May 7, 2023

Michael Janis formerly with Madison Avenue Securities, LLC

DID MICHAEL T JANIS CAUSE YOU INVESTMENT LOSSES? Michael Janis Formerly With Madison Avenue Securities, LLC Has A Customer Complaint For Alleged Broker Misconduct Michael Janis Customer Complaint Michael Janis has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for an unsuitable recommendation of a GPB Automotive private placement investment. Madison Avenue Securities settle the customer complaint in favor of the investor. Michael Janis Red Flags & Your Rights As An Investor Of course, Michael Janis did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Michael Janis at Madison Avenue Securities, LLC on alert to review carefully the activity and performance of their accounts and question whether Michael Janis has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Madison Avenue Securities, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Madison Avenue Securities, LLC Due To Michael Janis If you have questions about Madison Avenue Securities, LLC and/or Michael Janis and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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May 7, 2023

Michael Walker formerly with Wells Fargo Clearing Services, LLC

DID MICHAEL SCOTT WALKER CAUSE YOU INVESTMENT LOSSES? Michael Walker Formerly With Wells Fargo Clearing Services, LLC and FTB Advisors, Inc. Has A Customer Complaint For Alleged Broker Misconduct Michael Walker Customer Complaint Michael Walker has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the advisor induce plaintiffs to invest in and “investment club” and to purchase interests in a real estate investment scheme. First Horizon Advisors settled the customer complaint in favor of the investor. Michael Walker Red Flags & Your Rights As An Investor Of course, Michael Walker did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Michael Walker at Wells Fargo Clearing Services, LLC and FTB Advisors, Inc. on alert to review carefully the activity and performance of their accounts and question whether Michael Walker has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wells Fargo Clearing Services, LLC and FTB Advisors, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Wells Fargo Clearing Services, LLC Due To Michael Walker If you have questions about Wells Fargo Clearing Services, LLC and/or Michael Walker and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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May 7, 2023

Michael Bahary formerly with Hilltop Securities Inc.

DID MICHAEL STEVEN BAHARY CAUSE YOU INVESTMENT LOSSES? Michael Bahary Formerly With Hilltop Securities Inc. Has A Customer Complaint For Alleged Broker Misconduct Michael Bahary Customer Complaint Michael Bahary has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were representative failed to follow instructions with respect to the disclosure of account transactional information, failed to follow instructions from an account trustee. Hilltop Securities denied the customer complaint and so far no action has been taken. Michael Bahary Red Flags & Your Rights As An Investor Of course, Michael Bahary did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Michael Bahary at Hilltop Securities Inc. on alert to review carefully the activity and performance of their accounts and question whether Michael Bahary has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Hilltop Securities Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Hilltop Securities Inc. Due To Michael Bahary If you have questions about Hilltop Securities Inc. and/or Michael Bahary and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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May 6, 2023

Michael Rainbolt of LPL Financial LLC

DID MICHAEL POWER RAINBOLT CAUSE YOU INVESTMENT LOSSES? Michael Rainbolt Of LPL Financial LLC And Formerly With Edward Jones Has A Customer Complaint For Alleged Broker Misconduct Michael Rainbolt Customer Complaint Michael Rainbolt has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the advisor took out a margin loan on her account without authorization. Edward Jones settled the customer complaint in favor of the investor. Michael Rainbolt Red Flags & Your Rights As An Investor Of course, Michael Rainbolt did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Michael Rainbolt at LPL Financial LLC and Edward Jones on alert to review carefully the activity and performance of their accounts and question whether Michael Rainbolt has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC and Edward Jones also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To Michael Rainbolt If you have questions about LPL Financial LLC, Edward Jones and/or Michael Rainbolt and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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May 6, 2023

Michael Swenson formerly with Merrill Lynch, Pierce, Fenner & Smith Incorporated

DID MICHAEL PHILLIP SWENSON CAUSE YOU INVESTMENT LOSSES? Michael Swenson Formerly With Merrill Lynch, Pierce, Fenner & Smith Incorporated Has A Customer Complaint For Alleged Broker Misconduct Michael Swenson Customer Complaint Michael Swenson has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were failure to follow instructions of customer. Merrill Lynch Pierce Fenner and Smith settled the customer complaint in favor of the investor. Michael Swenson Red Flags & Your Rights As An Investor Of course, Michael Swenson did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Michael Swenson at Merrill Lynch, Pierce, Fenner & Smith Incorporated on alert to review carefully the activity and performance of their accounts and question whether Michael Swenson has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Merrill Lynch, Pierce, Fenner & Smith Incorporated also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Merrill Lynch, Pierce, Fenner & Smith Incorporated Due To Michael Swenson If you have questions about Merrill Lynch, Pierce, Fenner & Smith Incorporated and/or Michael Swenson and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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May 6, 2023

Michael Miley of Ameriprise Financial Services, LLC

DID MICHAEL ROBERT MILEY CAUSE YOU INVESTMENT LOSSES? Michael Miley Of Ameriprise Financial Services, LLC Has 3 Customer Complaints For Alleged Broker Misconduct Michael Miley Customer Complaints Michael Miley has been the subject of 3 customer complaints that we know about to recover investment losses. One of the customer complaints was settled by Michael Miley’s former employer in favor of the investor. The other 2 customer complaints were denied antedate, the customers have not taken any further action. Allegations Against Michael Miley A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Michael Miley Red Flags & Your Rights As An Investor Of course, Michael Miley did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Michael Miley at Ameriprise Financial Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Michael Miley has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Ameriprise Financial Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Ameriprise Financial Services, LLC Due To Michael Miley If you have questions about Ameriprise Financial Services, LLC and/or Michael Miley and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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May 6, 2023

Michael Payne of Concourse Financial Group Securities, Inc.

DID MICHAEL PAYNE CAUSE YOU INVESTMENT LOSSES? Michael Payne Of Concourse Financial Group Securities, Inc. And Formerly With Triad Advisors LLC Has A Customer Complaint For Alleged Broker Misconduct Michael Payne Customer Complaint Michael Payne has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were unsuitable recommendation of private placement investment. Triad Advisors denied the customer complaint and an arbitration proceeding was filed. Michael Payne Red Flags & Your Rights As An Investor Of course, Michael Payne did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Michael Payne at Concourse Financial Group Securities, Inc. and Triad Advisors LLC on alert to review carefully the activity and performance of their accounts and question whether Michael Payne has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Concourse Financial Group Securities, Inc. and Triad Advisors LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Concourse Financial Group Securities, Inc. Due To Michael Payne If you have questions about Concourse Financial Group Securities, Inc., Triad Advisors LLC and/or Michael Payne and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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May 6, 2023

Michael Zinser of The Huntington Investment Company

DID MICHAEL PAUL ZINSER CAUSE YOU INVESTMENT LOSSES? Michael Zinser Of The Huntington Investment Company Has A Customer Complaint For Alleged Broker Misconduct Michael Zinser Customer Complaint Michael Zinser has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were failure to fully disclose tax consequences switching out of a variable annuity and into a managed account. Michael Zinser’s employer settled the customer complaint in favor of the investor. Michael Zinser Red Flags & Your Rights As An Investor Of course, Michael Zinser did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Michael Zinser at The Huntington Investment Company on alert to review carefully the activity and performance of their accounts and question whether Michael Zinser has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at The Huntington Investment Company also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At The Huntington Investment Company Due To Michael Zinser If you have questions about The Huntington Investment Company and/or Michael Zinser and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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May 5, 2023

Michael Hatch formerly with LPL Financial LLC

DID MICHAEL PATRICK HATCH CAUSE YOU INVESTMENT LOSSES? Michael Hatch Formerly With LPL Financial LLC Has A Customer Complaint For Alleged Broker Misconduct Michael Hatch Customer Complaint Michael Hatch has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were unauthorized trading and account related negligence involving execution of transactions. The customer complaint evolved into an arbitration proceeding and an arbitration award against his employer and himself. Michael Hatch Red Flags & Your Rights As An Investor Of course, Michael Hatch did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Michael Hatch at LPL Financial LLC on alert to review carefully the activity and performance of their accounts and question whether Michael Hatch has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To Michael Hatch If you have questions about LPL Financial LLC and/or Michael Hatch and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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May 5, 2023

Michael Austin of Securities America, Inc.

DID MICHAEL PAUL AUSTIN CAUSE YOU INVESTMENT LOSSES? Michael Austin Of Securities America, Inc. Has A Customer Complaint For Alleged Broker Misconduct Michael Austin Customer Complaint Michael Austin has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were failure to fully disclose nature mechanics and risk of variable annuity. Securities America denied the customer complaint and, to date, no further action has been taken by the customer. Michael Austin Red Flags & Your Rights As An Investor Of course, Michael Austin did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Michael Austin at Securities America, Inc. on alert to review carefully the activity and performance of their accounts and question whether Michael Austin has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Securities America, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Securities America, Inc. Due To Michael Austin If you have questions about Securities America, Inc. and/or Michael Austin and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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