May 28, 2023

Ralph Rager of Securian Financial Services, Inc.

DID RALPH DOUGLAS RAGER CAUSE YOU INVESTMENT LOSSES? Ralph Rager Of Securian Financial Services, Inc. Has 4 Customer Complaints For Alleged Broker Misconduct Ralph Rager Customer Complaints Ralph Rager has been the subject of 4 customer complaints that we know about to recover investment losses. Two of the customer complaints were settled in favor of the investors by Ralph Rager’s current employer. The brokerage firm denied another customer complaint and, to date, no further action has been taken. There is currently one FINRA arbitration proceeding pending against Securian Financial Services for the adviser’s alleged misconduct. Allegations Against Ralph Rager A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Ralph Rager Red Flags & Your Rights As An Investor Of course, Ralph Rager did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Ralph Rager at Securian Financial Services, Inc. on alert to review carefully the activity and performance of their accounts and question whether Ralph Rager has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Securian Financial Services, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Securian Financial Services, Inc. Due To Ralph Rager If you have questions about Securian Financial Services, Inc.  and/or Ralph Rager and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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May 28, 2023

Ralph Metz Jr. of Spartan Capital Securities, LLC

DID RALPH EDWARD METZ, JR CAUSE YOU INVESTMENT LOSSES? Ralph Metz, Jr. Of Spartan Capital Securities, LLC Has A Customer Complaint For Alleged Broker Misconduct Ralph Metz Jr. Customer Complaint Ralph Metz, Jr. has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for unsuitable investment recommendations in common and preferred stock. Spartan Capital Securities denied the customer complaint and no further action was taken. Ralph Metz Jr. Red Flags & Your Rights As An Investor Of course, Ralph Metz, Jr. did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Ralph Metz, Jr. at Spartan Capital Securities, LLC on alert to review carefully the activity and performance of their accounts and question whether Ralph Metz, Jr. has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Spartan Capital Securities, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Spartan Capital Securities, LLC Due To Ralph Metz, Jr. If you have questions about Spartan Capital Securities, LLC and/or Ralph Metz, Jr. and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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May 27, 2023

Rafael Comba of UBS Financial Services Inc.

DID RAFAEL SOLER COMBA CAUSE YOU INVESTMENT LOSSES? Rafael Comba Of UBS Financial Services Inc. Has A Customer Complaint For Alleged Broker Misconduct Rafael Comba Customer Complaint Rafael Comba has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for the recommendation and sale of a highly speculative portfolio of structured notes. Further, advisor failed to disclose all risk of these types of investments. UBS Financial Services denied the customer complaint and, to date, the customer is not taking any further action. Rafael Comba Red Flags & Your Rights As An Investor Of course, Rafael Comba did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Rafael Comba at UBS Financial Services Inc. on alert to review carefully the activity and performance of their accounts and question whether Rafael Comba has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at UBS Financial Services Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At UBS Financial Services Inc. Due To Rafael Comba If you have questions about UBS Financial Services Inc. and/or Rafael Comba and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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May 27, 2023

Ralph Jackson, III of Morgan Stanley

DID RALPH A. JACKSON III CAUSE YOU INVESTMENT LOSSES? Ralph Jackson, III Of Morgan Stanley Has 5 Customer Complaints For Alleged Broker Misconduct Ralph Jackson, III Customer Complaints Ralph Jackson, III has been the subject of 5 customer complaints that we know about to recover investment losses. Four of the customer complaints are settled by Ralph Jackson’s current and former employers in favor of the investors. UBS Financial Services denied the other customer complaint and no further action was taken. Allegations Against Ralph Jackson, III A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Ralph Jackson, III Red Flags & Your Rights As An Investor Of course, Ralph Jackson, III did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Ralph Jackson, III at Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Ralph Jackson, III has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Morgan Stanley Due To Ralph Jackson, III If you have questions about Morgan Stanley and/or Ralph Jackson, III and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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May 27, 2023

Rajeswaran Venkatraman Voya Financial Advisors, Inc.

DID RAJESWARAN VENKATRAMAN CAUSE YOU INVESTMENT LOSSES? Rajeswaran Venkatraman Of Voya Financial Advisors, Inc. Has 4 Customer Complaints For Alleged Broker Misconduct Rajeswaran Venkatraman Customer Complaints Rajeswaran Venkatraman has been the subject of 4 customer complaints that we know about to recover investment losses. Two of the customer complaints were settled by the advisors current and former employers in favor of the investors. The other 2 complaints were denied by Voya Financial Advisors and customers took no further action. Allegations Against Rajeswaran Venkatraman A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Rajeswaran Venkatraman Red Flags & Your Rights As An Investor Of course, Rajeswaran Venkatraman did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Rajeswaran Venkatraman at Voya Financial Advisors, Inc. on alert to review carefully the activity and performance of their accounts and question whether Rajeswaran Venkatraman has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Voya Financial Advisors, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Voya Financial Advisors, Inc. Due To Rajeswaran Venkatraman If you have questions about Voya Financial Advisors, Inc. and/or Rajeswaran Venkatraman and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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May 27, 2023

Quinn Vitelli formerly with BB&T Investment Services, Inc.

DID QUINN JOSEPH VITELLI CAUSE YOU INVESTMENT LOSSES? Quinn Vitelli Formerly With BB&T Investment Services, Inc. Has 3 Customer Complaints For Alleged Broker Misconduct Quinn Vitelli Customer Complaints Quinn Vitelli has been the subject of 3 customer complaints that we know about to recover investment losses. One of the customer complaints was settled by Cetera Investment Services in favor of the investor. The brokerage firms Cetera Investment Services and IFMG Securities the other 2 customer complaints and, no further action was taken. Allegations Against Quinn Vitelli A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Quinn Vitelli Red Flags & Your Rights As An Investor Of course, Quinn Vitelli did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Quinn Vitelli at BB&T Investment Services, Inc. on alert to review carefully the activity and performance of their accounts and question whether Quinn Vitelli has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at BB&T Investment Services, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At BB&T Investment Services, Inc. Due To Quinn Vitelli If you have questions about BB&T Investment Services, Inc. and/or Quinn Vitelli and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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May 27, 2023

Preston Rainer formerly with TIAA-CREF Individual & Institutional Services, LLC

DID PRESTON JERMAINE RAINER CAUSE YOU INVESTMENT LOSSES? Preston Rainer Formerly With TIAA-CREF Individual & Institutional Services, LLC Has A Customer Complaint For Alleged Broker Misconduct Preston Rainer Customer Complaint Preston Rainer has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for unsuitable investment recommendations to “hold” an “stay the course and right this out.” The brokerage firm denied the customer complaint and, to date, no further action has been taken by the customer against the firm or broker. Preston Rainer Red Flags & Your Rights As An Investor Of course, Preston Rainer did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Preston Rainer at TIAA-CREF Individual & Institutional Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Preston Rainer has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at TIAA-CREF Individual & Institutional Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At TIAA-CREF Individual & Institutional Services, LLC Due To Preston Rainer If you have questions about TIAA-CREF Individual & Institutional Services, LLC and/or Preston Rainer and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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May 26, 2023

Philip Maliniak of United Planners’ Financial Services of America A Limited Partner

DID PHILIP MICHAEL MALINIAK CAUSE YOU INVESTMENT LOSSES? Philip Maliniak Of United Planners’ Financial Services of America A Limited Partner Has A Customer Complaint For Alleged Broker Misconduct Philip Maliniak Customer Complaint Philip Maliniak has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for overconcentration of a client’s accounts in alternative investments. Sagepoint Financial settled the customer dispute in favor of the investor. Philip Maliniak Red Flags & Your Rights As An Investor Of course, Philip Maliniak did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Philip Maliniak at United Planners’ Financial Services of America A Limited Partner on alert to review carefully the activity and performance of their accounts and question whether Philip Maliniak has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at United Planners’ Financial Services of America A Limited Partner also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At United Planners’ Financial Services of America A Limited Partner Due To Philip Maliniak If you have questions about United Planners’ Financial Services of America A Limited Partner and/or Philip Maliniak and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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May 26, 2023

Philip Beviano, Jr. of Signature Securities

DID PHILIP DONALD BEVIANO JR CAUSE YOU INVESTMENT LOSSES? Philip Beviano, Jr. Of Signature Securities Has 11 Customer Complaints For Alleged Broker Misconduct Philip Beviano, Jr. Customer Complaints Philip Beviano, Jr. has been the subject of 11 customer complaints that we know about to recover investment losses. Eight of the customer complaints were settled by Philip Biviano’s current and former employers in favor of the investors. The brokerage firms denied the other customer complaints and no further action was taken. Allegations Against Philip Beviano, Jr. A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Philip Beviano, Jr. Red Flags & Your Rights As An Investor Of course, Philip Beviano, Jr. did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Philip Beviano, Jr. at Signature Securities on alert to review carefully the activity and performance of their accounts and question whether Philip Beviano, Jr. has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Signature Securities also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Signature Securities Due To Philip Beviano, Jr. If you have questions about Signature Securities and/or Philip Beviano, Jr. and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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May 26, 2023

Phil Donahue of PFS Investments Inc.

DID PHIL DONAHUE CAUSE YOU INVESTMENT LOSSES? Phil Donahue Of PFS Investments Inc. Has A Customer Complaint For Alleged Broker Misconduct Phil Donahue Customer Complaint Phil Donahue has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for breach of fiduciary duty, gross negligence, and other violations in connection with transfer of shares and mutual fund. PFS Investments settled the customer dispute in favor of the investor. Phil Donahue Red Flags & Your Rights As An Investor Of course, Phil Donahue did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Phil Donahue at PFS Investments Inc. on alert to review carefully the activity and performance of their accounts and question whether Phil Donahue has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at PFS Investments Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At PFS Investments Inc. Due To Phil Donahue If you have questions about PFS Investments Inc. and/or Phil Donahue and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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