May 23, 2023

Peter Cassell of MML Investors Services, LLC

DID PETER EVERETT CASSELL CAUSE YOU INVESTMENT LOSSES? Peter Cassell Of MML Investors Services, LLC Has A Customer Complaint For Alleged Broker Misconduct Peter Cassell Customer Complaint Peter Cassell has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were failure to disclose the variable life insurance policy purchase could lapse due to insufficient funding. MML Investors Services denied the customer complaint and, to date, the customer has not taken any further action. Peter Cassell Red Flags & Your Rights As An Investor Of course, Peter Cassell did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Peter Cassell at MML Investors Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Peter Cassell has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at MML Investors Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At MML Investors Services, LLC Due To Peter Cassell If you have questions about MML Investors Services, LLC and/or Peter Cassell and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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May 22, 2023

Peter Maller of Lincoln Financial Advisors Corporation

DID PETER DAVID MALLER CAUSE YOU INVESTMENT LOSSES? Peter Maller Of Lincoln Financial Advisors Corporation Has 3 Customer Complaints For Alleged Broker Misconduct Peter Maller Customer Complaints Peter Maller has been the subject of 3 customer complaints that we know about to recover investment losses. One of the customer complaints was settled by Lincoln Financial Advisors in favor of the investors. The brokerage firm denied the other 2 customer complaints and, to date, no further action has been taken. Allegations Against Peter Maller A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Peter Maller Red Flags & Your Rights As An Investor Of course, Peter Maller did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Peter Maller at Lincoln Financial Advisors Corporation on alert to review carefully the activity and performance of their accounts and question whether Peter Maller has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Lincoln Financial Advisors Corporation also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Lincoln Financial Advisors Corporation Due To Peter Maller If you have questions about Lincoln Financial Advisors Corporation and/or Peter Maller and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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May 22, 2023

Peter Billingham of Avantax Investment Services, Inc.

DID PETER ALAN BILLINGHAM CAUSE YOU INVESTMENT LOSSES? Peter Billingham Of Avantax Investment Services, Inc. Has A Customer Complaint For Alleged Broker Misconduct Peter Billingham Customer Complaint Peter Billingham has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the annuity into which she was going to invest did not offer tax deferment, growth and payouts as indicated by her representative. Avantax Investment Services settled the customer complaint in favor of the investor. Peter Billingham Red Flags & Your Rights As An Investor Of course, Peter Billingham did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Peter Billingham at Avantax Investment Services, Inc. on alert to review carefully the activity and performance of their accounts and question whether Peter Billingham has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Avantax Investment Services, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Avantax Investment Services, Inc. Due To Peter Billingham If you have questions about Avantax Investment Services, Inc. and/or Peter Billingham and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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May 22, 2023

Paz Chandra of Royal Alliance Associates, Inc.

DID PAZ MARIA CHANDRA CAUSE YOU INVESTMENT LOSSES? Paz Chandra Of Royal Alliance Associates, Inc. And Formerly With Signator Investors, Inc. Has 2 Customer Complaints For Alleged Broker Misconduct Paz Chandra Customer Complaints Paz Chandra has been the subject of 2 customer complaints that we know about to recover investment losses. Both customer complaints were settled by LPL Financial and Royal Alliance Associates in favor the investors. Allegations Against Paz Chandra A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Paz Chandra Red Flags & Your Rights As An Investor Of course, Paz Chandra did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Paz Chandra at Royal Alliance Associates, Inc. and Signator Investors, Inc. on alert to review carefully the activity and performance of their accounts and question whether Paz Chandra has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Royal Alliance Associates, Inc. and Signator Investors, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Royal Alliance Associates, Inc. Due To Paz Chandra If you have questions about Royal Alliance Associates, Inc., Signator Investors, Inc. and/or Paz Chandra and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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May 22, 2023

Pauline Chu of UBS Financial Services Inc

DID PAULINE PUI YUEN CHU CAUSE YOU INVESTMENT LOSSES? Pauline Chu Of UBS Financial Services Inc. Has A Customer Complaint For Alleged Broker Misconduct Pauline Chu Customer Complaint Pauline Chu has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for failure to follow customer’s instructions to invest in liquids investments. UBS Financial Services denied the customer complaint and, to date, no further action has been taken by the customer. Pauline Chu Red Flags & Your Rights As An Investor Of course, Pauline Chu did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Pauline Chu at UBS Financial Services Inc on alert to review carefully the activity and performance of their accounts and question whether Pauline Chu has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at UBS Financial Services Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At UBS Financial Services Inc. Due To Pauline Chu If you have questions about UBS Financial Services Inc. and/or Pauline Chu and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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May 22, 2023

Paul Murphy of Calton & Associates, Inc.

DID PAUL WILLIAM MURPHY CAUSE YOU INVESTMENT LOSSES? Paul Murphy Of Calton & Associates, Inc. Has 3 Customer Complaints For Alleged Broker Misconduct Paul Murphy Customer Complaints Paul Murphy has been the subject of 3 customer complaints that we know about to recover investment losses. Two of the customer complaints were settled in favor of the investors by Calton and Associates and/or Newport Coast Securities in favor of the investors. The other customer complaint is still pending against Calton and Associates in a FINRA arbitration proceeding. Allegations Against Paul Murphy A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Paul Murphy Red Flags & Your Rights As An Investor Of course, Paul Murphy did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Paul Murphy at Calton & Associates, Inc. on alert to review carefully the activity and performance of their accounts and question whether Paul Murphy has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Calton & Associates, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Calton & Associates, Inc. Due To Paul Murphy If you have questions about Calton & Associates, Inc. and/or Paul Murphy and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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May 21, 2023

Paul Haberek, Jr. of Wells Fargo Clearing Services, LLC

DID PAUL STEPHEN HABEREK JR CAUSE YOU INVESTMENT LOSSES? Paul Haberek, Jr. Of Wells Fargo Clearing Services, LLC Has 2 Customer Complaints For Alleged Broker Misconduct Paul Haberek, Jr. Customer Complaints Paul Haberek, Jr. has been the subject of 2 customer complaints that we know about to recover investment losses. Both customer complaints were settled by Wells Fargo Advisors and UBS Financial Services in favor of the investors. Allegations Against Paul Haberek, Jr. A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Paul Haberek, Jr. Red Flags & Your Rights As An Investor Of course, Paul Haberek, Jr. did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Paul Haberek, Jr. at Wells Fargo Clearing Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Paul Haberek, Jr. has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wells Fargo Clearing Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Wells Fargo Clearing Services, LLC Due To Paul Haberek, Jr. If you have questions about Wells Fargo Clearing Services, LLC and/or Paul Haberek, Jr. and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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May 21, 2023

Paul Snider of Morgan Stanley

DID PAUL RUSSELL SNIDER CAUSE YOU INVESTMENT LOSSES? Paul Snider Of Morgan Stanley Has 2 Customer Complaints For Alleged Broker Misconduct Paul Snider Customer Complaints Paul Snider has been the subject of 2 customer complaints that we know about to recover investment losses. Both customer complaints was settled by Morgan Stanley in favor of the investors. Allegations Against Paul Snider A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Paul Snider Red Flags & Your Rights As An Investor Of course, Paul Snider did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Paul Snider at Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Paul Snider has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Morgan Stanley Due To Paul Snider If you have questions about Morgan Stanley and/or Paul Snider and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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May 21, 2023

Paul Woodard of PFS Investments Inc.

DID PAUL LINN WOODARD CAUSE YOU INVESTMENT LOSSES? Paul Woodard Of PFS Investments Inc. Has A Customer Complaint For Alleged Broker Misconduct Paul Woodard Customer Complaint Paul Woodard has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were breach of fiduciary duty in connection with the change of a beneficiary of an IRA account. PFS Investments denied the customer complaint and, to date, no further action has been taken. Paul Woodard Red Flags & Your Rights As An Investor Of course, Paul Woodard did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Paul Woodard at PFS Investments Inc. on alert to review carefully the activity and performance of their accounts and question whether Paul Woodard has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at PFS Investments Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At PFS Investments Inc. Due To Paul Woodard If you have questions about PFS Investments Inc. and/or Paul Woodard and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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May 21, 2023

Paul Stetter, Jr. of Raymond James Financial Services, Inc.

DID PAUL KIT STETTER JR CAUSE YOU INVESTMENT LOSSES? Paul Stetter, Jr. Of Raymond James Financial Services, Inc. Has 2 Customer Complaints For Alleged Broker Misconduct Paul Stetter, Jr. Customer Complaints Paul Stetter, Jr. has been the subject of 2 customer complaints that we know about to recover investment losses. Both customer complaints were settled by Raymond James Financial Services in favor of the investors. Allegations Against Paul Stetter, Jr. A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Paul Stetter, Jr. Red Flags & Your Rights As An Investor Of course, Paul Stetter, Jr. did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Paul Stetter, Jr. at Raymond James Financial Services, Inc. on alert to review carefully the activity and performance of their accounts and question whether Paul Stetter, Jr. has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Raymond James Financial Services, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Raymond James Financial Services, Inc. Due To Paul Stetter, Jr. If you have questions about Raymond James Financial Services, Inc. and/or Paul Stetter, Jr. and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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