Mar 8, 2022

David Nelson of Wells Fargo Clearing Services

DID DAVID BRYCE NELSON CAUSE YOU INVESTMENT LOSSES? David Nelson Of Wells Fargo Clearing Services Has A Customer Complaint For Alleged Broker Misconduct Who is David Nelson of Wells Fargo Clearing Services? David Nelson (CRD #1744607) who is currently registered with Wells Fargo Clearing Services and located in Charlotte, North Carolina is a subject of one of our many securities industry sales practice abuse investigations. David Nelson Customer Complaint David Nelson has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were client complained regarding lost revenues and losses from purchases of bonds that were redeemed pursuant to extraordinary feature that was not disclosed to client. David Nelson’s customer complaint was settled in favor of the investors. David Nelson Red Flags & Your Rights As An Investor Of course, David Nelson did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of David Nelson at Wells Fargo Clearing Services on alert to review carefully the activity and performance of their accounts and question whether David Nelson has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wells Fargo Clearing Services also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Wells Fargo Clearing Services Due To David Nelson If you have questions about Wells Fargo Clearing Services and/or David Nelson and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Michael New of BMO Harris Financial Advisors

DID JEREMY CHARLES NEWTON CAUSE YOU INVESTMENT LOSSES? Jeremy Newton Of Merrill Lynch Pierce Fenner & Smith, And Formerly With Morgan Stanley Has 2 Customer Complaints For Alleged Broker Misconduct Who is Jeremy Newton of Merrill Lynch Pierce Fenner & Smith? Jeremy Newton (CRD #4206456) who is currently registered with Merrill Lynch Pierce Fenner & Smith and located in Houston, Texas is a subject of one of our many securities industry sales practice abuse investigations. Prior to Merrill Lynch Pierce Fenner & Smith, Jeremy Newton was associated with Morgan Stanley and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Jeremy Newton Customer Complaints Jeremy Newton has been the subject of 2 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses. Both of Jeremy Newton’s customers’ complaints were denied and, to date, the customers did not take any further action. Allegations Against Jeremy Newton A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Customers alleged that Jeremy Newton did not keep them informed of the liquidity issues regarding auction rate securities and that financial advisor represented that an investment in auction rate securities was liquid. The customer alleged Jeremy Newton’s misrepresentations and failure to follow instructions. Jeremy Newton Red Flags & Your Rights As An Investor Of course, Jeremy Newton did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Jeremy Newton at Merrill Lynch Pierce Fenner & Smith and Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Jeremy Newton has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Merrill Lynch Pierce Fenner & Smith and Morgan Stanley also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Merrill Lynch Pierce Fenner & Smith Due To Jeremy Newton If you have questions about Merrill Lynch Pierce Fenner & Smith, Morgan Stanley and/or Jeremy Newton and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Manuel Ojeda of Morgan Stanley

DID MANUEL L. OJEDA CAUSE YOU INVESTMENT LOSSES? Manuel Ojeda Of Morgan Stanley Has A Customer Complaint For Alleged Broker Misconduct Who is Manuel Ojeda of Morgan Stanley? Manuel Ojeda (CRD #2136032) who is currently registered with Morgan Stanley and located in Menlo Park, California is a subject of one of our many securities industry sales practice abuse investigations. Manuel Ojeda Customer Complaint Manuel Ojeda has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were misrepresentation with respect to hedge fund investment. Manuel Ojeda’s customer complaint was denied and, to date, the customer has not taken any further action. Manuel Ojeda Red Flags & Your Rights As An Investor Of course, Manuel Ojeda did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Manuel Ojeda at Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Manuel Ojeda has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Morgan Stanley Due To Manuel Ojeda If you have questions about Morgan Stanley and/or Manuel Ojeda and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Melinda Olbert of Cetera Advisors

DID MELINDA LEE OLBERT CAUSE YOU INVESTMENT LOSSES? Melinda Olbert Of Cetera Advisors And Formerly With Investors Capital Has A Customer Complaint For Alleged Broker Misconduct Who is Melinda Olbert of Cetera Advisors? Melinda Olbert (CRD #2893793) who is currently registered with Cetera Advisors and located in Oklahoma City, Oklahoma is a subject of one of our many securities industry sales practice abuse investigations. Prior to Cetera Advisors, Melinda Olbert was associated with Investors Capital and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Melinda Olbert Customer Complaint Melinda Olbert has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were negligence, misrepresentation, omission of a material fact, breach of fiduciary duty, and breach of contract. Melinda Olbert’s customer complaint was settled in favor of the investors. Melinda Olbert Red Flags & Your Rights As An Investor Of course, Melinda Olbert did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Melinda Olbert at Cetera Advisors and Investors Capital on alert to review carefully the activity and performance of their accounts and question whether Melinda Olbert has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Cetera Advisors and Investors Capital also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At  Cetera Advisors Due To Melinda Olbert If you have questions about Cetera Advisors, Investors Capital, and/or Melinda Olbert and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Frank Ortiz of Wells Fargo Clearing Services

DID FRANK JOSE ORTIZ CAUSE YOU INVESTMENT LOSSES? Frank Ortiz Of Wells Fargo Clearing Services Has 2 Customer Complaints For Alleged Broker Misconduct Who is Frank Ortiz of Wells Fargo Clearing Services? Frank Ortiz (CRD #2466113) who is currently registered with Wells Fargo Clearing Services and located in Montebello, California is a subject of one of our many securities industry sales practice abuse investigations. Frank Ortiz Customer Complaints Frank Ortiz has been the subject of 2 customer complaints that we know about. One of Frank Ortiz’s 2 customer complaints was settled in favor of investors. One of Frank Ortiz’s customers’ complaints was denied and, to date, the customer has not taken any further action. Allegations Against Frank Ortiz A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Client alleged Frank Ortiz did not invest his money safely. Plaintiff alleged that Frank Ortiz did not disclose the risks associated with the prior FA’s involvement with the investment account. Frank Ortiz Red Flags & Your Rights As An Investor Of course, Frank Ortiz did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Frank Ortiz at Wells Fargo Clearing Services on alert to review carefully the activity and performance of their accounts and question whether Frank Ortiz has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wells Fargo Clearing Services also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Wells Fargo Clearing Services Due To Frank Ortiz If you have questions about Wells Fargo Clearing Services and/or Frank Ortiz and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Brandie Osburn of Pruco Securities

DID BRANDIE JUNE BECKER OSBURN CAUSE YOU INVESTMENT LOSSES? Brandie Osburn Of Pruco Securities And Formerly With Allstate Financial Services Has 2 Customer Complaints For Alleged Broker Misconduct Who is Brandie Osburn of Pruco Securities? Brandie Osburn (CRD #3107786) who is currently registered with Pruco Securities and located in Glen Allen, Virginia is a subject of one of our many securities industry sales practice abuse investigations. Prior to Pruco Securities, Brandie Osburn was associated with Allstate Financial Services and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Brandie Osburn Customer Complaints Brandie Osburn has been the subject of 2 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses. Both of Brandie Osburn’s customers’ complaints were denied and, to date, the customers have not taken any further action. Allegations Against Brandie Osburn A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Client alleged Brandie Osburn made a misrepresentation, and did not disclose a surrender charge. Customer alleged unauthorized transaction by Brandie Osburn. Brandie Osburn Red Flags & Your Rights As An Investor Of course, Brandie Osburn did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Brandie Osburn at Pruco Securities and Allstate Financial Services on alert to review carefully the activity and performance of their accounts and question whether Brandie Osburn has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Pruco Securities and Allstate Financial Services also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Pruco Securities Due To Brandie Osburn If you have questions about Pruco Securities, Allstate Financial Services, and/or Brandie Osburn and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Eric Overvig of Feltl & Company

DID ERIC JEAN OVERVIG CAUSE YOU INVESTMENT LOSSES? Eric Overvig Of Feltl & Company, Feltl Advisors And Formerly With The Oak Ridge Financial Services Group And U.S. Bancorp Investments Has A Customer Complaint For Alleged Broker Misconduct Who is Eric Overvig of Feltl & Company? Eric Overvig (CRD #1435223) who is currently registered with Feltl & Company, Feltl Advisors and located in Inver Grove Heights, Minnesota is a subject of one of our many securities industry sales practice abuse investigations. Prior to Feltl & Company, Feltl Advisors, Eric Overvig was associated with The Oak Ridge Financial Services Group, U.S. Bancorp Investments and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Eric Overvig Customer Complaint Eric Overvig has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were unauthorized trading, unsuitability and over-concentration. Eric Overvig’s customer complaint was settled in favor of the investors. Eric Overvig Red Flags & Your Rights As An Investor Of course, Eric Overvig did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Eric Overvig at Feltl & Company, Feltl Advisors, The Oak Ridge Financial Services Group, and U.S. Bancorp Investments on alert to review carefully the activity and performance of their accounts and question whether Eric Overvig has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Feltl & Company, Feltl Advisors, The Oak Ridge Financial Services Group, and U.S. Bancorp Investments also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Feltl & Company Due To Eric Overvig If you have questions about Feltl & Company, Feltl Advisors, The Oak Ridge Financial Services Group, U.S. Bancorp Investments, and/or Eric Overvig and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Richard Martinson of Raymond James Financial Services

DID RICHARD ALLEN MARTINSON CAUSE YOU INVESTMENT LOSSES? Richard Martinson Of Raymond James Financial Services, Raymond James Financial Services Advisors And Formerly With Wells Fargo Clearing Services Has A Customer Complaint For Alleged Broker Misconduct Who is Richard Martinson of Raymond James Financial Services? Richard Martinson (CRD #2679630) who is currently registered with Raymond James Financial Services, Raymond James Financial Services Advisors and located in Melbourne, Florida is a subject of one of our many securities industry sales practice abuse investigations. Prior to Raymond James Financial Services, Raymond James Financial Services Advisors, Richard Martinson was associated with Wells Fargo Clearing Services and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Richard Martinson Customer Complaint Richard Martinson has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were unsuitable investment recommendations. Richard Martinson’s customer complaint was denied and, to date, the customer has not taken any further action. Richard Martinson Red Flags & Your Rights As An Investor Of course, Richard Martinson did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Richard Martinson at Raymond James Financial Services, Raymond James Financial Services Advisors and Wells Fargo Clearing Services on alert to review carefully the activity and performance of their accounts and question whether Richard Martinson has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Raymond James Financial Services, Raymond James Financial Services Advisors and Wells Fargo Clearing Services also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Raymond James Financial Services Due To Richard Martinson If you have questions about Raymond James Financial Services, Raymond James Financial Services Advisors, Wells Fargo Clearing Services, and/or Richard Martinson and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

William Mason of Stifel Nicolaus & Company

DID WILLIAM GEARY MASON CAUSE YOU INVESTMENT LOSSES? William Mason Of Stifel Nicolaus & Company And Formerly With Sterne Agee & Leach And Sterne Agee Asset Management Has A Customer Complaint For Alleged Broker Misconduct Who is William Mason of Stifel Nicolaus & Company? William Mason (CRD #1863783) who is currently registered with Stifel Nicolaus & Company and located in New Orleans, Louisiana is a subject of one of our many securities industry sales practice abuse investigations. Prior to Stifel Nicolaus & Company, William Mason was associated with Sterne Agee & Leach, Sterne Agee Asset Management and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. William Mason Customer Complaint William Mason has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were claimants alleged that the registered representative advised them to purchase unsuitable investments. The customer complaint filed against William Mason’s current employer Stifel Nicolaus & Company for investment losses caused by the alleged misconduct is pending as of the date of this report. William Mason Red Flags & Your Rights As An Investor Of course, William Mason did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of William Mason at Stifel Nicolaus & Company, Sterne Agee & Leach, and Sterne Agee Asset Management on alert to review carefully the activity and performance of their accounts and question whether William Mason has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Stifel Nicolaus & Company, Sterne Agee & Leach, and Sterne Agee Asset Management also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Stifel Nicolaus & Company Due To William Mason If you have questions about Stifel Nicolaus & Company, Sterne Agee & Leach, Sterne Agee Asset Management, and/or William Mason and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Russell Mathews formerly with TD Ameritrade

DID RUSSELL PAGE MATHEWS CAUSE YOU INVESTMENT LOSSES? Russell Mathews Formerly With TD Ameritrade And Principal Securities Has A Customer Complaint For Alleged Broker Misconduct Who is Russell Mathews formerly with TD Ameritrade? Russell Mathews (CRD #2520352) who was formerly registered with TD Ameritrade and located in Walnut Creek, California is a subject of one of our many securities industry sales practice abuse investigations. Prior to TD Ameritrade, Russell Mathews was associated with Principal Securities and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Russell Mathews Customer Complaint Russell Mathews has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were misrepresentation regarding an options strategy. Russell Mathews’ customer complaint was settled in favor of the investors. Russell Mathews Red Flags & Your Rights As An Investor Of course, Russell Mathews did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Russell Mathews at TD Ameritrade and Principal Securities on alert to review carefully the activity and performance of their accounts and question whether Russell Mathews has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at TD Ameritrade and Principal Securities also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At TD Ameritrade Due To Russell Mathews If you have questions about TD Ameritrade, Principal Securities, and/or Russell Mathews and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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