Mar 8, 2022

Richard Laskin of Cetera Advisors

DID RICHARD SCOTT LASKIN CAUSE YOU INVESTMENT LOSSES? Richard Laskin Of Cetera Advisors And Formerly With SII Investments Has 2 Customer Complaints For Alleged Broker Misconduct Who is Richard Laskin of Cetera Advisors? Richard Laskin (CRD #2201317) who is currently registered with Cetera Advisors and located in East Brunswick, New Jersey is a subject of one of our many securities industry sales practice abuse investigations. Prior to Cetera Advisors, Richard Laskin was associated with SII Investments and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Richard Laskin Customer Complaints Richard Laskin has been the subject of 2 customer complaints that we know about. One of Richard Laskin’s 2 customer complaints was settled in favor of investors. There is currently one pending customer complaint filed against SII Investments for investment losses caused by Richard Laskin’s alleged misconduct. Allegations Against Richard Laskin A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Client alleged funds were invested too aggressively for her risk level by Richard Laskin. Richard Laskin’s alleged unsuitable investments. Richard Laskin Red Flags & Your Rights As An Investor Of course, Richard Laskin did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Richard Laskin at Cetera Advisors and SII Investments on alert to review carefully the activity and performance of their accounts and question whether Richard Laskin has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Cetera Advisors and SII Investments also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Cetera Advisors Due To Richard Laskin If you have questions about Cetera Advisors, SII Investments, and/or Richard Laskin and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

James Lebaron of Stifel Nicolaus & Company

DID JAMES SEAN LEBARON CAUSE YOU INVESTMENT LOSSES? James Lebaron Of Stifel Nicolaus & Company And Formerly With Janney Montgomery Scott Has 2 Customer Complaints For Alleged Broker Misconduct Who is James Lebaron of Stifel Nicolaus & Company? James Lebaron (CRD #2308025) who is currently registered with Stifel Nicolaus & Company and located in Sarasota, Florida is a subject of one of our many securities industry sales practice abuse investigations. Prior to Stifel Nicolaus & Company, James Lebaron was associated with Janney Montgomery Scott and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. James Lebaron Customer Complaints James Lebaron has been the subject of 2 customer complaints that we know about. One of James Lebaron’s 2 customer complaints was settled in favor of investors. One of James Lebaron’s customer complaints was denied and, to date, the customer has not taken any further action. Allegations Against James Lebaron A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Claimants alleged that unsuitable investments were made in their accounts by James Lebaron. Customer alleged that an investment made in Reignmaker Communications by James Lebaron was unsuitable. James Lebaron Red Flags & Your Rights As An Investor Of course, James Lebaron did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of James Lebaron at Stifel Nicolaus & Company and Janney Montgomery Scott on alert to review carefully the activity and performance of their accounts and question whether James Lebaron has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Stifel Nicolaus & Company and Janney Montgomery Scott also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Stifel Nicolaus & Company Due To James Lebaron If you have questions about Stifel Nicolaus & Company, Janney Montgomery Scott, and/or James Lebaron and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Chang Lee of The Investment Center

DID CHANG LEE CAUSE YOU INVESTMENT LOSSES? Chang Lee Of The Investment Center, IC Advisory Services And Formerly With MML Investors Services and Raymond James Financial Services Advisors Has A Customer Complaint For Alleged Broker Misconduct Who is Chang Lee of The Investment Center? Chang Lee (CRD #2672951) who is currently registered with The Investment Center, IC Advisory Services and located in Montville, New Jersey is a subject of one of our many securities industry sales practice abuse investigations. Prior to The Investment Center and IC Advisory Services, Chang Lee was associated with MML Investors Services, Raymond James Financial Services Advisors and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Chang Lee Customer Complaint Chang Lee has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were advisor purchased a variable annuity from Prudential.  The customer complaint filed against Chang Lee’s former employer HSBC Securities for investment losses caused by the alleged misconduct is pending as of the date of this report. Chang Lee Red Flags & Your Rights As An Investor Of course, Chang Lee did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Chang Lee at The Investment Center, IC Advisory Services, MML Investors Services, and Raymond James Financial Services Advisors on alert to review carefully the activity and performance of their accounts and question whether Chang Lee has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at The Investment Center, IC Advisory Services, MML Investors Services, and Raymond James Financial Services Advisors also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At The Investment Center Due To Chang Lee If you have questions about The Investment Center, IC Advisory Services, MML Investors Services, Raymond James Financial Services Advisors, and/or Chang Lee and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Joseph Leighton of Edward Jones

DID JOSEPH THOMAS LEIGHTON CAUSE YOU INVESTMENT LOSSES? Joseph Leighton Of Edward Jones And Formerly With Ameriprise Financial Services Has A Customer Complaint For Alleged Broker Misconduct Who is Joseph Leighton of Edward Jones? Joseph Leighton (CRD #3136901) who is currently registered with Edward Jones and located in Lancaster, Ohio is a subject of one of our many securities industry sales practice abuse investigations. Prior to Edward Jones, Joseph Leighton was associated with Ameriprise Financial Services and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Joseph Leighton Customer Complaint Joseph Leighton has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were that mutual funds were sold without her permission and that she incurred a large tax impact as a result of the unauthorized trades. Joseph Leighton’s customer complaint was denied and, to date, the customer has not taken any further action. Joseph Leighton Red Flags & Your Rights As An Investor Of course, Joseph Leighton did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Joseph Leighton at Edward Jones and Ameriprise Financial Services on alert to review carefully the activity and performance of their accounts and question whether Joseph Leighton has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Edward Jones and Ameriprise Financial Services also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Edward Jones Due To Joseph Leighton If you have questions about Edward Jones, Ameriprise Financial Services, and/or Joseph Leighton and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Jarrod Leisure of BBVA Securities

DID JARROD ROBERT LEISURE CAUSE YOU INVESTMENT LOSSES? Jarrod Leisure Of BBVA Securities And BBVA Wealth Solutions Has 2 Customer Complaints For Alleged Broker Misconduct Who is Jarrod Leisure of BBVA Securities? Jarrod Leisure (CRD #2935576) who is currently registered with BBVA Securities, BBVA Wealth Solutions and located in Dallas, Texas is a subject of one of our many securities industry sales practice abuse investigations. Jarrod Leisure Customer Complaints Jarrod Leisure has been the subject of 2 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses. Both of Jarrod Leisure’s customers’ complaints were denied and, to date, the customers have not taken any further action. Allegations Against Jarrod Leisure A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Customer purchased fixed annuity contract allegedly made by Jarrod Leisure. Attorney-in-fact contacted issuing insurance company claiming sale was not suitable and requested full return of premiums. In a social media complaint centered on online services of the Firm’s affiliate bank, customer raised her dissatisfaction regarding a purchase of a variable annuity contract through the Firm allegedly sold by Jarrod Leisure. The client made an allegation regarding suitability of the transaction. Client surrendered the annuity without any involvement of the Firm. Jarrod Leisure Red Flags & Your Rights As An Investor Of course, Jarrod Leisure did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Jarrod Leisure at BBVA Securities and BBVA Wealth Solutions on alert to review carefully the activity and performance of their accounts and question whether Jarrod Leisure has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at BBVA Securities and BBVA Wealth Solutions also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At BBVA Securities Due To Jarrod Leisure If you have questions about BBVA Securities, BBVA Wealth Solutions, and/or Jarrod Leisure and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Colleen Lenard of Waddell & Reed

DID COLLEEN NELL LENARD CAUSE YOU INVESTMENT LOSSES? Colleen Lenard Of Waddell & Reed Has A Customer Complaint For Alleged Broker Misconduct Who is Colleen Lenard of Waddell & Reed? Colleen Lenard (CRD #2488516) who is currently registered with Waddell & Reed and located in Vancouver, Washington is a subject of one of our many securities industry sales practice abuse investigations. Colleen Lenard Customer Complaint Colleen Lenard has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were Colleen Lenard’s due to inappropriate and offensive mishandling of his account during the time period between March 13th, 2020 and March 24th, 2020, his account value incurred significant losses. Colleen Lenard’s customer complaint was denied and, to date, the customer has not taken any further action. Colleen Lenard Red Flags & Your Rights As An Investor Of course, Colleen Lenard did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Colleen Lenard at Waddell & Reed on alert to review carefully the activity and performance of their accounts and question whether Colleen Lenard has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Waddell & Reed also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Waddell & Reed Due To Colleen Lenard If you have questions about Waddell & Reed and/or Colleen Lenard and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Tod Lenhoff formerly with Madison Avenue Securities

DID TOD LEIGHTON LENHOFF CAUSE YOU INVESTMENT LOSSES? Tod Lenhoff Formerly With Madison Avenue Securities And G.F. Investment Services Has 3 Customer Complaints For Alleged Broker Misconduct Who is Tod Lenhoff formerly with Madison Avenue Securities? Tod Lenhoff (CRD #3255143) who was formerly registered with Madison Avenue Securities and located in Carlsbad, California is a subject of one of our many securities industry sales practice abuse investigations. Prior to Madison Avenue Securities, Tod Lenhoff was associated with G.F. Investment Services and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Tod Lenhoff Customer Complaints Tod Lenhoff has been the subject of 3 customer complaints that we know about. One of Tod Lenhoff’s 3 customer complaints was settled in favor of investors.  One of Tod Lenhoff’s customers’ complaints was denied and, to date, the customer has not taken any further action. There is currently one pending customer complaint filed against Madison Avenue Securities for investment losses caused by Tod Lenhoff’s alleged misconduct. Allegations Against Tod Lenhoff A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Allegations of excessive trading in the client’s investment advisory account by Tod Lenhoff. Additionally, the client alleged that trading in the account generated unwarranted capital gains. Tod Lenhoff allegedly proposed a financial plan for the client and liquidated a bond in error. The trade was subsequently cancelled and the bond was placed back in the account. Client alleged Tod Lenhoff sold him a REIT without explaining the up-front sales charge and the possible valuation adjustments. Tod Lenhoff Red Flags & Your Rights As An Investor Of course, Tod Lenhoff did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Tod Lenhoff at Madison Avenue Securities and G.F. Investment Services on alert to review carefully the activity and performance of their accounts and question whether Tod Lenhoff has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Madison Avenue Securities and G.F. Investment Services also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Madison Avenue Securities Due To Tod Lenhoff If you have questions about Madison Avenue Securities, G.F. Investment Services, and/or Tod Lenhoff and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Marc Lippman formerly with Folger Nolan Fleming Douglas

DID MARC ROMEYN LIPPMAN CAUSE YOU INVESTMENT LOSSES? Marc Lippman Formerly With Folger Nolan Fleming Douglas Has 2 Customer Complaints For Alleged Broker Misconduct Who is Marc Lippman formerly with Folger Nolan Fleming Douglas? Marc Lippman (CRD #1575995) who was formerly registered with Folger Nolan Fleming Douglas and located in Washington, District of Columbia is a subject of one of our many securities industry sales practice abuse investigations. Marc Lippman Customer Complaints Marc Lippman has been the subject of 2 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses. One of Marc Lippman’s customers’ complaints was denied and, to date, the customer has not taken any further action. There is currently one pending customer complaint filed against Folger Nolan Fleming Douglas for investment losses caused by Marc Lippman’s alleged misconduct. Allegations Against Marc Lippman A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Claimants, the Administrator of an estate and a purported heir, alleged fraud and breaches of fiduciary duty by Marc Lippman in the alleged diversion of retirement assets from an individual, who is now deceased, to his granddaughter. Previous firm with whom the complaint was filed stated that the client claimed that the current asset allocation recommended by Marc Lippman was not suitable. Marc Lippman Red Flags & Your Rights As An Investor Of course, Marc Lippman did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Marc Lippman at Folger Nolan Fleming Douglas on alert to review carefully the activity and performance of their accounts and question whether Marc Lippman has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Folger Nolan Fleming Douglas also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Folger Nolan Fleming Douglas Due To Marc Lippman If you have questions about Folger Nolan Fleming Douglas and/or Marc Lippman and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Gary Liska of Royal Alliance Associates

DID GARY KENDALL LISKA CAUSE YOU INVESTMENT LOSSES? Gary Liska Of Royal Alliance Associates, SEIA And Formerly With Signator Investors Has A Customer Complaint For Alleged Broker Misconduct Who is Gary Liska of Royal Alliance Associates? Gary Liska (CRD #2512188) who is currently registered with Royal Alliance Associates, SEIA and located in Los Angeles, California is a subject of one of our many securities industry sales practice abuse investigations. Prior to Royal Alliance Associates and SEIA, Gary Liska was associated with Signator Investors and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Gary Liska Customer Complaint Gary Liska has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were alleged misrepresentation of an inherited annuity and unsuitable sub account recommendations. Gary Liska’s customer complaint was denied and, to date, the customer has not taken any further action Gary Liska Red Flags & Your Rights As An Investor Of course, Gary Liska did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Gary Liska at Royal Alliance Associates, SEIA and Signator Investors on alert to review carefully the activity and performance of their accounts and question whether Gary Liska has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Royal Alliance Associates, SEIA and Signator Investors also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Royal Alliance Associates Due To Gary Liska If you have questions about Royal Alliance Associates, SEIA, Signator Investors, and/or Gary Liska and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Margaret Logue of LPL Financial

DID MARGARET LOUISE LOGUE CAUSE YOU INVESTMENT LOSSES? Margaret Logue Of LPL Financial Has 2 Customer Complaints For Alleged Broker Misconduct Who is Margaret Logue of LPL Financial? Margaret Logue (CRD #2939540) who is currently registered with LPL Financial and located in Little Rock, Arkansas is a subject of one of our many securities industry sales practice abuse investigations. Margaret Logue Customer Complaints Margaret Logue has been the subject of 2 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses. One of Margaret Logue’s customers’ complaints was denied and, to date, the customer has not taken any further action. There is currently one pending customer complaint filed against LPL Financial for investment losses caused by Margaret Logue’s alleged misconduct. Allegations Against Margaret Logue A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Client alleged Margaret Logue’s misrepresentation with respect to variable annuity. Customer alleged that certain alternative investments purchased by Margaret Logue were unsuitable. Margaret Logue Red Flags & Your Rights As An Investor Of course, Margaret Logue did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Margaret Logue at LPL Financial on alert to review carefully the activity and performance of their accounts and question whether Margaret Logue has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At LPL Financial Due To Margaret Logue If you have questions about LPL Financial and/or Margaret Logue and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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