Mar 8, 2022

Christopher Naugle formerly with Cadaret Grant

DID CHRISTOPHER NAUGLE CAUSE YOU INVESTMENT LOSSES? Christopher Naugle Formerly With Cadaret Grant And NYLIFE Securities Has A Customer Complaint For Alleged Broker Misconduct Christopher Naugle Customer Complaint Christopher Naugle has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were claimant alleged that he was misled into retiring early and taking his pension in a lump sum and that the investments made in his managed accounts, were not in accordance with his investment objectives. The customer complaint filed against Christopher Naugle’s former employer NYLIFE Securities for investment losses caused by the alleged misconduct is pending as of the date of this report. Christopher Naugle Red Flags & Your Rights As An Investor Of course, Christopher Naugle did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Christopher Naugle at Cadaret Grant and NYLIFE Securities on alert to review carefully the activity and performance of their accounts and question whether Christopher Naugle has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Cadaret Grant and NYLIFE Securities also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Cadaret Grant Due To Christopher Naugle If you have questions about Cadaret Grant, NYLIFE Securities, and/or Christopher Naugle and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Patrick Boland of LPL Financial

DID PATRICK JACOB BOLAND CAUSE YOU INVESTMENT LOSSES? Patrick Boland Of LPL Financial And Formerly With Woodbury Financial Services And ProEquities Has A Customer Complaint For Alleged Broker Misconduct Who is Patrick Boland of LPL Financial? Patrick Boland (CRD #5658792) who is currently registered with LPL Financial and located in Neenah, Wisconsin is a subject of one of our many securities industry sales practice abuse investigations. Prior to LPL Financial, Patrick Boland was associated with Woodbury Financial Services, ProEquities and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Patrick Boland Customer Complaint Patrick Boland has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were unsuitable investment recommendations and misrepresentation regarding alternative investments, including REITs. Patrick Boland’s customer complaint was settled in favor of the investors. Patrick Boland Red Flags & Your Rights As An Investor Of course, Patrick Boland did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Patrick Boland at LPL Financial, Woodbury Financial Services, and ProEquities on alert to review carefully the activity and performance of their accounts and question whether Patrick Boland has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial, Woodbury Financial Services, and ProEquities also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At LPL Financial Due To Patrick Boland If you have questions about LPL Financial, Woodbury Financial Services, ProEquities, and/or Patrick Boland and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Jason Boley of LPL Financial

DID JASON ANDREW BOLEY CAUSE YOU INVESTMENT LOSSES? Jason Boley Of LPL Financial And Formerly With BMO Harris Financial Advisors And J.P. Morgan Securities Has A Customer Complaint For Alleged Broker Misconduct Who is Jason Boley of LPL Financial? Jason Boley (CRD #4403414) who is currently registered with LPL Financial and located in Palatine, Illinois is a subject of one of our many securities industry sales practice abuse investigations. Prior to LPL Financial, Jason Boley was associated with BMO Harris Financial Advisors, J.P. Morgan Securities and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Jason Boley Customer Complaint Jason Boley has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were poor recommendation/poor advice regarding managed account investment. Jason Boley’s customer complaint was denied and, to date, the customer has not taken any further action. Jason Boley Red Flags & Your Rights As An Investor Of course, Jason Boley did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Jason Boley at LPL Financial, BMO Harris Financial Advisors, and J.P. Morgan Securities on alert to review carefully the activity and performance of their accounts and question whether Jason Boley has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial, BMO Harris Financial Advisors, and J.P. Morgan Securities also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At LPL Financial Due To Jason Boley If you have questions about LPL Financial, BMO Harris Financial Advisors, J.P. Morgan Securities, and/or Jason Boley and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Chad Boal formerly with FBL Marketing Services

DID CHAD M. BOAL CAUSE YOU INVESTMENT LOSSES? Chad Boal Formerly With FBL Marketing Services Has A Customer Complaint For Alleged Broker Misconduct Who is Chad Boal formerly with FBL Marketing Services? Chad Boal (CRD #4686669) who was formerly registered with FBL Marketing Services and located in Burlington, Iowa is a subject of one of our many securities industry sales practice abuse investigations. Chad Boal Customer Complaint Chad Boal has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were Chad Boal misled them when he told them that if they increased their premiums $700 a month, the VUL contract would last until the client is aged 95, at that time they would be paid $100,000. Chad Boal’s customer complaint was settled in favor of the investors. Chad Boal Red Flags & Your Rights As An Investor Of course, Chad Boal did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Chad Boal at FBL Marketing Services on alert to review carefully the activity and performance of their accounts and question whether Chad Boal has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at FBL Marketing Services also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At FBL Marketing Services Due To Chad Boal If you have questions about FBL Marketing Services and/or Chad Boal and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Keri Blake of LPL Financial

DID KERI ELIZABETH BLAKE CAUSE YOU INVESTMENT LOSSES? Keri Blake Of LPL Financial, Wealthcare Advisory Partners And Formerly With Edward Jones Has A Customer Complaint For Alleged Broker Misconduct Who is Keri Blake of LPL Financial? Keri Blake (CRD #4605995) who is currently registered with LPL Financial, Wealthcare Advisory Partners and located in Indianola, Iowa is a subject of one of our many securities industry sales practice abuse investigations. Prior to LPL Financial and Wealthcare Advisory Partners, Keri Blake was associated with Edward Jones and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Keri Blake Customer Complaint Keri Blake has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were Keri Blake invested money in annuity sub-accounts that were not authorized. Keri Blake’s customer complaint was denied and, to date, the customer has not taken any further action. Keri Blake Red Flags & Your Rights As An Investor Of course, Keri Blake did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Keri Blake at LPL Financial, Wealthcare Advisory Partners and Edward Jones on alert to review carefully the activity and performance of their accounts and question whether Keri Blake has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial, Wealthcare Advisory Partners and Edward Jones also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At LPL Financial Due To Keri Blake If you have questions about LPL Financial, Wealthcare Advisory Partners, Edward Jones, and/or Keri Blake and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Steven Bentley of VALIC Financial Advisors

DID STEVEN GEORGE BENTLEY CAUSE YOU INVESTMENT LOSSES? Steven Bentley Of VALIC Financial Advisors And Formerly With Ameriprise Financial Services Has A Customer Complaint For Alleged Broker Misconduct Who is Steven Bentley of VALIC Financial Advisors? Steven Bentley (CRD #5893915) who is currently registered with VALIC Financial Advisors and located in Edina, Minnesota is a subject of one of our many securities industry sales practice abuse investigations. Prior to VALIC Financial Advisors, Steven Bentley was associated with Ameriprise Financial Services and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Steven Bentley Customer Complaint Steven Bentley has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were that the client was not made aware that he had to pay taxes on distributions taken from his IRA. Steven Bentley’s customer complaint was denied and, to date, the customer has not taken any further action. Steven Bentley Red Flags & Your Rights As An Investor Of course, Steven Bentley did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Steven Bentley at VALIC Financial Advisors and Ameriprise Financial Services on alert to review carefully the activity and performance of their accounts and question whether Steven Bentley has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at VALIC Financial Advisors and Ameriprise Financial Services also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At VALIC Financial Advisors Due To Steven Bentley If you have questions about VALIC Financial Advisors, Ameriprise Financial Services, and/or Steven Bentley and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

David Bolton formerly with Thurston Springer Miller Herd & Titak

DID DAVID JONATHAN BOLTON CAUSE YOU INVESTMENT LOSSES? David Bolton Formerly With Thurston Springer Miller Herd & Titak Has 3 Customer Complaints For Alleged Broker Misconduct Who is David Bolton formerly with Thurston Springer Miller Herd & Titak? David Bolton (CRD #5038018) who was formerly registered with Thurston Springer Miller Herd & Titak and located in Bowling Green, Kentucky is a subject of one of our many securities industry sales practice abuse investigations. David Bolton has also been the subject of 2 regulatory investigations.  The first investigation was initiated by FINRA into whether he engaged an unsuitable short-term trading of class a mutual fund shares in the accounts of his 2 largest customers, one of whom was the 101 years old mother of the other customer, and unsuitably split 1 of the customer’s mutual fund investments into 42 different funds are crossed 11 different fund families.  FINRA actually filed a enforcement action, and the decision was entered by default in September 2018.  The sanction was a permanent bar from association with any member firm in any capacity in the future.  Shortly thereafter, the State of Kentucky entered a cease-and-desist order and fine of $220,000 for allegedly selling unregistered promissory notes and omitting or misrepresenting material facts in the State. David Bolton Customer Complaints David Bolton has been the subject of 3 customer complaints that we know about. One of David Bolton’s 3 customer complaints was settled in favor of investors. One of David Bolton’s customers’ complaints was denied and, to date, the customer has not taken any further action.  There is currently one pending customer complaint filed against Thurston Springer Financial for allegedly negligently buying and selling variable annuities and a shares and the investment losses caused by David Bolton’s alleged misconduct. Allegations Against David Bolton A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Client, by counsel, made allegations of negligent buying and selling of variable annuities and A-shares by David Bolton. Complainant alleged David Bolton’s unsuitable recommendations and poor advice concerning his accounts as well as accounts belonging to his mother. Customer alleged that David Bolton’s mutual fund A shares and various equities were not suitable in that they were purchased in the account of an elderly woman; complained about sales loads and commissions involved. David Bolton Red Flags & Your Rights As An Investor Of course, David Bolton did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of David Bolton at Thurston Springer Miller Herd & Titak on alert to review carefully the activity and performance of their accounts and question whether David Bolton has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Thurston Springer Miller Herd & Titak also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Thurston Springer Miller Herd & Titak Due To David Bolton If you have questions about Thurston Springer Miller Herd & Titak and/or David Bolton and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Christopher Bond of National Securities

DID CHRISTOPHER EDWARD BOND CAUSE YOU INVESTMENT LOSSES? Christopher Bond Of National Securities And National Asset Management Has 3 Customer Complaints For Alleged Broker Misconduct Who is Christopher Bond of National Securities? Christopher Bond (CRD #4658534) who is currently registered with National Securities, National Asset Management and located in Melville, New York is a subject of one of our many securities industry sales practice abuse investigations. Christopher Bond Customer Complaints Christopher Bond has been the subject of 3 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses. Two of Christopher Bond’s customers’ complaints were denied and, to date, the customers have not taken any further action. There is currently one pending customer complaint filed against National Securities for investment losses caused by Christopher Bond’s alleged misconduct. Allegations Against Christopher Bond A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Christopher Bond’s alleged unsuitable investment recommendations, poor recommendation poor advice. Unsuitable investment recommendations by Christopher Bond. Christopher Bond’s alleged unauthorized trading. Christopher Bond Red Flags & Your Rights As An Investor Of course, Christopher Bond did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Christopher Bond at National Securities and National Asset Management on alert to review carefully the activity and performance of their accounts and question whether Christopher Bond has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at National Securities and National Asset Management also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At National Securities Due To Christopher Bond If you have questions about National Securities, National Asset Management, and/or Christopher Bond and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Patrick Brown formerly with Merrill Lynch Pierce Fenner & Smith

DID PATRICK L. BROWN CAUSE YOU INVESTMENT LOSSES? Patrick Brown Formerly With Merrill Lynch Pierce Fenner & Smith Has A Customer Complaint For Alleged Broker Misconduct Who is Patrick Brown formerly with Merrill Lynch Pierce Fenner & Smith? Patrick Brown (CRD #6089009) who was formerly registered with Merrill Lynch Pierce Fenner & Smith and located in Montgomery, Alabama is a subject of one of our many securities industry sales practice abuse investigations. Patrick Brown Customer Complaint Patrick Brown has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the fraudulent transfer of stocks. Patrick Brown’s customer complaint was settled in favor of the investors. Patrick Brown Red Flags & Your Rights As An Investor Of course, Patrick Brown did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Patrick Brown at Merrill Lynch Pierce Fenner & Smith on alert to review carefully the activity and performance of their accounts and question whether Patrick Brown has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Merrill Lynch Pierce Fenner & Smith also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Merrill Lynch Pierce Fenner & Smith Due To Patrick Brown If you have questions about Merrill Lynch Pierce Fenner & Smith and/or Patrick Brown and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Ryan Brown of Raymond James Financial Services

DID RYAN DAVID BROWN CAUSE YOU INVESTMENT LOSSES? Ryan Brown Of Raymond James Financial Services And Raymond James Financial Services Advisors Has A Customer Complaint For Alleged Broker Misconduct Who is Ryan Brown of Raymond James Financial Services? Ryan Brown (CRD #6946291) who is currently registered with Raymond James Financial Services, Raymond James Financial Services Advisors and located in Granville, Ohio is a subject of one of our many securities industry sales practice abuse investigations. Ryan Brown Customer Complaint Ryan Brown has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were Ryan Brown placed unauthorized trades. Ryan Brown’s customer complaint was denied and, to date, the customer has not taken any further action. Ryan Brown Red Flags & Your Rights As An Investor Of course, Ryan Brown did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Ryan Brown at Raymond James Financial Services and Raymond James Financial Services Advisors on alert to review carefully the activity and performance of their accounts and question whether Ryan Brown has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Raymond James Financial Services and Raymond James Financial Services Advisors also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Raymond James Financial Services Due To Ryan Brown If you have questions about Raymond James Financial Services, Raymond James Financial Services Advisors, and/or Ryan Brown and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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