Jun 27, 2022

Carlos Abad formerly with TFS Securities, Inc.

DID CARLOS E. ABAD CAUSE YOU INVESTMENT LOSSES? Carlos Abad Formerly With TFS Securities, Inc. Has 2 Customer Complaints For Alleged Broker Misconduct Who is Carlos Abad formerly with TFS Securities, Inc.? Carlos Abad (CRD #1650972) who was formerly registered with TFS Securities, Inc. and located in Lincroft, New Jersey is a subject of one of our many securities industry sales practice abuse investigations.    Carlos Abad Customer Complaints Carlos Abad has been the subject of 2 customer complaints that we know about, 1 of those complaints was filed in the last year to recover investment losses. One of Carlos Abad’s 2 customer complaints was settled in favor of investor. One of Carlos Abad’s customer complaints was denied and, to date, the customers have not taken any further action. Allegations Against Carlos Abad A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Unsuitable investment recommendations of speculative and high commission alternative investments causing substantial losses. Failure to disclose commissions and mismanagement of accounts. Carlos Abad Red Flags & Your Rights As An Investor Of course, Carlos Abad did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Carlos Abad at TFS Securities, Inc. on alert to review carefully the activity and performance of their accounts and question whether Carlos Abad has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at TFS Securities, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At TFS Securities, Inc. Due To Carlos Abad If you have questions about TFS Securities, Inc. and/or Carlos Abad and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jun 27, 2022

Daniel Bukovcik of Concorde Investment Services

DID DANIEL WILLIAM BUKOVCIK CAUSE YOU INVESTMENT LOSSES? Daniel Bukovcik Of Concorde Investment Services Has 2 Customer Complaints For Alleged Broker Misconduct Who is Daniel Bukovcik of Concorde Investment Services? Daniel Bukovcik (CRD #1684170) who is currently registered with Concorde Investment Services and located in Ovid, Michigan is a subject of one of our many securities industry sales practice abuse investigations. Daniel Bukovcik Customer Complaints Daniel Bukovcik has been the subject of 2 customer complaints that we know about.  Both of Daniel Bukovcik’s 2 customer complaints were settled in favor of investors. Allegations Against Daniel Bukovcik A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Client alleged Daniel Bukovcik’s forgery of annuity purchase documents. The customers alleged forgery on an IRA transfer that was allegedly processed by Daniel Bukovcik. Daniel Bukovcik Red Flags & Your Rights As An Investor Of course, Daniel Bukovcik did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Daniel Bukovcik at Concorde Investment Services on alert to review carefully the activity and performance of their accounts and question whether Daniel Bukovcik has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Concorde Investment Services also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Concorde Investment Services Due To Daniel Bukovcik If you have questions about Concorde Investment Services and/or Daniel Bukovcik and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jun 27, 2022

Adam Trent formerly with Charles Schwab & Co., Inc.

DID ADAM J. TRENT CAUSE YOU INVESTMENT LOSSES? Adam Trent Formerly With Charles Schwab & Co., Inc. And Optionsxpress, Inc. Has A Customer Complaint For Alleged Broker Misconduct Who is Adam Trent formerly with Charles Schwab & Co., Inc.? Adam Trent (CRD #5039682) who was formerly registered with Charles Schwab & Co., Inc. and located in Indianapolis, Indiana is a subject of one of our many securities industry sales practice abuse investigations.  Prior to Charles Schwab & Co., Inc., Adam Trent was associated with Optionsxpress, Inc. and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Adam Trent Customer Complaint Adam Trent has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were that Adam Trent made an unsuitable recommendation to utilize options trading in her brokerage account. Adam Trent’s customer complaint was denied and, to date, the customer has not taken any further action. Adam Trent Red Flags & Your Rights As An Investor Of course, Adam Trent did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Adam Trent at Charles Schwab & Co., Inc. and Optionsxpress, Inc. on alert to review carefully the activity and performance of their accounts and question whether Adam Trent has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Charles Schwab & Co., Inc. and Optionsxpress, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Charles Schwab & Co., Inc. Due To Adam Trent If you have questions about Charles Schwab & Co., Inc., Optionsxpress, Inc., and/or Adam Trent and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jun 27, 2022

Alfred Czerniewski of FSC Securities Corporation

DID ALFRED PETER CZERNIEWSKI JR CAUSE YOU INVESTMENT LOSSES? Alfred Czerniewski Of FSC Securities Corporation Has 5 Customer Complaints For Alleged Broker Misconduct Who is Alfred Czerniewski of FSC Securities Corporation? Alfred Czerniewski (CRD #1675035) who is currently registered with FSC Securities Corporation and located in Crivitz, Wisconsin is a subject of one of our many securities industry sales practice abuse investigations. Alfred Czerniewski Customer Complaints Alfred Czerniewski has been the subject of 5 customer complaints that we know about, 4 of those complaints were filed in the last year to recover investment losses. One of Alfred Czerniewski’s customer complaints was denied and, to date, the customer has not taken any further action. There are currently 4 pending customer complaints filed against Alfred Czerniewski’s current employer FSC Securities Corporation for investment losses caused by the alleged misconduct. Allegations Against Alfred Czerniewski A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Customer alleged undisclosed commissions were charged and demanded a refund. Customer alleged overconcentration in alternative investments by Alfred Czerniewski. Customer alleged unsuitable investment recommendation.  In a limited partnership. Customer alleged a failure to do due diligence and failure to fully disclose all material facts relating to an investment in a limited partnership. Alfred Czerniewski Red Flags & Your Rights As An Investor Of course, Alfred Czerniewski did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Alfred Czerniewski at FSC Securities Corporation on alert to review carefully the activity and performance of their accounts and question whether Alfred Czerniewski has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at FSC Securities Corporation also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At FSC Securities Corporation Due To Alfred Czerniewski If you have questions about FSC Securities Corporation and/or Alfred Czerniewski and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jun 27, 2022

Candido Viyella formerly with Morgan Stanley

DID CANDIDO JOSE VIYELLA CAUSE YOU INVESTMENT LOSSES? Candido Viyella Formerly With Morgan Stanley Has 5 Customer Complaints For Alleged Broker Misconduct Who is Candido Viyella formerly with Morgan Stanley? Candido Viyella (CRD #1829255) who was formerly registered with Morgan Stanley and located in Miami, Florida is a subject of one of our many securities industry sales practice abuse investigations. Candido Viyella Customer Complaints Candido Viyella has been the subject of 5 customer complaints that we know about, 4 of those complaints were filed in the last year to recover investment losses. Two of Candido Viyella’s 5 customer complaints were settled in favor of investors. There are currently 3 pending customer complaints filed against Candido Viyella’s current employer Morgan Stanley, and former employers MSSB and MS for investment losses caused by the alleged misconduct. All of the customer complaints related to the sale of promissory notes which were allegedly not authorized by the brokerage firm to be sold. Further, the investments were allegedly misrepresented by the financial advisor. Candido Viyella Red Flags & Your Rights As An Investor Of course, Candido Viyella did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Candido Viyella at Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Candido Viyella has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Morgan Stanley Due To Candido Viyella If you have questions about Morgan Stanley and/or Candido Viyella and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jun 27, 2022

Burton Apfelbaum of LPL Financial LLC

DID BURTON LUKE APFELBAUM CAUSE YOU INVESTMENT LOSSES? Burton Apfelbaum Of LPL Financial LLC And Formerly With MML Investors Services, LLC Has A Customer Complaint For Alleged Broker Misconduct Who is Burton Apfelbaum of LPL Financial LLC? Burton Apfelbaum (CRD #2092567) who is currently registered with LPL Financial LLC and located in Latham, New York is a subject of one of our many securities industry sales practice abuse investigations.  Prior to LPL Financial LLC, Burton Apfelbaum was associated with MML Investors Services, LLC and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Burton Apfelbaum Customer Complaint Burton Apfelbaum has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were Burton Apfelbaum failed to follow clients liquidation instructions.  Burton Apfelbaum’s customer complaint was settled in favor of the investors. Burton Apfelbaum Red Flags & Your Rights As An Investor Of course, Burton Apfelbaum did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Burton Apfelbaum at LPL Financial LLC and MML Investors Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Burton Apfelbaum has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC and MML Investors Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To Burton Apfelbaum If you have questions about LPL Financial LLC, MML Investors Services, LLC, and/or Burton Apfelbaum and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jun 27, 2022

Alfred Schor of Northwestern Mutual Investment Services, LLC

DID ALFRED R. SCHOR CAUSE YOU INVESTMENT LOSSES? Alfred Schor Of Northwestern Mutual Investment Services, LLC Has A Customer Complaint For Alleged Broker Misconduct Who is Alfred Schor of Northwestern Mutual Investment Services, LLC? Alfred Schor (CRD #5634240) who is currently registered with Northwestern Mutual Investment Services, LLC and located in Westport, Connecticut is a subject of one of our many securities industry sales practice abuse investigations. Alfred Schor Customer Complaint Alfred Schor has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were that Alfred Schor failed to follow instructions to terminate their variable life insurance policies.Alfred Schor’s customer complaint was denied and, to date, the customer has not taken any further action. Alfred Schor Red Flags & Your Rights As An Investor Of course, Alfred Schor did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Alfred Schor at Northwestern Mutual Investment Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Alfred Schor has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Northwestern Mutual Investment Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Northwestern Mutual Investment Services, LLC Due To Alfred Schor If you have questions about Northwestern Mutual Investment Services, LLC and/or Alfred Schor and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jun 27, 2022

Brent Jackson of LPL Financial LLC

DID BRENT DANIEL JACKSON CAUSE YOU INVESTMENT LOSSES? Brent Jackson Of LPL Financial LLC Has A Customer Complaint For Alleged Broker Misconduct Who is Brent Jackson of LPL Financial LLC? Brent Jackson (CRD #2609161) who is currently registered with LPL Financial LLC and located in Findlay, Ohio is a subject of one of our many securities industry sales practice abuse investigations. Brent Jackson Customer Complaint Brent Jackson has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were Brent Jackson failed to follow customers instructions to liquidate accounts. Brent Jackson’s customer complaint was denied and, to date, the customer has not taken any further action. Brent Jackson Red Flags & Your Rights As An Investor Of course, Brent Jackson did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Brent Jackson at LPL Financial LLC on alert to review carefully the activity and performance of their accounts and question whether Brent Jackson has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To Brent Jackson If you have questions about LPL Financial LLC and/or Brent Jackson and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jun 27, 2022

Charlene Causey of UBS Financial Services Inc.

It’s critical for everyone to understand as much as possible about the people with whom they entrust their money. You can learn more about a broker’s background via resources such as prior employment history, regulatory disciplinary actions, and consumer complaints. This crucial information may lead to queries about Charlene Causey and the financial losses you may have incurred. We’ll do our best to answer any questions you have. DID CHARLENE FRANCIS CAUSEY CAUSE YOU INVESTMENT LOSSES? Charlene Causey Of UBS Financial Services Inc. Has A Customer Complaint For Alleged Broker Misconduct Who is Charlene Causey of UBS Financial Services Inc.? Charlene Causey (CRD #1386090) who is currently registered with UBS Financial Services Inc. and located in Cincinnati, Ohio is a subject of one of our many securities industry sales practice abuse investigations. Charlene Causey Customer Complaint Charlene Causey has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were Charlene Causey failed to file client’s instruction with respect to sale of apple Stock. Charlene Causey’s customer complaint was settled in favor of the investor. Charlene Causey Red Flags & Your Rights As An Investor Of course, Charlene Causey did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Charlene Causey at UBS Financial Services Inc. on alert to review carefully the activity and performance of their accounts and question whether Charlene Causey has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at UBS Financial Services Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At UBS Financial Services Inc. Due To Charlene Causey If you have questions about UBS Financial Services Inc. and/or Charlene Causey and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jun 27, 2022

Bruce Roberts of Wells Fargo Clearing Services, LLC

DID BRUCE ALAN ROBERTS CAUSE YOU INVESTMENT LOSSES? Bruce Roberts Of Wells Fargo Clearing Services, LLC Has 3 Customer Complaints For Alleged Broker Misconduct Who is Bruce Roberts of Wells Fargo Clearing Services, LLC? Bruce Roberts (CRD #1540198) who is currently registered Wells Fargo Clearing Services, LLC and located in Aventura, Florida is a subject of one of our many securities industry sales practice abuse investigations. Bruce Roberts Customer Complaints Bruce Roberts has been the subject of 3 customer complaints that we know about, 1 of those complaints was filed in the last year to recover investment losses. Two of Bruce Roberts’ 3 customer complaints were settled in favor of investors. One of Bruce Roberts’ customer complaints was denied and, to date, the customer has not taken any further action. Allegations Against Bruce Roberts   A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Illiquidity of auction rate securities. Misrepresentations related to the liquidity of auction rate securities and closed-end funds. Failure to follow customers liquidation instructions. Bruce Roberts Red Flags & Your Rights As An Investor Of course, Bruce Roberts did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Bruce Roberts at Wells Fargo Clearing Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Bruce Roberts has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wells Fargo Clearing Services, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Wells Fargo Clearing Services, LLC Due To Bruce Roberts If you have questions about Wells Fargo Clearing Services, LLC and/or Bruce Roberts and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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