Oct 18, 2024

Timothy Farris of Cetera Advisors LLC Reviews

DID TIMOTHY RICHARD FARRIS CAUSE YOU INVESTMENT LOSSES? Timothy Farris Of Cetera Advisors LLC Has 2 Customer Complaints For Alleged Broker Misconduct Timothy Farris Customer Complaints and Reviews Allegations Against Timothy Farris Timothy Farris Red Flags & Your Rights As An Investor Of course, Timothy Farris did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Timothy Farris at Cetera Advisors LLC on alert to review carefully the activity and performance of their accounts and question whether Timothy Farris has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Cetera Advisors LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Cetera Advisors LLC Due To Timothy Farris If you have questions about Cetera Advisors LLC and/or Timothy Farris and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Oct 18, 2024

John Egan Formerly With Western International Securities, Inc. Reviews

DID JOHN KEVIN EGAN CAUSE YOU INVESTMENT LOSSES? John Egan Formerly With Western International Securities, Inc. Has 8 Customer Complaints For Alleged Broker Misconduct John Egan Customer Complaints and Reviews John Kevin Egan has eight customer disputes disclosed in his FINRA report, including five that have been settled and three that are currently pending: Allegations Against John Egan The allegations against John Egan predominantly involve claims of unsuitable investment recommendations, misrepresentation, and breaches of fiduciary duty related to corporate debt investments. These disputes have led to several settlements totaling significant amounts, with multiple cases still pending. The claims reflect concerns about the appropriateness and transparency of the investment products Egan recommended to his clients. John Egan Red Flags & Your Rights As An Investor Of course, John Egan did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of John Egan at Western International Securities, Inc. on alert to review carefully the activity and performance of their accounts and question whether John Eganhas engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Western International Securities, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Western International Securities, Inc. Due To John Egan If you have questions about Western International Securities, Inc. and/or John Egan and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Oct 18, 2024

Joseph Eades, Jr. of Capital Investment Group, Inc. Reviews

DID JOSEPH ROBERT EADES JR CAUSE YOU INVESTMENT LOSSES? Joseph Eades, Jr. Of Capital Investment Group, Inc. Has 3 Customer Complaints For Alleged Broker Misconduct Joseph Eades, Jr. Customer Complaints and Reviews Joseph Robert Eades Jr. has three customer disputes disclosed in his FINRA report: Allegations Against Joseph Eades, Jr. The allegations against Joseph Robert Eades Jr. involve claims of unsuitable investment recommendations, misrepresentation, and breaches of fiduciary duty. The disputes have involved direct investment products, real estate securities, and BDCs. While one dispute has been settled and another denied, a significant case related to GWG L-Bonds is still pending, with substantial alleged damages. These allegations reflect concerns about the suitability and management of investment products recommended by Eades. Joseph Eades, Jr. Red Flags & Your Rights As An Investor Of course, Joseph Eades, Jr. did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Joseph Eades, Jr. at Capital Investment Group, Inc. on alert to review carefully the activity and performance of their accounts and question whether Joseph Eades, Jr. has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Capital Investment Group, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Capital Investment Group, Inc. Due To Joseph Eades, Jr. If you have questions about Capital Investment Group, Inc. and/or Joseph Eades, Jr. and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Oct 18, 2024

Randall Duggan of Moloney Securities Co. Inc. Reviews

DID RANDALL E DUGGAN CAUSE YOU INVESTMENT LOSSES? Randall Duggan Of Moloney Securities Co. Inc. Has 4 Customer Complaints For Alleged Broker Misconduct Randall Duggan Customer Complaints and Reviews Randall E. Duggan has four customer disputes disclosed in his FINRA report, all of which are currently pending: Allegations Against Randall Duggan The allegations against Randall E. Duggan primarily involve claims of suitability and negligence related to the recommendation and sale of corporate debt and direct investment products. The disputes, which are all currently pending, involve significant alleged damages ranging from $36,000 to $475,000. Duggan has consistently denied any wrongdoing in these matters, maintaining that the claims are without merit. William Dobbs Red Flags & Your Rights As An Investor Of course, Randall Duggan did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Randall Duggan at Moloney Securities Co. Inc. on alert to review carefully the activity and performance of their accounts and question whether Randall Duggan has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Moloney Securities Co. Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Moloney Securities Co. Inc.  Due To Randall Duggan If you have questions about Moloney Securities Co. Inc. and/or Randall Duggan and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Oct 17, 2024

William Dobbs of Centaurus Financial, Inc. Reviews

DID WILLIAM DALE DOBBS CAUSE YOU INVESTMENT LOSSES? William Dobbs Of Centaurus Financial, Inc. Has 11 Customer Complaints For Alleged Broker Misconduct William Dobbs Customer Complaints and Reviews William Dobbs has multiple disclosure events on his record: Allegations Against William Dobbs The allegations against William Dale Dobbs include: William Dobbs Red Flags & Your Rights As An Investor Of course, William Dobbs did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of William Dobbs at Centaurus Financial, Inc. on alert to review carefully the activity and performance of their accounts and question whether William Dobbs has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Centaurus Financial, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Centaurus Financial, Inc. Due To William Dobbs If you have questions about Centaurus Financial, Inc. and/or William Dobbs and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Oct 17, 2024

Richard DePalma of Centaurus Financial, Inc. Reviews

DID RICHARD GEORGE HUBERT DEPALMA CAUSE YOU INVESTMENT LOSSES? Richard DePalma Of Centaurus Financial, Inc. Has 3 Customer Complaints For Alleged Broker Misconduct Richard DePalma Customer Complaints and Reviews Richard DePalma has three customer disputes disclosed in his FINRA report: Allegations Against Richard DePalma The allegations against Richard George Hubert DePalma include claims that he recommended and misrepresented unsuitable, high-risk, and speculative investments. These disputes are related to investment activities in 2020, with two cases currently pending and one settled. The nature of the allegations centers around the suitability of the investments relative to the customers’ risk tolerance and financial objectives, with DePalma accused of breaching his fiduciary duty in these instances. Despite these allegations, DePalma has consistently denied any wrongdoing and maintains that the investments were appropriate based on the clients’ goals and circumstances. Richard DePalma Red Flags & Your Rights As An Investor Of course, Richard DePalma did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Richard DePalma at Centaurus Financial, Inc. on alert to review carefully the activity and performance of their accounts and question whether Richard DePalma has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Centaurus Financial, Inc . also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Centaurus Financial, Inc. Due To Richard DePalma If you have questions about Centaurus Financial, Inc. and/or Richard DePalma and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Oct 17, 2024

Keith Dagostino of EF Hutton LLC Reviews

DID KEITH MICHAEL DAGOSTINO CAUSE YOU INVESTMENT LOSSES? Keith Dagostino Of EF Hutton LLC Has 13 Customer Complaints For Alleged Broker Misconduct Keith Dagostino Customer Complaints and Reviews Keith Michael D’Agostino has been involved in 13 disclosed customer disputes, all involving financial allegations: Allegations Against Keith Dagostino The allegations against Keith Michael D’Agostino primarily focus on: Keith Dagostino Red Flags & Your Rights As An Investor Of course, Keith Dagostino did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Keith Dagostino at EF Hutton LLC on alert to review carefully the activity and performance of their accounts and question whether Keith Dagostino has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at EF Hutton LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At EF Hutton LLC Due To Keith Dagostino If you have questions about EF Hutton LLC and/or Keith Dagostino and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Oct 17, 2024

William Collins of Cetera Advisor Networks LLC Reviews

DID WILLIAM LIEF COLLINS CAUSE YOU INVESTMENT LOSSES? William Collins Of Cetera Advisor Networks LLC Has 4 Customer Complaints For Alleged Broker Misconduct William Collins Customer Complaints and Reviews William Lief Collins’s FINRA report includes several customer disputes: Allegations Against William Collins William Collins Red Flags & Your Rights As An Investor Of course, William Collins did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of William Collins at Cetera Advisor Networks LLC on alert to review carefully the activity and performance of their accounts and question whether William Collins has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Cetera Advisor Networks LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Cetera Advisor Networks LLC Due To William Collins If you have questions about Cetera Advisor Networks LLC and/or William Collins and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Oct 16, 2024

Robert Cohen of Stifel, Nicolaus & Company, Incorporated Reviews

DID ROBERT DAVID COHEN CAUSE YOU INVESTMENT LOSSES? Robert Cohen Of Stifel, Nicolaus & Company, Incorporated Has 5 Customer Complaints For Alleged Broker Misconduct Robert Cohen Customer Complaints and Reviews Robert Cohen’s FINRA report indicates multiple disclosures: Allegations Against Robert Cohen The allegations and accusations reported in Robert Cohen’s FINRA disclosures primarily involve: William Cerf Red Flags & Your Rights As An Investor Of course, Robert Cohen did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Robert Cohen at Stifel, Nicolaus & Company, Incorporated on alert to review carefully the activity and performance of their accounts and question whether Robert Cohen has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Stifel, Nicolaus & Company, Incorporated also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Stifel, Nicolaus & Company, Incorporated Due To Robert Cohen If you have questions about Stifel, Nicolaus & Company, Incorporated and/or Robert Cohen and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Oct 16, 2024

William Cerf of UBS Financial Services Inc. Reviews

DID WILLIAM MONTGOMERY CERF CAUSE YOU INVESTMENT LOSSES? William Cerf Of UBS Financial Services Inc. Has 6 Customer Complaints For Alleged Broker Misconduct William Cerf Customer Complaints and Reviews William Cerf’s record includes several customer disputes: Allegations Against William Cerf William Cerf Red Flags & Your Rights As An Investor Of course, William Cerf did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of William Cerf at UBS Financial Services Inc. on alert to review carefully the activity and performance of their accounts and question whether William Cerf has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at UBS Financial Services Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At UBS Financial Services Inc.  Due To William Cerf If you have questions about UBS Financial Services Inc. and/or William Cerf and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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