of the investor. Ronald Segon Red Flags & Your Rights As An Investor Of course, Ronald Segon did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Ronald Segon at Next Financial Group, Inc. and Calton & Associates, Inc. on alert to review carefully the activity and performance of their accounts and question whether Ronald Segon has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Next Financial Group, Inc. and Calton & Associates, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Next Financial Group, Inc. Due To Ronald Segon If you have questions about Next Financial Group, Inc. and Calton & Associates, Inc. and/or Ronald Segon and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jun 19, 2023

Ronald Russell formerly with Kalos Capital, Inc.

DID RONALD CREIG RUSSELL CAUSE YOU INVESTMENT LOSSES? Ronald Russell Formerly With Kalos Capital, Inc. Has 3 Customer Complaints For Alleged Broker Misconduct Ronald Russell Customer Complaints Ronald Russell has been the subject of 3 customer complaints that we know about to recover investment losses. All 3 customer complaints were settled by Kalos Capital in favor of the investors. Allegations Against Ronald Russell  A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Ronald Russell Red Flags & Your Rights As An Investor Of course, Ronald Russell did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Ronald Russell at Kalos Capital, Inc. on alert to review carefully the activity and performance of their accounts and question whether Ronald Russell has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Kalos Capital, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Kalos Capital, Inc. Due To Ronald Russell If you have questions about Kalos Capital, Inc. and/or Ronald Russell and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jun 19, 2023

Ronald Nagy of Wells Fargo Clearing Services, LLC

DID RONALD ANDREW NAGY CAUSE YOU INVESTMENT LOSSES? Ronald Nagy Of Wells Fargo Clearing Services, LLC Has A Customer Complaint For Alleged Broker Misconduct Ronald Nagy Customer Complaint Ronald Nagy has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were he did not inform customer some of his investments had to be sold to facilitate the transfer of his account or that the sales would result in tax consequences. Wells Fargo Advisors settled the customer complaint in favor of the investor. Ronald Nagy Red Flags & Your Rights As An Investor Of course, Ronald Nagy did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Ronald Nagy at Wells Fargo Clearing Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Ronald Nagy has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wells Fargo Clearing Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Wells Fargo Clearing Services, LLC Due To Ronald Nagy If you have questions about Wells Fargo Clearing Services, LLC and/or Ronald Nagy and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jun 18, 2023

Roger Sherman-Rivera of Alight Financial Solutions, LLC

DID ROGER LOUIS SHERMAN-RIVERA CAUSE YOU INVESTMENT LOSSES? Roger Sherman-Rivera Of Alight Financial Solutions, LLC And Formerly With MML Investors Services, LLC and AXA Advisors, LLC Has A Customer Complaint For Alleged Broker Misconduct Roger Sherman-Rivera Customer Complaint Roger Sherman-Rivera has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for unsuitable investment recommendations, overconcentration of client’s portfolio in Puerto Rico denominated securities, fraud, breach of fiduciary duty, and violations of securities laws and regulations. Santander Securities settled the customer complaint in favor of the investor. Roger Sherman-Rivera Red Flags & Your Rights As An Investor Of course, Roger Sherman-Rivera did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Roger Sherman-Rivera at Alight Financial Solutions, LLC, MML Investors Services, LLC and AXA Advisors, LLC on alert to review carefully the activity and performance of their accounts and question whether Roger Sherman-Rivera has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Alight Financial Solutions, LLC, MML Investors Services, LLC and AXA Advisors, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Alight Financial Solutions, LLC Due To Roger Sherman-Rivera If you have questions about Alight Financial Solutions, LLC, MML Investors Services, LLC, AXA Advisors, LLC and/or Roger Sherman-Rivera and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jun 18, 2023

Roger Duval formerly with Pruco Securities, LLC

DID ROGER ALLAN DUVAL CAUSE YOU INVESTMENT LOSSES? Roger Duval Formerly With Pruco Securities, LLC and MML Investors Services, LLC Has 3 Customer Complaints For Alleged Broker Misconduct Roger Duval Customer Complaints Roger Duval has been the subject of 3 customer complaints that we know about to recover investment losses. Two of the customer complaints were settled by Roger Duvall’s former employers in favor of the investors. The other customer complaint was denied by Pruco Securities and to date, the customer has not taken any further action. Allegations Against Roger Duval   A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Roger Duval Red Flags & Your Rights As An Investor Of course, Roger Duval did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Roger Duval at Pruco Securities, LLC and MML Investors Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Roger Duval has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Pruco Securities, LLC and MML Investors Services, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Pruco Securities, LLC Due To Roger Duval If you have questions about Pruco Securities, LLC, MML Investors Services, LLC and/or Roger Duval and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jun 18, 2023

Roderick Day formerly with Cabot Lodge Securities LLC

DID RODERICK KENNETH DAY CAUSE YOU INVESTMENT LOSSES? Roderick Day Formerly With Cabot Lodge Securities LLC, IFS Securities and Securities America, Inc. Has A Customer Complaint For Alleged Broker Misconduct Roderick Day Customer Complaint Roderick Day has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for misappropriation under false pretenses. Securities America settled the customer complaint. Roderick Day Red Flags & Your Rights As An Investor Of course, Roderick Day did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Roderick Day at Cabot Lodge Securities LLC, IFS Securities and Securities America, Inc, on alert to review carefully the activity and performance of their accounts and question whether Roderick Day has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Cabot Lodge Securities LLC, IFS Securities and Securities America, Inc, also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Cabot Lodge Securities LLC Due To Roderick Day If you have questions about Cabot Lodge Securities LLC, IFS Securities, Securities America, Inc, and/or Roderick Day and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jun 18, 2023

Roderick Duxbury of Raymond James Financial Services, Inc.

DID RODERICK IAIN DUXBURY CAUSE YOU INVESTMENT LOSSES? Roderick Duxbury Of Raymond James Financial Services, Inc. Has A Customer Complaint For Alleged Broker Misconduct Roderick Duxbury Customer Complaint Roderick Duxbury has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were adviser exceeded client’s authority in regard to amount of an investment. Raymond James Financial Services denied the customer complaint and, to date, investor has not taken any further action. Roderick Duxbury Red Flags & Your Rights As An Investor Of course, Roderick Duxbury did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Roderick Duxbury at Raymond James Financial Services, Inc. on alert to review carefully the activity and performance of their accounts and question whether Roderick Duxbury has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Raymond James Financial Services, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Raymond James Financial Services, Inc. Due To Roderick Duxbury If you have questions about Raymond James Financial Services, Inc. and/or Roderick Duxbury and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jun 17, 2023

Roberto Maldonado of Independent Financial Group, LLC?

DID ROBERTO LUIS MALDONADO CAUSE YOU INVESTMENT LOSSES? Roberto Maldonado Of Independent Financial Group, LLC And Formerly With Santander Securities LLC Has 36 Customer Complaints For Alleged Broker Misconduct Roberto Maldonado Customer Complaints Roberto Maldonado has been the subject of 36 customer complaints that we know about to recover investment losses. Thirty-four of the customer complaints were settled by Santander Securities in favor of the Investors. Brokerage firm only denied 2 of the customer complaints and no further action was taken. Allegations Against Roberto Maldonado The allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses were generally related to the offer and sale of Puerto Rico municipal bonds and Puerto Rico denominated closed-end bond funds. The allegations generally included misrepresentations, misleading statements, unsuitable investment recommendations, overconcentration of client’s accounts in Puerto Rico securities, violations of federal and Commonwealth securities statutes. Roberto Maldonado Red Flags & Your Rights As An Investor Of course, Roberto Maldonado did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Roberto Maldonado at Independent Financial Group, LLC and Santander Securities LLC on alert to review carefully the activity and performance of their accounts and question whether Roberto Maldonado has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Independent Financial Group, LLC and Santander Securities LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Independent Financial Group, LLC Due To Roberto Maldonado If you have questions about Independent Financial Group, LLC, Santander Securities LLC and/or Roberto Maldonado and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jun 17, 2023

Roberta Nestor of Commonwealth Financial Network

DID ROBERTA LOUISE NESTOR CAUSE YOU INVESTMENT LOSSES? Roberta Nestor Of Commonwealth Financial Network Has A Customer Complaint For Alleged Broker Misconduct Roberta Nestor Customer Complaint Roberta Nestor has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for breach of fiduciary duty and other causes of action. Commonwealth Financial Network settled the customer dispute in favor of the investor. Roberta Nestor Red Flags & Your Rights As An Investor Of course, Roberta Nestor did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Roberta Nestor at Commonwealth Financial Network on alert to review carefully the activity and performance of their accounts and question whether Roberta Nestor has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Commonwealth Financial Network also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Commonwealth Financial Network Due To Roberta Nestor If you have questions about Commonwealth Financial Network and/or Roberta Nestor and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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