Jun 27, 2022

Bradley Hill of LPL Financial LLC

DID BRADLEY KEITH HILL CAUSE YOU INVESTMENT LOSSES? Bradley Hill Of LPL Financial LLC And Formerly With Cuso Financial Services, L.P. Has A Customer Complaint For Alleged Broker Misconduct Who is Bradley Hill of LPL Financial LLC? Bradley Hill (CRD #2703287) who is currently registered with LPL Financial LLC and located in Wichita, Kansas is a subject of one of our many securities industry sales practice abuse investigations.  Prior to LPL Financial LLC, Bradley Hill was associated with Cuso Financial Services, L.P. and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Bradley Hill Customer Complaint Bradley Hill has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were Bradley Hill made unsuitable investment recommendations related to a mutual fund. Bradley Hill’s customer complaint was denied and, to date, the customer has not taken any further action. Bradley Hill Red Flags & Your Rights As An Investor Of course, Bradley Hill did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Bradley Hill at LPL Financial LLC and Cuso Financial Services on alert to review carefully the activity and performance of their accounts and question whether Bradley Hill has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC and Cuso Financial Services also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To Bradley Hill If you have questions about LPL Financial LLC, Cuso Financial Services and/or Bradley Hill and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jun 27, 2022

Aaron Jasper of Mutual Securities, Inc.

It’s critical for everyone to understand as much about the people with whom they entrust their money as possible. There are several sources where you may discover more about someone’s background, including their prior employment history, regulatory enforcement actions, and client complaints. Aaron Jasper‘s involvement with your investments may raise concerns about his conduct, as well as any potential losses. We’ll do everything we can to address your potential questions. DID AARON T. JASPER CAUSE YOU INVESTMENT LOSSES? Aaron Jasper Of Mutual Securities, Inc. And Formerly With National Financial Services LLC Has 4 Customer Complaints For Alleged Broker Misconduct Who is Aaron Jasper of Mutual Securities, Inc.? Aaron Jasper (CRD #5016734) who is currently registered with Mutual Securities, Inc. and located in Camarillo, California is a subject of one of our many securities industry sales practice abuse investigations. Prior to Mutual Securities, Inc., Aaron Jasper was associated with National Financial Services LLC and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Aaron Jasper Customer Complaints Aaron Jasper has been the subject of 4 customer complaints that we know about, all of those complaints were filed in the last year to recover investment losses. There are currently 4 pending customer complaints filed against Aaron Jasper’s current employer Mutual Securities, Inc. for investment losses caused by the alleged misconduct. Allegations Against Aaron Jasper A sample of the allegations made in the FINRA reported federal court and arbitration pending complaints for investment losses are as follows: Customer alleged breach of contract, breach of fiduciary duty, negligence, misrepresentations and omissions in connection with managed accounts at Mutual Securities, Inc. Two customer alleged various violations of federal and state securities laws, and FINRA rules relating to stocks, including penny stocks, in her accounts at Mutual Securities, Inc. in 2 federal court actions. Another customer alleged various violations of federal and state securities laws, and FINRA rules in a FINRA arbitration. Aaron Jasper Red Flags & Your Rights As An Investor Of course, Aaron Jasper did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Aaron Jasper at Mutual Securities, Inc. and National Financial Services LLC on alert to review carefully the activity and performance of their accounts and question whether Aaron Jasper has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Mutual Securities, Inc. and National Financial Services LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Mutual Securities, Inc. Due To Aaron Jasper If you have questions about Mutual Securities, Inc., National Financial Services LLC, and/or Aaron Jasper and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jun 27, 2022

Adam Fountain formerly with Herald Investment Marketing, LLC

DID ADAM J. FOUNTAIN CAUSE YOU INVESTMENT LOSSES? Adam Fountain Formerly With Herald Investment Marketing, LLC and Tranceka Capital, LLC Has A Customer Complaint For Alleged Broker Misconduct Who is Adam Fountain formerly with Herald Investment Marketing, LLC? Adam Fountain (CRD #3258431) who was formerly registered with Herald Investment Marketing, LLC and located in Seattle, Washington is a subject of one of our many securities industry sales practice abuse investigations.  Prior to Herald Investment Marketing, LLC, Adam Fountain was associated with Tranceka Capital, LLC and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Adam Fountain Customer Complaint Adam Fountain has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were related to a $2.2 million-dollar investment in a real estate development Company, named Capital Hill Subway, LLC in Seattle, Washington that was solicited by Adam Fountain.  Adam Fountain’s customer complaint was denied and, to date, the customer has not taken any further action. Adam Fountain Red Flags & Your Rights As An Investor Of course, Adam Fountain did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Adam Fountain at Herald Investment Marketing, LLC and Tranceka Capital, LLC on alert to review carefully the activity and performance of their accounts and question whether Adam Fountain has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Herald Investment Marketing, LLC and Tranceka Capital, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Herald Investment Marketing, LLC Due To Adam Fountain If you have questions about Herald Investment Marketing, LLC, Tranceka Capital, LLC,and/or Adam Fountain and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jun 27, 2022

Bruce Ward of Cutter & Company, Inc.

DID BRUCE DAVID WARD CAUSE YOU INVESTMENT LOSSES? Bruce Ward Of Cutter & Company, Inc. And Formerly With MML Investors Services, LLC Has 2 Customer Complaints For Alleged Broker Misconduct Who is Bruce Ward of Cutter & Company, Inc.? Bruce Ward (CRD #2169388) who is currently registered with Cutter & Company, Inc. and located in Ballwin, Missouri is a subject of one of our many securities industry sales practice abuse investigations.  Prior to Cutter & Company, Inc., Bruce Ward was associated with MML Investors Services, LLC and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Bruce Ward Customer Complaints Bruce Ward has been the subject of 2 customer complaints that we know about, 1 of those complaints was filed in the last year to recover investment losses. Both of Bruce Ward’s customer complaints were denied and, to date, the customers have not taken any further action. Allegations Against Bruce Ward A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Improper trading of customer’s account where asset preservation was primary goal. Unsuitable recommendation of investment accounts. Bruce Ward Red Flags & Your Rights As An Investor Of course, Bruce Ward did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Bruce Ward at Cutter & Company, Inc. and MML Investors Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Bruce Ward has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Cutter & Company, Inc. and MML Investors Services, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Cutter & Company, Inc. Due To Bruce Ward If you have questions about Cutter & Company, Inc., MML Investors Services, LLC, and/or Bruce Ward and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jun 27, 2022

Alonte White-Davis of Bankers Life Securities, Inc.

DID ALONTE RASHON WHITE-DAVIS CAUSE YOU INVESTMENT LOSSES? Alonte White-Davis Of Bankers Life Securities, Inc. Has A Customer Complaint For Alleged Broker Misconduct Who is Alonte White-Davis of Bankers Life Securities, Inc.? Alonte White-Davis (CRD #6915132) who is currently registered with Bankers Life Securities, Inc. and located in Grand Rapids, Michigan is a subject of one of our many securities industry sales practice abuse investigations. Alonte White-Davis Customer Complaint Alonte White-Davis has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were that Alonte White-Davis made an unsuitable investment recommendation to invest in a Guaranteed Lifetime Income Annuity. Alonte White-Davis’ customer complaint was denied and, to date, the customer has not taken any further action. Alonte White-Davis Red Flags & Your Rights As An Investor Of course, Alonte White-Davis did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Alonte White-Davis at Bankers Life Securities, Inc.on alert to review carefully the activity and performance of their accounts and question whether Alonte White-Davis has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Bankers Life Securities, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Bankers Life Securities, Inc. Due To Alonte White-Davis If you have questions about Bankers Life Securities, Inc. and/or Alonte White-Davis and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jun 27, 2022

Andy Schwartz of LPL Financial LLC

DID ANDY MARK SCHWARTZ CAUSE YOU INVESTMENT LOSSES? Andy Schwartz Of LPL Financial LLC And Formerly With Northwestern Mutual Investment Services, LLC Has A Customer Complaint For Alleged Broker Misconduct Who is Andy Schwartz of LPL Financial LLC? Andy Schwartz (CRD #1317986) who is currently registered with LPL Financial LLC and located in Fairfield, New Jersey is a subject of one of our many securities industry sales practice abuse investigations.  Prior to LPL Financial, Andy Schwartz was associated with Northwestern Mutual Investment Services, LLC and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Andy Schwartz Customer Complaint Andy Schwartz has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for failure to recommend sell order. Andy Schwartz’s customer complaint was denied and, to date, the customer has not taken any further action. Andy Schwartz Red Flags & Your Rights As An Investor Of course, Andy Schwartz did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Andy Schwartz at LPL Financial and Northwestern Mutual Investment Services on alert to review carefully the activity and performance of their accounts and question whether Andy Schwartz has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial and Northwestern Mutual Investment Services also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To Andy Schwartz If you have questions about LPL Financial, Northwestern Mutual Investment Services, and/or Andy Schwartz and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jun 27, 2022

Benjamin Fuchs formerly with Silver Oak Securities, Incorporated

DID BENJAMIN A. FUCHS CAUSE YOU INVESTMENT LOSSES? Benjamin Fuchs Formerly With Silver Oak Securities, Incorporated Has A Customer Complaint For Alleged Broker Misconduct Who is Benjamin Fuchs formerly with Silver Oak Securities, Incorporated? Benjamin Fuchs (CRD 6146479) who was formerly registered with Silver Oak Securities, Incorporated and located in Wethersfield, Connecticut is a subject of one of our many securities industry sales practice abuse investigations. Benjamin Fuchs Customer Complaint Benjamin Fuchs has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were misrepresentation related to non-traded REITs investment. Benjamin Fuchs’s customer complaint was settled in favor of the investors. Benjamin Fuchs Red Flags & Your Rights As An Investor Of course, Benjamin Fuchs did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Benjamin Fuchs at Silver Oak Securities, Incorporated on alert to review carefully the activity and performance of their accounts and question whether Benjamin Fuchs has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Silver Oak Securities, Incorporated also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Silver Oak Securities, Incorporated Due To Benjamin Fuchs If you have questions about Silver Oak Securities, Incorporated and/or Benjamin Fuchs and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jun 27, 2022

Joshua Breeden of UBS Financial Services

DID JOSHUA CORRY BREEDEN CAUSE YOU INVESTMENT LOSSES? Joshua Breeden Of UBS Financial Services And Formerly With Morgan Stanley Has 2 Customer Complaints For Alleged Broker Misconduct Who is Joshua Breeden of UBS Financial Services? Joshua Breeden (CRD #2669159) who is currently registered with UBS Financial Services and located in Walnut Creek, California is a subject of one of our many securities industry sales practice abuse investigations. Prior to UBS Financial Services, Joshua Breeden was associated with Morgan Stanley and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Joshua Breeden Customer Complaints Joshua Breeden has been the subject of 2 customer complaints that we know about, two of those complaints were filed in the last year to recover investment losses. One of Joshua Breeden’s 2 customer complaints was settled in favor of investors. One of Joshua Breeden’s customers complaints was denied and, to date, the customers have not taken any further action. Allegations Against Joshua Breeden A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Client alleged mutual fund investment was misrepresented by Joshua Breeden. Client alleged that purchase of two high yield bonds by Joshua Breeden were not in accordance with their instructions. Joshua Breeden Red Flags & Your Rights As An Investor Of course, Joshua Breeden did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Joshua Breeden at UBS Financial Services and Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Joshua Breeden has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at UBS Financial Services and Morgan Stanley also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At UBS Financial Services Due To Joshua Breeden If you have questions about UBS Financial Services, Morgan Stanley, and/or Joshua Breeden and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jun 27, 2022

Carolyn Valentine of Cambridge Investment Research, Inc.

DID CAROLYN VALENTINE CAUSE YOU INVESTMENT LOSSES? Carolyn Valentine Of Cambridge Investment Research, Inc. And Formerly With H. Beck, Inc. Has A Complaint For Alleged Misconduct Who is Carolyn Valentine of Cambridge Investment Research, Inc.? Carolyn Valentine (CRD #2532412) who is currently registered with Cambridge Investment Research, Inc. and located in Canton, Ohio is a subject of one of our many securities industry sales practice abuse investigations.  Prior to Cambridge Investment Research, Inc., Carolyn Valentine was associated with H. Beck, Inc. and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Carolyn Valentine Complaint Carolyn Valentine has been the subject of at least one complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for Carolyn Valentine provided incomplete or incorrect tax documents and financial statements in connection with a real estate transaction. The complaint filed against Carolyn Valentine’s former employer H. Beck, Inc. for investment losses caused by the alleged misconduct is pending as of the date of this report. Carolyn Valentine Red Flags & Your Rights As An Investor Of course, Carolyn Valentine did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Carolyn Valentine at Cambridge Investment Research, Inc. and H. Beck, Inc. on alert to review carefully the activity and performance of their accounts and question whether Carolyn Valentine has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Cambridge Investment Research, Inc. and H. Beck, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Cambridge Investment Research, Inc. Due To Carolyn Valentine If you have questions about Cambridge Investment Research, Inc., H. Beck, Inc., and/or Carolyn Valentine and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jun 27, 2022

Aldo Ochoa of Equitable Advisors, LLC

DID ALDO OCHOA CAUSE YOU INVESTMENT LOSSES? Aldo Ochoa Of Equitable Advisors, LLC Has A Customer Complaint For Alleged Broker Misconduct Who is Aldo Ochoa of Equitable Advisors, LLC? Aldo Ochoa (CRD #5139742) who is currently registered with Equitable Advisors, LLC and located in Houston, Texas is a subject of one of our many securities industry sales practice abuse investigations. Aldo Ochoa Customer Complaint Aldo Ochoa has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were that Aldo Ochoa made misrepresentations in connection with the sale of a variable annuity. Aldo Ochoa’s customer complaint was denied and, to date, the customer has not taken any further action. Aldo Ochoa Red Flags & Your Rights As An Investor Of course, Aldo Ochoa did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Aldo Ochoa at Equitable Advisors, LLC on alert to review carefully the activity and performance of their accounts and question whether Aldo Ochoa has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Equitable Advisors, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Equitable Advisors, LLC Due To Aldo Ochoa If you have questions about Equitable Advisors, LLC and/or Aldo Ochoa and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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