Mar 8, 2022

Justin Byrd of LPL Financial

DID JUSTIN ROWE BYRD CAUSE YOU INVESTMENT LOSSES? Justin Byrd Of LPL Financial And Formerly With MML Investors Services And NYLIFE Securities Has A Customer Complaint For Alleged Broker Misconduct Who Justin Byrd of LPL Financial? Justin Byrd (CRD #6296541) who is currently registered with LPL Financial and located in Greenwood Village, Colorado is a subject of one of our many securities industry sales practice abuse investigations. Prior to LPL Financial, Justin Byrd was associated with MML Investors Services, NYLIFE Securities and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Justin Byrd Customer Complaint Justin Byrd has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were that the whole life insurance policy that he purchased, which was funded with proceeds from variable life insurance policies, was misrepresented. Justin Byrd’s customer complaint was denied and, to date, the customer has not taken any further action. Justin Byrd Red Flags & Your Rights As An Investor Of course, Justin Byrd did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Justin Byrd at LPL Financial, MML Investors Services, and NYLIFE Securities on alert to review carefully the activity and performance of their accounts and question whether Justin Byrd has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial, MML Investors Services, and NYLIFE Securities also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At LPL Financial Due To Justin Byrd If you have questions about LPL Financial, MML Investors Services, NYLIFE Securities, and/or Justin Byrd and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Mar 8, 2022

Michael Caffrey of Merrill Lynch Pierce Fenner & Smith

DID MICHAEL D. CAFFREY CAUSE YOU INVESTMENT LOSSES? Michael Caffrey Of Merrill Lynch Pierce Fenner & Smith Has A Customer Complaint For Alleged Broker Misconduct Who is Michael Caffrey of Merrill Lynch Pierce Fenner & Smith? Michael Caffrey (CRD #6243557) who is currently registered with Merrill Lynch Pierce Fenner & Smith and located in Wichita, Kansas is a subject of one of our many securities industry sales practice abuse investigations. Michael Caffrey Customer Complaint Michael Caffrey has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were failure to follow instructions from January 2020 until March 2020. Michael Caffrey’s customer complaint was denied and, to date, the customer has not taken any further action. Michael Caffrey Red Flags & Your Rights As An Investor Of course, Michael Caffrey did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Michael Caffrey at Merrill Lynch Pierce Fenner & Smith on alert to review carefully the activity and performance of their accounts and question whether Michael Caffrey has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Merrill Lynch Pierce Fenner & Smith also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Merrill Lynch Pierce Fenner & Smith Due To Michael Caffrey If you have questions about Merrill Lynch Pierce Fenner & Smith and/or Michael Caffrey and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Mar 8, 2022

Jason Cagwin of National Securities

DID JASON CAGWIN CAUSE YOU INVESTMENT LOSSES? Jason Cagwin Of National Securities Has A Customer Complaint For Alleged Broker Misconduct Who is Jason Cagwin of National Securities? Jason Cagwin (CRD #4839361) who is currently registered with National Securities and located in Tampa, Florida is a subject of one of our many securities industry sales practice abuse investigations. Jason Cagwin Customer Complaint Jason Cagwin has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were breach of fiduciary duty & misrepresentation. The customer complaint filed against Jason Cagwin’s current employer National Securities for investment losses caused by the alleged misconduct is pending as of the date of this report. Jason Cagwin Red Flags & Your Rights As An Investor Of course, Jason Cagwin did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Jason Cagwin at National Securities on alert to review carefully the activity and performance of their accounts and question whether Jason Cagwin has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at National Securities also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At National Securities Due To Jason Cagwin If you have questions about National Securities and/or Jason Cagwin and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Mar 8, 2022

Lou Capolino Formerly With Capital One Investing

DID LOU CAPOLINO CAUSE YOU INVESTMENT LOSSES? Lou Capolino Formerly With Capital One Investing And Capital One Investment Services Has A Customer Complaint For Alleged Broker Misconduct Who is Lou Capolino formerly with Capital One Investing? Lou Capolino (CRD #6131367) who was formerly registered with Capital One Investing and located in Fairfield, New Jersey is a subject of one of our many securities industry sales practice abuse investigations. Prior to Capital One Investing, Lou Capolino was associated with Capital One Investment Services and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Lou Capolino Customer Complaint Lou Capolino has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were that Lou Capolino converted his Client’s account from a CD into stocks without his permission. Lou Capolino’s customer complaint was denied and, to date, the customer has not taken any further action. Lou Capolino Red Flags & Your Rights As An Investor Of course, Lou Capolino did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Lou Capolino at Capital One Investing and Capital One Investment Services on alert to review carefully the activity and performance of their accounts and question whether Lou Capolino has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Capital One Investing and Capital One Investment Services also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Capital One Investing Due To Lou Capolino If you have questions about Capital One Investing, Capital One Investment Services, and/or Lou Capolino and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Mar 8, 2022

Douglas Carson Formerly With Edward Jones

DID DOUGLAS JAMES CARSON CAUSE YOU INVESTMENT LOSSES? Douglas Carson Formerly With Edward Jones Has A Customer Complaint For Alleged Broker Misconduct Who is Douglas Carson formerly with Edward Jones? Douglas Carson (CRD #5366691) who was formerly registered with Edward Jones and located in Staunton, Virginia is a subject of one of our many securities industry sales practice abuse investigations. Douglas Carson Customer Complaint Douglas Carson has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were that Douglas Carson failed to advise her of the tax implications of mutual fund exchanges, if she had been so advised, she would not have done the exchanges. Douglas Carson’s customer complaint was settled in favor of the investors. Douglas Carson Red Flags & Your Rights As An Investor Of course, Douglas Carson did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Douglas Carson at Edward Jones on alert to review carefully the activity and performance of their accounts and question whether Douglas Carson has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Edward Jones also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Edward Jones Due To Douglas Carson If you have questions about Edward Jones and/or Douglas Carson and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Mar 8, 2022

John Cassin of Raymond James & Associates

DID JOHN WILLIAM CASSIN CAUSE YOU INVESTMENT LOSSES? John Cassin Of Raymond James & Associates Has A Customer Complaint For Alleged Broker Misconduct Who is John Cassin of Raymond James & Associates? John Cassin (CRD #5880730) who is currently registered with Raymond James & Associates and located in Cincinnati, Ohio is a subject of one of our many securities industry sales practice abuse investigations. John Cassin Customer Complaint John Cassin has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were that John Cassin failed to follow his clients instructions. John Cassin’s customer complaint was denied and, to date, the customer has not taken any further action. John Cassin Red Flags & Your Rights As An Investor Of course, John Cassin did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of John Cassin at Raymond James & Associates on alert to review carefully the activity and performance of their accounts and question whether John Cassin has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Raymond James & Associates also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Raymond James & Associates Due To John Cassin If you have questions about Raymond James & Associates and/or John Cassin and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Mar 8, 2022

Marc Cavalier of Vanguard Marketing

DID MARC EVERETT CAVALIER CAUSE YOU INVESTMENT LOSSES? Marc Cavalier Of Vanguard Marketing And Vanguard Advisers Has A Customer Complaint For Alleged Broker Misconduct Who is Marc Cavalier of Vanguard Marketing? Marc Cavalier (CRD #6379633) who is currently registered with Vanguard Marketing, Vanguard Advisers and located in Malvern, Pennsylvania is a subject of one of our many securities industry sales practice abuse investigations. Marc Cavalier Customer Complaint Marc Cavalier has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were that their cash transfer was invested by Marc Cavalier in one lump sum instead of incrementally, via dollar cost averaging, as they instructed. Marc Cavalier’s customer complaint was settled in favor of the investors. Marc Cavalier Red Flags & Your Rights As An Investor Of course, Marc Cavalier did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Marc Cavalier at Vanguard Marketing and Vanguard Advisers on alert to review carefully the activity and performance of their accounts and question whether Marc Cavalier has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Vanguard Marketing and Vanguard Advisers also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Vanguard Marketing Due To Marc Cavalier If you have questions about Vanguard Marketing, Vanguard Advisers, and/or Marc Cavalier and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Mar 8, 2022

Sarah Cecil of Edward Jones

DID SARAH LYNNE CECIL CAUSE YOU INVESTMENT LOSSES? Sarah Cecil Of Edward Jones Has A Customer Complaint For Alleged Broker Misconduct Who is Sarah Cecil of Edward Jones? Sarah Cecil (CRD #5927075) who is currently registered with Edward Jones and located in Seattle, Washington is a subject of one of our many securities industry sales practice abuse investigations. Sarah Cecil Customer Complaint Sarah Cecil has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were that Sarah Cecil sold her shares of SO stock without her authorization. Sarah Cecil’s customer complaint was denied and, to date, the customer has not taken any further action. Sarah Cecil Red Flags & Your Rights As An Investor Of course, Sarah Cecil did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Sarah Cecil at Edward Jones on alert to review carefully the activity and performance of their accounts and question whether Sarah Cecil has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Edward Jones also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Edward Jones Due To Sarah Cecil If you have questions about Edward Jones and/or Sarah Cecil and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Mar 8, 2022

Edward Cehelsky of Hornor, Townsend & Kent

DID EDWARD ROBERT CEHELSKY CAUSE YOU INVESTMENT LOSSES? Edward Cehelsky Of Hornor, Townsend & Kent Has A Customer Complaint For Alleged Broker Misconduct Who is Edward Cehelsky of Hornor, Townsend & Kent? Edward Cehelsky (CRD #4419713) who is currently registered with Hornor, Townsend & Kent and located in Venetia, Pennsylvania is a subject of one of our many securities industry sales practice abuse investigations. Edward Cehelsky Customer Complaint Edward Cehelsky has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were that Edward Cehelsky provided poor advice as to when RMD’s were required to be taken. As a result, the clients alleged that they incurred additional costs associated with taxes and filing their return. Edward Cehelsky’s customer complaint was denied and, to date, the customers have not taken any further action. Edward Cehelsky Red Flags & Your Rights As An Investor Of course, Edward Cehelsky did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Edward Cehelsky at Hornor, Townsend & Kent on alert to review carefully the activity and performance of their accounts and question whether Edward Cehelsky has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Hornor, Townsend & Kent also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Hornor, Townsend & Kent Due To Edward Cehelsky If you have questions about Hornor, Townsend & Kent and/or Edward Cehelsky and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Mar 8, 2022

Ivan Cen of Cetera Investment Services

DID IVAN JI CEN CAUSE YOU INVESTMENT LOSSES? Ivan Cen Of Cetera Investment Services And Cetera Investment Advisers Has A Customer Complaint For Alleged Broker Misconduct Who is Ivan Cen of Cetera Investment Services? Ivan Cen (CRD #5474263) who is currently registered with Cetera Investment Services, Cetera Investment Advisers and located in Millbrae, California is a subject of one of our many securities industry sales practice abuse investigations. Ivan Cen Customer Complaint Ivan Cen has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were that Ivan Cen sold them unsuitable alternative investments. The customer complaint filed against Ivan Cen’s current employer Cetera Investment Services for investment losses caused by the alleged misconduct is pending as of the date of this report. Ivan Cen Red Flags & Your Rights As An Investor Of course, Ivan Cen did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Ivan Cen at Cetera Investment Services and Cetera Investment Advisers on alert to review carefully the activity and performance of their accounts and question whether Ivan Cen has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Cetera Investment Services and Cetera Investment Advisers also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Cetera Investment Services Due To Ivan Cen If you have questions about Cetera Investment Services, Cetera Investment Advisers, and/or Ivan Cen and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading