Mar 8, 2022

Aaron Angstrom of Country Capital Management

DID AARON MICHAEL ANGSTROM CAUSE YOU INVESTMENT LOSSES? Aaron Angstrom Of Country Capital Management Has A Customer Complaint For Alleged Broker Misconduct Who is Aaron Angstrom of Country Capital Management? Aaron Angstrom (CRD #4963395) who is currently registered with Country Capital Management and located in Fort Dodge, Iowa is a subject of one of our many securities industry sales practice abuse investigations. Aaron Angstrom Customer Complaint Aaron Angstrom has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were that a complaint was sent to Guardian regarding a fixed annuity sold by an affiliated insurance agency, and Guardian forwarded the letter to CCMC. The complaint contained allegations against Aaron Angstrom, when acting as an agent for the affiliated insurance agency, and Guardian regarding the purchase of an annuity. The allegations pertained to delivery of the contract and misrepresentation/failure to inform of contract terms. Aaron Angstrom’s customer complaint was settled in favor of the investors. Aaron Angstrom Red Flags & Your Rights As An Investor Of course, Aaron Angstrom did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Aaron Angstrom at Country Capital Management on alert to review carefully the activity and performance of their accounts and question whether Aaron Angstrom has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Country Capital Management also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Country Capital Management Due To Aaron Angstrom If you have questions about Country Capital Management and/or Aaron Angstrom and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Jessica Arana of J.P. Morgan Securities

DID JESSICA ARANA CAUSE YOU INVESTMENT LOSSES? Jessica Arana Of J.P. Morgan Securities And Formerly With Merrill Lynch Pierce Fenner & Smith Has A Customer Complaint For Alleged Broker Misconduct Who is Jessica Arana of J.P. Morgan Securities? Jessica Arana (CRD #5747060) who is currently registered with J.P. Morgan Securities and located in Las Vegas, Nevada is a subject of one of our many securities industry sales practice abuse investigations. Prior to J.P. Morgan Securities, Jessica Arana was associated with Merrill Lynch Pierce Fenner & Smith and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Jessica Arana Customer Complaint Jessica Arana has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were misrepresentation by Jessica Arana regarding mutual fund investment. Jessica Arana’s customer complaint was denied and, to date, the customer has not taken any further action. Jessica Arana Red Flags & Your Rights As An Investor Of course, Jessica Arana did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Jessica Arana at J.P. Morgan Securities and Merrill Lynch Pierce Fenner & Smith on alert to review carefully the activity and performance of their accounts and question whether Jessica Arana has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at J.P. Morgan Securities and Merrill Lynch Pierce Fenner & Smith also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At J.P. Morgan Securities Due To Jessica Arana If you have questions about J.P. Morgan Securities, Merrill Lynch Pierce Fenner & Smith, and/or Jessica Arana and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Joel Arivett of Arvest Wealth Management

DID JOEL R. ARIVETT CAUSE YOU INVESTMENT LOSSES? Joel Arivett Of Arvest Wealth Management And Formerly With LPL Financial Has 2 Customer Complaints For Alleged Broker Misconduct Who is Joel Arivett of Arvest Wealth Management? Joel Arivett (CRD #6746446) who is currently registered with Arvest Wealth Management and located in Russellville, Arkansas is a subject of one of our many securities industry sales practice abuse investigations. Prior to Arvest Wealth Management, Joel Arivett was associated with LPL Financial and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Joel Arivett Customer Complaints Joel Arivett has been the subject of 2 customer complaints that we know about, both of those complaints were filed in the last year to recover investment losses. One of Joel Arivett’s 2 customer complaints was settled in favor of the investors. There is currently one pending customer complaint filed against Edward Jones for investment losses caused by Joel Arivett’s alleged misconduct. Allegations Against Joel Arivett A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Client alleged Joel Arivett promised that client’s account would have $115,000 once trades were processed, but the account only had $107,895.67 after the trades were completed. Client alleged that funds were not invested in 529 plans as instructed allegedly committed by Joel Arivett. Joel Arivett Red Flags & Your Rights As An Investor Of course, Joel Arivett did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Joel Arivett at Arvest Wealth Management and LPL Financial on alert to review carefully the activity and performance of their accounts and question whether Joel Arivett has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Arvest Wealth Management and LPL Financial also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Arvest Wealth Management Due To Joel Arivett If you have questions about Arvest Wealth Management, LPL Financial, and/or Joel Arivett and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Sebastian Wyczawski of Joseph Stone Capital

DID SEBASTIAN WYCZAWSKI CAUSE YOU INVESTMENT LOSSES? Sebastian Wyczawski Of Joseph Stone Capital And Formerly With Cape Securities Has 3 Customer Complaints For Alleged Broker Misconduct Who is Sebastian Wyczawski of Joseph Stone Capital? Sebastian Wyczawski (CRD #2835135) who is currently registered with Joseph Stone Capital and located in Manorville, New York is a subject of one of our many securities industry sales practice abuse investigations. Prior to Joseph Stone Capital, Sebastian Wyczawski was associated with Cape Securities and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Sebastian Wyczawski Customer Complaints Sebastian Wyczawski has been the subject of 3 customer complaints that we know about. Two of Sebastian Wyczawski’s 3 customer complaints were settled in favor of investors. There is currently one pending customer complaint filed against Joseph Stone Capital for investment losses caused by Sebastian Wyczawski’s alleged misconduct. Allegations Against Sebastian Wyczawski A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Sebastian Wyczawski’s alleged breach of fiduciary duty; negligence; failure to supervise; vicarious liability. Sebastian Wyczawski’s alleged common law fraud; breach of fiduciary duty; negligence; breach of contract; unsuitability; overconcentration. Unauthorized transactions allegedly made by Sebastian Wyczawski. Sebastian Wyczawski Red Flags & Your Rights As An Investor Of course, Sebastian Wyczawski did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Sebastian Wyczawski at Joseph Stone Capital and Cape Securities on alert to review carefully the activity and performance of their accounts and question whether Sebastian Wyczawski has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Joseph Stone Capital and Cape Securities also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Joseph Stone Capital Due To Sebastian Wyczawski If you have questions about Joseph Stone Capital, Cape Securities, and/or Sebastian Wyczawski and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

John Arndt of Raymond James Financial Services

DID JOHN DANIEL ARNDT CAUSE YOU INVESTMENT LOSSES? John Arndt Of Raymond James Financial Services And Raymond James Financial Services Advisors Has A Customer Complaint For Alleged Broker Misconduct Who is John Arndt of Raymond James Financial Services? John Arndt (CRD #5390741) who is currently registered with Raymond James Financial Services, Raymond James Financial Services Advisors and located in Overland Park, Kansas is a subject of one of our many securities industry sales practice abuse investigations. John Arndt Customer Complaint John Arndt has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were breach of fiduciary duty, negligence, breach of contract, fraud, misrepresentation, failure to supervise, failure to execute, negligent hiring, and violations of the conduct rules of FINRA. John Arndt’s customer complaint was settled in favor of the investors. John Arndt Red Flags & Your Rights As An Investor Of course, John Arndt did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of John Arndt at Raymond James Financial Services and Raymond James Financial Services Advisors on alert to review carefully the activity and performance of their accounts and question whether John Arndt has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Raymond James Financial Services and Raymond James Financial Services Advisors also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Raymond James Financial Services Due To John Arndt If you have questions about Raymond James Financial Services, Raymond James Financial Services Advisors, and/or John Arndt and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Lawrence Avery of LPL Financial

DID LAWRENCE HENRY AVERY CAUSE YOU INVESTMENT LOSSES? Lawrence Avery Of LPL Financial Has A Customer Complaint For Alleged Broker Misconduct Who is Lawrence Avery of LPL Financial? Lawrence Avery (CRD #4388940) who is currently registered with LPL Financial and located in Traverse City, Michigan is a subject of one of our many securities industry sales practice abuse investigations. Lawrence Avery Customer Complaint Lawrence Avery has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were misrepresentation of a business development company investment. Lawrence Avery’s customer complaint was denied and, to date, the customer has not taken any further action. Lawrence Avery Red Flags & Your Rights As An Investor Of course, Lawrence Avery did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Lawrence Avery at LPL Financial on alert to review carefully the activity and performance of their accounts and question whether Lawrence Avery has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At LPL Financial Due To Lawrence Avery If you have questions about LPL Financial and/or Lawrence Avery and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Mario Ayala of Edward Jones

DID MARIO GUILLERMO AYALA CAUSE YOU INVESTMENT LOSSES? Mario Ayala Of Edward Jones And Formerly With BB&T Securities And BB&T Investment Services Has A Customer Complaint For Alleged Broker Misconduct Who is Mario Ayala of Edward Jones? Mario Ayala (CRD #5598025) who is currently registered with Edward Jones and located in Mesquite, Texas is a subject of one of our many securities industry sales practice abuse investigations. Prior to Edward Jones, Mario Ayala was associated with BB&T Securities, BB&T Investment Services and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Mario Ayala Customer Complaint Mario Ayala has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were that Mario Ayala misrepresented the return on a market-linked CD that customer purchased and claims breach of contract, violations of the deceptive practices act and fraud. Mario Ayala’s customer complaint was settled in favor of the investors. Mario Ayala Red Flags & Your Rights As An Investor Of course, Mario Ayala did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Mario Ayala at Edward Jones, BB&T Securities, and BB&T Investment Services and on alert to review carefully the activity and performance of their accounts and question whether Mario Ayala has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Edward Jones, BB&T Securities, and BB&T Investment Services also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Edward Jones Due To Mario Ayala If you have questions about Edward Jones, BB&T Securities, BB&T Investment Services, and/or Mario Ayala and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Justin Bailey of Nationwide Investment Services

DID JUSTIN TIMOTHY BAILEY CAUSE YOU INVESTMENT LOSSES? Justin Bailey Of Nationwide Investment Services, Nationwide Investment Advisors And Formerly With CUSO Financial Services And Wells Fargo Clearing Services Has A Customer Complaint For Alleged Broker Misconduct Who is Justin Bailey of Nationwide Investment Services? Justin Bailey (CRD #5320803) who is currently registered with Nationwide Investment Services, Nationwide Investment Advisors and located in Columbus, Ohio is a subject of one of our many securities industry sales practice abuse investigations. Prior to Nationwide Investment Services and Nationwide Investment Advisors, Justin Bailey was associated with CUSO Financial Services, Wells Fargo Clearing Services and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Justin Bailey Customer Complaint Justin Bailey has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were Justin Bailey assured her there would be no tax implication to change her portfolio. Justin Bailey’s customer complaint was settled in favor of the investors. Justin Bailey Red Flags & Your Rights As An Investor Of course, Justin Bailey did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Justin Bailey at Nationwide Investment Services, Nationwide Investment Advisors, CUSO Financial Services, and Wells Fargo Clearing Services on alert to review carefully the activity and performance of their accounts and question whether Justin Bailey has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Nationwide Investment Services, Nationwide Investment Advisors, CUSO Financial Services, and Wells Fargo Clearing Services also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Nationwide Investment Services Due To Justin Bailey If you have questions about Nationwide Investment Services, Nationwide Investment Advisors, CUSO Financial Services, Wells Fargo Clearing Services, and/or Justin Bailey and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Ronald Bailey Formerly With Mutual Of America Life Insurance

DID RONALD COY BAILEY JR CAUSE YOU INVESTMENT LOSSES? Ronald Bailey Formerly With Mutual Of America Life Insurance, Mutual Of America Securities And NYLIFE Securities Has 4 Customer Complaints For Alleged Broker Misconduct Who is Ronald Bailey formerly with Mutual Of America Life Insurance? Ronald Bailey (CRD #6270312) who was formerly registered with Mutual Of America Life Insurance, Mutual Of America Securities and located in Anchorage, Alaska is a subject of one of our many securities industry sales practice abuse investigations. Prior to Mutual Of America Life Insurance and Mutual Of America Securities, Ronald Bailey was associated with NYLIFE Securities and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Ronald Bailey Customer Complaints Ronald Bailey has been the subject of 4 customer complaints that we know about, three of those complaints were filed in the last year to recover investment losses. Three of Ronald Bailey’s 4 customer complaints were settled in favor of investors. There is currently one pending customer complaint filed against NYLIFE Securities for investment losses caused by Ronald Bailey’s alleged misconduct. Allegations Against Ronald Bailey A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: The customer alleged that after he declined to purchase New York Life investments, Ronald Bailey promised a 10% dividend on an investment in a seafood company. The client further alleged that the company became insolvent and he lost his initial investment. The customer alleged that several products recommended by Ronald Bailey had been misrepresented. These products include two variable universal life insurance products issued and four variable annuities issued. Ronald Bailey Red Flags & Your Rights As An Investor Of course, Ronald Bailey did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Ronald Bailey at Mutual Of America Life Insurance, Mutual Of America Securities and NYLIFE Securities on alert to review carefully the activity and performance of their accounts and question whether Ronald Bailey has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Mutual Of America Life Insurance, Mutual Of America Securities and NYLIFE Securities also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Mutual Of America Life Insurance Due To Ronald Bailey If you have questions about Mutual Of America Life Insurance, Mutual Of America Securities, NYLIFE Securities, and/or Ronald Bailey and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Troy Baily Formerly With SagePoint Financial

DID TROY ROBERT BAILY CAUSE YOU INVESTMENT LOSSES? Troy Baily Formerly With SagePoint Financial Has 2 Customer Complaints For Alleged Broker Misconduct Who is Troy Baily formerly with SagePoint Financial? Troy Baily (CRD #4458930) who was formerly registered with SagePoint Financial and located in Omaha, Nebraska is a subject of one of our many securities industry sales practice abuse investigations. Troy Baily has also been the subject of a FINRA investigation in which he consented to the sanctions and entry of findings that he engaged in undisclosed and unapproved private securities transactions in Future Income Payments, LLC (FIP).  As a result, Troy Baily consented to a six-month suspension and $5, 000 fine for his alleged activity. Troy Baily Customer Complaints Troy Baily has been the subject of 2 customer complaints that we know about. One of Troy Baily’s 2 customer complaints was settled in favor of investors. One of Troy Baily’s customers’ complaints was denied and, to date, the customer has not taken any further action. Allegations Against Troy Baily A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: The customer alleged that after he declined to purchase New York Life investments, Ronald Bailey promised a 10% dividend on an investment in a seafood company. The client further alleged that the company became insolvent and he lost his initial investment. The customer alleged that several products recommended by Ronald Bailey had been misrepresented. These products include two variable universal life insurance products issued and four variable annuities issued. Troy Baily Red Flags & Your Rights As An Investor Of course, Troy Baily did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Troy Baily at SagePoint Financial on alert to review carefully the activity and performance of their accounts and question whether Troy Baily has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at SagePoint Financial also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At SagePoint Financial Due To Troy Baily If you have questions about SagePoint Financial and/or Troy Baily and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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