Dec 14, 2024

Wendy Stocker Formerly With Morgan Stanley FIRED

DID WENDY STOCKER CAUSE YOU INVESTMENT LOSSES? Wendy Stocker Formerly With Morgan Stanley was terminated on September 1, 2024, following allegations related to altering and re-using a signed internal billing form. Wendy Stocker Employment History Negative Disclosures Wendy Stocker Red Flags & Your Rights As An Investor Regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint was filed, the termination of Wendy Stocker is a red flag which should put all current and former customers of Wendy Stocker at Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Wendy Stocker engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Morgan Stanley Due To Wendy Stocker If you have questions about Morgan Stanley and/or Wendy Stocker and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Dec 14, 2024

Mary Beth Spuhler Formerly With Osaic Wealth, Inc. FIRED

DID MARY BETH FISHER SPUHLER CAUSE YOU INVESTMENT LOSSES? Mary Beth Spuhler Formerly With Osaic Wealth, Inc. was terminated on September 6, 2024, for engaging in personal transactions with clients without prior approval from the broker-dealer. Mary Beth Spuhler Employment History and Termination Disclosures Mary Beth Spuhler Red Flags & Your Rights As An Investor Regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint was filed, the termination of Mary Beth Spuhler is a red flag which should put all current and former customers of Mary Beth Spuhler at with Osaic Wealth, Inc. on alert to review carefully the activity and performance of their accounts and question whether Mary Beth Spuhler engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Osaic Wealth, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At with Osaic Wealth, Inc. Due To Mary Beth Spuhler If you have questions about Osaic Wealth, Inc. and/or Mary Beth Spuhler and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Dec 14, 2024

Cynthia Smith of Merrill Lynch, Pierce, Fenner & Smith Incorporated Reviews

DID CHRISTINA SKIPPER CAUSE YOU INVESTMENT LOSSES? Cynthia Smith Customer Complaints and Reviews Allegation Against Cynthia Smith The allegation against Cynthia S. Smith involves claims of an unsuitable investment strategy, and that the investment strategy implemented by Cynthia was unsuitable. Cynthia Smith Red Flags & Your Rights As An Investor Of course, Cynthia Smith did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Cynthia Smith at Merrill Lynch, Pierce, Fenner & Smith Incorporated on alert to review carefully the activity and performance of their accounts and question whether Cynthia Smith has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Merrill Lynch, Pierce, Fenner & Smith Incorporated also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Merrill Lynch, Pierce, Fenner & Smith Incorporated Due To Cynthia Smith If you have questions about Merrill Lynch, Pierce, Fenner & Smith Incorporated and/or Cynthia Smith and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Dec 13, 2024

Mark Sorrell of Merrill Lynch, Pierce, Fenner & Smith Incorporated FIRED

DID MARK STEPHEN SORRELL CAUSE YOU INVESTMENT LOSSES? Mark Sorrell Formerly With Merrill Lynch, Pierce, Fenner & Smith Incorporated was recently fired following allegations of providing inaccurate proof of funds letter on behalf of a client. Mark Sorrell Employment History and Termination Negative Disclosures Summary Mark Sorrell Red Flags & Your Rights As An Investor Regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint was filed, the termination of Mark Sorrell is a red flag which should put all current and former customers of Mark Sorrell at Merrill Lynch, Pierce, Fenner & Smith Incorporatedon alert to review carefully the activity and performance of their accounts and question whether Mark Sorrell engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Merrill Lynch, Pierce, Fenner & Smith Incorporated also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Merrill Lynch, Pierce, Fenner & Smith Incorporated Due To Mark Sorrell If you have questions about Merrill Lynch, Pierce, Fenner & Smith Incorporated and/or Mark Sorrell and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Dec 13, 2024

Christina Skipper Formerly With Wealth Enhancement Brokerage Services, LLC FIRED

DID CHRISTINA SKIPPER CAUSE YOU INVESTMENT LOSSES? Christina Skipper Formerly With Wealth Enhancement Brokerage Services, LLC was fired on September 16, 2024, following the execution of a FINRA Acceptance, Waiver & Consent related to her activity while associated with Morgan Stanley.   Christina Skipper Employment History and Termination Disclosure Events: Christina Skipper Red Flags & Your Rights As An Investor Regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint was filed, the termination of Christina Skipper is a red flag which should put all current and former customers of Christina Skipper at Wealth Enhancement Brokerage Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Christina Skipper engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wealth Enhancement Brokerage Services, LLC, also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Wealth Enhancement Brokerage Services, LLC Due To Christina Skipper If you have questions about Wealth Enhancement Brokerage Services, LLC and/or Christina Skipper and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Dec 13, 2024

Jared Skemp of Key Investment Services LLC Reviews

DID JARED MICHAEL SKEMP CAUSE YOU INVESTMENT LOSSES? Jared Skemp Customer Complaints and Reviews Jared Skemp has one pending customer dispute on record. Key details include: Allegations Against Jared Skemp The customer dispute involves allegations of misrepresentation related to the sale of annuities: Jared Skemp Red Flags & Your Rights As An Investor Of course, Jared Skemp did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Jared Skemp at Key Investment Services LLC on alert to review carefully the activity and performance of their accounts and question whether Jared Skemp has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Key Investment Services LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Key Investment Services LLC Due To Jared Skemp If you have questions about Key Investment Services LLC and/or Jared Skemp and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Dec 12, 2024

Tyler Schultz of LPL Financial LLC Reviews

DID TYLER EDWARD SCHULTZ CAUSE YOU INVESTMENT LOSSES? Tyler Schultz Customer Complaints and Reviews Mr. Schultz has one reported customer dispute currently pending in state court: Allegations Against Tyler Schultz Tyler Schultz Red Flags & Your Rights As An Investor Of course, Tyler Schultz did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Tyler Schultz at LPL Financial LLC on alert to review carefully the activity and performance of their accounts and question whether Tyler Schultz has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To Tyler Schultz If you have questions about LPL Financial LLC and/or Tyler Schultz and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Dec 12, 2024

Gerald Silver of Wells Fargo Clearing Services, LLC FIRED

DID GERALD WAYNE SILVER CAUSE YOU INVESTMENT LOSSES? Gerald Silver Formerly With Wells Fargo Clearing Services, LLC was fired on August 14, 2024, under allegations that he used another employee’s credentials to approve a bank transaction. Gerald Silver Employment History and Termination Gerald Wayne Silver has been in the securities industry since 2015, primarily as a registered broker with Wells Fargo Clearing Services, LLC in Gaffney, South Carolina. Silver’s tenure at Wells Fargo Clearing Services lasted from May 2015 until September 20, 2024. Silver has passed two general industry/product exams and one multi-state securities law exam, providing him with foundational qualifications for his roles. Despite his experience in securities, Silver was discharged from Wells Fargo Clearing Services, LLC on August 14, 2024, after an allegation surfaced that he used another employee’s credentials to approve a bank transaction. This publicly available information highlights compliance issues within his employment record. Disclosure Event: Gerald Silver Red Flags & Your Rights As An Investor Regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint was filed, the termination of Gerald Silver is a red flag which should put all current and former customers of Gerald Silver at Wells Fargo Clearing Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Gerald Silver engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wells Fargo Clearing Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Wells Fargo Clearing Services, LLC Due To Gerald Silver If you have questions about Wells Fargo Clearing Services, LLC and/or Gerald Silver and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Dec 12, 2024

Frederick Salus of Wells Fargo Clearing Services, LLC Reviews

DID FREDERICK BRUCE SALUS CAUSE YOU INVESTMENT LOSSES? Frederick Salus Customer Complaints and Reviews Allegations Against Frederick Salus Frederick Salus Red Flags & Your Rights As An Investor Of course, Frederick Salus did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Frederick Salus at Wells Fargo Clearing Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Frederick Salus has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wells Fargo Clearing Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Wells Fargo Clearing Services, LLC Due To Frederick Salus If you have questions about Wells Fargo Clearing Services, LLC and/or Frederick Salus and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Dec 11, 2024

Lucas Rogers Formerly With J.P. Morgan Securities LLC FIRED

DID LUCAS ROGERS CAUSE YOU INVESTMENT LOSSES? Lucas Rogers Formerly With J.P. Morgan Securities LLC was recently fired following allegations of submitting fraudulent claims on his corporate credit card for personal transactions Lucas Rogers Employment History and Termination Disclosure Lucas Rogers Red Flags & Your Rights As An Investor Regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint was filed, the termination of Lucas Rogers is a red flag which should put all current and former customers of Lucas Rogers at J.P. Morgan Securities LLC on alert to review carefully the activity and performance of their accounts and question whether Lucas Rogers engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at J.P. Morgan Securities LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At J.P. Morgan Securities LLC Due To Lucas Rogers If you have questions about J.P. Morgan Securities LLC and/or Lucas Rogers and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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