May 19, 2023

Patrick Callaghan of Wells Fargo Clearing Services, LLC

DID PATRICK KENNEDY CALLAGHAN CAUSE YOU INVESTMENT LOSSES? Patrick Callaghan Of Wells Fargo Clearing Services, LLC Has A Customer Complaint For Alleged Broker Misconduct Patrick Callaghan Customer Complaint Patrick Callaghan has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were related to transactions in a discretionary account. Wells Fargo Advisors settled a customer complaint in favor of the investor. Patrick Callaghan Red Flags & Your Rights As An Investor Of course, Patrick Callaghan did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Patrick Callaghan at Wells Fargo Clearing Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Patrick Callaghan has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wells Fargo Clearing Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Wells Fargo Clearing Services, LLC Due To Patrick Callaghan If you have questions about Wells Fargo Clearing Services, LLC and/or Patrick Callaghan and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

May 19, 2023

Patrick Gilligan, Jr. of Empower Financial Services, Inc.

DID PATRICK FRANCIS GILLIGAN JR CAUSE YOU INVESTMENT LOSSES? Patrick Gilligan, Jr. Of Empower Financial Services, Inc. And Formerly With Signator Investors, Inc. Has A Customer Complaint For Alleged Broker Misconduct Patrick Gilligan, Jr. Customer Complaint Patrick Gilligan, Jr. has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for failure to timely execute an alleged liquidation request. GW FS Equities denied the customer complaint and to date, the customer has not taken any further action. Patrick Gilligan, Jr. Red Flags & Your Rights As An Investor Of course, Patrick Gilligan, Jr. did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Patrick Gilligan, Jr. at Empower Financial Services, Inc. and Signator Investors, Inc. on alert to review carefully the activity and performance of their accounts and question whether Patrick Gilligan, Jr. has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Empower Financial Services, Inc. and Signator Investors, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Empower Financial Services, Inc. Due To Patrick Gilligan, Jr. If you have questions about Empower Financial Services, Inc., Signator Investors, Inc. and/or Patrick Gilligan, Jr. and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

May 19, 2023

Patricia Fontan-Sorlie of Morgan Stanley

DID PATRICIA MICHELLE FONOTAN-SORLIE CAUSE YOU INVESTMENT LOSSES? Patricia Fontan-Sorlie Of Morgan Stanley Has 2 Customer Complaints For Alleged Broker Misconduct Patricia Fontan-Sorlie Customer Complaints Patricia Fontan-Sorlie has been the subject of 2 customer complaints that we know about to recover investment losses. Both customer complaints were denied by Morgan Stanley and, to date, the customers have not taken any further action. Allegations Against Patricia Fontan-Sorlie A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Patricia Fontan-Sorlie Red Flags & Your Rights As An Investor Of course, Patricia Fontan-Sorlie did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Patricia Fontan-Sorlie at Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Patricia Fontan-Sorlie has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Morgan Stanley Due To Patricia Fontan-Sorlie If you have questions about Morgan Stanley and/or Patricia Fontan-Sorlie and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

May 18, 2023

Pamela Warrior of Farmers Financial Solutions, LLC

DID PAMELA DIANN WARRIOR CAUSE YOU INVESTMENT LOSSES? Pamela Warrior Of Farmers Financial Solutions, LLC And Formerly With Pruco Securities, LLC Has A Customer Complaint For Alleged Broker Misconduct Pamela Warrior Customer Complaint Pamela Warrior has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for failure to disclose facts regarding the long-term care rider. PRUCO Securities denied the customer complaint and to date, no further action has been taken. Pamela Warrior Red Flags & Your Rights As An Investor Of course, Pamela Warrior did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Pamela Warrior at Farmers Financial Solutions, LLC and Pruco Securities, LLC on alert to review carefully the activity and performance of their accounts and question whether Pamela Warrior has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Farmers Financial Solutions, LLC and Pruco Securities, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Pruco Securities, LLC Due To Pamela Warrior If you have questions about Farmers Financial Solutions, LLC, Pruco Securities, LLC and/or Pamela Warrior and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

May 18, 2023

Paige Matlock formerly with Cetera Investment Services LLC

DID PAIGE MILSTEAD MATLOCK CAUSE YOU INVESTMENT LOSSES? Paige Matlock Formerly With Cetera Investment Services LLC Has A Customer Complaint For Alleged Broker Misconduct Paige Matlock Customer Complaint Paige Matlock has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for unsuitable investment recommendations of REITs. Cetera Investment Services settled the customer complaint in favor of the investor. Paige Matlock Red Flags & Your Rights As An Investor Of course, Paige Matlock did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Paige Matlock at Cetera Investment Services LLC on alert to review carefully the activity and performance of their accounts and question whether Paige Matlock has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Cetera Investment Services LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Cetera Investment Services LLC Due To Paige Matlock If you have questions about Cetera Investment Services LLC and/or Paige Matlock and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

May 18, 2023

Pablo Salinas of Fidelity Brokerage Services LLC

DID PABLO ENRIQUE SALINAS CAUSE YOU INVESTMENT LOSSES? Pablo Salinas Of Fidelity Brokerage Services LLC And Formerly With AXA Advisors, LLC Has A Customer Complaint For Alleged Broker Misconduct Pablo Salinas Customer Complaint Pablo Salinas has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for misrepresentations in connection with the sale of the variable annuity contract. Equitable Advisors denied the customer complaint and, to date, no further action has been taken by the customer. Pablo Salinas Red Flags & Your Rights As An Investor Of course, Pablo Salinas did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Pablo Salinas at Fidelity Brokerage Services LLC and AXA Advisors, LLC on alert to review carefully the activity and performance of their accounts and question whether Pablo Salinas has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Fidelity Brokerage Services LLC and AXA Advisors, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Fidelity Brokerage Services LLC Due To Pablo Salinas If you have questions about Fidelity Brokerage Services LLC, AXA Advisors, LLC and/or Pablo Salinas and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

May 18, 2023

Oscar Harrison, II of LPL Financial LLC

DID OSCAR LEE HARRISON II CAUSE YOU INVESTMENT LOSSES? Oscar Harrison, II Of LPL Financial LLC Has 3 Customer Complaints For Alleged Broker Misconduct Oscar Harrison, II Customer Complaints Oscar Harrison, II has been the subject of 3 customer complaints that we know about to recover investment losses. One of the customer complaints was settled by LPL Financial in favor the customer. The other 2 customer complaints were denied by LPL Financial and, to date, the customers have not taken any further action. Allegations Against Oscar Harrison, II A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Oscar Harrison, II Red Flags & Your Rights As An Investor Of course, Oscar Harrison, II did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Oscar Harrison, II at LPL Financial LLC on alert to review carefully the activity and performance of their accounts and question whether Oscar Harrison, II has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To Oscar Harrison, II If you have questions about LPL Financial LLC and/or Oscar Harrison, II and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

May 17, 2023

Omar Khalil of Merrill Lynch, Pierce, Fenner & Smith Incorporated

DID OMAR KHALIL CAUSE YOU INVESTMENT LOSSES? Omar Khalil Of Merrill Lynch, Pierce, Fenner & Smith Incorporated Has A Customer Complaint For Alleged Broker Misconduct Omar Khalil Customer Complaint Omar Khalil has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for failure to follow customer’s instructions. Merrill Lynch Pierce Fenner and Smith settled the customer dispute in favor of the investor. Omar Khalil Red Flags & Your Rights As An Investor Of course, Omar Khalil did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Omar Khalil at Merrill Lynch, Pierce, Fenner & Smith Incorporated on alert to review carefully the activity and performance of their accounts and question whether Omar Khalil has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Merrill Lynch, Pierce, Fenner & Smith Incorporated also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Merrill Lynch, Pierce, Fenner & Smith Incorporated Due To Omar Khalil If you have questions about Merrill Lynch, Pierce, Fenner & Smith Incorporated and/or Omar Khalil and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

May 17, 2023

Norman Heyman formerly with Sagepoint Financial, Inc.

DID NORMAN EDWARD HEYMAN CAUSE YOU INVESTMENT LOSSES? Norman Heyman Formerly With Sagepoint Financial, Inc. Has 3 Customer Complaints For Alleged Broker Misconduct Norman Heyman Customer Complaints Norman Heyman has been the subject of 3 customer complaints that we know about to recover investment losses. Two of the customer complaints were settled by Sagepoint Financial in favor of the investors. The brokerage firm denied the other customer complaint and no further action has been taken. Allegations Against Norman Heyman A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Norman Heyman Red Flags & Your Rights As An Investor Of course, Norman Heyman did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Norman Heyman at Sagepoint Financial, Inc. on alert to review carefully the activity and performance of their accounts and question whether Norman Heyman has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Sagepoint Financial, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Sagepoint Financial, Inc. Due To Norman Heyman If you have questions about Sagepoint Financial, Inc. and/or Norman Heyman and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

May 17, 2023

Nordo Nissi formerly with M.S. Howells & Co.

DID NORDO MAURO NISSI CAUSE YOU INVESTMENT LOSSES? Nordo Nissi Formerly With M.S. Howells & Co. and Morgan Stanley Has 4 Customer Complaints For Alleged Broker Misconduct Nordo Nissi Customer Complaints Nordo Nissi has been the subject of 4 customer complaints that we know about to recover investment losses. Two of the customer complaints were settled by Nordo Nissi’s former employers in favor of the investors. The other 2 customer complaints were denied by the brokerage firms and, to date, the customers have not taken any further action. Nordo Nissi Red Flags & Your Rights As An Investor Of course, Nordo Nissi did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Nordo Nissi at M.S. Howells & Co. and Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Nordo Nissi has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at M.S. Howells & Co. and Morgan Stanley also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At M.S. Howells & Co. Due To Nordo Nissi If you have questions about M.S. Howells & Co., Morgan Stanley and/or Nordo Nissi and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading