May 5, 2023

Michael Ecker formerly with Center Street Securities, Inc.

DID MICHAEL P ECKER CAUSE YOU INVESTMENT LOSSES? Michael Ecker Formerly With Center Street Securities, Inc. and Concorde Investment Services, LLC Has 5 Customer Complaints For Alleged Broker Misconduct Michael Ecker Customer Complaints Michael Ecker has been the subject of 5 customer complaints that we know about to recover investment losses. Three of the customer complaints were settled by Michael Ecker’s former employers in favor of the investors. There are currently 2 arbitration proceedings pending before Michael Ecker’s alleged misconduct. Allegations Against Michael Ecker A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Michael Ecker Red Flags & Your Rights As An Investor Of course, Michael Ecker did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Michael Ecker at Center Street Securities, Inc. and Concorde Investment Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Michael Ecker has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Center Street Securities, Inc. and Concorde Investment Services, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Center Street Securities, Inc. Due To Michael Ecker If you have questions about Center Street Securities, Inc., Concorde Investment Services, LLC and/or Michael Ecker and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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May 5, 2023

Michael Saunders formerly with Ameriprise Financial Services, Inc.

DID MICHAEL NORMAN SAUNDERS CAUSE YOU INVESTMENT LOSSES? Michael Saunders Formerly With Ameriprise Financial Services, Inc. Has 3 Customer Complaints For Alleged Broker Misconduct Michael Saunders Customer Complaints Michael Saunders has been the subject of 3 customer complaints that we know about to recover investment losses. Two of the customer complaints were settled by UBS Financial Services in favor of the investor. Ameriprise Financial Services denied the other customer complaint and, to date, customer is not taken any further action. Allegations Against Michael Saunders A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Michael Saunders Red Flags & Your Rights As An Investor Of course, Michael Saunders did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Michael Saunders at Ameriprise Financial Services, Inc. on alert to review carefully the activity and performance of their accounts and question whether Michael Saunders has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Ameriprise Financial Services, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Ameriprise Financial Services, Inc. Due To Michael Saunders If you have questions about Ameriprise Financial Services, Inc. and/or Michael Saunders and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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May 5, 2023

Michael Miura of Equitable Advisors, LLC

DID MICHAEL MIURA CAUSE YOU INVESTMENT LOSSES? Michael Miura Of Equitable Advisors, LLC And Formerly With Edward Jones Has A Customer Complaint For Alleged Broker Misconduct Michael Miura Customer Complaint Michael Miura has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were financial advisor failed to follow her instructions and cancel an open order. Edward Jones denied the customer complaint and, to date, no further action has been taken by the customer. Michael Miura Red Flags & Your Rights As An Investor Of course, Michael Miura did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Michael Miura at Equitable Advisors, LLC and Edward Jones on alert to review carefully the activity and performance of their accounts and question whether Michael Miura has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Equitable Advisors, LLC and Edward Jones also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Equitable Advisors, LLC Due To Michael Miura If you have questions about Equitable Advisors, LLC, Edward Jones and/or Michael Miura and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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May 5, 2023

Michael Denny formerly with The Tidal Group, Inc.

DID MICHAEL LYN DENNY CAUSE YOU INVESTMENT LOSSES? Michael Denny Formerly With The Tidal Group, Inc. Has 2 Customer Complaints For Alleged Broker Misconduct Michael Denny Customer Complaints Michael Denny has been the subject of 2 customer complaints that we know about to recover investment losses. One of the customer disputes were settled by the Title Group in favor of the investor. Michael Denny’s former employer denied the other customer complaint and to date, the customer is not taken any further action. Allegations Against Michael Denny A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Michael Denny Red Flags & Your Rights As An Investor Of course, Michael Denny did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Michael Denny at The Tidal Group, Inc. on alert to review carefully the activity and performance of their accounts and question whether Michael Denny has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at The Tidal Group, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At The Tidal Group, Inc. Due To Michael Denny If you have questions about The Tidal Group, Inc. and/or Michael Denny and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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May 4, 2023

Michael Williams of Commonwealth Financial Network

DID MICHAEL LEWIS WILLIAMS CAUSE YOU INVESTMENT LOSSES? Michael Williams Of Commonwealth Financial Network Has 2 Customer Complaints For Alleged Broker Misconduct Michael Williams Customer Complaints Michael Williams has been the subject of 2 customer complaints that we know about to recover investment losses. One of the customer complaints was settled by Commonwealth Financial Network in favor of the investor. Michael Williams former employer equitable denied the other customer complaint and no further action was taken. Allegations Against Michael Williams A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Michael Williams Red Flags & Your Rights As An Investor Of course, Michael Williams did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Michael Williams at Commonwealth Financial Network on alert to review carefully the activity and performance of their accounts and question whether Michael Williams has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Commonwealth Financial Network also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Commonwealth Financial Network Due To Michael Williams If you have questions about Commonwealth Financial Network and/or Michael Williams and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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May 4, 2023

Michael Norton of David Lerner Associates, Inc.

DID MICHAEL JOSEPH NORTON CAUSE YOU INVESTMENT LOSSES? Michael Norton Of David Lerner Associates, Inc. Has 9 Customer Complaints For Alleged Broker Misconduct Michael Norton Customer Complaints Michael Norton has been the subject of 9 customer complaints that we know about to recover investment losses. Four of the customer complaints were settled by David Lerner Associates in favor of the investors. Another for customer complaints were denied by the same brokerage firm. There is currently one FINRA arbitration proceeding pending against David Lerner Associates for Michael Norton’s alleged misconduct. Allegations Against Michael Norton A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Michael Norton Red Flags & Your Rights As An Investor Of course, Michael Norton did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Michael Norton at David Lerner Associates, Inc. on alert to review carefully the activity and performance of their accounts and question whether Michael Norton has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at David Lerner Associates, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At David Lerner Associates, Inc. Due To Michael Norton If you have questions about David Lerner Associates, Inc. and/or Michael Norton and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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May 4, 2023

Michael McCauley of PHX Financial, Inc.

DID MICHAEL JOSEPH MCCAULEY CAUSE YOU INVESTMENT LOSSES? Michael McCauley Of PHX Financial, Inc. And Formerly With Joseph Gunnar & Co. LLC Has 2 Customer Complaints For Alleged Broker Misconduct Michael McCauley Customer Complaints Michael McCauley has been the subject of 2 customer complaints that we know about to recover investment losses. Both of the customer complaints were settled by Michael McCauley’s former employers in favor of the investors. Allegations Against Michael McCauley A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Michael McCauley Red Flags & Your Rights As An Investor Of course, Michael McCauley did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Michael McCauley at PHX Financial, Inc. and Joseph Gunnar & Co. LLC on alert to review carefully the activity and performance of their accounts and question whether Michael McCauley has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at PHX Financial, Inc. and Joseph Gunnar & Co. LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At PHX Financial, Inc. Due To Michael McCauley If you have questions about PHX Financial, Inc., Joseph Gunnar & Co. LLC and/or Michael McCauley and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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May 4, 2023

Michael Bramlett formerly with Country Capital Management Company

DID MICHAEL L BRAMLETT CAUSE YOU INVESTMENT LOSSES? Michael Bramlett Formerly With Country Capital Management Company Has A Customer Complaint For Alleged Broker Misconduct Michael Bramlett Customer Complaint Michael Bramlett has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for failure to properly process a variable annuity purchase transaction as ordered. Michael Bramlett’s employer settled the customer dispute in favor the investor. Michael Bramlett Red Flags & Your Rights As An Investor Of course, Michael Bramlett did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Michael Bramlett at Country Capital Management Company on alert to review carefully the activity and performance of their accounts and question whether Michael Bramlett has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Country Capital Management Company also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Country Capital Management Company Due To Michael Bramlett If you have questions about Country Capital Management Company and/or Michael Bramlett and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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May 4, 2023

Michael Goodworth of Merrill Lynch, Pierce, Fenner & Smith Incorporated

DID MICHAEL JOSEPH GOODWORTH CAUSE YOU INVESTMENT LOSSES? Michael Goodworth Of Merrill Lynch, Pierce, Fenner & Smith Incorporated Has 3 Customer Complaints For Alleged Broker Misconduct Michael Goodworth Customer Complaints Michael Goodworth has been the subject of 3 customer complaints that we know about to recover investment losses. One of the customer complaints was settled by Morgan Stanley in favor of the investors. Merrill Lynch Pierce Fenner and Smith denied the other 2 customer complaints and, to date, no further action has been taken. Allegations Against Michael Goodworth A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Michael Goodworth Red Flags & Your Rights As An Investor Of course, Michael Goodworth did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Michael Goodworth at Merrill Lynch, Pierce, Fenner & Smith Incorporated on alert to review carefully the activity and performance of their accounts and question whether Michael Goodworth has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Merrill Lynch, Pierce, Fenner & Smith Incorporated also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Merrill Lynch, Pierce, Fenner & Smith Incorporated Due To Michael Goodworth If you have questions about Merrill Lynch, Pierce, Fenner & Smith Incorporated and/or Michael Goodworth and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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May 3, 2023

Michael Pasquariello formerly with UBS Financial Services Inc.

DID MICHAEL JOHN PASQUARIELLO CAUSE YOU INVESTMENT LOSSES? Michael Pasquariello Formerly With UBS Financial Services Inc. Has A Customer Complaint For Alleged Broker Misconduct Michael Pasquariello Customer Complaint Michael Pasquariello has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for failure to fund his account. The customer complaint was settled by UBS Financial Services in favor of the investor. Shortly thereafter the firm terminated the advisors employment for taking disbursement instructions from an unauthorized party and making inaccurate attestations related to those disbursements. Michael Pasquariello Red Flags & Your Rights As An Investor Of course, Michael Pasquariello did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Michael Pasquariello at UBS Financial Services Inc. on alert to review carefully the activity and performance of their accounts and question whether Michael Pasquariello has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at UBS Financial Services Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At UBS Financial Services Inc. Due To Michael Pasquariello If you have questions about UBS Financial Services Inc. and/or Michael Pasquariello and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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