Mar 8, 2022

Peter Ruggiere of Dawson James Securities

DID PETER GEORGE RUGGIERE CAUSE YOU INVESTMENT LOSSES? Peter Ruggiere Of Dawson James Securities Has 5 Customer Complaints For Alleged Broker Misconduct Who is Peter Ruggiere of Dawson James Securities? Peter Ruggiere (CRD #2248318) who is currently registered with Dawson James Securities and located in Boca Raton, Florida is a subject of one of our many securities industry sales practice abuse investigations. Peter Ruggiere Customer Complaints Peter Ruggiere has been the subject of 5 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses. One of Peter Ruggiere’s 5 customer complaints resulted in an arbitration award in favor of the investor. One of Peter Ruggiere’s 5 customer complaints was settled in favor of investors. One of Peter Ruggiere’s customers’ complaints was denied and, to date, the customer has not taken any further action. There are currently two pending customer complaints filed against Newbridge Securities for investment losses caused by Peter Ruggiere’s alleged misconduct. Allegations Against Peter Ruggiere A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Churning allegedly by Peter Ruggiere. Client alleged Peter Ruggiere’s misrepresentation. Peter Ruggiere’s alleged purchase of unsuitable securities and misrepresentations relative to the purchase of those securities. Negligence, breach of fiduciary duty, breach of contract, negligent misrepresentations and omissions and lost opportunity. Peter Ruggiere’s alleged suitability, performance, use of margin. The statement of claim alleged that the respondent representatives recommended unsuitable transactions, made misrepresentations, and conducted excessive trading. Peter Ruggiere Red Flags & Your Rights As An Investor Of course, Peter Ruggiere did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Peter Ruggiere at Dawson James Securities on alert to review carefully the activity and performance of their accounts and question whether Peter Ruggiere has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Dawson James Securities also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Dawson James Securities Due To Peter Ruggiere If you have questions about Dawson James Securities and/or Peter Ruggiere and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Christopher Russo of National Securities

DID CHRISTOPHER RUSSO CAUSE YOU INVESTMENT LOSSES? Christopher Russo Of National Securities Has 3 Customer Complaints For Alleged Broker Misconduct Who is Christopher Russo of National Securities? Christopher Russo (CRD #2744913) who is currently registered with National Securities and located in Westbury, New York is a subject of one of our many securities industry sales practice abuse investigations. Christopher Russo Customer Complaints Christopher Russo has been the subject of 3 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses. One of Christopher Russo’s 3 customer complaints was settled in favor of investors. One of Christopher Russo’s customers’ complaints was denied and, to date, the customer has not taken any further action. There is currently one pending customer complaint filed against National Securities for investment losses caused by Christopher Russo’s alleged misconduct. Allegations Against Christopher Russo A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Unauthorized trading by Christopher Russo. Client alleged poor account performance and losses by Christopher Russo. Unsuitable investment recommendations made by Christopher Russo. Christopher Russo Red Flags & Your Rights As An Investor Of course, Christopher Russo did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Christopher Russo at National Securities on alert to review carefully the activity and performance of their accounts and question whether Christopher Russo has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at National Securities also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At National Securities Due To Christopher Russo If you have questions about National Securities and/or Christopher Russo and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Laurence Russo of Joseph Gunnar & Co.

DID LAURENCE JORDAN RUSSO CAUSE YOU INVESTMENT LOSSES? Laurence Russo Of Joseph Gunnar & Co. And Formerly With IFS Securities, Newport Coast Securities And WestPark Capital Has 2 Customer Complaints For Alleged Broker Misconduct Who is Laurence Russo of Joseph Gunnar & Co.? Laurence Russo (CRD #2763277) who is currently registered with Joseph Gunnar & Co.and located in Fort Lauderdale, Florida is a subject of one of our many securities industry sales practice abuse investigations. Prior to Joseph Gunnar & Co., Laurence Russo was associated with IFS Securities, Newport Coast Securities, WestPark Capital and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Laurence Russo Customer Complaints Laurence Russo has been the subject of 2 customer complaints that we know about. Both of Laurence Russo’s 2 customer complaints were settled in favor of investors. Allegations Against Laurence Russo A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Client alleged Laurence Russo made unsuitable investment recommendations, breached his fiduciary duty and made misrepresentations. Client alleged unsuitability and negligent fraud by Laurence Russo. Laurence Russo Red Flags & Your Rights As An Investor Of course, Laurence Russo did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Laurence Russo at Joseph Gunnar & Co., IFS Securities, Newport Coast Securities, and WestPark Capital on alert to review carefully the activity and performance of their accounts and question whether Laurence Russo has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Joseph Gunnar & Co., IFS Securities, Newport Coast Securities, and WestPark Capital also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Joseph Gunnar & Co. Due To Laurence Russo If you have questions about Joseph Gunnar & Co., IFS Securities, Newport Coast Securities, WestPark Capital, and/or Laurence Russo and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Michael Root of MML Investors Services

DID MICHAEL PATRICK ROOT CAUSE YOU INVESTMENT LOSSES? Michael Root Of MML Investors Services And Formerly With MSI Financial Services And NewSquare Capital Has 2 Customer Complaints For Alleged Broker Misconduct Who is Michael Root of MML Investors Services? Michael Root (CRD #2723359) who is currently registered with MML Investors Services and located in Newtown Square, Pennsylvania is a subject of one of our many securities industry sales practice abuse investigations. Prior to MML Investors Services, Michael Root was associated with MSI Financial Services, NewSquare Capital and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Michael Root Customer Complaints Michael Root has been the subject of 2 customer complaints that we know about. Both of Michael Root’s customers’ complaints were denied and, to date, the customers have not taken any further action. Allegations Against Michael Root A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Customer alleged the variable annuity Michael Root purchased was not in his best interests. The complainant alleged that Michael Root misrepresented the variable annuity that she purchased, with regards to yearly growth. Michael Root Red Flags & Your Rights As An Investor Of course, Michael Root did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Michael Root at MML Investors Services, MSI Financial Services, and NewSquare Capital on alert to review carefully the activity and performance of their accounts and question whether Michael Root has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at MML Investors Services, MSI Financial Services, and NewSquare Capital also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At MML Investors Services Due To Michael Root If you have questions about MML Investors Services, MSI Financial Services, NewSquare Capital, and/or Michael Root and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Joffre Salazar Formerly With American Portfolios Financial Services

DID JOFFRE SALAZAR CAUSE YOU INVESTMENT LOSSES? Joffre Salazar Formerly With American Portfolios Financial Services, LPL Financial And Santander Securities Has 2 Customer Complaints For Alleged Broker Misconduct Who is Joffre Salazar formerly with American Portfolios Financial Services? Joffre Salazar (CRD #2185914) who was formerly registered with American Portfolios Financial Services and located in Staten Island, New York is a subject of one of our many securities industry sales practice abuse investigations. Prior to American Portfolios Financial Services, Joffre Salazar was associated with LPL Financial, Santander Securities and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Joffre Salazar Customer Complaints Joffre Salazar has been the subject of 2 customer complaints that we know about. One of Joffre Salazar’s 2 customer complaints was settled in favor of investors. One of Joffre Salazar’s customers’ complaints was denied and, to date, the customer has not taken any further action. Allegations Against Joffre Salazar A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Customer alleged that she did not sign documents and accounts were opened without her knowledge by Joffre Salazar. Customers complained they were misled about their investment of a Pacific Life Variable Annuity by Joffre Salazar. Joffre Salazar Red Flags & Your Rights As An Investor Of course, Joffre Salazar did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Joffre Salazar at American Portfolios Financial Services, LPL Financial, and Santander Securities on alert to review carefully the activity and performance of their accounts and question whether Joffre Salazar has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at American Portfolios Financial Services, LPL Financial, and Santander Securities also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At American Portfolios Financial Services Due To Joffre Salazar If you have questions about American Portfolios Financial Services, LPL Financial, Santander Securities, and/or Joffre Salazar and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

William Rose of UBS Financial Services

DID WILLIAM J. ROSE CAUSE YOU INVESTMENT LOSSES? William Rose Of UBS Financial Services Has A Customer Complaint For Alleged Broker Misconduct Who is William Rose of UBS Financial Services? William Rose (CRD #3278179) who is currently registered with UBS Financial Services and located in New York, New York is a subject of one of our many securities industry sales practice abuse investigations. William Rose Customer Complaint William Rose has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were unauthorized trading. William Rose’s customer complaint was denied and, to date, the customer has not taken any further action. William Rose Red Flags & Your Rights As An Investor Of course, William Rose did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of William Rose at UBS Financial Services on alert to review carefully the activity and performance of their accounts and question whether William Rose has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at UBS Financial Services also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At UBS Financial Services Due To William Rose If you have questions about UBS Financial Services and/or William Rose and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Bradley Rubin of UBS Financial Services

DID BRADLEY JAY RUBIN CAUSE YOU INVESTMENT LOSSES? Bradley Rubin Of UBS Financial Services And Formerly With Morgan Stanley Has A Customer Complaint For Alleged Broker Misconduct Who is Bradley Rubin of UBS Financial Services? Bradley Rubin (CRD #3124047) who is currently registered with UBS Financial Services and located in New York, New York is a subject of one of our many securities industry sales practice abuse investigations. Prior to UBS Financial Services, Bradley Rubin was associated with Morgan Stanley and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Bradley Rubin Customer Complaint Bradley Rubin has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were unsuitability and misrepresentation with respect to recommendations to invest in and hold an options overlay strategy. The customer complaint filed against Bradley Rubin’s current employer UBS Financial Services for investment losses caused by the alleged misconduct is pending as of the date of this report. Bradley Rubin Red Flags & Your Rights As An Investor Of course, Bradley Rubin did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Bradley Rubin at UBS Financial Services and Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Bradley Rubin has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at UBS Financial Services and Morgan Stanley also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At UBS Financial Services Due To Bradley Rubin If you have questions about UBS Financial Services, Morgan Stanley, and/or Bradley Rubin and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Trevis Rucci of Raymond James Financial Services

DID TREVIS CLINT RUCCI CAUSE YOU INVESTMENT LOSSES? Trevis Rucci Of Raymond James Financial Services And Raymond James Financial Services Advisors Has A Customer Complaint For Alleged Broker Misconduct Who is Trevis Rucci of Raymond James Financial Services? Trevis Rucci (CRD #2635775) who is currently registered with Raymond James Financial Services, Raymond James Financial Services Advisors and located in Encino, California is a subject of one of our many securities industry sales practice abuse investigations. Trevis Rucci Customer Complaint Trevis Rucci has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were advisor did not honor trade instructions.  Trevis Rucci’s customer complaint was denied and, to date, the customer has not taken any further action. Trevis Rucci Red Flags & Your Rights As An Investor Of course, Trevis Rucci did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Trevis Rucci at Raymond James Financial Services and Raymond James Financial Services Advisors on alert to review carefully the activity and performance of their accounts and question whether Trevis Rucci has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Raymond James Financial Services and Raymond James Financial Services Advisors also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Raymond James Financial Services Due To Trevis Rucci If you have questions about Raymond James Financial Services, Raymond James Financial Services Advisors, and/or Trevis Rucci and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

John Sandler of Equitable Advisors

DID JOHN BRUCE SANDLER CAUSE YOU INVESTMENT LOSSES? John Sandler Of Equitable Advisors Has A Customer Complaint For Alleged Broker Misconduct Who is John Sandler of Equitable Advisors? John Sandler (CRD #3100310) who is currently registered with Equitable Advisors and located in Mineola, New York is a subject of one of our many securities industry sales practice abuse investigations. John Sandler Customer Complaint John Sandler has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were the variable life insurance policy sold to her was unsuitable for her financial situation. John Sandler’s customer complaint was denied and, to date, the customer has not taken any further action. John Sandler Red Flags & Your Rights As An Investor Of course, John Sandler did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of John Sandler at Equitable Advisors on alert to review carefully the activity and performance of their accounts and question whether John Sandler has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Equitable Advisors also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Equitable Advisors Due To John Sandler If you have questions about Equitable Advisors and/or John Sandler and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

William Saplicki of LPL Financial

DID WILLIAM DANIEL SAPLICKI CAUSE YOU INVESTMENT LOSSES? William Saplicki Of LPL Financial And Formerly With First Allied Securities And First Allied Advisory Services Has 2 Customer Complaints For Alleged Broker Misconduct Who is William Saplicki of LPL Financial? William Saplicki (CRD #4034795) who is currently registered with LPL Financial and located in Dallas, Texas is a subject of one of our many securities industry sales practice abuse investigations. Prior to LPL Financial, William Saplicki was associated with First Allied Securities, First Allied Advisory Services and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. William Saplicki Customer Complaints William Saplicki has been the subject of 2 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses. Both of William Saplicki’s customers’ complaints were denied and, to date, the customers have not taken any further action. Allegations Against William Saplicki A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: William Saplicki made unsuitable recommendations and failed to disclose the risks of certain investments. The former client generally alleged breach of duties of care and fiduciary duty including the duties of care and loyalty; unsuitability; and misrepresentation. Client alleged that William Saplicki’s investment recommendation to invest into an alternative product was unsuitable. William Saplicki Red Flags & Your Rights As An Investor Of course, William Saplicki did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of William Saplicki at LPL Financial, First Allied Securities, and First Allied Advisory Services on alert to review carefully the activity and performance of their accounts and question whether William Saplicki has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial, First Allied Securities, and First Allied Advisory Services also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At LPL Financial Due To William Saplicki If you have questions about LPL Financial, First Allied Securities, First Allied Advisory Services, and/or William Saplicki and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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