Mar 8, 2022

Neil Raisanen of Raymond James Financial Services

DID NEIL RAISANEN CAUSE YOU INVESTMENT LOSSES? Neil Raisanen Of Raymond James Financial Services, Inc. And Raymond James Financial Services Advisors Has One Customer Complaint For Alleged Broker Misconduct Who is Neil Raisanen of Raymond James Financial Services, Inc.? Neil Raisanen (CRD #1111266) who is currently registered with Raymond James Financial Services, Inc., Raymond James Financial Services Advisors and located in South St. Paul, Minnesota is a subject of one of our many securities industry sales practice abuse investigations. Neil Raisanen Customer Complaint Neil Raisanen has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were that the advisor withheld information needed to perform fiduciary duties as trustee. Neil Raisanen’s customer complaint was denied and, to date, the customers have not taken any further action. Neil Raisanen Red Flags & Your Rights As An Investor Of course, Neil Raisanen did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Neil Raisanen at Raymond James Financial Services, Inc., Raymond James Financial Services Advisors on alert to review carefully the activity and performance of their accounts and question whether Neil Raisanen has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Raymond James Financial Services, Inc., Raymond James Financial Services Advisors also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Raymond James Financial Services, Inc. Due To Neil Raisanen If you have questions about Raymond James Financial Services, Inc., Raymond James Financial Services Advisors, and/or Neil Raisanen and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Matthew Quall of Raymond James Financial Services

DID MATTHEW QUALL CAUSE YOU INVESTMENT LOSSES? Matthew Quall Formerly With Raymond James Financial Services, Inc. And Wells Fargo Clearing Services Has 2 Customer Complaints For Alleged Broker Misconduct Who is Matthew Quall formerly with Raymond James Financial Services, Inc.? Matthew Quall (CRD #1333109) who was formerly registered with Raymond James Financial Services, Inc., Raymond James Financial Services Advisors and located in Northfield, Illinois is a subject of one of our many securities industry sales practice abuse investigations. Prior to Raymond James Financial Services, Inc., Raymond James Financial Services Advisors, Matthew Quall was associated with Wells Fargo Clearing Services and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Matthew Quall Customer Complaints Matthew Quall has been the subject of 2 customer complaints that we know about. One of Matthew Quall’s 2 customer complaints resulted in an arbitration award in favor of the investors. One of Matthew Quall’s customer complaint was denied and, to date, the customers have not taken any further action. Allegations Against Matthew Quall A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: The client alleged his financial information was inflated on his account application which led to his ability to make riskier trades than he otherwise would have qualified for which led to losses. The client also alleged the inflated financial information led to an inequitable divorce settlement. The client also alleged that the Matthew Quall did not always confirm transactions. Customers alleged against Matthew Quall: misrepresentation; breach of fiduciary duty; account related-negligence; executions-limit v. market order; unsuitable investment recommendations. Matthew Quall Red Flags & Your Rights As An Investor Of course, Matthew Quall did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Matthew Quall at Raymond James Financial Services, Inc., Raymond James Financial Services Advisors and Wells Fargo Clearing Services on alert to review carefully the activity and performance of their accounts and question whether Matthew Quall has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Raymond James Financial Services, Inc., Raymond James Financial Services Advisors and Wells Fargo Clearing Services also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Raymond James Financial Services, Inc. and Wells Fargo Clearing Services Due To Matthew Quall If you have questions about Raymond James Financial Services, Inc., Raymond James Financial Services Advisors, Wells Fargo Clearing Services, and/or Matthew Quall and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Brian Presley of FSC Securities

DID BRIAN PRESLEY CAUSE YOU INVESTMENT LOSSES? Brian Presley Formerly With FSC Securities Corp. Has 9 Customer Complaints For Alleged Broker Misconduct Who is Brian Presley formerly with FSC Securities Corp.? Brian Presley (CRD #1077118) who was formerly registered with FSC Securities Corp. and located in Punta Gorda, Florida is a subject of one of our many securities industry sales practice abuse investigations. We are not the only ones who investigated Brian Presley. The NASD n/k/a FINRA launched two investigations and sanctioned him for broker misconduct. Brian Presley Customer Complaints Brian Presley has been the subject of 9 customer complaints that we know about. Seven of Brian Presley’s 9 customer complaints were settled in favor of investors. Two of Brian Presley’s customers’ complaints were denied and, to date, the customers have not taken any further action. Allegations Against Brian Presley A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Breach of various duties in sale of two investments allegedly made by Brian Presley. Claimant alleged unsuitable investment recommendations by Brian Presley. Claimants alleged misrepresentations, negligence and breach of fiduciary duties relative to their accounts committed by Brian Presley. Claimants alleged unsuitable investments recommendations by Brian Presley. Client alleged Brian Presley’s misrepresentation in exchange of a variable universal life policy to a universal life policy. Clients alleged that the Behringer Harvard REIT investment was an unsuitable investment recommendations made by Brian Presley. Customer alleged that Brian Presley represented that the investment was liquid and it is not. Customers alleged Brian Presley’s $50,000 purchase of a Behringer Harvard REIT was unsuitable for them. Misrepresentation, negligence, and sale of unsuitable securities allegedly by Brian Presley. Brian Presley Red Flags & Your Rights As An Investor Of course, Brian Presley did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Brian Presley at FSC Securities Corp. on alert to review carefully the activity and performance of their accounts and question whether Brian Presley has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at FSC Securities Corp. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At FSC Securities Corp. Due To Brian Presley If you have questions about FSC Securities Corp. and/or Brian Presley and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

William Powell of USA Financial Securities

DID WILLIAM POWELL CAUSE YOU INVESTMENT LOSSES? William Powell Formerly With USA Financial Securities Corp. Has 2 Customer Complaints For Alleged Broker Misconduct Who is William Powell formerly with USA Financial Securities Corp.? William Powell (CRD #869427) who was formerly registered with USA Financial Securities Corp. and located in Rosenberg, Texas is a subject of one of our many securities industry sales practice abuse investigations. William Powell Customer Complaints William Powell has been the subject of 2 customer complaints that we know about. One of William Powell’s customers’ complaints was denied and, to date, the customers have not taken any further action. There is currently one pending customer complaint filed against LPL Financial and USA Financial Securities Corp. for investment losses caused by William Powell’s alleged misconduct. Allegations Against William Powell A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Customer alleges unsuitability of a variable annuity by William Powell. Customers allege that USA Financial failed to supervise William Powell when he made a unsuitable recommendation for purchase of private securities and the sale was conducted away from the firm. William Powell Red Flags & Your Rights As An Investor Of course, William Powell did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of William Powell at USA Financial Securities Corp. and LPL Financial on alert to review carefully the activity and performance of their accounts and question whether William Powell has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at USA Financial Securities Corp. and LPL Financial also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At USA Financial Securities Corp. and LPL Financial Due To William Powell If you have questions about USA Financial Securities Corp., LPL Financial, and/or William Powell and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Thomas Povinelli of Royal Alliance Associates

DID THOMAS POVINELLI CAUSE YOU INVESTMENT LOSSES? Thomas Povinelli of Royal Alliance Associates, Inc. Has 2 Customer Complaints For Alleged Broker Misconduct Who is Thomas Povinelli of Royal Alliance Associates, Inc.? Thomas Povinelli (CRD #1326492) who is currently registered with Royal Alliance Associates, Inc. and located in Old Greenwich, Connecticut is a subject of one of our many securities industry sales practice abuse investigations. Thomas Povinelli has also been the subject of the FINRA investigation that was settled without admitting or denying the allegations that he completed and submitted inaccurate applications to purchase a variable annuity to avoid New York regulations. As a result, he was suspended by FINRA in all capacities for 30 days and fined $5, 000. Thomas Povinelli Customer Complaints Thomas Povinelli has been the subject of 2 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses. One of Thomas Povinelli’s 2 customer complaints was settled in favor of investors. One of Thomas Povinelli’s customers’ complaints was denied and, to date, the customers have not taken any further action. Allegations Against Thomas Povinelli A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Customer alleges Thomas Povinelli made unsuitable investment recommendation and complains that annuity contracts were issued in wrong state. Thomas Povinelli’s alleged unsuitable recommendations in high-risk investments. Thomas Povinelli Red Flags & Your Rights As An Investor Of course, Thomas Povinelli did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Thomas Povinelli at Royal Alliance Associates, Inc. on alert to review carefully the activity and performance of their accounts and question whether Thomas Povinelli has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Royal Alliance Associates, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Royal Alliance Associates, Inc. Due To Thomas Povinelli If you have questions about Royal Alliance Associates, Inc. and/or Thomas Povinelli and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Lawrence Potomac of LPL Financial

DID LAWRENCE POTOMAC CAUSE YOU INVESTMENT LOSSES? Lawrence Potomac Of LPL Financial LLC Has One Customer Complaint For Alleged Broker Misconduct Who is Lawrence Potomac of LPL Financial LLC? Lawrence Potomac (CRD #714236) who is currently registered with LPL Financial LLC and located in San Diego, California is a subject of one of our many securities industry sales practice abuse investigations. Lawrence Potomac Customer Complaint Lawrence Potomac has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were unsuitable trading in a discretionary account which resulted in taxable gains. Lawrence Potomac’s customer complaint was denied and, to date, the customers have not taken any further action. Lawrence Potomac Red Flags & Your Rights As An Investor Of course, Lawrence Potomac did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Lawrence Potomac at LPL Financial LLC on alert to review carefully the activity and performance of their accounts and question whether Lawrence Potomac has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To Lawrence Potomac If you have questions about LPL Financial LLC and/or Lawrence Potomac and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Larry Porter of Morgan Stanley

DID LARRY PORTER CAUSE YOU INVESTMENT LOSSES? Larry Porter Formerly With Morgan Stanley Has 2 Customer Complaints For Alleged Broker Misconduct Who is Larry Porter formerly with Morgan Stanley? Larry Porter (CRD #366024) who was formerly registered with Morgan Stanley and located in Monarch Beach, California is a subject of one of our many securities industry sales practice abuse investigations. Larry Porter Customer Complaints Larry Porter has been the subject of 2 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses. Larry Porter’s 2 customers’ complaints were denied and, to date, the customers have not taken any further action. Allegations Against Larry Porter A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Client alleged misrepresentation by Larry Porter with respect to variable annuity investment. Client alleges Larry Porter recommended unsuitable investments. Larry Porter Red Flags & Your Rights As An Investor Of course, Larry Porter did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Larry Porter at Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Larry Porter has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Morgan Stanley Due To Larry Porter If you have questions about Morgan Stanley and/or Larry Porter and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Mark Pettyjohn of Client One Securities

DID MARK CHARLES PETTYJOHN CAUSE YOU INVESTMENT LOSSES? Mark Pettyjohn Of Client One Securities LLC And Formerly With Oak Grove Investment Services Has One Customer Complaint For Alleged Broker Misconduct Who is Mark Pettyjohn of Client One Securities LLC? Mark Pettyjohn (CRD #1141552) who is currently registered with Client One Securities LLC and located in Rochester, Illinois is a subject of one of our many securities industry sales practice abuse investigations. Prior to Client One Securities LLC, Mark Pettyjohn was associated with Oak Grove Investment Services and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Mark Pettyjohn Customer Complaint Mark Pettyjohn has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were that agent Steven Wandrie contracted under a broker-dealer (Oak Grove) he was president of, accused of convincing client to withdraw funds from his bank account as cash, and give to Wandrie for an investment in a marijuana growing facility. The customer complaint filed against Mark Pettyjohn’s current employer Oak Grove Investment Services for investment losses caused by the alleged misconduct is pending as of the date of this report. Mark Pettyjohn Red Flags & Your Rights As An Investor Of course, Mark Pettyjohn did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Mark Pettyjohn at Client One Securities LLC and Oak Grove Investment Services on alert to review carefully the activity and performance of their accounts and question whether Mark Pettyjohn has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Client One Securities LLC and Oak Grove Investment Services also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Client One Securities LLC and Oak Grove Investment Services Due To Mark Pettyjohn If you have questions about Client One Securities LLC, Oak Grove Investment Services, and/or Mark Pettyjohn and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Richard Peace of FSC Securities

DID RICHARD PEACE CAUSE YOU INVESTMENT LOSSES? Richard Peace Formerly With FSC Securities Corp. Has 4 Customer Complaints For Alleged Broker Misconduct Who is Richard Peace formerly with FSC Securities Corp.? Richard Peace (CRD #1052457) who was formerly registered with FSC Securities Corp. and located in Colorado Springs, Colorado is a subject of one of our many securities industry sales practice abuse investigations. Richard Peace Customer Complaints Richard Peace has been the subject of 4 customer complaints that we know about. One of Richard Peace’s 4 customer complaints was settled in favor of investors. Three of Richard Peace’s customers’ complaints were denied and, to date, the customers have not taken any further action. Allegations Against Richard Peace A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Customer alleged that two variable annuities purchased were misrepresented by Richard Peace. The customer alleged Richard Peace misrepresented the living benefit portion of the annuity he purchased. The plaintiff alleged Richard Peace made unsuitable and unauthorized trades and high-risk bonds and limited partnerships. The client alleged that Richard Peace misrepresented his real-time trading capabilities and poor execution of trades. Richard Peace Red Flags & Your Rights As An Investor Of course, Richard Peace did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Richard Peace at FSC Securities Corp. on alert to review carefully the activity and performance of their accounts and question whether Richard Peace has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at FSC Securities Corp. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At FSC Securities Corp. Due To Richard Peace If you have questions about FSC Securities Corp. and/or Richard Peace and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Joseph Cucinotta of Woodbury Financial Services

DID JOSEPH MICHAEL CUCINOTTA CAUSE YOU INVESTMENT LOSSES? Joseph Cucinotta Of Woodbury Financial Services And Formerly With Questar Capital Corporation Has A Customer Complaint For Alleged Broker Misconduct Who is Joseph Cucinotta of Woodbury Financial Services? Joseph Cucinotta (CRD #4321614) who is currently registered with Woodbury Financial Services and located in Radnor, Pennsylvania is a subject of one of our many securities industry sales practice abuse investigations.  Prior to Woodbury Financial Services, Joseph Cucinotta was associated with Questar Capital Corporation and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Joseph Cucinotta Customer Complaint Joseph Cucinotta has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were customer alleges variable annuity purchase was misrepresented. Joseph Cucinotta’s customer complaint was denied and, to date, the customer has not taken any further action. Joseph Cucinotta Red Flags & Your Rights As An Investor Of course, Joseph Cucinotta did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Joseph Cucinotta at Woodbury Financial Services and Questar Capital Corporation on alert to review carefully the activity and performance of their accounts and question whether Joseph Cucinotta has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Woodbury Financial Services and Questar Capital Corporation also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Woodbury Financial Services Due To Joseph Cucinotta If you have questions about Woodbury Financial Services, Questar Capital Corporation, and/or Joseph Cucinotta and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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