Mar 8, 2022

William Mathews of Cambridge Investment Research

DID WILLIAM AIO MATHEWS CAUSE YOU INVESTMENT LOSSES? William Mathews Of Cambridge Investment Research And Cambridge Investment Research Advisors Has A Customer Complaint For Alleged Broker Misconduct Who is William Mathews of Cambridge Investment Research? William Mathews (CRD #1746478) who is currently registered with Cambridge Investment Research, Cambridge Investment Research Advisors and located in Plano, Texas is a subject of one of our many securities industry sales practice abuse investigations. William Mathews Customer Complaint William Mathews has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were, that customer provided financial professional paperwork to liquidate his account but three days later, he called to check on his accounts, and they still had not been liquidated. Client’s account value dropped in that three day period and he emailed the financial professional looking for a way to resolve this issue. William Mathews’ customer complaint was denied and, to date, the customer has not taken any further action. William Mathews Red Flags & Your Rights As An Investor Of course, William Mathews did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of William Mathews at Cambridge Investment Research and Cambridge Investment Research Advisors on alert to review carefully the activity and performance of their accounts and question whether William Mathews has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Cambridge Investment Research and, Cambridge Investment Research Advisors also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Cambridge Investment Research Due To William Mathews If you have questions about Cambridge Investment Research, Cambridge Investment Research Advisors, and/or William Mathews and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Jordan Mayer of J.P. Morgan Securities

DID JORDAN M MAYER CAUSE YOU INVESTMENT LOSSES? Jordan Mayer of J.P. Morgan Securities Has 12 Customer Complaints For Alleged Broker Misconduct Who is Jordan Mayer of J.P. Morgan Securities? Jordan Mayer (CRD #1615062) who is currently registered with J.P. Morgan Securities and located in New York, New York is a subject of one of our many securities industry sales practice abuse investigations. Jordan Mayer Customer Complaints Jordan Mayer has been the subject of 12 customer complaints that we know about. Three of Jordan Mayer’s 12 customer complaints were settled in favor of investors. Nine of Jordan Mayer’s customers’ complaints were denied and, to date, the customers have not taken any further action. Allegations Against Jordan Mayer A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Jordan Mayer’s alleged negligence, unsuitability, breach of fiduciary duty, breach of contract, violations of NASD rules, misrepresentation, fraud, and violations of 1934 Securities Exchange Act. Alleged mismanagement by Jordan Mayer and SSB of his managed account. Claimant alleged negligence and unsuitable investments by Jordan Mayer. Client alleged gross negligence and mismanagement by Jordan Mayer with respect to the losses he incurred in his portfolio. Client alleged that her instructions on how to invest her funds were not followed by Jordan Mayer and that the investments purchased were unsuitable. Client alleged that Jordan Mayer did not follow his instructions to consult with him prior to purchasing or selling stock in his discretionary account. Customer alleged that Jordan Mayer’s Kraft Heinz recommendation was poor advice resulting in losses. Jordan Mayer’s alleged failure to provide a higher return on the managed account The client alleged Jordan Mayer’s unsuitability and failure to follow instructions with regard to her managed accounts. The client alleged Jordan Mayer’s unsuitability with respect to investments. The clients alleged, inter alia, unauthorized trading by Jordan Mayer. Jordan Mayer Red Flags & Your Rights As An Investor Of course, Jordan Mayer did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Jordan Mayer at J.P. Morgan Securities on alert to review carefully the activity and performance of their accounts and question whether Jordan Mayer has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at J.P. Morgan Securities also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At J.P. Morgan Securities Due To Jordan Mayer If you have questions about J.P. Morgan Securities and/or Jordan Mayer and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

David McAdams formerly with WFG Investments

DID DAVID WILSON MCADAMS CAUSE YOU INVESTMENT LOSSES? David McAdams Formerly With WFG Investments Has 2 Customer Complaints For Alleged Broker Misconduct Who is David McAdams formerly with WFG Investments? David McAdams (CRD #2626940) who was formerly registered with WFG Investments and located in Cordova, Tennessee is a subject of one of our many securities industry sales practice abuse investigations. David McAdams Customer Complaints David McAdams has been the subject of 2 customer complaints that we know about. Both of David McAdams’ 2 customer complaints were settled in favor of investors. Allegations Against David McAdams A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Claimants alleged a failure to conduct adequate due diligence, resulting in an unsuitable recommendation by David McAdams. Claimants alleged that David McAdams misrepresented and sold unsuitable investments to them. David McAdams Red Flags & Your Rights As An Investor Of course, David McAdams did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of David McAdams at WFG Investments on alert to review carefully the activity and performance of their accounts and question whether David McAdams has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at WFG Investments also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At WFG Investments Due To David McAdams If you have questions about WFG Investments and/or David McAdams and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Kenneth McCabe of Centaurus Financial

DID KENNETH ALFRED MCCABE CAUSE YOU INVESTMENT LOSSES? Kenneth McCabe Of Centaurus Financial Has A Customer Complaint For Alleged Broker Misconduct Who is Kenneth McCabe of Centaurus Financial? Kenneth McCabe (CRD #2980438) who is currently registered with Centaurus Financial and located in West Hills, California is a subject of one of our many securities industry sales practice abuse investigations. Kenneth McCabe Customer Complaint Kenneth McCabe has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were that the investments made through the Registered Representative performed poorly.  The customer complaint was denied, and to date, no further action has been taken. Kenneth McCabe Red Flags & Your Rights As An Investor Of course, Kenneth McCabe did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Kenneth McCabe at Centaurus Financial on alert to review carefully the activity and performance of their accounts and question whether Kenneth McCabe has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Centaurus Financial also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Centaurus Financial Due To Kenneth McCabe If you have questions about Centaurus Financial and/or Kenneth McCabe and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

John McCarthy of Wells Fargo Clearing Services

DID JOHN FRANCIS MCCARTHY CAUSE YOU INVESTMENT LOSSES? John McCarthy Of Wells Fargo Clearing Services Has A Customer Complaint For Alleged Broker Misconduct Who is John McCarthy of Wells Fargo Clearing Services? John McCarthy (CRD #1499168) who is currently registered with Wells Fargo Clearing Services and located in New York, New York is a subject of one of our many securities industry sales practice abuse investigations. John McCarthy Customer Complaint John McCarthy has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were that the financial advisor did not follow his emailed instructions to execute purchases in his accounts. John McCarthy’s customer complaint was denied and, to date, the customer has not taken any further action. John McCarthy Red Flags & Your Rights As An Investor Of course, John McCarthy did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of John McCarthy at Wells Fargo Clearing Services on alert to review carefully the activity and performance of their accounts and question whether John McCarthy has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wells Fargo Clearing Services also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Wells Fargo Clearing Services Due To John McCarthy If you have questions about Wells Fargo Clearing Services and/or John McCarthy and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Thomas McCusker of LPL Financial

DID THOMAS JOSEPH MCCUSKER CAUSE YOU INVESTMENT LOSSES? Thomas McCusker Of LPL Financial And Formerly With Key Investment Services And Merrill Lynch Pierce Fenner & & Smith Has 2 Customer Complaints For Alleged Broker Misconduct Who is Thomas McCusker of LPL Financial? Thomas McCusker (CRD #2573068) who is currently registered with LPL Financial and located in Fort Mill, South Carolina is a subject of one of our many securities industry sales practice abuse investigations. Prior to LPL Financial, Thomas McCusker was associated with Key Investment Services, Merrill Lynch Pierce Fenner & Smith and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Thomas McCusker Customer Complaints Thomas McCusker has been the subject of 2 customer complaints that we know about. One of Thomas McCusker’s 2 customer complaints was settled in favor of investors.  The other one of Thomas McCusker’s customers’ complaints was denied and, to date, the customer has not taken any further action. Allegations Against Thomas McCusker A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Alleged misrepresentation by Thomas McCusker with regard to investment. Client alleged the recommendation to purchase the Allianz Index Advantage NY annuity was misrepresented by Thomas McCusker. Thomas McCusker Red Flags & Your Rights As An Investor Of course, Thomas McCusker did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Thomas McCusker at LPL Financial, Key Investment Services, and Merrill Lynch Pierce Fenner & Smith on alert to review carefully the activity and performance of their accounts and question whether Thomas McCusker has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial, Key Investment Services, and Merrill Lynch Pierce Fenner & Smith also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At LPL Financial Due To Thomas McCusker If you have questions about LPL Financial, Key Investment Services, Merrill Lynch Pierce Fenner & Smith, and/or Thomas McCusker and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Fermon Owens of J.P. Morgan Securities

DID FERMON L. OWENS CAUSE YOU INVESTMENT LOSSES? Fermon Owens Of J.P. Morgan Securities And Formerly With Pruco Securities And MetLife Securities Has 2 Customer Complaints For Alleged Broker Misconduct Who is Fermon Owens of J.P. Morgan Securities? Fermon Owens (CRD #2144350) who is currently registered with J.P. Morgan Securities and located in Indianapolis, Indiana is a subject of one of our many securities industry sales practice abuse investigations. Prior to J.P. Morgan Securities, Fermon Owens was associated with Pruco Securities, MetLife Securities and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Fermon Owens Customer Complaints Fermon Owens has been the subject of 2 customer complaints that we know about. One of Fermon Owens’ 2 customer complaints was settled in favor of investors. One of Fermon Owens’ customers’ complaints was denied and, to date, the customer has not taken any further action. Allegations Against Fermon Owens A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Customer alleged that when she attempted to reallocate the funds in her variable annuity, Fermon Owens provided incorrect information. The complainants alleged that the variable annuity they purchased was misrepresented. The complainants stated that Fermon Owens allegedly told them that the income amount would be the same as the death benefit. Fermon Owens Red Flags & Your Rights As An Investor Of course, Fermon Owens did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Fermon Owens at J.P. Morgan Securities, Pruco Securities, and MetLife Securities on alert to review carefully the activity and performance of their accounts and question whether Fermon Owens has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at J.P. Morgan Securities, Pruco Securities, and MetLife Securities also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At J.P. Morgan Securities Due To Fermon Owens If you have questions about J.P. Morgan Securities, Pruco Securities, MetLife Securities, and/or Fermon Owens and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Thomas McDavid of Rockefeller Financial

DID THOMAS ANDREW MCDAVID CAUSE YOU INVESTMENT LOSSES? Thomas McDavid Of Rockefeller Financial And Formerly With Morgan Stanley Has A Customer Complaint For Alleged Broker Misconduct Who is Thomas McDavid of Rockefeller Financial? Thomas McDavid (CRD #3174259) who is currently registered with Rockefeller Financial and located in Atlanta, Georgia is a subject of one of our many securities industry sales practice abuse investigations. Prior to Rockefeller Financial, Thomas McDavid was associated with Morgan Stanley and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Thomas McDavid Customer Complaint Thomas McDavid has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were client alleged, inter alia, that option strategy recommended by Thomas McDavid was unsuitable and misrepresented. The customer complaint filed against Thomas McDavid’s current employer Morgan Stanley for investment losses caused by the alleged misconduct is pending as of the date of this report. Thomas McDavid Red Flags & Your Rights As An Investor Of course, Thomas McDavid did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Thomas McDavid at Rockefeller Financial and Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Thomas McDavid has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Rockefeller Financial and Morgan Stanley also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Rockefeller Financial Due To Thomas McDavid If you have questions about Rockefeller Financial, Morgan Stanley, and/or Thomas McDavid and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Timothy Owens of Cambridge Investment Research

DID TIMOTHY VAIL OWENS CAUSE YOU INVESTMENT LOSSES? Timothy Owens Of Cambridge Investment Research, Cambridge Investment Research Advisors And Formerly With FSC Securities Has A Customer Complaint For Alleged Broker Misconduct Who is Timothy Owens of Cambridge Investment Research? Timothy Owens (CRD #1680140) who is currently registered with Cambridge Investment Research, Cambridge Investment Research Advisors and located in Cumming, Georgia is a subject of one of our many securities industry sales practice abuse investigations. Prior to Cambridge Investment Research and Cambridge Investment Research Advisors, Timothy Owens was associated with FSC Securities and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Timothy Owens Customer Complaint Timothy Owens has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were that improper investment recommendations were made to the customer. The customer complaint filed against Timothy Owens’ current employer FSC Securities for investment losses caused by the alleged misconduct is pending as of the date of this report. Timothy Owens Red Flags & Your Rights As An Investor Of course, Timothy Owens did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Timothy Owens at Cambridge Investment Research, Cambridge Investment Research Advisors and FSC Securities on alert to review carefully the activity and performance of their accounts and question whether Timothy Owens has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Cambridge Investment Research, Cambridge Investment Research Advisors and FSC Securities also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Cambridge Investment Research Due To Timothy Owens If you have questions about Cambridge Investment Research, Cambridge Investment Research Advisors, FSC Securities, and/or Timothy Owens and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Matthew Panke of Charles Schwab & Co.

DID MATTHEW K. PANKE CAUSE YOU INVESTMENT LOSSES? Matthew Panke Of Charles Schwab & Co. Has 2 Customer Complaints For Alleged Broker Misconduct Who is Matthew Panke of Charles Schwab & Co.? Matthew Panke (CRD #2227976) who is currently registered with Charles Schwab & Co. and located in Clayton, Missouri is a subject of one of our many securities industry sales practice abuse investigations. Matthew Panke Customer Complaints Matthew Panke has been the subject of 2 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses. Both of Matthew Panke’s customers’ complaints were denied and, to date, the customers have not taken any further action. Allegations Against Matthew Panke A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Client alleged on February 27, 2020, Matthew Panke did not follow his instructions to liquidate all of his accounts, causing market losses. Customer alleged Matthew Panke’s misrepresentation regarding a mutual fund purchased. Matthew Panke Red Flags & Your Rights As An Investor Of course, Matthew Panke did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Matthew Panke at Charles Schwab & Co. on alert to review carefully the activity and performance of their accounts and question whether Matthew Panke has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Charles Schwab & Co. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Charles Schwab & Co. Due To Matthew Panke If you have questions about Charles Schwab & Co. and/or Matthew Panke and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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