May 13, 2023

Nathaniel Miller of Edward Jones

DID NATHANIEL LAWRENCE MILLER CAUSE YOU INVESTMENT LOSSES? Nathaniel Miller Of Edward Jones Has 2 Customer Complaints For Alleged Broker Misconduct Nathaniel Miller Customer Complaints Nathaniel Miller has been the subject of 2 customer complaints that we know about to recover investment losses. One of the customer complaints was settled by Edward Jones in favor of the investor. The brokerage firm denied the other customer complaint and no further action was taken by the customer against the firm or the advisor. Allegations Against Nathaniel Miller A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Nathaniel Miller Red Flags & Your Rights As An Investor Of course, Nathaniel Miller did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Nathaniel Miller at Edward Jones on alert to review carefully the activity and performance of their accounts and question whether Nathaniel Miller has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Edward Jones also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Edward Jones Due To Nathaniel Miller If you have questions about Edward Jones and/or Nathaniel Miller and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

May 13, 2023

Nathan Fincher, Jr. formerly with Santander Securities LLC

DID NATHAN WAYLAND FINCHER, JR CAUSE YOU INVESTMENT LOSSES? Nathan Fincher, Jr. Formerly With Santander Securities LLC and NYLIFE Securities LLC Has A Customer Complaint For Alleged Broker Misconduct Nathan Fincher, Jr. Customer Complaint Nathan Fincher, Jr. has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for an unsuitable recommendation to switch variable annuities and reset the surrender charges for another 8 years. NYLIFE Securities settled the customer complaint for almost the full amount demanded by the investor. Nathan Fincher, Jr. Red Flags & Your Rights As An Investor Of course, Nathan Fincher, Jr. did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Nathan Fincher, Jr. at Santander Securities LLC and NYLIFE Securities LLC on alert to review carefully the activity and performance of their accounts and question whether Nathan Fincher, Jr. has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Santander Securities LLC and NYLIFE Securities LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Santander Securities LLC Due To Nathan Fincher, Jr. If you have questions about Santander Securities LLC, NYLIFE Securities LLC and/or Nathan Fincher, Jr. and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

May 12, 2023

Nathan Sampler, Sr. formerly with Cetera Advisor Networks LLC

DID NATHAN S SAMPLER SR CAUSE YOU INVESTMENT LOSSES? Nathan Sampler, Sr. Formerly With Cetera Advisor Networks LLC Has A Customer Complaint For Alleged Broker Misconduct Nathan Sampler, Sr.  Customer Complaint Nathan Sampler, Sr. has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for unsuitable recommendations to invest in REITs and business development company. Cetera Advisor Networks settled the customer complaint in favor of the investor. Nathan Sampler, Sr.  Red Flags & Your Rights As An Investor Of course, Nathan Sampler, Sr.  did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Nathan Sampler, Sr. at Cetera Advisor Networks LLC on alert to review carefully the activity and performance of their accounts and question whether Nathan Sampler, Sr. has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Cetera Advisor Networks LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Cetera Advisor Networks LLC Due To Nathan Sampler, Sr. If you have questions about Cetera Advisor Networks LLC and/or Nathan Sampler, Sr. and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

May 12, 2023

Nathan Spudich of Edward Jones

DID NATHAN ROGER SPUDICH CAUSE YOU INVESTMENT LOSSES? Nathan Spudich Of Edward Jones Has A Customer Complaint For Alleged Broker Misconduct Nathan Spudich Customer Complaint Nathan Spudich has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the clients were misled and received poor advice concerning purchase of bond mutual funds. Edward Jones denied the customer complaint and, to date, the customers have not taken any further action. Nathan Spudich Red Flags & Your Rights As An Investor Of course, Nathan Spudich did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Nathan Spudich at Edward Jones on alert to review carefully the activity and performance of their accounts and question whether Nathan Spudich has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Edward Jones also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Edward Jones Due To Nathan Spudich If you have questions about Edward Jones and/or Nathan Spudich and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

May 12, 2023

Nahed Alsous of Valic Financial Advisors, Inc.

DID NAHED ANANI ALSOUS CAUSE YOU INVESTMENT LOSSES? Nahed Alsous Of Valic Financial Advisors, Inc. Has A Customer Complaint For Alleged Broker Misconduct Nahed Alsous Customer Complaint Nahed Alsous has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for unsuitable annuity investment recommendations using pre-signed forms for transactions. Valic Financial Advisors settled the customer complaint in favor of the investor. Nahed Alsous Red Flags & Your Rights As An Investor Of course, Nahed Alsous did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Nahed Alsous at Valic Financial Advisors, Inc. on alert to review carefully the activity and performance of their accounts and question whether Nahed Alsous has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Valic Financial Advisors, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Valic Financial Advisors, Inc.  Due To Nahed Alsous If you have questions about Valic Financial Advisors, Inc. and/or Nahed Alsous and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

May 12, 2023

Nathan Anderson formerly with TD Ameritrade, Inc.

DID NATHAN ROBERT ANDERSON CAUSE YOU INVESTMENT LOSSES? Nathan Anderson Formerly With TD Ameritrade, Inc. Has A Customer Complaint For Alleged Broker Misconduct Nathan Anderson Customer Complaint Nathan Anderson has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for unsuitable recommendation to borrow money through margin at TD Ameritrade. The customer complaint was settled by the brokerage firm in favor of the customer. Nathan Anderson Red Flags & Your Rights As An Investor Of course, Nathan Anderson did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Nathan Anderson at TD Ameritrade, Inc. on alert to review carefully the activity and performance of their accounts and question whether Nathan Anderson has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at TD Ameritrade, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At TD Ameritrade, Inc.  Due To Nathan Anderson If you have questions about TD Ameritrade, Inc. and/or Nathan Anderson and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

May 12, 2023

Nathan Lundquist formerly with Voya Financial Advisors, Inc.

DID NATHAN SCOTT LUNDQUIST CAUSE YOU INVESTMENT LOSSES? Nathan Lundquist Formerly With Voya Financial Advisors, Inc. Has A Customer Complaint For Alleged Broker Misconduct Nathan Lundquist Customer Complaint Nathan Lundquist has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for breach of fiduciary duty by overconcentrating customer’s account in the energy sector. Elevated Asset Management settled the customer complaint in favor of the investor. Nathan Lundquist Red Flags & Your Rights As An Investor Of course, Nathan Lundquist did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Nathan Lundquist at Voya Financial Advisors, Inc. on alert to review carefully the activity and performance of their accounts and question whether Nathan Lundquist has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Voya Financial Advisors, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Voya Financial Advisors, Inc. Due To Nathan Lundquist If you have questions about Voya Financial Advisors, Inc. and/or Nathan Lundquist and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

May 11, 2023

Narinder Singh of Farmers Financial Solutions LLC

DID NARINDER KAUR SINGH CAUSE YOU INVESTMENT LOSSES? Narinder Singh Formerly With Farmers Financial Solutions LLC and Proequities, Inc. Has 4 Customer Complaints For Alleged Broker Misconduct Narinder Singh Customer Complaints Narinder Singh has been the subject of 4 customer complaints that we know about to recover investment losses. One customer complaint evolved into an arbitration and resulted in an arbitration award against him for compensatory damages, interest, and punitive damages. The other 3 customer complaints were settled by Narinder Singh’s former employer Transamerica Financial Advisors in favor of the investors. Allegations Against Narinder Singh A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Narinder Singh Red Flags & Your Rights As An Investor Of course, Narinder Singh did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Narinder Singh at Farmers Financial Solutions LLC  and Proequities, Inc. on alert to review carefully the activity and performance of their accounts and question whether Narinder Singh has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Farmers Financial Solutions LLC and Proequities, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Farmers Financial Solutions LLC Due To Narinder Singh If you have questions about Farmers Financial Solutions LLC, Proequities, Inc. and/or Narinder Singh and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

May 11, 2023

Narith Long formerly with NYLIFE Securities LLC

DID NARITH LONG CAUSE YOU INVESTMENT LOSSES? Narith Long Formerly With NYLIFE Securities LLC and Northwestern Mutual Investment Services, LLC Has 8 Customer Complaints For Alleged Broker Misconduct Narith Long Customer Complaints Narith Long has been the subject of 8 customer complaints that we know about to recover investment losses. All 8 of the customer complaints were settled by NYLIFE Securities in favor of the investors. Allegations Against Narith Long A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Narith Long Red Flags & Your Rights As An Investor Of course, Narith Long did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Narith Long at NYLIFE Securities LLC and Northwestern Mutual Investment Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Narith Long has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at NYLIFE Securities LLC and Northwestern Mutual Investment Services, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At NYLIFE Securities LLC Due To Narith Long If you have questions about NYLIFE Securities LLC, Northwestern Mutual Investment Services, LLC and/or Narith Long and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

May 11, 2023

Myles Easter of Bankers Life Securities, Inc.

DID MYLES WILLIAM EASTER CAUSE YOU INVESTMENT LOSSES? Myles Easter Of Bankers Life Securities, Inc. And Formerly With New England Securities Has 4 Customer Complaints For Alleged Broker Misconduct Myles Easter Customer Complaints Myles Easter has been the subject of 4 customer complaints that we know about to recover investment losses. One of the customer complaints evolved into a FINRA arbitration proceeding and resulted in an arbitration award against Myles Easter. Another customer complaint was settled by the financial advisor’s current employer in favor the investor. The remaining 2 complaints were denied by Bankers Life Securities and, to date, the customers have not taken any further action. Allegations Against Myles Easter A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Myles Easter Red Flags & Your Rights As An Investor Of course, Myles Easter did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Myles Easter at Bankers Life Securities, Inc. and New England Securities on alert to review carefully the activity and performance of their accounts and question whether Myles Easter has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Bankers Life Securities, Inc. and New England Securities also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Bankers Life Securities, Inc. Due To Myles Easter If you have questions about Bankers Life Securities, Inc., New England Securities and/or Myles Easter and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading