Dec 2, 2024

Jeffrey Bachler Formerly With Wells Fargo Securities, LLC FIRED

DID JEFFREY DALE BACHLER CAUSE YOU INVESTMENT LOSSES? Jeffrey Bachler Formerly With Wells Fargo Securities, LLC was recently fired, following concerns about the security of confidential business information Jeffrey Bachler Employment History and Termination Jeffrey Dale Bachler has a professional background in investment banking, working with Wells Fargo Securities, LLC, from November 2019 until October 2024. During his career, he passed a total of four industry exams, including the General Securities Principal Examination and the Investment Banking Registered Representative Examination. Bachler held licenses through several regulatory organizations, though he is not currently registered. Jeffrey Bachler held a long-standing position at Wells Fargo Securities, LLC, and served in relationship management roles. However, his tenure at Wells Fargo ended on September 16, 2024, due to alleged security concerns over confidential information. Negative Disclosures Summary: Jeffrey Bachler Red Flags & Your Rights As An Investor Regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint was filed, the termination of Jeffrey Bachler is a red flag which should put all current and former customers of Jeffrey Bachler at Wells Fargo Securities, LLC on alert to review carefully the activity and performance of their accounts and question whether Jeffrey Bachler engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wells Fargo Securities, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Wells Fargo Securities, LLC Due To Jeffrey Bachler If you have questions about Wells Fargo Securities, LLC and/or Jeffrey Bachler and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Dec 1, 2024

Eder Bracamontes of Equitable Advisors, LLC Reviews

DID EDER HELGUERA BRACAMONTES CAUSE YOU INVESTMENT LOSSES? Eder Bracamontes Customer Complaints and Reviews Customer Dispute Received: October 17, 2024 Allegations Against Eder Bracamontes Eder Bracamontes Red Flags & Your Rights As An Investor Of course, Eder Bracamontes did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Eder Bracamontes at Equitable Advisors, LLC on alert to review carefully the activity and performance of their accounts and question whether Eder Bracamontes has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Equitable Advisors, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Equitable Advisors, LLC Due To Eder Bracamontes If you have questions about Equitable Advisors, LLC and/or Eder Bracamontes and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Dec 1, 2024

Michael Stewart of Wells Fargo Advisors Financial Network, LLC Reviews

DID MICHAEL STEWART CAUSE YOU INVESTMENT LOSSES? Michael Stewart Customer Complaints and Reviews Jeremy Raverty has one customer dispute disclosure: Allegations Against Michael Stewart Allegations:  The client alleges inappropriate fee structuring, specifically that commissions should have been charged instead of management fees for a self-directed, fee-based account. The client has requested compensation, and the complaint is currently unresolved. Michael Stewart Red Flags & Your Rights As An Investor Of course, Michael Stewart did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Michael Stewart at Wells Fargo Advisors Financial Network, LLC on alert to review carefully the activity and performance of their accounts and question whether Michael Stewart has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wells Fargo Advisors Financial Network, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Wells Fargo Advisors Financial Network, LLC Due To Michael Stewart If you have questions about Wells Fargo Advisors Financial Network, LLC and/or Michael Stewart and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Dec 1, 2024

Todd Welsh of Level Four Financial, LLC Reviews

DID Todd Welsh CAUSE YOU INVESTMENT LOSSES? Todd Welsh Customer Complaints and Reviews Todd Welsh has one pending customer dispute on record: Allegations Against Todd Welsh Todd Welsh Red Flags & Your Rights As An Investor Of course, Todd Welsh did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Todd Welsh at Level Four Financial, LLC on alert to review carefully the activity and performance of their accounts and question whether Todd Welsh has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Level Four Financial, LLCalso raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Level Four Financial, LLC Due To Todd Welsh If you have questions about Level Four Financial, LLC and/or Todd Welsh and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Nov 30, 2024

Deborah McCarty Formerly With Thrivent Investment Management Inc.  FIRED

DID DEBORAH HUSCH MCCARTY CAUSE YOU INVESTMENT LOSSES? Deborah McCarty Formerly With Thrivent Investment Management Inc. was recently fired, due to compliance issues involving document authorization. Deborah McCarty Employment History and Termination Negative Disclosure Deborah McCarty Red Flags & Your Rights As An Investor Regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint was filed, the termination of Deborah McCarty is a red flag which should put all current and former customers of Deborah McCarty at Thrivent Investment Management Inc. on alert to review carefully the activity and performance of their accounts and question whether Deborah McCarty engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Thrivent Investment Management Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Thrivent Investment Management Inc. Due To Deborah McCarty If you have questions about Thrivent Investment Management Inc. and/or Deborah McCarty and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Nov 30, 2024

Jeremy Raverty of Edward Jones Reviews

DID JEREMY RAVERTY CAUSE YOU INVESTMENT LOSSES? Jeremy Raverty Customer Complaints and Reviews Jeremy Raverty has one customer dispute disclosure: Allegations Against Jeremy Raverty The dispute centers on an alleged unauthorized transfer of funds. Specific details include: Jeremy Raverty Red Flags & Your Rights As An Investor Of course, Jeremy Raverty did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Jeremy Raverty at Edward Jones on alert to review carefully the activity and performance of their accounts and question whether Jeremy Raverty has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Edward Jones also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Edward Jones Due To Jeremy Raverty If you have questions about Edward Jones and/or Jeremy Raverty and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Nov 30, 2024

Wendy Holmes of UBS Financial Services Inc.  Reviews

DID WENDY HOLMES CAUSE YOU INVESTMENT LOSSES? Wendy Holmes Customer Complaints and Reviews Holmes has one customer dispute disclosure on record. This disclosure is currently pending and involves the following key details: Allegations Against Wendy Holmes Wendy Holmes Red Flags & Your Rights As An Investor Of course, Wendy Holmes did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Wendy Holmes at UBS Financial Services Inc. on alert to review carefully the activity and performance of their accounts and question whether Wendy Holmes has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at UBS Financial Services Inc.  also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At UBS Financial Services Inc. Due To Wendy Holmes If you have questions about UBS Financial Services Inc. and/or Wendy Holmes and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Nov 29, 2024

Jacob Lafond Formerly With Northwestern Mutual Investment Services, LLC FIRED

DID JACOB MATTHEW LAFOND CAUSE YOU INVESTMENT LOSSES? Jacob Lafond Formerly With Northwestern Mutual Investment Services, LLC was recently fired, for alleged violations of firm policies concerning client authorization Jacob Lafond Employment History and Termination Negative Disclosure Jacob Lafond Red Flags & Your Rights As An Investor Regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint was filed, the termination of Jacob Lafond is a red flag which should put all current and former customers of Jacob Lafond at Northwestern Mutual Investment Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Jacob Lafond engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Northwestern Mutual Investment Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Northwestern Mutual Investment Services, LLC Due To Jacob Lafond If you have questions about Northwestern Mutual Investment Services, LLC and/or Jacob Lafond and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Nov 29, 2024

Craig Blake of Level Four Financial, LLC Reviews

DID CRAIG STEVEN BLAKE CAUSE YOU INVESTMENT LOSSES? Craig Blake Customer Complaints and Reviews There is one customer dispute reported for Blake: Allegations Against Craig Blake Craig Blake Red Flags & Your Rights As An Investor Of course, Craig Blake did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Craig Blake at Level Four Financial, LLC on alert to review carefully the activity and performance of their accounts and question whether Craig Blake has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Level Four Financial, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Level Four Financial, LLC Due To Craig Blake If you have questions about Level Four Financial, LLC and/or Craig Blake and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Nov 29, 2024

Ronald Albers Jr of Wells Fargo Clearing Services, LLC Reviews

DID RONALD DAVID ALBERS JR CAUSE YOU INVESTMENT LOSSES? Ronald Albers Jr Of Wells Fargo Clearing Services, LLC Has 2 Customer Complaints For Alleged Broker Misconduct Ronald Albers Jr Customer Complaints and Reviews There are two disclosure events reported for Albers: Allegations Against Ronald Albers Jr Ronald Albers Jr Red Flags & Your Rights As An Investor Of course, Ronald Albers Jr did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Ronald Albers Jr at Wells Fargo Clearing Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Ronald Albers Jr has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wells Fargo Clearing Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Wells Fargo Clearing Services, LLC Due To Ronald Albers Jr If you have questions about Wells Fargo Clearing Services, LLC and/or Ronald Albers Jr and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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