Mar 8, 2022

Michael Cormier of RBC Capital Markets

DID MICHAEL WILLIAM CORMIER CAUSE YOU INVESTMENT LOSSES? Michael Cormier Of RBC Capital Markets And Formerly With Wells Fargo Clearing Services Has A Customer Complaint For Alleged Broker Misconduct Who is Michael Cormier of RBC Capital Markets? Michael Cormier (CRD #5918628) who is currently registered with RBC Capital Markets and located in Williamsville, New York is a subject of one of our many securities industry sales practice abuse investigations. Prior to RBC Capital Markets, Michael Cormier was associated with Wells Fargo Clearing Services and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Michael Cormier Customer Complaint Michael Cormier has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were client verbally complained that there was an unauthorized sale and subsequent repurchase of Allied Motion stock (AMOT) in their account. Michael Cormier’s customer complaint was settled in favor of the investors. Michael Cormier Red Flags & Your Rights As An Investor Of course, Michael Cormier did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Michael Cormier at RBC Capital Markets and Wells Fargo Clearing Services on alert to review carefully the activity and performance of their accounts and question whether Michael Cormier has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at RBC Capital Markets and Wells Fargo Clearing Services also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At RBC Capital Markets Due To Michael Cormier If you have questions about RBC Capital Markets, Wells Fargo Clearing Services, and/or Michael Cormier and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Matthew Courchesne of Wilmington Capital Securities

DID MATTHEW C. COURCHESNE CAUSE YOU INVESTMENT LOSSES? Matthew Courchesne Of Wilmington Capital Securities And Formerly With Merrill Lynch Pierce Fenner & Smith And National Securities Has 2 Customer Complaints For Alleged Broker Misconduct Who is Matthew Courchesne of Wilmington Capital Securities? Matthew Courchesne (CRD #4385599) who is currently registered with Wilmington Capital Securities and located in Westbury, New York is a subject of one of our many securities industry sales practice abuse investigations. Prior to Wilmington Capital Securities, Matthew Courchesne was associated with Merrill Lynch Pierce Fenner & Smith, National Securities and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Matthew Courchesne Customer Complaints Matthew Courchesne has been the subject of 2 customer complaints that we know about, both of those complaints were filed in the last year to recover investment losses. One of Matthew Courchesne’s customer complaints was denied and, to date, the customer has not taken any further action. There is currently one pending customer complaint filed against National Securities for investment losses caused by Matthew Courchesne’s alleged misconduct. Allegations Against Matthew Courchesne A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Matthew Courchesne’s alleged failure to follow instructions, poor investment advice, unauthorized trading. Unsuitable investment recommendations by Matthew Courchesne. Matthew Courchesne Red Flags & Your Rights As An Investor Of course, Matthew Courchesne did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Matthew Courchesne at Wilmington Capital Securities, Merrill Lynch Pierce Fenner & Smith, and National Securities on alert to review carefully the activity and performance of their accounts and question whether Matthew Courchesne has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wilmington Capital Securities, Merrill Lynch Pierce Fenner & Smith, and National Securities also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Wilmington Capital Securities Due To Matthew Courchesne If you have questions about Wilmington Capital Securities, Merrill Lynch Pierce Fenner & Smith, National Securities, and/or Matthew Courchesne and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Kathryn Cosgrove of Goldman Sachs & Co.

DID KATHRYN COSGROVE CAUSE YOU INVESTMENT LOSSES? Kathryn Cosgrove Of Goldman Sachs & Co. Has 2 Customer Complaints For Alleged Broker Misconduct Who is Kathryn Cosgrove of Goldman Sachs & Co.? Kathryn Cosgrove (CRD #6208931) who is currently registered with Goldman Sachs & Co.and located in New York, New York is a subject of one of our many securities industry sales practice abuse investigations. Kathryn Cosgrove Customer Complaints Kathryn Cosgrove has been the subject of 2 customer complaints that we know about. Both of Kathryn Cosgrove’s customers’ complaints were denied and, to date, the customers have not taken any further action. Allegations Against Kathryn Cosgrove A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Client alleged that Kathryn Cosgrove’s disclosure of tax loss harvesting strategy for the client’s managed account did not adequately explain that the strategy would result in a reduction in cost basis, notwithstanding the strategy’s adherence to the tax loss harvesting methodology described in marketing materials provided to the client and client’s consent to invest in the strategy. Customer alleged that Kathryn Cosgrove’s investment advice, particularly communications regarding selling one fund that led to substantial tax gains, did not meet customer’s tax expectations. Kathryn Cosgrove Red Flags & Your Rights As An Investor Of course, Kathryn Cosgrove did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Kathryn Cosgrove at Goldman Sachs & Co. on alert to review carefully the activity and performance of their accounts and question whether Kathryn Cosgrove has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Goldman Sachs & Co. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Goldman Sachs & Co. Due To Kathryn Cosgrove If you have questions about Goldman Sachs & Co. and/or Kathryn Cosgrove and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Todd Cour Formerly With Regulus Advisors

DID TODD MICHAEL COUR CAUSE YOU INVESTMENT LOSSES? Todd Cour Formerly With Regulus Advisors Has 2 Customer Complaints For Alleged Broker Misconduct Who is Todd Cour formerly with Regulus Advisors? Todd Cour (CRD #4423552) who was formerly registered with Regulus Advisors and located in Wisconsin Rapids, Wisconsin is a subject of one of our many securities industry sales practice abuse investigations. Todd Cour Customer Complaints Todd Cour has been the subject of 2 customer complaints that we know about. Both of Todd Cour’s 2 customer complaints were settled in favor of investors. Allegations Against Todd Cour A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Claimant alleged Todd Cour recommended investments that were not suitable for him. Claimant generally alleged unsuitability, breach of fiduciary duty, negligence and breach of contract. Customer alleged that the variable annuity purchased by Todd Cour was not suitable for his financial needs and that he did not understand the terms of the investment allegedly made by Todd Cour. Todd Cour Red Flags & Your Rights As An Investor Of course, Todd Cour did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Todd Cour at Regulus Advisors on alert to review carefully the activity and performance of their accounts and question whether Todd Cour has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Regulus Advisors also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Regulus Advisors Due To Todd Cour If you have questions about Regulus Advisors and/or Todd Cour and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Rusty Coyle of Waddell & Reed

DID RUSTY COYLE CAUSE YOU INVESTMENT LOSSES? Rusty Coyle Of Waddell & Reed Has 2 Customer Complaints For Alleged Broker Misconduct Who is Rusty Coyle of Waddell & Reed? Rusty Coyle (CRD #4355534) who is currently registered with Waddell & Reed and located in Waukesha, Wisconsin is a subject of one of our many securities industry sales practice abuse investigations. Rusty Coyle Customer Complaints Rusty Coyle has been the subject of 2 customer complaints that we know about. One of Rusty Coyle’s customers’ complaints was denied and, to date, the customer has not taken any further action. There is currently one pending customer complaint filed against Waddell & Reed for investment losses caused by Rusty Coyle’s alleged misconduct. Allegations Against Rusty Coyle A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Client alleged he incurred higher management fees that were not disclosed to him by Rusty Coyle when moving one wrap account to another while with W&R. Client also alleged that Mr. Coyle did not inform him of the contingent deferred sales charges associated with his account that he incurred when he moved his account to another broker/dealer. Client alleged Rusty Coyle did not process a rollover in a timely manner and, as a result, her account value diminished from the day she originally expected the rollover to occur. Rusty Coyle Red Flags & Your Rights As An Investor Of course, Rusty Coyle did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Rusty Coyle at Waddell & Reed on alert to review carefully the activity and performance of their accounts and question whether Rusty Coyle has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Waddell & Reed also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Waddell & Reed Due To Rusty Coyle If you have questions about Waddell & Reed and/or Rusty Coyle and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Paul Crookston of NYLIFE Securities

DID PAUL JAMES CROOKSTON CAUSE YOU INVESTMENT LOSSES? Paul Crookston Of NYLIFE Securities Has A Customer Complaint For Alleged Broker Misconduct Who is Paul Crookston of NYLIFE Securities? Paul Crookston (CRD #4809475) who is currently registered with NYLIFE Securities and located in Layton, Utah is a subject of one of our many securities industry sales practice abuse investigations. Paul Crookston Customer Complaint Paul Crookston has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were that two variable annuities issued were unsuitable and the customer requested a waiver of surrender fees. Paul Crookston’s customer complaint was denied and, to date, the customer has not taken any further action. Paul Crookston Red Flags & Your Rights As An Investor Of course, Paul Crookston did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Paul Crookston at NYLIFE Securities on alert to review carefully the activity and performance of their accounts and question whether Paul Crookston has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at NYLIFE Securities also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At NYLIFE Securities Due To Paul Crookston If you have questions about NYLIFE Securities and/or Paul Crookston and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Joseph Crowel of Equitable Advisors

DID JOSEPH RAY CROWEL CAUSE YOU INVESTMENT LOSSES? Joseph Crowel Of Equitable Advisors Has A Customer Complaint For Alleged Broker Misconduct Who is Joseph Crowel of Equitable Advisors? Joseph Crowel (CRD #5319467) who is currently registered with Equitable Advisors and located in Houston, Texas is a subject of one of our many securities industry sales practice abuse investigations. Joseph CrowelCustomer Complaint Joseph Crowel has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were that Joseph Crowel’s  recommendation to rollover her 401k into a variable annuity was unsuitable. Joseph Crowel’s customer complaint was denied and, to date, the customer has not taken any further action. Joseph Crowel Red Flags & Your Rights As An Investor Of course, Joseph Crowel did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Joseph Crowel at Equitable Advisors on alert to review carefully the activity and performance of their accounts and question whether Joseph Crowel has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Equitable Advisors also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Equitable Advisors Due To Joseph Crowel If you have questions about Equitable Advisors and/or Joseph Crowel and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Aslie Cruz of GMS Group

DID ASLIE WILLIAMS CRUZ CAUSE YOU INVESTMENT LOSSES? Aslie Cruz Of GMS Group Has 2 Customer Complaints For Alleged Broker Misconduct Who is Aslie Cruz of GMS Group? Aslie Cruz (CRD #4787743) who is currently registered with GMS Group and located in Boca Raton, Florida is a subject of one of our many securities industry sales practice abuse investigations. Aslie Cruz Customer Complaints Aslie Cruz has been the subject of 2 customer complaints that we know about. One of Aslie Cruz’s customers’ complaints was denied and, to date, the customer has not taken any further action. There is currently one pending customer complaint filed against GMS Group for investment losses caused by Aslie Cruz’s alleged misconduct. Allegations Against Aslie Cruz A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Client alleged Aslie Cruz’s unsuitable recommendations of Beaver County PA Pollution Control bonds, and Ohio State Water Development Pollution Control Bonds. Clients alleged Aslie Cruz’s unsuitability, breach of contractual and fiduciary obligations, negligent misrepresentation and omission, negligence from inception of account to present. Aslie Cruz Red Flags & Your Rights As An Investor Of course, Aslie Cruz did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Aslie Cruz at GMS Group on alert to review carefully the activity and performance of their accounts and question whether Aslie Cruz has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at GMS Group also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At GMS Group Due To Aslie Cruz If you have questions about GMS Group and/or Aslie Cruz and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

John Cullen of Spartan Capital Securities

DID JOHN M. CULLEN CAUSE YOU INVESTMENT LOSSES? John Cullen Of Spartan Capital Securities Has 3 Customer Complaints For Alleged Broker Misconduct Who is John Cullen of Spartan Capital Securities? John Cullen (CRD #5062835) who is currently registered with Spartan Capital Securities and located in Garden City, New York is a subject of one of our many securities industry sales practice abuse investigations. John Cullen Customer Complaints John Cullen has been the subject of 3 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses. Two of John Cullen’s 3 customer complaints were settled in favor of investors. There is currently one pending customer complaint filed against Spartan Capital Securities for investment losses caused by John Cullen’s alleged misconduct. Allegations Against John Cullen A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Customer alleged John Cullen’s over concentration of certain investments in his account was an appropriate. Misrepresentation and unsuitable recommendations by John Cullen. John Cullen’s unsuitable investment recommendations and excessive trading. John Cullen Red Flags & Your Rights As An Investor Of course, John Cullen did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of John Cullen at Spartan Capital Securities on alert to review carefully the activity and performance of their accounts and question whether John Cullen has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Spartan Capital Securities also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Spartan Capital Securities Due To John Cullen If you have questions about Spartan Capital Securities and/or John Cullen and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Timothy Cunningham of Benjamin F. Edwards & Company

DID TIMOTHY JOSEPH CUNNINGHAM CAUSE YOU INVESTMENT LOSSES? Timothy Cunningham Of Benjamin F. Edwards & Company And Formerly With J.P. Morgan Securities Has A Customer Complaint For Alleged Broker Misconduct Who is Timothy Cunningham of Benjamin F. Edwards & Company? Timothy Cunningham (CRD #4472387) who is currently registered with Benjamin F. Edwards & Company and located in White Plains, New York is a subject of one of our many securities industry sales practice abuse investigations. Prior to Benjamin F. Edwards & Company, Timothy Cunningham was associated with J.P. Morgan Securities and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Timothy Cunningham Customer Complaint Timothy Cunningham has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were unauthorized trading regarding mutual fund investment. Timothy Cunningham’s customer complaint was settled in favor of the investors. Timothy Cunningham Red Flags & Your Rights As An Investor Of course, Timothy Cunningham did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Timothy Cunningham at Benjamin F. Edwards & Company and J.P. Morgan Securities on alert to review carefully the activity and performance of their accounts and question whether Timothy Cunningham has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Benjamin F. Edwards & Company and J.P. Morgan Securities also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Benjamin F. Edwards & Company Due To Timothy Cunningham If you have questions about Benjamin F. Edwards & Company, J.P. Morgan Securities, and/or Timothy Cunningham and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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