Mar 8, 2022

Lawrence Myers of MML Investors Services

DID LAWRENCE OTIS MYERS CAUSE YOU INVESTMENT LOSSES? Lawrence Myers Of MML Investors Services Has A Customer Complaint For Alleged Broker Misconduct Who is Lawrence Myers of MML Investors Services? Lawrence Myers (CRD #2605164) who is currently registered with MML Investors Services and located in Westlake Village, California is a subject of one of our many securities industry sales practice abuse investigations. Lawrence Myers Customer Complaint Lawrence Myers has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were the complainant alleged that the annuity he purchased was misrepresented. The complainant stated he was never informed that his money would be restricted, or that there would be penalties when withdrawing his money. The complainant wanted to be let out of the annuity contract, and have the full value of his annuity returned, as well as being reimbursed for the penalties he has paid. Lawrence Myers’ customer complaint was denied and, to date, the customer has not taken any further action. Lawrence Myers Red Flags & Your Rights As An Investor Of course, Lawrence Myers did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Lawrence Myers at MML Investors Services on alert to review carefully the activity and performance of their accounts and question whether Lawrence Myers has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at MML Investors Services also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At MML Investors Services Due To Lawrence Myers If you have questions about MML Investors Services and/or Lawrence Myers and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Steven Noce of Merrill Lynch Pierce Fenner & Smith

DID STEVEN NOCE CAUSE YOU INVESTMENT LOSSES? Steven Noce Of Merrill Lynch Pierce Fenner & Smith And Formerly With VALIC Financial Advisors And T. Rowe Price Advisory Services Has A Customer Complaint For Alleged Broker Misconduct Who is Steven Noce of Merrill Lynch Pierce Fenner & Smith? Steven Noce (CRD #4288062) who is currently registered with Merrill Lynch Pierce Fenner & Smith and located in Tarrytown, New York is a subject of one of our many securities industry sales practice abuse investigations. Prior to Merrill Lynch Pierce Fenner & Smith, Steven Noce was associated with VALIC Financial Advisors, T. Rowe Price Advisory Services and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Steven Noce Customer Complaint Steven Noce has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were customer alleged that terms and features of investment were not fully disclosed. Steven Noce’s customer complaint was settled in favor of the investors. Steven Noce Red Flags & Your Rights As An Investor Of course, Steven Noce did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Steven Noce at Merrill Lynch Pierce Fenner & Smith, VALIC Financial Advisors, and T. Rowe Price Advisory Services on alert to review carefully the activity and performance of their accounts and question whether Steven Noce has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Merrill Lynch Pierce Fenner & Smith, VALIC Financial Advisors, and T. Rowe Price Advisory Services also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Merrill Lynch Pierce Fenner & Smith Due To Steven Noce If you have questions about Merrill Lynch Pierce Fenner & Smith, VALIC Financial Advisors, T. Rowe Price Advisory Services, and/or Steven Noce and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Brady Nance of TIAA-CREF Individual & Institutional Services

DID BRADY EDWARD NANCE CAUSE YOU INVESTMENT LOSSES? Brady Nance Of TIAA-CREF Individual & Institutional Services Has A Customer Complaint For Alleged Broker Misconduct Who is Brady Nance of TIAA-CREF Individual & Institutional Services? Brady Nance (CRD #4326691) who is currently registered with TIAA-CREF Individual & Institutional Services and located in Atlanta, Georgia is a subject of one of our many securities industry sales practice abuse investigations. Brady Nance Customer Complaint Brady Nance has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were the client stated that the TIAA representative, Brady Nance, did not inform her of the tax implications of taking a loan from her variable life insurance policy, or advise that she was creating a modified endowment contract by adding funds to that policy when issued. Brady Nance’s customer complaint was settled in favor of the investors. Brady Nance Red Flags & Your Rights As An Investor Of course, Brady Nance did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Brady Nance at TIAA-CREF Individual & Institutional Services on alert to review carefully the activity and performance of their accounts and question whether Brady Nance has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at TIAA-CREF Individual & Institutional Services also raises questions about the brokerage firm’ssupervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At TIAA-CREF Individual & Institutional Services Due To Brady Nance If you have questions about TIAA-CREF Individual & Institutional Services and/or Brady Nance and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Eric Nordberg of J.W. Cole Financial

DID ERIC GARRARD NORDBERG CAUSE YOU INVESTMENT LOSSES? Eric Nordberg Of J.W. Cole Financial And Nordberg & Vandenberg Has A Customer Complaint For Alleged Broker Misconduct Who is Eric Nordberg of J.W. Cole Financial? Eric Nordberg (CRD #2056510) who is currently registered with J.W. Cole Financial, Nordberg & Vandenberg and located in East Lansing, Michigan is a subject of one of our many securities industry sales practice abuse investigations. Eric Nordberg Customer Complaint Eric Nordberg has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were customer alleged Eric Nordberg did not disclose fees, riders, and commissions and that the product was not suitable. Eric Nordberg’s customer complaint was denied and, to date, the customer has not taken any further action. Eric Nordberg Red Flags & Your Rights As An Investor Of course, Eric Nordberg did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Eric Nordberg at J.W. Cole Financial and Nordberg & Vandenberg on alert to review carefully the activity and performance of their accounts and question whether Eric Nordberg has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at J.W. Cole Financial and Nordberg & Vandenberg also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At J.W. Cole Financial Due To Eric Nordberg If you have questions about J.W. Cole Financial, Nordberg & Vandenberg, and/or Eric Nordberg and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

John Nysather formerly with Stifel, Nicolaus & Company

DID JOHN OLAF NYSATHER CAUSE YOU INVESTMENT LOSSES? John Nysather Formerly With Stifel, Nicolaus & Company Has A Customer Complaint For Alleged Broker Misconduct Who is John Nysather formerly with Stifel, Nicolaus & Company? John Nysather (CRD #2036389) who was formerly registered with Stifel, Nicolaus & Company and located in Rockford, Illinois is a subject of one of our many securities industry sales practice abuse investigations. John Nysather Customer Complaint John Nysather has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were that registered representative John Nysather made unsuitable recommendations for the client to withdraw funds from annuities, which resulted in tax consequences and early withdrawal penalties. John Nysather’s customer complaint was denied and, to date, the customer has not taken any further action. John Nysather Red Flags & Your Rights As An Investor Of course, John Nysather did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of John Nysather at Stifel, Nicolaus & Company on alert to review carefully the activity and performance of their accounts and question whether John Nysather has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Stifel, Nicolaus & Company also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Stifel, Nicolaus & Company Due To John Nysather If you have questions about Stifel, Nicolaus & Company and/or John Nysather and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Candra Oakes-Niswanger of Waddell & Reed

DID CANDRA LYNN OAKES-NISWANGER CAUSE YOU INVESTMENT LOSSES? Candra Oakes-Niswanger Of Waddell & Reed Has A Customer Complaint For Alleged Broker Misconduct Who is Candra Oakes-Niswanger of Waddell & Reed? Candra Oakes-Niswanger (CRD #4235023) who is currently registered with Waddell & Reed and located in Great Falls, Montana is a subject of one of our many securities industry sales practice abuse investigations. Candra Oakes-Niswanger Customer Complaint Candra Oakes-Niswanger has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were client alleged that, due to a breach of fiduciary duty and negligence by Candra Oakes-Niswanger during the time period of February 21, 2020 through April 14, 2020, his account value incurred significant losses. Candra Oakes-Niswanger’s customer complaint was denied and, to date, the customer has not taken any further action. Candra Oakes-Niswanger Red Flags & Your Rights As An Investor Of course, Candra Oakes-Niswanger did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Candra Oakes-Niswanger at Waddell & Reed on alert to review carefully the activity and performance of their accounts and question whether Candra Oakes-Niswanger has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Waddell & Reed also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Waddell & Reed Due To Candra Oakes-Niswanger If you have questions about Waddell & Reed and/or Candra Oakes-Niswanger and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Brenda O’Brien of Oppenheimer & Co.

DID BRENDA JOETTE O’BRIEN CAUSE YOU INVESTMENT LOSSES? Brenda O’Brien Of Oppenheimer & Co. Has A Customer Complaint For Alleged Broker Misconduct Who is Brenda O’Brien of Oppenheimer & Co.? Brenda O’Brien (CRD #1587005) who is currently registered with Oppenheimer & Co.and located in St. Louis, Missouri is a subject of one of our many securities industry sales practice abuse investigations. Brenda O’Brien Customer Complaint Brenda O’Brien has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were client’s attorney alleged that no one discussed annuity redemption options with the client, nor did anyone discuss the risks associated with the annuity options or review the suitability standards. Brenda O’Brien’s customer complaint was denied and, to date, the customer has not taken any further action. Brenda O’Brien Red Flags & Your Rights As An Investor Of course, Brenda O’Brien did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Brenda O’Brien at Oppenheimer & Co. on alert to review carefully the activity and performance of their accounts and question whether Brenda O’Brien has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Oppenheimer & Co. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Oppenheimer & Co. Due To Brenda O’Brien If you have questions about Oppenheimer & Co. and/or Brenda O’Brien and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Hemant Naran Formerly With Morgan Stanley

DID HEMANT MANUBHAI NARAN CAUSE YOU INVESTMENT LOSSES? Hemant Naran Formerly With Morgan Stanley Has A Customer Complaint For Alleged Broker Misconduct Who is Hemant Naran formerly with Morgan Stanley? Hemant Naran (CRD #3086718) who was formerly registered with Morgan Stanley and located in Athens, Georgia is a subject of one of our many securities industry sales practice abuse investigations. Hemant Naran Customer Complaint Hemant Naran has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were client alleges, inter alia, failure to follow instructions with respect to investment guidelines. Hemant Naran’s customer complaint was settled in favor of the investors. Hemant Naran Red Flags & Your Rights As An Investor Of course, Hemant Naran did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Hemant Naran at Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Hemant Naran has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Morgan Stanley Due To Hemant Naran If you have questions about Morgan Stanley and/or Hemant Naran and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Michael O’Flaherty of Janney Montgomery Scott

DID MICHAEL ALOYSIUS O’FLAHERTY CAUSE YOU INVESTMENT LOSSES? Michael O’Flaherty Of Janney Montgomery Scott And Formerly With Merrill Lynch Pierce Fenner & Smith Has 2 Customer Complaints For Alleged Broker Misconduct Who is Michael O’Flaherty of Janney Montgomery Scott? Michael O’Flaherty (CRD #2199447) who is currently registered with Janney Montgomery Scott and located in South Kingstown, Rhode Island is a subject of one of our many securities industry sales practice abuse investigations. Prior to Janney Montgomery Scott, Michael O’Flaherty was associated with Merrill Lynch Pierce Fenner & Smith and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Michael O’Flaherty Customer Complaints Michael O’Flaherty has been the subject of 2 customer complaints that we know about. Both of Michael O’Flaherty’s customers’ complaints were denied and, to date, the customers have not taken any further action. Allegations Against Michael O’Flaherty A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Plan administrator alleged that Michael O’Flaherty failed to inform him of a 6 percent penalty if account was transferred out of the firm. The customer alleged Michael O’Flaherty made misrepresentations. Michael O’Flaherty Red Flags & Your Rights As An Investor Of course, Michael O’Flaherty did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Michael O’Flaherty at Janney Montgomery Scott and Merrill Lynch Pierce Fenner & Smith on alert to review carefully the activity and performance of their accounts and question whether Michael O’Flaherty has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Janney Montgomery Scott and Merrill Lynch Pierce Fenner & Smith also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Janney Montgomery Scott Due To Michael O’Flaherty If you have questions about Janney Montgomery Scott, Merrill Lynch Pierce Fenner & Smith, and/or Michael O’Flaherty and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Eugene Nazelrod of LaSalle St Securities

DID EUGENE DWIGHT NAZELROD CAUSE YOU INVESTMENT LOSSES? Eugene Nazelrod Of LaSalle St Securities And Formerly With Nazelrod & Associates Financial Services Has A Customer Complaint For Alleged Broker Misconduct Who is Eugene Nazelrod of LaSalle St Securities? Eugene Nazelrod (CRD #2294691) who is currently registered with LaSalle St Securities and located in Towson, Maryland is a subject of one of our many securities industry sales practice abuse investigations. Prior to LaSalle St Securities, Eugene Nazelrod was associated with Nazelrod & Associates Financial Services and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Eugene Nazelrod Customer Complaint Eugene Nazelrod has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were disagreement over the terms of the RIA’s investment advisory agreement. Eugene Nazelrod’s customer complaint was settled in favor of the investors. Eugene Nazelrod Red Flags & Your Rights As An Investor Of course, Eugene Nazelrod did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Eugene Nazelrod at LaSalle St Securities and Nazelrod & Associates Financial Services on alert to review carefully the activity and performance of their accounts and question whether Eugene Nazelrod has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LaSalle St Securities and Nazelrod & Associates Financial Services also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At LaSalle St Securities Due To Eugene Nazelrod If you have questions about LaSalle St Securities, Nazelrod & Associates Financial Services, and/or Eugene Nazelrod and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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