May 17, 2023

Norbert Witt of SCF Securities, Inc.

DID NORBERT MICHAEL WITT CAUSE YOU INVESTMENT LOSSES? Norbert Witt Of SCF Securities, Inc. And Formerly With LPL Financial LLC and Invest Financial Corporation Has 4 Customer Complaints For Alleged Broker Misconduct Norbert Witt Customer Complaints Norbert Witt has been the subject of 4 customer complaints that we know about to recover investment losses. Two of the customer complaints were settled by Royal Alliance in favor of the investors. The other 2 customer complaints were denied by Norbert Witt’s former employers and, today, the customers have not taken any further action. Allegations Against Norbert Witt A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Norbert Witt Red Flags & Your Rights As An Investor Of course, Norbert Witt did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Norbert Witt at SCF Securities, Inc., LPL Financial LLC and Invest Financial Corporation on alert to review carefully the activity and performance of their accounts and question whether Norbert Witt has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at SCF Securities, Inc., LPL Financial LLC and Invest Financial Corporation also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At SCF Securities, Inc. Due To Norbert Witt If you have questions about SCF Securities, Inc., LPL Financial LLC, Invest Financial Corporation and/or Norbert Witt and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

May 17, 2023

Oscar Mesorana Colon of Popular Securities, LLC

DID OSCAR RAFAEL MESORANA COLON CAUSE YOU INVESTMENT LOSSES? Oscar Mesorana Colon Of Popular Securities, LLC Has 11 Customer Complaints For Alleged Broker Misconduct Oscar Mesorana Colon Customer Complaints Oscar Mesorana Colon has been the subject of 11 customer complaints that we know about to recover investment losses. Ten of the customer complaints were settled by Popular Securities in favor of the investors. The brokerage firm denied one of the customer complaints and, to date, no further action is been taken by the customer. Allegations Against Oscar Mesorana Colon A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Oscar Mesorana Colon Red Flags & Your Rights As An Investor Of course, Oscar Mesorana Colon did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Oscar Mesorana Colon at Popular Securities, LLC on alert to review carefully the activity and performance of their accounts and question whether Oscar Mesorana Colon has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Popular Securities, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Popular Securities, LLC Due To Oscar Mesorana Colon If you have questions about Popular Securities, LLC and/or Oscar Mesorana Colon and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

May 17, 2023

Noah Kendrick of Raymond James Financial Services, Inc.

DID NOAH SETH KENDRICK CAUSE YOU INVESTMENT LOSSES? Noah Kendrick Of Raymond James Financial Services, Inc. Has 2 Customer Complaints For Alleged Broker Misconduct Noah Kendrick Customer Complaints Noah Kendrick has been the subject of 2 customer complaints that we know about to recover investment losses. Both customer complaints were denied by Noah Kendrick’s current and former employers. Today, neither customer has taken any action against the firm or employee. Allegations Against Noah Kendrick A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Noah Kendrick Red Flags & Your Rights As An Investor Of course, Noah Kendrick did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Noah Kendrick at Raymond James Financial Services, Inc. on alert to review carefully the activity and performance of their accounts and question whether Noah Kendrick has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Raymond James Financial Services, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Raymond James Financial Services, Inc. Due To Noah Kendrick If you have questions about Raymond James Financial Services, Inc. and/or Noah Kendrick and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

May 16, 2023

Niraj Bhanderi of Performance Trust Capital Partners, LLC

DID NIRAJ M BHANDERI CAUSE YOU INVESTMENT LOSSES? Niraj Bhanderi Of Performance Trust Capital Partners, LLC Has A Customer Complaint For Alleged Broker Misconduct Niraj Bhanderi Customer Complaint Niraj Bhanderi has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the investment manager fraudulently overstated the value of customers holdings. The state court action in New York New York is still pending. Niraj Bhanderi Red Flags & Your Rights As An Investor Of course, Niraj Bhanderi did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Niraj Bhanderi at Performance Trust Capital Partners, LLC on alert to review carefully the activity and performance of their accounts and question whether Niraj Bhanderi has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Performance Trust Capital Partners, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Performance Trust Capital Partners, LLC Due To Niraj Bhanderi If you have questions about Performance Trust Capital Partners, LLC and/or Niraj Bhanderi and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

May 16, 2023

Nicole Bertsch formerly with American Independent Securities Group, LLC

DID NICOLE JUSTINA BERTSCH CAUSE YOU INVESTMENT LOSSES? Nicole Bertsch Formerly With American Independent Securities Group, LLC and Capital Financial Services, Inc. Has 3 Customer Complaints For Alleged Broker Misconduct Nicole Bertsch Customer Complaints Nicole Bertsch has been the subject of 3 customer complaints that we know about to recover investment losses. All 3 customer disputes were settled by Capital Financial Services in favor of the investors. Allegations Against Nicole Bertsch A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Nicole Bertsch Red Flags & Your Rights As An Investor Of course, Nicole Bertsch did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Nicole Bertsch at American Independent Securities Group, LLC and Capital Financial Services, Inc. on alert to review carefully the activity and performance of their accounts and question whether Nicole Bertsch has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at American Independent Securities Group, LLC and Capital Financial Services, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At American Independent Securities Group, LLC Due To Nicole Bertsch If you have questions about American Independent Securities Group, LLC, Capital Financial Services, Inc. and/or Nicole Bertsch and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

May 16, 2023

Nicholas Catania of UBS Financial Services Inc.

DID NICHOLAS ROBERT CATANIA CAUSE YOU INVESTMENT LOSSES? Nicholas Catania Of UBS Financial Services Inc. Has 3 Customer Complaints For Alleged Broker Misconduct Nicholas Catania Customer Complaints Nicholas Catania has been the subject of 3 customer complaints that we know about to recover investment losses. All 3 of the customer complaints were denied by Nicholas Catania’s current and former employers. To date, those customers have not taken any further action. Nicholas Catania Red Flags & Your Rights As An Investor Of course, Nicholas Catania did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Nicholas Catania at UBS Financial Services Inc. on alert to review carefully the activity and performance of their accounts and question whether Nicholas Catania has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at UBS Financial Services Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At UBS Financial Services Inc. Due To Nicholas Catania If you have questions about UBS Financial Services Inc. and/or Nicholas Catania and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

May 16, 2023

Nicole Falciano of Merrill Lynch, Pierce, Fenner & Smith Incorporated

DID NICOLE A FALCIANO CAUSE YOU INVESTMENT LOSSES? Nicole Falciano Of Merrill Lynch, Pierce, Fenner & Smith Incorporated Has A Customer Complaint For Alleged Broker Misconduct Nicole Falciano Customer Complaint Nicole Falciano has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for failure to follow customer’s instructions with respect to transactions in the account. Merrill, Lynch Pierce Fenner and Smith settled the customer dispute in favor of the investor. Nicole Falciano Red Flags & Your Rights As An Investor Of course, Nicole Falciano did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Nicole Falciano at Merrill Lynch, Pierce, Fenner & Smith Incorporated on alert to review carefully the activity and performance of their accounts and question whether Nicole Falciano has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Merrill Lynch, Pierce, Fenner & Smith Incorporated also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Merrill Lynch, Pierce, Fenner & Smith Incorporated Due To Nicole Falciano If you have questions about Merrill Lynch, Pierce, Fenner & Smith Incorporated and/or Nicole Falciano and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

May 16, 2023

Nicholas Wasielewski of TIAA-CREF Individual & Institutional Services, LLC

DID NICHOLAS MARK WASIELEWSKI CAUSE YOU INVESTMENT LOSSES? Nicholas Wasielewski Of TIAA-CREF Individual & Institutional Services, LLC Has A Customer Complaint For Alleged Broker Misconduct Nicholas Wasielewski Customer Complaint Nicholas Wasielewski has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for failure to execute sales of stocks and bonds that the client agreed to in a timely manner. TIAA-CREF settled the customer dispute in favor of the investor. Nicholas Wasielewski Red Flags & Your Rights As An Investor Of course, Nicholas Wasielewski did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Nicholas Wasielewski at TIAA-CREF Individual & Institutional Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Nicholas Wasielewski has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at TIAA-CREF Individual & Institutional Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At TIAA-CREF Individual & Institutional Services, LLC Due To Nicholas Wasielewski If you have questions about TIAA-CREF Individual & Institutional Services, LLC and/or Nicholas Wasielewski and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

May 16, 2023

Nicholas Canuso of LPL Financial LLC

DID NICHOLAS JR ANDREW CANUSO CAUSE YOU INVESTMENT LOSSES? Nicholas Canuso Of LPL Financial LLC Has A Customer Complaint For Alleged Broker Misconduct Nicholas Canuso Customer Complaint Nicholas Canuso has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were an unsuitable investment recommendations of an alternative investment. LPL Financial settled the customer dispute in favor of the investor. Nicholas Canuso Red Flags & Your Rights As An Investor Of course, Nicholas Canuso did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Nicholas Canuso at LPL Financial LLC on alert to review carefully the activity and performance of their accounts and question whether Nicholas Canuso has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To Nicholas Canuso If you have questions about LPL Financial LLC and/or Nicholas Canuso and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

May 15, 2023

Nicholas Webster of RBC Capital Markets, LLC

DID NICHOLAS THOMAS WEBSTER CAUSE YOU INVESTMENT LOSSES? Nicholas Webster Of RBC Capital Markets, LLC Has A Customer Complaint For Alleged Broker Misconduct Nicholas Webster Customer Complaint Nicholas Webster has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for failure to follow client’s instructions with respect to changes in the managed account. RBC Capital Markets settled the customer dispute in favor of the investor. Nicholas Webster Red Flags & Your Rights As An Investor Of course, Nicholas Webster did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Nicholas Webster at RBC Capital Markets, LLC on alert to review carefully the activity and performance of their accounts and question whether Nicholas Webster has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at RBC Capital Markets, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At RBC Capital Markets, LLC Due To Nicholas Webster If you have questions about RBC Capital Markets, LLC and/or Nicholas Webster and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading