Jun 13, 2022

Charles Friedlander formerly with Merrill Lynch, Pierce, Fenner & Smith Incorporated

It’s critical for everyone to understand as much as possible about the individuals with whom they entrust their money. Background checks are available from a variety of places, including regulatory disciplinary actions, past employment history, and customer complaints. Our firm can help you if you have additional concerns about Charles Friedlander or investment losses you’ve incurred. We’ll do our best to answer any questions you might have. DID CHARLES RAY FRIEDLANDER CAUSE YOU INVESTMENT LOSSES? Charles Friedlander Formerly With Merrill Lynch, Pierce, Fenner & Smith Incorporated Has 3 Customer Complaints For Alleged Broker Misconduct Who is Charles Friedlander formerly with Merrill Lynch, Pierce, Fenner & Smith Incorporated? Charles Friedlander (CRD #1766198) who was formerly registered with Merrill Lynch, Pierce, Fenner & Smith Incorporated and located in Garden City, New Jersey is a subject of one of our many securities industry sales practice abuse investigations.   Charles Friedlander Customer Complaints Charles Friedlander has been the subject of 3 customer complaints that we know about, 1 of those complaints was filed in the last year to recover investment losses. One of Charles Friedlander’s 3 customer complaints was settled in favor of investors. Two of Charles Friedlander’s customer complaints were denied and, to date, the customers have not taken any further action. Allegations Against Charles Friedlander A sample of the allegations made in the FINRA reported federal court and arbitration pending complaints for investment losses are as follows: Unsuitable investment recommendations related to mutual funds and master limited partnerships. Unsuitable investment recommendations and unauthorized trading related to closed-end funds. Failure to invest in securities that would produce safe modest returns. Charles Friedlander Red Flags & Your Rights As An Investor Of course, Charles Friedlander did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Charles Friedlander at Merrill Lynch, Pierce, Fenner & Smith Incorporated on alert to review carefully the activity and performance of their accounts and question whether Charles Friedlander has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Merrill Lynch, Pierce, Fenner & Smith Incorporated also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Merrill Lynch, Pierce, Fenner & Smith Incorporated Due To Charles Friedlander If you have questions about Merrill Lynch, Pierce, Fenner & Smith Incorporated and/or Charles Friedlander and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jun 13, 2022

Charles Fenner of Wells Fargo Clearing Services, LLC

It is very important for all to know as much as possible about the individuals with whom we trust with our finances. There are a variety of resources where you can discover information about background, including, past employment history, regulatory disciplinary proceedings, and customer complaints. If you are reading this, you may be concerned about Charles Fenner and investment losses you have incurred. We’ll do everything we can to answer any questions you have. DID CHARLES PAYNE FENNER III CAUSE YOU INVESTMENT LOSSES? Charles Fenner Of Wells Fargo Clearing Services, LLC And Formerly With Stifel, Nicolaus & Company, Incorporated Has 2 Customer Complaints For Alleged Broker Misconduct Who is Charles Fenner of Wells Fargo Clearing Services, LLC? Charles Fenner (CRD #206237) who is currently registered with Wells Fargo Clearing Services, LLC and located in Metairie, Louisiana is a subject of one of our many securities industry sales practice abuse investigations.  Prior to Wells Fargo Clearing Services, LLC, Charles Fenner was associated with Stifel, Nicolaus & Company, Incorporated and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Charles Fenner Customer Complaints Charles Fenner has been the subject of 2 customer complaints that we know about, 1 of those complaints was filed in the last year to recover investment losses. Both of Charles Fenner’s customer complaints were settled in favor of investors. Allegations Against Charles Fenner A sample of the allegations made in the FINRA reported federal court and arbitration pending complaints for investment losses are as follows: Breach of fiduciary duty, misrepresentation and failures to disclose, negligence and gross negligence, and violations of the Louisiana securities laws related to investments in the oil and gas sector. Unauthorized liquidation of all assets and clients accounts. Charles Fenner Red Flags & Your Rights As An Investor Of course, Charles Fenner did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Charles Fenner at Wells Fargo Clearing Services, LLC and Stifel, Nicolaus & Company, Incorporated on alert to review carefully the activity and performance of their accounts and question whether Charles Fenner has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wells Fargo Clearing Services, LLC and Stifel, Nicolaus & Company, Incorporated also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Wells Fargo Clearing Services, LLC Due To Charles Fenner If you have questions about Wells Fargo Clearing Services, LLC, Stifel, Nicolaus & Company, Incorporated, and/or Charles Fenner and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jun 7, 2022

Charles Gaba of Merrill Lynch, Pierce, Fenner & Smith Incorporated

It is critical for everyone to understand as much as possible about the people with whom they entrust their money. There are several places where you may discover information about a person’s background, including their past job history, regulatory disciplinary actions, and consumer complaints. Important information like this may lead to questions about Charles Gaba and your investment losses. We’ll do our best to answer any concerns you have. DID CHARLES G. GABA CAUSE YOU INVESTMENT LOSSES? Charles Gaba Of Merrill Lynch, Pierce, Fenner & Smith Incorporated Has A Customer Complaint For Alleged Broker Misconduct Who is Charles Gaba of Merrill Lynch, Pierce, Fenner & Smith Incorporated? Charles Gaba (CRD #2979469) who is currently registered with Merrill Lynch, Pierce, Fenner & Smith Incorporated and located in Little Rock, Arkansas is a subject of one of our many securities industry sales practice abuse investigations.   Charles Gaba Customer Complaint Charles Gaba has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were unauthorized liquidation of corporate bonds. The customer complaint filed against Charles Gaba’s current employer Merrill Lynch, Pierce, Fenner & Smith Incorporated for investment losses caused by the alleged misconduct is pending as of the date of this report. Charles Gaba Red Flags & Your Rights As An Investor Of course, Charles Gaba did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Charles Gaba at Merrill Lynch, Pierce, Fenner & Smith Incorporated on alert to review carefully the activity and performance of their accounts and question whether Charles Gaba has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Merrill Lynch, Pierce, Fenner & Smith Incorporated also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Merrill Lynch, Pierce, Fenner & Smith Incorporated Due To Charles Gaba If you have questions about Merrill Lynch, Pierce, Fenner & Smith Incorporated and/or Charles Gaba and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jun 6, 2022

Chad Vandenbusch of Wintrust Investments LLC

As a client, you choose to entrust your money to a broker you can trust. This is why it’s critical to understand everything there is to know about the person managing your funds. This data may assist you in determining whether or not to work with a particular broker. If you believe Chad Vandenbusch has caused you financial losses, we may be able to help you resolve any issues or concerns you have. DID CHAD MICHAEL VANDENBUSCH CAUSE YOU INVESTMENT LOSSES? Chad Vandenbusch Of Wintrust Investments LLC Has 2 Customer Complaints For Alleged Broker Misconduct Who is Chad Vandenbusch of Wintrust Investments LLC? Chad Vandenbusch (CRD #2580669) who is currently registered with Wintrust Investments LLC and located in Appleton, Wisconsin is a subject of one of our many securities industry sales practice abuse investigations. Chad Vandenbusch Customer Complaints Chad Vandenbusch has been the subject of 2 customer complaints that we know about, 1 of those complaints was filed in the last year to recover investment losses. One of Chad Vandenbusch’s 2 customer complaints was settled in favor of investor. One of Chad Vandenbusch’s customer complaints was denied and, to date, the customer has not taken any further action. Allegations Against Chad Vandenbusch A sample of the allegations made in the FINRA reported federal court and arbitration pending complaints for investment losses are as follows: Misrepresentation of structured steepener CDs and non-traded REITs as being safer than investments in conventional equities. Performance of fixed income structured products. Chad Vandenbusch Red Flags & Your Rights As An Investor Of course, Chad Vandenbusch did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Chad Vandenbusch at Wintrust Investments LLC on alert to review carefully the activity and performance of their accounts and question whether Chad Vandenbusch has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wintrust Investments LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Wintrust Investments LLC Due To Chad Vandenbusch If you have questions about Wintrust Investments LLC and/or Chad Vandenbusch and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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May 22, 2022

Andre Senegal formerly with One America Securities, Inc.

As an investor, you entrust your money and assets with a broker that you have faith in. This is why it’s critical to learn everything there is to know about the individual who has entrusted you with their money. This information may assist you in making an informed decision about whether or not to put your money with a specific broker. If you believe that Andre Senegal has caused you financial loss, we may be able to assist you in resolving any concerns or issues you may have. DID ANDRE PIERRE SENEGAL CAUSE YOU INVESTMENT LOSSES? Andre Senegal Formerly With One America Securities, Inc. And NYLife Securities LLC Has 2 Customer Complaints For Alleged Broker Misconduct Who is Andre Senegal formerly with One America Securities, Inc.? Andre Senegal (CRD #6065655) who was formerly registered with One America Securities, Inc. and located in Oakbrook Terrace, Illinois is a subject of one of our many securities industry sales practice abuse investigations.  Prior to One America Securities, Inc., Andre Senegal was associated with NYLife Securities LLC and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.  He has been suspended by FINRA for failing to cooperate in its investigations. Andre Senegal Customer Complaints Andre Senegal has been the subject of 2 customer complaints that we know about, one of those complaints were filed in the last year to recover investment losses. Both of Andre Senegal’s customer complaints were denied and, to date, the customers have not taken any further action. Allegations Against Andre Senegal A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Misconduct in connection with a bitcoin investment. Customer alleged that she was misled regarding conversion credits which he purchased a variable universal life insurance policy. Andre Senegal Red Flags & Your Rights As An Investor Of course, Andre Senegal did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Andre Senegal at One America Securities, Inc. and NYLife Securities LLC on alert to review carefully the activity and performance of their accounts and question whether Andre Senegal has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at One America Securities, Inc. and NYLife Securities LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At One America Securities, Inc. Due To Andre Senegal If you have questions about One America Securities, Inc., NYLife Securities LLC and/or Andre Senegal and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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May 22, 2022

Barry Lemay of Concorde Investment Services, LLC

When you invest your hard earned money with a broker it’s important to know as much as you can about the individual with whom you trust your finances. There are a variety of resources where you can discover information about your broker’s background, including, past employment history, regulatory disciplinary proceedings, and customer complaints. This information could be vital towards answering any questions you may have about Barry Lemay and any investment losses you may have suffered. We will do our best to answer these questions. DID BARRY WILLIAM LEMAY CAUSE YOU INVESTMENT LOSSES? Barry Lemay Of Concorde Investment Services, LLC Has 13 Customer Complaints For Alleged Broker Misconduct Who is Barry Lemay of Concorde Investment Services, LLC? Barry Lemay (CRD #306332) who is currently registered with Concorde Investment Services, LLC and located in San Jose, California is a subject of one of our many securities industry sales practice abuse investigations.   Barry Lemay Customer Complaints Barry Lemay has been the subject of 13 customer complaints that we know about, 3 of those complaints were filed in the last year to recover investment losses. Six of Barry Lemay’s 13 customer complaints were settled in favor of investors. Five of Barry Lemay’s customer complaints were denied and, to date, the customers have not taken any further action. There are currently 2 pending customer complaints filed against Barry Lemay’s current employer Concorde Investment Services, LLC for investment losses caused by the alleged misconduct. Allegations Against Barry Lemay A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Failure to file client’s instructions with respect to an Apple stock investment. Negligence, breach of fiduciary duty, an unsuitable investment recommendation involving and Tenant in Common investment. Unsuitable investment recommendations and breach of fiduciary duty and violation of California securities act involving Limited partnership interest, oil and gas investments, and real estate securities. Unauthorized purchases in clients accounts. Breach of fiduciary duty, negligence, and misrepresentation related to promissory note investment. Barry Lemay Red Flags & Your Rights As An Investor Of course, Barry Lemay did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Barry Lemay at Concorde Investment Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Barry Lemay has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Concorde Investment Services, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Concorde Investment Services, LLC Due To Barry Lemay If you have questions about Concorde Investment Services, LLC and/or Barry Lemay and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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May 22, 2022

Alan Gnoinski Of Sagepoint Financial, Inc.

It’s critical to know as much about the people with whom you’re entrusted your money as possible. There are several places where you may learn more about someone’s background, including their prior employment history, regulatory enforcement actions, and client complaints. If you believe that you may have lost money due to Alan Gnoinski‘s conduct, you may not be alone. We will do our best to answer any questions you may have. DID ALAN MICHAEL GNOINSKI CAUSE YOU INVESTMENT LOSSES? Alan Gnoinski Of Sagepoint Financial, Inc. And Formerly With United Planners’ Financial Services of America A Limited Partner Has 2 Customer Complaints For Alleged Broker Misconduct Who is Alan Gnoinski of Sagepoint Financial, Inc.? Alan Gnoinski (CRD #4416094) who is currently registered with Sagepoint Financial, Inc. and located in Williamsvillle, New York is a subject of one of our many securities industry sales practice abuse investigations.  Prior to Sagepoint Financial, Inc., Alan Gnoinski was associated with United Planners’ Financial Services of America A Limited Partner and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Alan Gnoinski Customer Complaints Alan Gnoinski has been the subject of 2 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses. Both of Alan Gnoinski’s customer complaints were denied and, to date, the customers have not taken any further action. Allegations Against Alan Gnoinski A sample of the allegations made in the FINRA reported federal court and arbitration pending complaints for investment losses are as follows: Client alleged that Alan Gnoinski made misrepresentations and unsuitable investment recommendations with respect to a REIT investment. Customer alleged that documents related to the purchase of a variable annuity contained forged signatures. Alan Gnoinski Red Flags & Your Rights As An Investor Of course,  Alan Gnoinski did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Alan Gnoinski at Sagepoint Financial, Inc. and United Planners’ Financial Services of America A Limited Partner on alert to review carefully the activity and performance of their accounts and question whether Alan Gnoinski has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Sagepoint Financial, Inc. and United Planners’ Financial Services of America A Limited Partner also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Sagepoint Financial, Inc. Due To Alan Gnoinski If you have questions about Sagepoint Financial, Inc., United Planners’ Financial Services of America A Limited Partner, and/or Alan Gnoinski and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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May 22, 2022

Adam Rutstein of Bankers Life Securities, Inc.

As an investor, you entrusted your money and capital with a broker that you trusted. This is why it is important to know as much as you can about the individual that you’ve entrusted your money with. You need to know about their background, including past employment history, regulatory actions, and even customer complaints. This information can be used to help you make an informed decision about whether or not to entrust your money with a particular broker. If you believe that you have suffered investment losses due to Adam Rutstein, we may have information that could b useful in resolving any questions you may or may not have. DID ADAM J. RUTSTEIN CAUSE YOU INVESTMENT LOSSES? Adam Rutstein Of Bankers Life Securities, Inc. Has 3 Customer Complaints For Alleged Broker Misconduct Who is Adam Rutstein of Bankers Life Securities, Inc.? Adam Rutstein (CRD #4621152) who is currently registered with Bankers Life Securities, Inc. and located in Jacksonville, Florida is a subject of one of our many securities industry sales practice abuse investigations. Adam Rutstein Customer Complaints Adam Rutstein has been the subject of 3 regulatory actions and 3 customer complaints that we know about, 2 of those complaints were filed in the last year to recover investment losses. Two of Adam Rutstein’s three customer complaints were settled in favor of investors. One of Adam Rutstein’s customer complaints was denied and, to date, the customer has not taken any further action. Allegations Against Adam Rutstein A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Customer alleged that Adam Rutstein misrepresented that there would be tax liability in connection with a recommended exchange of an annuity for mutual fund investment. Customer alleged that Adam Rutstein made misrepresentations about a Bankers Life and Casualty Co. (BLC) Guaranteed Life Income Annuity, including misrepresentations about the rate of appreciation, the participation rates, and sums the annuity would earn over time. Customer alleged that a Premium Bonus Indexed Annuity recommended by Adam Rutstein and purchased from Bankers Life and Casualty Co. (BLC) was unsuitable. Adam Rutstein Red Flags & Your Rights As An Investor Of course, Adam Rutstein did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Adam Rutstein at Bankers Life Securities, Inc. on alert to review carefully the activity and performance of their accounts and question whether Adam Rutstein has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Bankers Life Securities, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Bankers Life Securities, Inc. Due To Adam Rutstein If you have questions about Bankers Life Securities, Inc. and/or Adam Rutstein and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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May 22, 2022

Brian Homra of Edward Jones

When you entrust your money to a broker, it’s critical to know as much as possible about the person with whom you’re dealing. You can learn a lot about your broker’s past employment history, regulatory penalties, and consumer complaints by looking online. This information may be helpful in addressing any queries you may have about Brian Homra and the investments losses you may have incurred. We will try to answer these questions as best we can. DID BRIAN SHAKEEB HOMRA CAUSE YOU INVESTMENT LOSSES? Brian Homra Of Edward Jones Has A Customer Complaint For Alleged Broker Misconduct Who is Brian Homra of Edward Jones? Brian Homra (CRD #6414014) who is currently registered with Edward Jones and located in Hendersonville, Tennessee is a subject of one of our many securities industry sales practice abuse investigations. Brian Homra Customer Complaint Brian Homra has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were Brian Homra failed to follow clients liquidation instructions.  The customer complaint filed against Brian Homra’s current employer Edward Jones for investment losses caused by the alleged misconduct is pending as of the date of this report. Brian Homra Red Flags & Your Rights As An Investor Of course, Brian Homra did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Brian Homra at Edward Jones on alert to review carefully the activity and performance of their accounts and question whether Brian Homra has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Edward Jones also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Edward Jones Due To Brian Homra If you have questions about Edward Jones and/or Brian Homra and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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May 22, 2022

Bernard Wolfe formerly with Kestra Investment Services, LLC

When you entrust your money to a broker, it’s critical to know as much as possible about the individual with whom you’re dealing. You may discover a lot about your broker’s past workplace history, fines, and consumer complaints if you go online. We hope that this information is useful in resolving any questions you may have regarding Bernard Wolfe and the investments losses you may have incurred. To the best of our ability, we will try to answer these inquiries. DID BERNARD RONALD WOLFE CAUSE YOU INVESTMENT LOSSES? Bernard Wolfe Formerly With Kestra Investment Services, LLC Has 3 Customer Complaints For Alleged Broker Misconduct Who is Bernard Wolfe formerly with Kestra Investment Services, LLC? Bernard Wolfe (CRD #871051) who was formerly registered with Kestra Investment Services, LLC and located in Rockville, Maryland is a subject of one of our many securities industry sales practice abuse investigations. Bernard Wolfe Customer Complaints Bernard Wolfe has been the subject of 3 customer complaints that we know about, 1 of those complaints was filed in the last year to recover investment losses. One of Bernard Wolfe’s 3 customer complaints was settled in favor of investors. One of Bernard Wolfe’s customer complaints was denied and, to date, the customer has not taken any further action. There is currently 1 pending customer complaint filed against Bernard Wolfe’s former employer Kestra Investment Services, LLC for investment losses caused by the alleged misconduct. Allegations Against Bernard Wolfe A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Unsuitable investment recommendations of alternative investments. Customer complaints about expense incurred to reinstate a variable annuity transaction. Negligence, overconcentration, breach of fiduciary duty, breach of contract, material misrepresentations and omissions related to a business development company investment. Bernard Wolfe Red Flags & Your Rights As An Investor Of course, Bernard Wolfe did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Bernard Wolfe at Kestra Investment Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Bernard Wolfe has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Kestra Investment Services, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Kestra Investment Services, LLC Due To Bernard Wolfe If you have questions about Kestra Investment Services, LLC and/or Bernard Wolfe and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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