Mar 8, 2022

Mansoor Kisat of M.S. Howells

DID MANSOOR KISAT CAUSE YOU INVESTMENT LOSSES? Mansoor Kisat Of M. S. Howells & Co, Aljian Capital Management And Formerly With Morgan Stanley Has One Customer Complaint For Alleged Broker Misconduct Who is Mansoor Kisat of M. S. Howells & Co? Mansoor Kisat (CRD #1392148) who is currently registered with M. S. Howells & Co, Aljian Capital Managementand located in Henderson, Nevada is a subject of one of our many securities industry sales practice abuse investigations. Prior to M. S. Howells & Co, Aljian Capital Management, Mansoor Kisat was associated with Morgan Stanley and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Mansoor Kisat Customer Complaint Mansoor Kisat has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were that 500 shares of a stock were sold without authorization. Mansoor Kisat’s customer complaint was denied and the customers did not take any further action. Mansoor Kisat Red Flags & Your Rights As An Investor Of course, Mansoor Kisat did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Mansoor Kisat at M. S. Howells & Co, Aljian Capital Management, and Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Mansoor Kisat has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at M. S. Howells & Co, Aljian Capital Management, and Morgan Stanley also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At M. S. Howells & Co Due To Mansoor Kisat If you have questions about M. S. Howells & Co, Aljian Capital Management, Morgan Stanley, and/or Mansoor Kisat and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Timothy Kenyon of Triad Advisors

DID TIMOTHY KENYON CAUSE YOU INVESTMENT LOSSES? Timothy Kenyon Of Triad Advisors LLC And Formerly With GWN Securities Has 3 Customer Complaints For Alleged Broker Misconduct Who is Timothy Kenyon of Triad Advisors LLC? Timothy Kenyon (CRD #1324495) who is currently registered with Triad Advisors LLC and located in Somerville, New Jersey is a subject of one of our many securities industry sales practice abuse investigations. Prior to Triad Advisors LLC, Timothy Kenyon was associated with GWN Securities and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Timothy Kenyon Customer Complaints Timothy Kenyon has been the subject of 3 customer complaints that we know about. One of Timothy Kenyon’s 3 customer complaints was settled in favor of investors. Two of Timothy Kenyon’s customers’ complaints were denied and the customers did not take any further action. Allegations Against Timothy Kenyon A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Client alleged Timothy Kenyon made unauthorized trades within his account. The customers’ son, acting as the attorney for his father’s estate and for his mother, alleges an unsuitable investment strategy and complains of associated portfolio losses allegedly committed by Timothy Kenyon. Timothy Kenyon Red Flags & Your Rights As An Investor Of course, Timothy Kenyon did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Timothy Kenyon at Triad Advisors LLC and GWN Securities on alert to review carefully the activity and performance of their accounts and question whether Timothy Kenyon has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Triad Advisors LLC and GWN Securities also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Triad Advisors LLC Due To Timothy Kenyon If you have questions about Triad Advisors LLC, GWN Securities, and/or Timothy Kenyon and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Chip Kensinger of BCG Securities

DID CHIP KENSINGER CAUSE YOU INVESTMENT LOSSES? Chip Kensinger of BCG Securities, Inc. Has 3 Customer Complaints For Alleged Broker Misconduct Who is Chip Kensinger of BCG Securities, Inc.? Chip Kensinger (CRD #1097494) who is currently registered with BCG Securities, Inc. and located in Cedar Rapids, Iowa is a subject of one of our many securities industry sales practice abuse investigations. Chip Kensinger Customer Complaints Chip Kensinger has been the subject of 3 customer complaints that we know about, and one of those complaints was filed in the last year to recover investment losses. Two of Chip Kensinger’s 3 customer complaints were settled in favor of investors. One of Chip Kensinger’s customers’ complaints was denied and the customers did not take any further action. Allegations Against Chip Kensinger A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Client alleges that Chip  Kensinger sold all of her Franklin funds rather than a portion as she had requested, and invested proceeds in UITs, which she claims were inappropriate, without her prior authorization. Customer alleges that his annuity sub-accounts did not perform as expected during market gains as the portfolio was not allocated properly allegedly by Chip Kensinger. Customers claim the features of a variable annuity allegedly purchased by Chip Kensinger were misrepresented. Chip Kensinger Red Flags & Your Rights As An Investor Of course, Chip Kensinger did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of  Kensinger at BCG Securities, Inc. on alert to review carefully the activity and Chip performance of their accounts and question whether Chip Kensinger has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at BCG Securities, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At BCG Securities, Inc. Due To Chip Kensinger If you have questions about BCG Securities, Inc. and/or Chip Kensinger and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Shahryar Kashanchi of Equitable Advisors

DID SHAHRYAR KASHANCHI CAUSE YOU INVESTMENT LOSSES? Shahryar Kashanchi Of Equitable Advisors, LLC Has One Customer Complaint For Alleged Broker Misconduct Who is Shahryar Kashanchi of Equitable Advisors, LLC? Shahryar Kashanchi (CRD #1351829) who is currently registered with Equitable Advisors, LLC and located in San Diego, California is a subject of one of our many securities industry sales practice abuse investigations. Shahryar Kashanchi Customer Complaint Shahryar Kashanchi has been the subject ofat least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were misrepresentation of fees for an insurance policy sold. Shahryar Kashanchi’s customer complaint was denied and the customers did not take any further action. Shahryar Kashanchi Red Flags & Your Rights As An Investor Of course, Shahryar Kashanchi did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Shahryar Kashanchi at Equitable Advisors, LLC on alert to review carefully the activity and performance of their accounts and question whether Shahryar Kashanchi has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Equitable Advisors, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Equitable Advisors, LLC Due To Shahryar Kashanchi If you have questions about Equitable Advisors, LLC and/or Shahryar Kashanchi and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Timothy Millis of NYLIFE Securities

DID TIMOTHY MILLIS CAUSE YOU INVESTMENT LOSSES? Timothy Millis Formerly With NYLIFE Securities LLC Has One Customer Complaint For Alleged Broker Misconduct Who is Timothy Millis formerly with NYLIFE Securities LLC? Timothy Millis (CRD #706959) who was formerly registered with NYLIFE Securities LLC and located in Okemos, Michigan is a subject of one of our many securities industry sales practice abuse investigations. Timothy Mills has had his own regulatory problems with the FINRA. In November 2019, he was suspended for 3 months by FINRA in all capacities and ordered to pay disgorgement of $7,500 for allegedly switching a senior investor out of a variable annuity into and a share class mutual fund and switch and other investors in and out of mutual fund which were intended to be long-term investments. Timothy Millis Customer Complaint Timothy Millis has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were upon reviewing the customer’s brokerage account activity, the firm noted that the customer incurred front-end sales charges when proceeds from a variable annuity withdrawal were subsequently transferred to the customer’s brokerage account. The firm also noted that the customer’s variable annuity withdrawal was subject to a surrender charge. The customer executed a settlement agreement that the firm provided to him after its review of the transactions.  Thus, Timothy Millis’ customer complaint was settled in favor of the investors. Timothy Millis Red Flags & Your Rights As An Investor Of course, Timothy Millis did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Timothy Millis at NYLIFE Securities LLC on alert to review carefully the activity and performance of their accounts and question whether Timothy Millis has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at NYLIFE Securities LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At NYLIFE Securities LLC Due To Timothy Millis If you have questions about NYLIFE Securities LLC and/or Timothy Millis and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Gary Meagher of LPL Financial

DID GARY MEAGHER CAUSE YOU INVESTMENT LOSSES? Gary Meagher Of LPL Financial LLC And Formerly With Cetera Advisor Networks Has One Customer Complaint For Alleged Broker Misconduct Who is Gary Meagher of LPL Financial LLC? Gary Meagher (CRD #1308083) who is currently registered with LPL Financial LLC and located in Renton, Washington is a subject of one of our many securities industry sales practice abuse investigations. Prior to LPL Financial LLC, Gary Meagher was associated with Cetera Advisor Networks and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Gary Meagher Customer Complaint Gary Meagher has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were representative failed to place trade in Interval Fund. Gary Meagher’s customer complaint was settled in favor of investors. Gary Meagher Red Flags & Your Rights As An Investor Of course, Gary Meagher did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Gary Meagher at LPL Financial LLC and Cetera Advisor Networks on alert to review carefully the activity and performance of their accounts and question whether Gary Meagher has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC and Cetera Advisor Networks also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To Gary Meagher If you have questions about LPL Financial LLC, Cetera Advisor Networks, and/or Gary Meagher and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Dennis Mcevoy of Northwestern Mutual Investment Services

DID DENNIS MCEVOY CAUSE YOU INVESTMENT LOSSES? Dennis McEvoy Formerly With Northwestern Mutual Investment Services Has One Customer Complaint For Alleged Broker Misconduct Who is Dennis McEvoy formerly with Northwestern Mutual Investment Services, LLC? Dennis McEvoy (CRD #1052680) who was formerly registered with Northwestern Mutual Investment Services, LLC and located in Tucson, Arizona is a subject of one of our many securities industry sales practice abuse investigations. Dennis McEvoy Customer Complaint Dennis McEvoy has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were that he did not sign an application for a non-variable life insurance policy. Dennis McEvoy’s customer complaint was denied and the customers did not take any further action. Dennis McEvoy Red Flags & Your Rights As An Investor Of course, Dennis McEvoy did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Dennis McEvoy at Northwestern Mutual Investment Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Dennis McEvoy has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Northwestern Mutual Investment Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Northwestern Mutual Investment Services, LLC Due To Dennis McEvoy If you have questions about Northwestern Mutual Investment Services, LLC and/or Dennis McEvoy and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Kevin Lynch of First Heartland Capital

DID KEVIN LYNCH CAUSE YOU INVESTMENT LOSSES? Kevin Lynch Of First Heartland Capital, Inc., First Heartland Consultants And Formerly With United Planners’ Financial Services Of America Has One Customer Complaint For Alleged Broker Misconduct Who is Kevin Lynch of First Heartland Capital, Inc.? Kevin Lynch (CRD #1238289) who is currently registered with First Heartland Capital, Inc., First Heartland Consultants and located in Hillsborough, New Jersey is a subject of one of our many securities industry sales practice abuse investigations. Prior to First Heartland Capital, Inc., First Heartland Consultants, Kevin Lynch was associated with United Planners’ Financial Services Of America, and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Kevin Lynch Customer Complaint Kevin Lynch has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were claimant alleges that Mr. Lynch recommended annuities that were unsuitable for her. The customer complaint filed against Kevin Lynch’s former employer BCG Securities for investment losses caused by the alleged misconduct is pending as of the date of this report. Kevin Lynch Red Flags & Your Rights As An Investor Of course, Kevin Lynch did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Kevin Lynch at First Heartland Capital, Inc., First Heartland Consultants and United Planners’ Financial Services Of America on alert to review carefully the activity and performance of their accounts and question whether Kevin Lynch has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at First Heartland Capital, Inc., First Heartland Consultants and United Planners’ Financial Services Of America also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At First Heartland Capital, Inc. Due To Kevin Lynch If you have questions about First Heartland Capital, Inc., First Heartland Consultants, United Planners’ Financial Services Of America, and/or Kevin Lynch and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

George McCaffrey of NTB Financial

DID GEORGE MCCAFFREY CAUSE YOU INVESTMENT LOSSES? George McCaffrey Formerly With NTB Financial Corp. Has 2 Customer Complaints For Alleged Broker Misconduct Who is George McCaffrey formerly with NTB Financial Corp.? George McCaffrey (CRD #847377) who was formerly registered with NTB Financial Corp. and located in Englewood, Colorado is a subject of one of our many securities industry sales practice abuse investigations. In the past, George McCaffrey was also the subject of investigations by FINRA and the Commodities Futures Trading Commission. In 2018, FINRA suspended him for 18 months and ordered disgorgement of $124,250 in commissions he received for allegedly participating in 22 undisclosed private securities transactions with 9 investors who purchased promissory notes of the greenhouse building and leasing company and preferred stock of 1 of the company’s affiliates. George McCaffrey Customer Complaints George McCaffrey has been the subject of 2 customer complaints that we know about. One of George McCaffrey’s 2 customer complaints was settled in favor of investors. The customer complaint filed against George Mccaffrey’s former employer NTB Financial Corp. for investment losses caused by the alleged misconduct is pending as of the date of this report. Allegations Against George McCaffrey A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: The complainant asserts George McCaffrey recommended lending money to the private company. George McCaffrey’s alleged misrepresentation and fraud and negligence in failing to give customer correct information on proposed merger of Luxor and Northern Gold. George McCaffrey Red Flags & Your Rights As An Investor Of course, George McCaffrey did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of George McCaffrey at NTB Financial Corp. on alert to review carefully the activity and performance of their accounts and question whether George McCaffrey has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at NTB Financial Corp. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At NTB Financial Corp. Due To George McCaffrey If you have questions about NTB Financial Corp. and/or George McCaffrey and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Carolyn Lloyd-Turbett of Kestra Investment Services

DID CAROLYN LLOYD-TURBETT CAUSE YOU INVESTMENT LOSSES? Carolyn Lloyd-Turbett of Kestra Investment Services, LLC, Kestra Advisory Services Has One Customer Complaint For Alleged Broker Misconduct Who is Carolyn Lloyd-Turbett of Kestra Investment Services, LLC? Carolyn Lloyd-Turbett (CRD #854161) who is currently registered with Kestra Investment Services, LLC, Kestra Advisory Services and located in Fairfield, New Jersey is a subject of one of our many securities industry sales practice abuse investigations. Carolyn Lloyd-Turbett Customer Complaint Carolyn Lloyd-Turbett has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were that his registered representative purchased bonds in his account without authorization. Carolyn Lloyd-Turbett’s customer complaint was denied and the customer did not take any further action. Carolyn Lloyd-Turbett Red Flags & Your Rights As An Investor Of course, Carolyn Lloyd-Turbett did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Carolyn Lloyd-Turbett at Kestra Investment Services, LLC and Kestra Advisory Services on alert to review carefully the activity and performance of their accounts and question whether Carolyn Lloyd-Turbett has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Kestra Investment Services, LLC and Kestra Advisory Services also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Kestra Investment Services, LLC Due To Carolyn Lloyd-Turbett If you have questions about Kestra Investment Services, LLC, Kestra Advisory Services, and/or Carolyn Lloyd-Turbett and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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